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Court of Appeal of New Zealand |
Last Updated: 17 December 2004
IN THE COURT OF APPEAL OF NEW ZEALAND
THE
QUEEN
v
ALAN
WILLIAM SUMMERS
Hearing: 26 October 2004
Court: William Young, Randerson, and Heath JJ
Counsel: W D McKean for Appellant
H D M Lawry and P J Magee for Crown
Judgment: 8 December 2004
Leave to appeal is granted but the appeal is dismissed.
REASONS
(Given by William Young J)
Table of Contents
Para No
Introduction [1]
Background [2]
The legislative
background [16]
The issues in
the case [29]
The
appellant’s particular arguments
The entries on to the farm on 25 and 26 July 2002 [33]
were
unlawful
MAF inappropriately took over the appellant’s [39]
veterinarian, Dr Stocker
The consultation procedure required
by s 138 was [43]
not
carried out before the destruction of the animals
The appellant’s exclusion from the euthanasia [55]
and autopsy processes was
unlawful
The appellant’s exclusion from the euthanasia and [59]
autopsy processes has
prejudiced his defence
The appellant’s primary
arguments [64]
Result [72]
Introduction
Background
Dear Sir
The Ministry has now concluded the information-gathering phase of their investigation into the welfare of animals on your Far North Road property.
This process has been done under the provisions of the Animals Welfare Act 1999 in consultation with veterinarians and an agricultural consultant.
Based on the analysis of the information gathered it is now necessary to take further action under the provisions of the Animal Welfare Act 1999.
Effective immediately the Ministry is taking control of all animals on the far except:
The group of feeder calves housed at the shed (for which you will need to make alternative feeding arrangements or consider selling). The pig, the goat and the horses. A small group of bulls and a small group of rising two year old heifers.
This is due to the physical condition of your animals, and your property that cannot sustain the current animal population.
Therefore, all animals will be removed to grazing except those that the veterinarians consider unfit to travel, these will be destroyed.
Please note that whilst they are in a place of safety they remain in your ownership. The disposal or return of the animals is open to negotiation subject to improvement of conditions on the property and in the welfare of the stock to ensure the sustainable welfare of the animals.
At the cessation of this operation you will be provided with a list detailing the stock removed or destroyed.
Yours faithfully
Alan Wilson
Investigator (Animal Welfare)
[11] MAF officials decided not to seek further search warrants to cover what was proposed for 25 and 26 July. They formed the view that further warrants were not required. This view seems to have been based on what they had been told by the Registrar of the District Court with whom they had been dealing and coincided with the opinion of Constable Godinet and legal advice they received from their head office. The assumptions were that the existing search warrants covered what they planned to do on 25 and 26 July and in any event there was independent statutory authority under the Animal Welfare Act 1999. We will discuss these assumptions later in this judgment. [12] As already indicated, on 25 July one cow (tag number 245) was destroyed. A further 67 animals were euthanased on that day and the following day. Ten animals, including the cow which had already died (tag number 11), were subjected to post-mortem examination. A tent was erected on the neighbour’s property to prevent people (including journalists) who had gathered from viewing the euthanasia and post-mortem processes. [13] On 25 July, the appellant and his son tried to gain entry into the tent to take a video record of what was happening. They had obtained permission from the landowner. However, Dr Stocker was not prepared to continue working if this was to happen. Constable Godinet excluded the appellant and his son from the property under threat of arrest. He was not prepared to have the appellant and his son record proceedings from a site approximately 40 metres away. [14] Throughout the events that occurred on 22 to 26 July, the appellant’s son continued to use a video camera, although it appears that it did not function on one of the days in question. [15] In describing the events of July 2002, and in particular what happened between 22 and 26 July, we have not sought to evoke the emotional impact on those who were involved. We must, however, allow for this in our assessment of the evidence. The execution of Operation Silvanus had significant implications for the appellant and his family and was plainly upsetting for them. It was also obviously not an easy exercise for the MAF officials and veterinarians who were involved. Dr Stocker had never been involved in euthanasia of the scale required for the purposes of Operation Silvanus. It would appear that a number of those involved were genuinely appalled and emotionally distressed by the state of the cattle. Relationships between the MAF team (including the veterinarians and Constable Godinet) and the appellant and his family and supporters understandably became irascible.
The legislative background
[16] Before identifying the issues in the case, it is necessary to refer to the relevant provisions of the Animal Welfare Act. [17] Section 127 provides:
127 Power to inspect land, premises, and places and stationary vehicles, aircraft, and ships
(1) Subject to subsections (3) and (4), an inspector may--
(a) In the case of any land, premises, or place, at any reasonable time or times; ...
enter, without warrant, that land or those premises or that place ... for the purposes of inspecting any animal on or in that land or those premises or that place ... .
...
(3) No inspector may, under subsection (1), enter in or on any dwelling or marae unless he or she is authorised to do so by a search warrant issued under section 131.
...
(5) Where an inspector who exercises a power of entry under subsection (1) has reasonable grounds to believe, in respect of any animal found on or in the land, premises, or place ... that--
(a) The animal has been wilfully ill-treated contrary to section 28; or
(b) The physical, health, and behavioural needs of the animal or the need for the animal to receive treatment from a veterinarian make it necessary or desirable to remove the animal from the land, premises, or place or the vehicle, aircraft, or ship,--
the inspector may take and maintain possession of the animal, by force if necessary, and convey the animal to another place.
(6) The inspector may keep the animal at a place chosen by the inspector until--
(a) The animal is, under section 172, forfeited to the Crown or to an approved organisation; or
(b) A District Court Judge orders that the animal be delivered to the owner of the animal or to the person charged with the offence against this Act.
(7) An inspector may take any person in or on any land, premises, or place or in or on an aircraft, ship, or vehicle to assist the inspector with an inspection under subsection (1).
[18] It is common ground that the inspections of the appellant’s farm which occurred on 4 and 18 July were pursuant to s 127 and that no warrant was required. [19] Section 130(1) provides:
130 Power to prevent or mitigate suffering
(1) Where an inspector, either in the course of the exercise of a power of entry under section 127 or at any other time, has reasonable grounds to believe that an animal is suffering or is likely to suffer unreasonable or unnecessary pain or distress, the inspector--
(a) May take all such steps as the inspector considers are necessary or desirable to prevent or mitigate the suffering of the animal; and
(b) May, by notice in writing given by the inspector to the owner or the person in charge of the animal or any person appearing to be in charge of the animal, require the person to whom the notice is given to take all such steps as the inspector considers are necessary or desirable to prevent or mitigate the suffering of the animal.
[20] The notice that was given to appellant on 18 July was pursuant to this section. [21] More importantly, one of the reasons why the MAF officials did not obtain further search warrants after 24 July was because they considered that ss 127 and 130 provided adequate authority for them to have continued physical access to the appellant’s property and to remove stock to the adjoining property. We will discuss later in the judgment whether this is so. [22] Section 131 provides for the granting of search warrants. Section 131(3) is in these terms:
(3) A person who applies for a search warrant must, having made reasonable inquiries, disclose--
(a) Details of every previous application for a search warrant (being an application made under this Act or the Animals Protection Act 1960) to search the land, premises, or place or the vehicle, aircraft, or ship that the person knows has been made in respect of the land, premises, or place concerned or the vehicle, aircraft, or ship concerned; and
(b) The result of each application
[23] Section 133 provides for the effect of search warrants:
133 Powers conferred by search warrant
(1) Subject to any special conditions specified in the search warrant under section 132, a search warrant authorises the person executing the search warrant--
...
(b) To enter and search the land, premises, or place specified in the search warrant on 1 occasion during the currency of the search warrant at a time that is reasonable in the circumstances:
(c) To use such assistants as may be reasonable in the circumstances ... for the purposes of the entry and search of the land, premises, or place:
(d) To use such force as is reasonable in the circumstances for the purposes of effecting entry, and for breaking open any thing in or on the land, premises, or place ... :
(e) To search for and seize--
(i) Any thing found in or on the land, premises, or place ... that is, or is a thing of a kind or description, specified in the search warrant concerned:
(ii) Any thing that the person believes on reasonable grounds to be a thing in respect of which the person could have obtained a search warrant under section 131.
(2) If an inspector executes a search warrant and seizes an animal under that search warrant, the inspector may maintain possession of that animal, and convey that animal to another place.
(3) The inspector may keep the animal at a place chosen by the inspector until--
(a) That animal is, under section 172, forfeited to the Crown or to an approved organisation; or
(b) A District Court Judge orders that the animal be delivered to the owner of that animal or to the person charged with the offence against this Act.
(4) Where an inspector executes a search warrant and the inspector is satisfied an animal is suffering unreasonable or unnecessary pain or distress because--
(a) The physical, health, and behavioural needs of the animal are not being met; or
(b) For any other reason,--
the inspector may take any steps that the inspector considers are necessary or desirable to prevent or mitigate the suffering of the animal.
(5) Every person called upon to assist any member of the police or any inspector executing a search warrant has the powers described in paragraphs (d) and (e) of subsection (1).
[24] In this case, search warrants were required to search the appellant’s dwelling; see s 127(3). Search warrants were also required to authorise the taking of blood and faecal samples from the animals. Multiple search warrants were initially thought to be required given the "1 occasion" limitation provided for by s 133(1)(b). Among the reasons why MAF did not seek further warrants after 24 July was the belief that the execution of Operation Silvanus was a single "occasion" for the purposes of this limitation. [25] The destruction of animals is provided for by s 138:
138 Destruction of injured or sick animals (other than marine mammals)
(1) If an inspector, auxiliary officer, or a veterinarian finds a severely injured or sick animal (other than a marine mammal), and in his or her opinion, the animal should be destroyed because reasonable treatment will not be sufficient to make the animal respond and the animal will suffer unreasonable or unnecessary pain or distress if it continues to live, he or she must, as soon as possible,--
(a) Consult with the owner of that animal, if that owner can be found within a reasonable time; and
(b) If the owner asks for a second opinion from a veterinarian as to whether that animal should be destroyed, allow the owner to obtain that second opinion.
(2) If--
(a) The owner of a severely injured or sick animal cannot be found within a reasonable time; or
(b) The owner of a severely injured or sick animal--
(i) Does not, on being found, agree to the destruction of the animal; and
(ii) Does not obtain within a reasonable time a second opinion from a veterinarian as to whether the animal should be destroyed,--
the inspector, or auxiliary officer, or veterinarian, as the case may be, must, without delay, destroy that animal or cause it to be destroyed.
(3) If the owner of a severely injured or sick animal is found and consulted under subsection (1), and agrees that the animal should be destroyed,--
(a) The inspector, auxiliary officer, or veterinarian, as the case may be, must, without delay, destroy that animal or cause it to be destroyed; or
(b) The owner of that animal must, without delay, destroy that animal or cause it to be destroyed.
(4) If the owner obtains a second opinion under subsection (1)(b), and the other veterinarian agrees that the animal should be destroyed,--
(a) The inspector, auxiliary officer, or veterinarian as the case may be, must, without delay, destroy that animal or cause it to be destroyed; or
(b) The owner of that animal must, without delay, destroy that animal or cause it to be destroyed.
(5) Where, under this section, an inspector, auxiliary officer, or veterinarian destroys an animal or causes it to be destroyed, he or she may dispose of the carcass in such manner as he or she thinks fit.
[26] There is a surprising lacuna in s 138 in that it does not provide for what happens if a second opinion from a veterinarian is obtained and is to the effect that the animal should not be destroyed. [27] In the event that a second opinion from a veterinarian is obtained under s 138(1)(b), the section plainly envisages an animal-by-animal assessment. It is well open to argument that such an approach is also required in relation to the consultative process provided for by s 138(1)(b). As will become apparent, the MAF officials did not engage with the appellant on an animal-by-animal consultation prior to the destruction of each animal. The reasons for this are not clear but may well have been associated with the view that the destruction of the animals could be effected under s 130 or s 133(4) without engaging s 138. In this Court, Mr Lawry for the Crown accepted that this approach was incorrect and that where animals are to be destroyed, the general powers provided for by ss 130 and 133(4) are required to be exercised in a way which accords with s 138. Mr Lawry was also inclined to accept that s 138(1)(a) requires the consultative process to proceed on a basis which involves consideration of each animal which is a candidate for destruction. [28] We will revert to these concessions later in this judgment.
The issues in the case
1. The post-mortem examination results were obtained pursuant to processes involving unlawful and unreasonable search and seizure and ought to be excluded.
2. The post-mortem examination results were obtained in circumstances which infringed the appellant’s rights under s 24(1) of the New Zealand Bill of Rights Act 1990 to prepare a defence.
[31] These primary arguments were buttressed by a series of more specific arguments:
1. The entries on to the farm on 25 and 26 July 2002 were unlawful.
2. MAF inappropriately took over the appellant’s veterinarian, Dr Stocker.
3. The consultation procedure required by s 138 was not carried out before the destruction of the animals.
4. The appellant’s exclusion from the euthanasia and autopsy processes was unlawful.
5. The appellant’s exclusion from the euthanasia and autopsy processes has prejudiced his defence.
[32] We will deal first with the more particular arguments before addressing the appellant’s primary contentions.
The appellant’s particular arguments
The entries on to the farm on 25 and 26 July 2002 were unlawful
MAF inappropriately took over the appellant’s veterinarian, Dr Stocker
The consultation procedure required by s 138 was not carried out before the destruction of the animals
[51] Most of these animals were destroyed because the inspectors found them to be sick to the point that they would not survive a six to seven hour journey in a cattle truck to new grazing. In other words, in terms of s 138 the animal would suffer unreasonable and unnecessary pain or distress. Although arguments may be raised as to whether all of these animals should be destroyed "because reasonable treatment will not be sufficient", that is not the issue that the Court is concerned with.
[52] The issue is whether or not these animals had been ill treated, and in my judgment, arguments surrounding proper procedure under s 138 do not in themselves provide a basis for excluding evidence. Furthermore, in the present case, where inspections over the previous three days made it apparent that some animals would need to be euthanased, there was a continuing opportunity for Mr Summers to obtain an independent opinion, if he was able to do so.
[53] I do not accept that any criticism can be levelled at the inspectors or the veterinarian Mr Stocker, who had the unpleasant and emotional task of destroying 68 animals. Autopsy and photographic evidence of the individual animals destroyed is yet to emerge.
[54] It is clear that Mr Summers objected to the animals being destroyed, and from his perspective there is a question mark as to why an attempt was not made to assist them or some of them in the reserve paddock on his property, supplemented by molasses or other treatment. However, Mr Summers had been specifically directed to take action earlier by a notice under s 130, and had failed to carry it out. Further, his treatment or lack of treatment of cow No. 245 would have given the inspectors no confidence that the animals would survive. The reasonableness or otherwise of the decision to put down individual animals is not, however, germane to the issue of admissibility of the evidence. It is but one factor in assessing the reasonableness of the search in the event that a warrant was necessary, yet not obtained.
[54] We agree with the Judge that any failure to follow the procedures required by s 138 does not in itself render the post-mortem and pathology evidence inadmissible, but is a relevant consideration in determining the reasonableness of the actions of MAF.
The appellant’s exclusion from the euthanasia and autopsy processes was unlawful
The appellant’s exclusion from the euthanasia and autopsy processes has prejudiced his defence
The appellant’s primary arguments
[64] It will be recalled that the appellant’s primary arguments are:
1. The post-mortem examination results were obtained pursuant to processes involving unlawful and unreasonable search and seizure and ought to be excluded.
2. The post-mortem examination results were obtained in circumstances which infringed the appellant’s rights under s 24(1) of the New Zealand Bill of Rights Act to prepare a defence.
[65] Both arguments can be conveniently considered together. [66] As is apparent from what we have said, we are of the view that the search warrants obtained on 22, 23, and 24 July were still available to MAF despite the "1 occasion" limitation. Those warrants and ss 127 and 130 provided authority for the MAF team to enter the appellant’s farm on 25 and 26 July and to remove his stock. [67] In the absence of non-compliance with s 138(1) a search and seizure issue of any significance could not easily be identified. Had there been compliance with s 138(1) the animals would be treated as having been lawfully removed from the appellant’s farm and destroyed and disposed of in the discretion of MAF: s 138(5). In any event, taking of samples from the bodies of the animals was covered by at least the last of the search warrants. [68] There are strong grounds for arguing that despite this deviation from the statutory process, the post-mortem examination and the taking of samples for later analysis was nonetheless reasonable because:
1. There is no suggestion of bad faith.
2. The view that s 138 did not apply could have been held reasonably, the section not previously having been the subject of judicial consideration.
3. It is open to argument, and it would be possible to believe reasonably, that s 138(1) was complied with by the consultation processes which had taken place.
4. The circumstances confronting the MAF team were extremely difficult and thus provided a context in which it would not be surprising if mistakes were made.
5. The taking of the body samples was covered by the last of the search warrants.
6. While there were procedural irregularities in relation to s 138, there is no evidence to suggest any substantive unfairness. In other words there has been no evidence to suggest that the animals in question ought not to have been euthanased and thus that a s 138 consultation process would have made any appreciable difference.
[69] It has long been established that a search and seizure, while unlawful, may nevertheless not be "unreasonable" for the purposes of s 21 of the New Zealand Bill of Rights: R v Jefferies [1994] 1 NZLR 290 (CA). We are satisfied that the circumstances described in the previous paragraph are sufficient to characterise the search and seizure process involving the post mortem examinations and taking of samples as not "unreasonable" for the purposes of s 21. [70] We are also well-satisfied that the appellant’s rights under s 24(1) of the New Zealand Bill of Rights Act have not been infringed. This conclusion really follows from what we have earlier said which also makes it unnecessary to consider the significance of s 24 of the New Zealand Bill of Rights Act conferring rights only on those "charged with an offence", a status which the appellant did not have in July 2002. [71] On that basis it is unnecessary to consider the case on the balancing exercise required by R v Shaheed [2002] 2 NZLR 377 and we find that the disputed evidence is admissible at trial.
Result
[72] We grant leave to appeal but dismiss the appeal.
Solicitors:
Webb Ross Johnson, Whangarei for Appellant
Crown Solicitor, Auckland
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