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R v H CA177/02 [2004] NZCA 454 (21 September 2004)
Last Updated: 16 September 2024
PUBLICATION OF NAME OR IDENTIFYING PARTICULARS OF COMPLAINANT
PROHIBITED BY S 139 CRIMINAL JUSTICE ACT 1985
IN THE COURT OF APPEAL OF NEW ZEALAND
CA177/02
THE QUEEN
v
H (CA177/02)
Hearing: 30 August 2004
Coram: Chambers J Williams J Doogue J
Appearances: E A Hall for Appellant
B J Horsley for Crown Judgment: 21 September 2004
JUDGMENT OF THE COURT DELIVERED BY CHAMBERS J
Table of Contents
Paragraph Number
A kidnapping and rape case [1]
The facts [4]
Issues [9]
Alleged counsel
error [15]
Adjournment [17]
Prior violence evidence [23]
Instructions as to cross-examination of witnesses [35]
Prior imprisonment evidence [39]
Failure to call appellant to give evidence [48]
R V H (CA177/02) CA CA177/02 [21 September 2004]
Summing up [55]
Recent
complaint [57]
Consent [68]
Inconsistency of verdicts [71]
Result [75]
A kidnapping and rape case
- [1] The
appellant was tried by a jury in the High Court at Hamilton in December 2001.
He faced eight counts relating to events alleged
to have occurred on 21 and 22
March 2001. We set out the charges and the jury's verdict in respect of
each:
- Count 1: at
Hamilton unlawfully detained the complainant without her consent with intent to
cause her to be confined. Ms Hall, who
appeared for the appellant on the appeal
before us, called this count the "kidnapping" count. She gave each of the counts
a shorthand
name. We shall adopt her shorthand names in this judgment. With
respect to this count, the jury found the appellant guilty.
- Count 2: at
Hamilton and Raglan threatened to kill the complainant (the "threat to kill"
charge) - guilty.
- Count 3: at
Raglan sexually violated the complainant by rape (the "Raglan rape")
- not guilty.
- Count 4: at
Raglan sexually violated the complainant by having unlawful sexual connection
with her occasioned by connection between
her mouth or tongue and his genitalia
(the "Raglan oral sex") - not guilty.
- Count 5: at
Ohinewai sexually violated the complainant by rape (the “Ohinewai rape") -
guilty.
- Count 6: at
Hamilton sexually violated the complainant by having unlawful sexual connection
with her occasioned by connection between
her mouth or tongue and his genitalia
(the "Hamilton oral sex") - guilty.
- Count 7: at
Hamilton attempted sexual violation of the complainant by unlawful sexual
connection with her occasioned by penetration
of her anus by his penis (the
"attempted anal sex") - guilty.
- Count 8: at
Hamilton sexually violated the complainant by rape (the "shower rape") - not
guilty.
- [2] The trial
judge, Priestley J, sentenced the appellant to imprisonment for ten
years.
- [3] The
appellant has appealed against his convictions. He abandoned his appeal against
sentence.
The facts
- [4] The
appellant and the complainant lived together in a relationship for approximately
three years. There was evidence from the
complainant that this was a
relationship characterised by occasional violence and that the appellant was
also a very controlling
person. Sometime towards the end of 2000 the
relationship seems to have ceased and the appellant and the complainant started
to
live apart. The complainant went to Australia to visit family
there.
- [5] When the
complainant returned to New Zealand, she went to live in Hamilton with her son,
whose father is the appellant. On the
morning of 21 March 2001, the appellant
went to visit the complainant and his son. It was then decided to go to a
lakeside picnic
area for lunch. On the way home, the atmosphere changed
dramatically. The appellant questioned the complainant about a relationship
he
thought she was having with another man. Priestley J considered, on the evidence
before him, that this relationship was purely
a figment of the appellant's
imagination. The appellant became agitated. He declined to drive the complainant
home. This was the
start of the kidnapping.
- [6] The
appellant then drove the car to the Raglan area. He threatened the complainant
that he was going to stomp on her head and
throw her off a cliff: the
threat to kill. Despite the complainant's protests, the appellant continued to
drive the complainant and the child to Raglan and
there, in the bush, a sexual
encounter took place between the appellant and the complainant. That sexual
encounter led to the Raglan
rape count and the Raglan oral sex count, in respect
of which the appellant was found not guilty.
- [7] After that,
the appellant drove back towards Hamilton. But he refused to return the
complainant to her home and instead diverted
to Ohinewai. During the hours of
darkness, the appellant and the complainant remained in a parked car by the side
of the road at
Ohinewai. It was there that the Ohinewai rape occurred. During
the course of that rape, the appellant yelled at the complainant,
swore at her,
grabbed her by the hair, and banged her head against the side of the car. Clumps
of her hair were pulled out. The judge,
in the course of sentencing, said that
this would have been "by any stretch of the imagination, a terrifying experience
for the complainant".
During the course of all this, the child was also in the
vehicle, apparently asleep.
- [8] The next
morning, the appellant drove the complainant to his sister's house in Hamilton.
The Hamilton oral sex took place in the
car outside that house. At a subsequent
stage the appellant took the complainant into the bathroom of his sister's
house. It was
there that the attempted anal sex took place. Sexual intercourse
also took place in the shower, but the jury found the appellant
not guilty on
that count.
Issues
- [9] As
we have said, Ms Hall appeared for the appellant on the appeal, but she was not
trial counsel. We wish to compliment Ms Hall
on the excellent way in which she
presented the appellant's appeal. Her submissions, both written and oral, were
thoughtfully and
forcefully presented.
- [10] Ms Hall
advanced three main issues on the appeal, although two of the issues have
subparts. We shall deal with the alleged errors
in trial process in the
chronological order in which they are said to have occurred. The first, and most
important, error was
said to have been trial counsel's. Trial
counsel was Mr Laybourn, a very experienced criminal lawyer. The appellant
swore an affidavit
in which he set out his complaints about Mr Laybourn. Ms Hall marshalled those
complaints into five heads:
(a) Mr Laybourn failed to give Randerson J sufficient information at a pre-trial
conference, with the consequence that the defence
application for an adjournment
of the trial was unsuccessful and the trial was brought on for hearing too
quickly, with inadequate
time being available for defence preparation;
(b) Mr Laybourn failed to apply for a ruling, either before trial or at trial,
to prevent the Crown from calling evidence concerning
past violence between the
appellant and the complainant;
(c) Mr Laybourn failed to follow the appellant's instructions as to how Crown
witnesses were to be cross-examined;
(d) Mr Laybourn failed to apply for a mistrial after some evidence was given
showing that the appellant had previously been in prison;
(e) Mr Laybourn refused to permit the appellant to give evidence.
- [11] These
errors, either singly or taken together, are said to have amounted to radical
error on the part of trial counsel, with
the consequence that, it is said, a
miscarriage of justice has occurred.
- [12] The second
issue related to Priestley J's summing up. Ms Hall submitted that the summing up
was deficient in the way it dealt
with:
(a) recent complaint evidence; and
(b) consent.
- [13] Finally, Ms
Hall submitted that the verdicts were unsafe because of their
inconsistency.
- [14] We shall
deal with the issues in that order.
Alleged counsel error
- [15] There
was no dispute between counsel as to the appropriate test to be applied where
counsel error is relied on. The appellant
must show that the conduct of the
defence case led to a miscarriage of justice, or at least to "a real risk of a
miscarriage of justice":
R v Quinn [1991] 3 NZLR 146. In order to reach
that threshold, the appellant must demonstrate "radical" or "fundamental"
mistakes or blunders, not merely decisions
that could have yielded better
results: R v Pointon [1984] NZCA 72; [1985] 1 NZLR 109 (CA); R v H [1997] 1 NZLR
673 (CA). If it is established that trial counsel failed to follow his or her
client's instructions, the appellant must also show that the
failure led to a
miscarriage of justice: R v S [1998] 3 NZLR 392 (CA).
- [16] We now turn
to the specific complaints that the appellant makes against Mr
Laybourn.
Adjournment
- [17] The
appellant was arrested shortly after the incidents with which we are concerned.
He was held in custody. Initially he had
Mr Gorringe as his lawyer. Then he
dropped him and had Mr Matenga. Later, he dismissed him too, and that was when
Mr Laybourn started
to act for him. The appellant said to Mr Laybourn that he
was concerned about the delay until trial: at that time, the trial was
not due
to be heard until 4 June 2002, by which time he would have been in prison on
remand for about 14 months. The appellant
instructed Mr Laybourn to apply
for bail. Mr Laybourn notified the court that an application for bail would be
made, because
of the unreasonable delay. That prompted the High Court to offer
an earlier trial date: a gap developed in the programme
in
the week commencing 10 December 2001.
- [18] Mr Laybourn
advised the appellant of that. The appellant then said that that trial date was
too early. He instructed Mr Laybourn
to seek an adjournment and bail
to enable him to contact witnesses. Mr Laybourn in his affidavit says that
the appellant was vague as to the witnesses he wished
to contact.
- [19] In any
event, Mr Laybourn did apply for an adjournment. On 22
November 2001 Randerson J refused it.
- [20] There is
nothing in this complaint against Mr Laybourn. He did exactly as instructed. Ms
Hall was not able to point to any other
grounds Mr Laybourn could have advanced
in support of the adjournment application. Trial counsel was satisfied that
there was adequate
time for preparation. It must be remembered that any grant
of legal aid is limited. According to Ms Hall, the allocation at that
time for a
trial of this kind would have been 15 hours' preparation. We accept that there
is a possibility of having that allocation
increased, but it is nonetheless a
guide to what is considered a reasonable preparation period.
- [21] The
appellant is unable to point to any specific prejudice arising from the bringing
forward of the trial date. We note that
even at this stage the appellant has not
indicated what evidence his suggested witnesses could give with respect to the
matters in
issue, still less provided briefs of evidence.
- [22] There is no
merit in this complaint against Mr Laybourn.
Prior violence evidence
- [23] The Crown
led quite a lot of evidence about prior violent episodes between the appellant
and the complainant during their relationship.
It would appear that Mr
Laybourn made no attack on the admissibility of such evidence. Ms Hall submitted
that that was a radical
error as this prior evidence was grossly prejudicial to
the appellant. Unfortunately, Mr Laybourn did not explain in his affidavit
why
he did not challenge that evidence. It would have been helpful if he had done
so, as it is always important on appeals where
trial counsel incompetence is
alleged for the appeal court to be informed, with appropriate frankness, as to
why impugned decisions
were or were not taken. That is because we need to make
our assessments in the light of how the trial was progressing and developing
at
the time the criticised
decision was made or not made, as the case may be. It is very hard on appeal,
just from reading a transcript, to recreate the dynamics
of a trial. We are very
conscious of how easy it can be to see a better path in hindsight.
- [24] The defence
in this case did not dispute that sexual activity had taken place between the
appellant and the complainant. The
defence was consent or, failing that, that
the appellant had a reasonable belief that the complainant was consenting.
There was
some extrinsic evidence that the activity had been violent. For
instance, the police had found in the car a considerable quantity
of the
complainant's hair, which was consistent with her account that the appellant had
pulled out clumps of her hair during the
Ohinewai rape.
- [25] It was
clearly going to be difficult to explain how this sexual activity was consensual
if the complainant was bruised over various
parts of her body and when clumps of
her hair were found in the car. The defence explanation for this was that this
three year relationship
had been characterised by physical assaults between the
appellant and the complainant, and the assertion was that at times the
complainant
was the aggressor. The defence line was, therefore, that while there
may have been a bit of physical activity on this occasion, it
was no different
from previous occasions where violence had been followed by consensual,
“make up” sex. That was not
a hopeless line of defence, particularly
given the fact that the complainant admitted that she had had an orgasm during
the course
of the Raglan sexual encounter. That left it open to the defence to
suggest that the complainant liked a bit of "rough stuff". At
the very least, it
left open the prospect of a defence based on a reasonable belief that the
complainant was consenting.
- [26] Mr Laybourn
opened his cross-examination of the complainant rather effectively. He got the
complainant to admit that at times
she had pushed the appellant, although she
said it was in self-defence. She accepted that there were times on which she had
pulled
clumps of hair from his head, that she had scratched his face, and that
she had thrown objects at him. She admitted that on one occasion
she had taken a
watch he particularly cherished and deliberately smashed it under the heel of
her foot. On another occasion she had
torn and cut up his best clothes.
- [27] Following
this list of physical acts on her part, Mr Laybourn put this to the
complainant:
So you understand [the appellant’s] defence, it is that there were
arguments in the car, there was violence at times, but you
were a willing
partner to the sexual acts which took place during those times? No. That's not
true.
Isn't it very much the pattern of what your relationship demonstrated and as
you told us yesterday there would be arguments, sometimes
violence, then there
would be sex, and then things would calm down? It's more than that, being in
that relationship for so many years,
he just, you know, I knew what he was like
and his control and I feared that and trying to get out was hard.
- [28] There is no
suggestion from the appellant that that was not his defence. Given that, the
evidence of prior violence between
them was, not only unexceptionable, but
positively required. Of course, the Crown wanted the evidence of prior violence
for a different
purpose. There was evidence in the case that the complainant had
removed her own clothes in the car at Ohinewai. The Crown also faced
the
possible difficulty of explaining, if the activity was non-consensual, why the
complainant had not attempted to get out of the
situation when she had a number
of opportunities to do so. For instance, she was left in the car at the two
service stations they
stopped at, and during the last Hamilton incident, other
adults were around at the appellant's sister's home yet the complainant
had not
summoned help. The Crown explanation for this behaviour on the part of the
complainant was that, because of the violent nature
of the relationship, the
complainant feared for her life. The complainant's knowledge of the appellant's
propensity to violence and
of his controlling nature meant that to some extent
she had to capitulate to some of the appellant's sexual demands.
- [29] So at the
trial both counsel wanted the evidence of prior violence, for different reasons.
The appellant cannot now complain
about the admissibility of this evidence when
there was no objection to it at trial and when it was allowed in because counsel
wished
to make use of it: R v T [1998] 2 NZLR 257 at 269 (CA); R v
H [1997] 1 NZLR 673 at 681.
- [30] It is
possible that other trial judges would have exercised somewhat tighter control
over the amount of evidence of prior violence,
especially during the
complainant's evidence-in-chief when the defence strategy would not have
been
clear. But in the end, nothing turns on that, because the defence themselves
chose to emphasise the prior violence and to turn it
to their advantage with
respect to the defence to the specific charges the appellant faced.
- [31] When the
judge was summing up, he emphasised a point that had been made by Mr Laybourn in
his closing address:
He says the history of past abuse has some relevance but the accused is not
on trial for possible past abuse. It may be that their
past relationship was one
of a pattern of arguments and making up and it was that pattern which led to the
accused believing on 21
and 22 March that [the complainant] was consenting to
sexual activity. He agrees with Ms Dunn [the prosecutor] that this case is
all
about whether [the complainant] is reliable.
- [32] That did
put the evidence of past violence in its context, so far as the defence was
concerned.
- [33] How past
violence was treated was a question of trial tactics. We are not satisfied that
Mr Laybourn made any error, let alone
a radical or fundamental error, in his
decision not to challenge the evidence of prior violence. On the contrary, the
evidence of
prior violence was essential to the defence which was to be
run.
- [34] There is
nothing in this point.
Instructions as to cross-examination of witnesses
- [35] The
appellant's third complaint is that Mr Laybourn "did not use the instructions he
was given by the appellant in his questioning
of the Crown witnesses". This
point was not really developed at all by Ms Hall in her submissions. All she
submitted was that "the
failure to draw from the instructions impacted on the
purported election by the appellant not to give evidence". She submitted that,
had the appellant given evidence, there were substantial areas of the account
that would not have been put to the complainant. The
appellant in his affidavit
said that he had "instructed Mr Laybourn" to address certain matters, which were
not put to the complainant.
- [36] We have
looked at the appellant's list of topics. Some of the matters listed were put.
Others were not put, and indeed could
not have been put because they would have
been irrelevant. We accept that there are some matters the appellant listed
which were
not put, but we do not think that there was any error on
Mr Laybourn's part in not putting them. It is never easy cross-examining
a
complainant in a sexual violation case. As well, we do not know what the
complainant would have said had a number of the matters
the appellant lists been
put to her. A number of the allegations which were put to the complainant -
obviously on the basis of the
appellant's instructions - were vehemently denied
by her. Every counsel knows that a skilful cross-examination may often be a
relatively
brief one, steering well clear of matters which might backfire. That
is particularly the case where a defendant and his lawyer are
still uncertain as
to whether it is going to be sensible for the defendant to give
evidence.
- [37] We are also
mindful of Priestley J's comments during the sentencing of the appellant. By the
time of sentencing, the appellant
had dismissed Mr Laybourn because of what the
appellant considered to be his incompetence. The judge observed that it was not
for
him to comment on what instructions may or may not have been given to Mr
Laybourn. But, he said, he was bound to say this:
It seemed to me that Mr Laybourn represented you competently. He was highly
skilled as counsel; he cross-examined and addressed with
considerable effect in
some areas, and in my view the three not guilty verdicts which the jury came
back with would probably not
have been achievable had you been represented by
counsel of lesser competence than that which Mr Laybourn displayed.
- [38] The trial
judge was in a good position to assess Mr Laybourn's cross-examination
technique. We have read the transcript. The
trial judge's view accords with
ours. It follows that there is nothing in this complaint.
Prior imprisonment evidence
- [39] The
admission of evidence of the appellant's previous imprisonment came about
through no-one's fault. The judge innocuously asked
a question of the
complainant at one stage, "He left you, he left the house. Is that what
happened?"
The judge no doubt expected an answer, "Yes.” Instead, the complainant
said, "He went to jail."
- [40] Before any
further evidence of the appellant's previous incarceration was given, the trial
was stopped and Mr Laybourn responsibly
sought instructions from his client. Mr
Laybourn in his affidavit says that he advised the appellant that this evidence
could provide
him with an opportunity to abort the trial. During those
discussions, according to Mr Laybourn, it was agreed that the reference
to the
appellant's having been in custody could be useful for the defence, in that it
could be shown to the jury that the complainant,
as an alleged victim,
nonetheless continued to keep in contact with the appellant while he was
at prison. It was agreed,
Mr Laybourn said, that this area of evidence could
undermine the complainant's allegations and support the defence of consent and
false complaint.
- [41] At the end
of that discussion, Mr Laybourn wisely gave the appellant a sheet of paper,
which read as follows:
ACKNOWLEDGEMENT OF THE ACCUSED AS TO DISCLOSURE OF “JAIL” SENTENCE
IN EVIDENCE
I, [the appellant], confirm my lawyer Roger Laybourn advised me of my right
to seek a mistrial on the basis of the complainant stating
I "went to jail" in
her evidence.
I have instructed my lawyer not to seek a mistrial.
I wish the complaint to be questioned about her regular contact with me
during the time I was in jail.
- [42] The
appellant then signed that acknowledgement. Following that, Mr
Laybourn did in fact cross-examine the complainant
in terms of the instructions
given by the appellant.
- [43] The
appellant, in his affidavit, did not mention the acknowledgement - perhaps he
had forgotten he had even signed it. But he
did accept that he did decline a
mistrial "on the basis that now that the prison history was in evidence Mr
Laybourn would ask [the
complainant] questions about my stay in prison and her
visits with ongoing contact during the time I was there". The appellant says
that he could not
understand Mr Laybourn's advice not to seek a mistrial, but that he went along
with the advice.
- [44] We have no
hesitation in preferring Mr Laybourn's version of what happened. We consider
that this is a classic example of the
defendant wishing he had made a different
decision, now that the trial did not work out exactly as he hoped. It must also
be observed
that it is by no means certain, had a mistrial been sought, that it
would have been granted. The appellant appears now to have it
in his head that a
mistrial was his for the asking. It was not.
- [45] We consider
that Mr Laybourn's actions were appropriate. This evidence having come in
unexpectedly, the trial was stopped to
enable him to obtain instructions. He
talked the matter through with his client. A decision was reached. Other counsel
may have advised
an application for mistrial. But this is one area where there
is no right or wrong answer. Mistrials inevitably mean delays for everyone,
including, of course, the defendant, who in this case had already been in prison
on remand for some eight months.
- [46] The judge,
during the course of the trial, gave the jury a direction that the information
about the accused's prior imprisonment
was irrelevant and must not be taken into
consideration by them in considering their verdicts. A similar direction was
given during
the course of his summing up.
- [47] The
appellant is bound by the election he made during the trial on this topic. That
election was not so obviously wrong as to
lead to concerns that a miscarriage of
justice arose.
Failure to call appellant to give evidence
- [48] Ms Hall's
final point under the "trial counsel incompetence" point was that Mr Laybourn
"did not permit the appellant to call
evidence".
- [49] There is a
fundamental conflict between the evidence of the appellant and the evidence of
Mr Laybourn on this issue. The appellant
said in his affidavit that
during the trial he "kept asking Mr Laybourn" to call his witnesses, whom he
then lists. There are on that list 12 people.
The appellant also said
that he told Mr Laybourn that he wanted to give evidence. He said that,
before he knew it, Mr
Laybourn had told the court that the defence was not
going to call any evidence. According to the appellant's account, he asked to
see Mr Laybourn after that because he wanted to discuss it with him. He said
that Mr Laybourn refused to see him in the cells and
that he gave him a piece of
paper to sign while they were still in court, but after the judge and jury had
gone out. The appellant
said that the note said that he didn't want to call
evidence. He signed that piece of paper, he said, because he thought it was too
late to call evidence. He thought that the judge was going to be angry if he
called evidence now, Mr Laybourn having already told
them that he did not wish
to call evidence.
- [50] Mr Laybourn
said that at the conclusion of the Crown evidence he took instructions from the
appellant as to whether any defence
evidence was to be called. He said that he
provided advice on the issue of the appellant giving evidence and that he did
not take
a strong stance either way. He said that he had personal reservations
about the appellant giving evidence, but he did not express
them. The decision
was left to him. He said there had never been any suggestion of other defence
witnesses. He disputed that the
decision not to call defence evidence was made
without consultation. He said that he followed his standard practice of advising
the
appellant clearly that the decision whether or not to call defence evidence
was always that of the client. He also said that he had
those instructions
reduced to writing, as is his normal practice. He annexed those instructions to
his affidavit.
ACKNOWLEDGMENT OF ACCUSED OF DECISION NOT TO GIVE AND/OR CALL DEFENCE
EVIDENCE
I, [the appellant] hereby confirm that have I elected NOT to give
evidence myself and NOT to call any other defence evidence, although I
have been informed it is my right to do so.
I am happy with the way Mr Laybourn has conducted my case.
- [51] The
acknowledgement has then been signed by the appellant and dated.
- [52] Given the
acknowledgement, we again prefer Mr Laybourn's version of events to the
appellant's. It would be unthinkable for a
practitioner of Mr Laybourn's
seniority and experience to determine this question without clear instructions
from his client. We
find the appellant's explanation as to why he signed the
acknowledgement unconvincing. We would also point out that the appellant
was no
stranger to the criminal courts: he had a very long list of prior convictions.
We consider that the appellant was properly
advised on this topic and made a
clear election, by which he is now bound.
- [53] Nor do we
think the election an unwise one. There were real risks to the defence if the
appellant gave evidence, given the nature
of the possible defence. There is no
evidence whatever that any of the potential defence witnesses, even if their
names were given
to Mr Laybourn, would have been of any assistance to the
defence. For instance, the first two names on the appellant’s list
were
the complainant's parents. It would be a very courageous defence counsel who
called the complainant's parents in circumstances
where he knew they were
supportive of their daughter. But in any event, even now, the appellant has not
given any indication as
to what evidence these other witnesses could have given
had they been called.
- [54] In summary,
therefore, on this first ground of appeal, we do not find that Mr Laybourn
made any fundamental or radical errors.
Indeed, the trial judge considered that
he had performed competently. We have not been shown anything which causes us to
doubt that
assessment.
Summing up
- [55] Ms
Hall made a number of complaints about Priestley J's summing up to the jury. She
submitted that the summing up was deficient
insofar as it dealt with prior
violence and also insofar as it dealt with the evidence as to the appellant's
prior imprisonment.
We do not need to deal with those topics in this section of
the judgment, as those topics (and the judge's treatment of them) have
already
been dealt with earlier in this judgment.
- [56] That leaves
two discrete matters of complaint. One relates to the judge's direction
concerning recent complaint evidence. The
other relates to one aspect of the
judge's direction on consent. We deal with those in turn.
Recent complaint
- [57] Shortly
after the Hamilton oral sex, the attempted anal sex, and the shower rape
incident, the appellant took the complainant
to the home of a friend, Mrs W.
When the complainant and Mrs W were alone, the complainant made a complaint to
Mrs W.
- [58] The
complainant, in her evidence, said that she had told Mrs W that the appellant
had taken her out and had been hitting her.
She said that the conversation was
just a "general account".
- [59] Mrs W was
called as a "recent complaint" witness. She said that the complainant had told
her that the appellant had taken her
without her consent and raped her. She
said that the complainant told her that the appellant had driven the car and
that they had
ended up out in the bush. According to Mrs W, the complainant
said that he had made her kiss him and then, when she had said she
did not want
to, he had told her "to suck his dick". According to Mrs W, the complainant
said that the appellant had had sex with
her a couple of times without her
consent. The complainant said that she had kept saying "No, no" and that she did
not want to do
it. She had said that she wanted to go home.
- [60] Mr
Laybourn, when cross-examining Mrs W, highlighted the difference in the account
of the conversation given by the complainant
and the account given by Mrs W. The
complainant's account had not mentioned sex or rape. Mr Laybourn tried to get
Mrs W to concede
that all the complainant had mentioned at this initial stage
was the assault. Mrs W was adamant, however, that rape had been mentioned
in
that first conversation. Mrs W accepted that hitting might also have been
mentioned, but it was the complaint of rape which had
stuck in her mind.
- [61] Ms Hall in
her submissions questioned the admissibility of the recent complaint evidence
given the apparent discrepancy between
the complainant's account and Mrs W's.
But this idea was not developed at all, and rightly so. That discrepancy could
not, of course,
affect admissibility. Indeed, it is not even necessary that the
complainant give evidence as to what she remembers saying.
- [62] Ms
Hall’s real complaint was with respect to the judge’s direction on
recent complaint evidence. The judge utilised
the standard direction on recent
complaint, but Ms Hall submitted that that direction was insufficient in
circumstances where the
complainant's account of the conversation and the recent
complaint witness's account of the conversation differ.
- [63] The judge
commenced his direction on recent complaint in the following way:
I need to say something to you about recent complaint. This relates to the
evidence of [Mrs W] where [the complainant] was living
in March in her home.
First, it is for you to decide whether the complaint was in fact made, the
complaint being what [the complainant]
said to [Mrs W]. So first of all you have
to decide, did she say those things?
- [64] Ms Hall's
submission is that "those things" was the subject of conflicting evidence. She
said that the judge should have highlighted
the discrepancy in the two accounts
and should have said that the first thing the jury had to determine was which
account of the
conversation was accurate.
- [65] It may have
been helpful for the judge to point out that accounts were different, but there
is, with respect, an air of unreality
about this point. The fact that the
complainant did not in the witness box remember everything she may have said to
Mrs W may simply
go to show the shock she was suffering as the result of her
ordeal. We know after all, and the jury knew, that she did, not very
long after
the conversation with Mrs W, go to the police to make a complaint of rape. So
there was in this case no delay in making
a complaint of rape. The real
question in these cases, where a complaint is made to the police promptly, is
whether recent complaint
evidence is needed or should be permitted at all. That
is a significant question which may at some stage need to be looked into in
detail by either this court or the Supreme
Court, but this is not the case for such a reappraisal. It is abundantly clear
on existing authority that a prompt complaint to
the police does not prevent the
Crown from calling a "recent complaint" witness, who can testify to an even
earlier complaint to
him or her.
- [66] The judge
then went on to explain the limited relevance of recent complaint evidence. His
instruction was copy book. Ms Hall
submitted that the way in which the judge
expressed it might have led the jury to consider that they could rely on the
evidence of
recent complaint as being evidence to conclude that the complainant
had not consented. We disagree. The judge made it perfectly clear
that the only
relevance of the evidence was that it may show consistency between what the
complainant said and did soon after the
event and what she now says about it.
That might be of assistance in assessing the complainant's credibility. The
judge specifically
told the jury that what the complainant told Mrs W did not,
of itself, prove that the events in fact occurred.
- [67] We reject
this complaint about the summing up.
Consent
- [68] Ms Hall
took exception to the following paragraph in Priestley J's summing up:
If what you've heard from [the complainant] and the other Crown witnesses
satisfies you that she was not consenting and that there
was no belief on
reasonable grounds so far as the accused was concerned that she was consenting
then guilty verdicts will follow.
If you have doubts on those issues, however,
then there will be not guilty verdicts.
- [69] Ms Hall's
complaint appears to be that the loose reference to "other Crown witnesses" may
have led the jury to believe that Mrs
W's evidence could be taken into account
on this question of consent.
- [70] We reject
that submission. This paragraph in the summing up preceded the judge's
directions on recent complaint. It would have
been obvious to the jury that not
all Crown witnesses had given evidence relevant to the question of
consent.
Clearly, for instance, the scientific witnesses’ evidence was not relevant
to that topic at all. The jury would have realised
that. And the jury, from the
judge's later directions concerning the use to which Mrs W's evidence could be
put, would have known
that that evidence was not relevant as to whether or not
consent had occurred, but was solely relevant as a possible guide to consistency
in account and accordingly as to the complainant's reliability. That later
direction completely clarified what use could be made
of Mrs W's evidence.
Inconsistency of verdicts
- [71] Ms
Hall submitted that the mixture of guilty and not guilty verdicts in this case
was inexplicable on any rational basis. She
submitted, in terms of R v Irvine
[1976] 1 NZLR 96 (CA), that no reasonable jury could have reached the
conclusion reached here, with the consequence that the guilty verdicts should be
quashed.
- [72] The trial
judge, in the course of his sentencing, considered the mixture of verdicts to be
"easily explicable". We too think
they are.
- [73] With
respect to the incident involving oral sex and sexual intercourse at Raglan,
there was the evidence that the complainant
had had an orgasm during the
encounter. That could clearly and reasonably have left the jury with a doubt:
they might well have concluded
that the Crown had not disproved the possibility
of his reasonable belief that she was consenting to the encounter.
- [74] The guilty
verdict on the attempted anal sex charge and the not guilty verdict on the
shower rape charge are a little more difficult
to explain, but we are
nonetheless satisfied that there is a reasonable explanation for the difference.
When the appellant tried
to have anal sex with the complainant, the complainant
said that she had pulled away and said, "Stop it. I don't want you to do this."
There was no comparable evidence of "pulling away" with respect to the sex in
the shower. That may have been a difference which appealed
to the jury. In
addition, the jury may have considered that the appellant could have had a
reasonable belief in her consenting to
ordinary sex, given that not many hours
before she had in fact had an
orgasm during it. They may have been less inclined to accept that he reasonably
believed she was consenting to the quite different
act of anal intercourse.
Result
- [75] We
are not persuaded that there was a miscarriage of justice. The appellant might
well consider himself lucky with the three
acquittals which Mr Laybourn did win
for him.
- [76] We dismiss
the appeal.
Solicitors:
Crown Law Office, Wellington
NZLII:
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URL: http://www.nzlii.org/nz/cases/NZCA/2004/454.html