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The Queen v Templeton and ors [2006] NZCA 158 (6 July 2006)
Last Updated: 19 July 2006
IN THE COURT OF APPEAL OF NEW ZEALAND
CA460/05
CA480/05
CA484/05
THE
QUEEN
v
MICHAEL
FRANK TEMPLETON
LIAM THOMAS
ROCHE
TODD GORDON
BROOKING
Hearing: 27 June 2006
Court: Glazebrook, John Hansen and Potter JJ
Counsel: L C Rowe for Templeton and
Roche
O S Winter for
Brooking
A Markham and M Inwood for
Crown
Judgment: 6 July 2006
A The appeals of Mr Templeton and
Mr Roche against conviction are dismissed.
B The appeals of all appellants against sentence are
dismissed.
____________________________________________________________________
REASONS OF THE COURT
(Given by Potter J)
Table of Contents
Para
No
Introduction [1]
Charges [2]
Sentences [7]
Background [8]
Appeal
against conviction by Mr Templeton and Mr Roche [12]
Juror
issue [14]
Submissions
[26]
Discussion [32]
Counsel
incompetence - Mr Templeton [37]
Discussion
[47]
Conclusion [58]
Appeals against
sentence [59]
Mr Brooking [63]
Mr
Templeton [82]
Mr
Roche [87]
Result [89]
Introduction
[1] | Mr Templeton and
Mr Roche appeal against conviction and sentence. Mr Brooking appeals
against sentence but reserves leave to appeal
against conviction out of time if
the appeals of Mr Templeton and Mr Roche against conviction succeed on
grounds that apply to Mr
Brooking. |
Charges
[2] | The three appellants were
charged as parties under s 66(2) Crimes Act
1961. |
[3] | On the morning the trial commenced (3
October 2005) Mr Brooking entered guilty pleas to the following
charges: |
Count 1 – unlawful possession of a firearm (.22 calibre Stirling sawn-off
rifle)
Count 2 – unlawful possession of a firearm (.22 calibre Anshuntz
rifle)
Counter 3 – unlawful possession of explosives (ammunition)
Count 4 – possession of offensive weapon (Samurai sword)
Count 5 – possession of an offensive weapon (knife)
Count 6 – possession of an offensive weapon (baseball bats)
Count 7 – possession of disabling substance (pepper spray). (Only
Mr Brooking
charged).
[4] | He
proceeded to trial with Mr Templeton and Mr Roche on two further
charges: |
Count 8 – discharge of firearm with intent to do grievous bodily harm;
Count 9 – discharge of firearm with reckless disregard of
safety.
[5] | Following
trial by jury all three appellants were acquitted on Count 8 and convicted on
Count 9. The jury was hung on Count 5 and
Mr Templeton and Mr Roche
were discharged on that count. |
[6] | Mr Templeton
and Mr Roche were also convicted on Counts 1, 2, 3, 4, and 6. They were
not charged with Count 7. |
Sentences
[7] | Mr Brooking was subsequently
sentenced to four and a half years imprisonment cumulative on a sentence of
three years eight months
imprisonment imposed in respect of drug related
charges, resulting in a total sentence of eight years two months imprisonment.
|
Mr Templeton was sentenced to four years
imprisonment.
Mr Roche was sentenced to three years imprisonment.
Background
[8] | On the evening of Tuesday 11
May 2004 the three appellants, in the company of a fourth unidentified man,
travelled to Apiti near Fielding
in Mr Brooking’s white van. The
purpose of the trip was to exact revenge on an Apiti resident, Mr Leon
Chauval, in relation
to the suspected theft of cannabis. The rear windows of
the van were blacked out, and its rear seating had been removed. The four
men
wore dark clothing, and balaclavas or beanies. They took with them at least two
.22 calibre rifles (one of which was sawn-off),
a large quantity of ammunition,
a samurai sword, and softball bats. Mr Brooking also had a canister of
pepper spray in his pocket. |
[9] | Shortly after
10pm they arrived at Mr Chauval’s address and parked alongside.
Mr Chauval, who had received some prior warning
of what was likely to
occur, came out of his house armed, he said, with a torch and a baseball bat.
Shots were fired. Mr Chauval
claimed he was fired upon by those in the
van, but the appellants maintained it was Mr Chauval who fired at them (and
there was some
evidence to support the latter possibility). The van then drove
off, pursued by Mr Chauval and a neighbour, Mr Lawler, in a Holden
commodore. |
[10] | Mr Brooking then turned the van
around sharply so it was facing the commodore. A volley of shots was fired at
the car. The van turned
around again and drove off at speed. Mr Chauval
continued his pursuit and rammed the van from behind in an attempt to disable
it.
Further shots were fired at his vehicle from both sides of the van, causing
Mr Chauval to give up the chase. Forensic evidence
showed at least four
bullets had struck his vehicle, and that at least ten shots were fired from the
firearms in the van. |
[11] | The van was spotted
by Police patrols and pursued. It was driving erratically and swerving across
the road, and as it did so, the
offenders jettisoned various items including
weapons and ammunition, which were subsequently recovered by Police. The van
eventually
stopped at a bridge, and the four men jumped out and ran in different
directions. Mr Brooking was located hiding in nearby bush
by a Police dog
handler. Mr Templeton and Mr Roche went over a steep bank and became
stranded on a ledge, and needed to be rescued
by Police search and rescue. The
fourth man was not located. |
Appeal against
conviction by Mr Templeton and Mr Roche
[12] | Of the grounds of appeal
against conviction stated in the notices of appeal only one was advanced at the
appeal hearing: |
There was a miscarriage of justice in that the jury, or at least one member of
the jury, had made his own inquiries about the
law.
[13] | Mr
Templeton also wished to advance a further ground of appeal, namely that his
counsel Mr Mason made a radical error in not calling
Mr Templeton to
give evidence at his trial. Leave to advance this further ground of appeal was
granted. |
Juror issue
[14] | The background facts
relevant to this issue do not appear to be in dispute. They are mainly recorded
in a memorandum by junior counsel
for the Crown, Mr P Murray, prepared
for the purposes of this appeal. There was no dissent by counsel to the
contents of this memorandum. |
[15] | On the final
day of trial, 12 October 2005, following the summing up of Judge N R Dawson to
the jury in the District Court at Palmerston
North, the Court learned from the
Foreman that one of the jurors had brought photocopies from a law book to the
Court at an earlier
point in the
trial. |
[16] | The Judge conferred with counsel in
Chambers, following which the jury were brought back into Court and the Judge
directed them that
he understood a juror may have had copies of a law book, that
they were not to conduct their own inquiries, that what he (the Judge)
said
about the law was authoritative and they must accept it, and that the jury were
the sole judge of the facts in the light of
the law as explained by him. The
Judge directed that any reference to other materials must cease immediately and
not continue.
The Court then adjourned for
lunch. |
[17] | After lunch the Judge again
convened in Chambers with counsel to provide the opportunity for counsel to
raise any other matters relevant
to this issue. Following submissions, the
Court adjourned so that research could be conducted on whether the Judge should
take one
juror aside to discuss the nature of the material he had accessed and
the use he had made of it in the situation that the jury had
retired to consider
their verdict when this issue arose. |
[18] | The
Crown located and referred to the Judge R v N (2005) 21 CRNZ 621. The
Judge then proposed talking to the juror involved in the presence of the accused
and asking questions of the juror, but not
permitting counsel to do so.
Following further discussion and at the request of counsel for Mr Roche,
the Judge sent a written question
to the Foreman of the jury as to why the Court
had not been informed until that day, that on at least one day during the
previous
week a juror had photocopies of the law book with him or her in the
Court. |
[19] | The Foreman’s answer was that
on a day in the previous week he had seen the juror reading photocopied pages
quietly to himself
in the corner during a lunch break. There was no indication
from him to anyone in the room as to the content of the pages. The
Foreman
became aware that the pages could be copies of pages from a law book when the
juror mentioned in passing that: |
I’ve read or copied (or words similar) 20 pages (approx) of some author on
some legal description and I (either) haven’t
been able to finish it or
haven’t been given the answer by the
text.
[20] | The
Foreman also stated that he did not believe the juror had influenced other jury
members "until today" and that he (the Foreman)
did not know whether the content
of the pages had assisted the juror or
not. |
[21] | The Judge, without opposition from
counsel, then directed a further question to the Foreman to ascertain what was
meant by the statement
that the Foreman believed the juror had not influenced
other jury members "until today". The Judge specifically asked whether the
juror had influenced other jurors during the course of that
day. |
[22] | The answer from the Foreman was in
the affirmative, to the extent that other jury members were interested to hear
the outcome of the
question the juror asked, which had been posed to the Judge
(the question related to the point at which possession of the firearm
was to be
determined – in the van, before, or during). The Foreman stated that he
did not believe that the juror had persuaded
any jury members to vote one way or
the other or how to vote. He commented that the
juror: |
... partakes of muttered technical comments but is one of the more forceful
members of the jury,
and that the juror had commented:
... you could not make me change my mind (if I thought one thing or the other
was
right).
[23] | There
were then further discussions by the Judge with counsel, following which counsel
for the Crown, Mr Roche and Mr Brooking were
agreed that jury
deliberations should continue. Mr Mason for Mr Templeton did not
oppose. |
[24] | Before the Court resumed there was
a further communication from the Foreman requesting that the Judge pose a
question to him as to
whether anybody else on the jury had read, saw or was
informed of the content of the
photocopies. |
[25] | With the concurrence of
counsel, the Judge determined to answer the Foreman’s question by
directing the jury again that what
he said about the law was authoritative and
must be accepted by them. Also to remind the jury to listen to each other, to
take account
of others’ views and not to let any one person dominate. The
Judge read out to counsel the direction he intended to give.
There was no
objection by any counsel. |
Submissions
[26] | Mr Rowe for the appellants
accepted that two directions were given to the jury by the trial Judge and that
the direction given immediately
before lunch was specific in directing the jury
to disregard extraneous material and included specific reference to copies of a
law
book a juror may have
had. |
[27] | Nevertheless, he submitted that
assuming advice against reference to extraneous material had been included in
the Judge’s opening
remarks (which was not known) it was apparent that the
jury had disregarded this advice and it appeared that there was continuing
discussion amongst the jury after the Judge’s direction because of the
questions from the Foreman that followed. He submitted
that the point had been
reached where it was necessary for the Judge to question the juror to ascertain
to what information the juror
had had reference, and what he had said about it
to other members of the jury. He noted that the Foreman reported the juror in
question
as being "forceful". |
[28] | He
acknowledged that ultimately counsel had not required the Judge to take that
course of action, although he considered it significant
that some counsel had
changed their stance significantly during the course of discussions on the
issue. He referred to R v Smith, R v Mercieca [2005] 1 WLR 704 at
[23] for authority that the ultimate responsibility to determine what course to
take rested with the Judge, while
acknowledging that the assent of counsel was a
relevant factor to be taken into account in considering the justification for
the
Judge’s choice of his course of
action. |
[29] | The Crown did not dispute that
what occurred in this case was misconduct on the juror’s part and an
irregularity in the trial,
but the Crown submitted that no miscarriage of
justice has occurred. The trial Judge followed the procedure suggested in R
v N and what took place was with the concurrence of all counsel. Further,
the jury received clear and appropriate directions on two
separate occasions
during the course of their deliberations. It was submitted that this situation
could be distinguished from irregularities
discovered after verdict, although
even in such a case it did not follow that a miscarriage of justice has
occurred. Here the issue
came to light at the beginning of the jury’s
deliberations and was dealt with promptly by the trial Judge who issued two
clear
directions to the jury relevant to the issue, approximately five hours
apart. |
[30] | It was significant, submitted the
Crown, that all three defence counsel appear to have agreed that there was no
need to question the
juror and that the deliberations should continue, after the
Judge had raised with counsel, following a perusal of R v N,
the possibility of questioning the juror.
|
[31] | The Crown further submitted that this was
not a case of serious misconduct by a juror. Although in the absence of
questioning it
was not clear exactly what material the juror had referred to, it
appeared that it was relevant only to the first question put to
the Judge by the
jury which related to mens rea in relation to the first count in the indictment,
possession of a firearm. The response
by the Judge to such a situation must
always depend on all the circumstances of the case but a paramount concern must
always be that
inquiry of an individual juror may put at risk the independence
of the jury’s deliberative
process. |
Discussion
[32] | When juror misconduct is in
issue, as a threshold requirement there must be a suspicion on reasonable
grounds that the misconduct
of the juror may have influenced the verdicts: R
v Norton-Bennett [1990] 1 NZLR 559. Here the juror’s actions appeared
to relate to the narrow issue of mens rea in the possession of firearms
charges,
which became the subject of the first question from the jury to the Judge and
was answered by him. |
[33] | While the Judge may
have decided to make inquiry of the juror in the presence of the accused and
counsel but in the absence of the
other jurors, as to the nature of the
juror’s inquiry (see R v N), whether that is an appropriate course
to follow will depend on all the circumstances of a particular case. The Judge
will need
to be cautious in determining upon such a course of action because, as
was stated in R v Smith, R v Mercieca, and confirmed in R v
C CA126/04 18 April 2005 as principles applicable in New
Zealand: |
| The general rule is that the
Court will not investigate, or receive evidence about, anything said in the
course of the jury’s
deliberations while they are considering their
verdict in their retiring room
... |
| When complaints have been made
during the course of trials of improper behaviour or bias on the part of jurors,
Judges have on occasion
given further instructions to the jury and/or asked them
if they feel able to continue with the case and give verdicts in the proper
manner. This course should only be taken with the whole jury present and it is
an irregularity to question individual jurors in
the absence of the others about
their ability to bring in a true verdict according to the
evidence. |
[34] | Here, the issue came to light at
the beginning of the jury’s deliberations. The Judge had the opportunity,
which he took, to
deal with it immediately. He conferred with counsel and
received the benefit of their submissions. Ultimately counsel, presumably
having taken instructions from their respective clients, concurred in the course
of action proposed by the Judge, namely to give
firm directions to the jury that
what he said about the law was authoritative and that they must accept it.
Further, in the case
of the first direction given immediately prior to lunch on
12 October 2005, specifically that they must not refer to other materials
and that any reference must cease immediately and must not
continue. |
[35] | The Judge had the endorsement of
counsel for the course of action he took. There is no suggestion that counsel
acted contrary to
the instructions of their clients nor that they were
incompetent in the manner in which they dealt with the issue at trial. It is
inappropriate that on appeal following a change of counsel, it should now be
contended that the course of action at trial resulted
in an unfair
verdict. |
[36] | We are satisfied that in this
respect there has been no miscarriage of
justice. |
Counsel incompetence -
Mr Templeton
[37] | Mr Rowe,
Mr Templeton’s counsel on appeal accepted on the authority of
R v Sungsuwan [2005] NZSC 57 that the focus is not on the conduct of
trial counsel but whether the absence of Mr Templeton’s evidence gave
rise to a miscarriage
of justice. In other words, was Mr Templeton
deprived of the reasonable possibility of more favourable verdicts because he
did not
give evidence. |
[38] | Both
Mr Templeton and Mr Mason his trial counsel filed affidavits and gave
evidence before us. |
[39] | Mr Templeton’s
affidavit filed in support of his appeal
asserts: |
(a) That he instructed his trial counsel, Mr Mason, that he wished to give
evidence at his trial;
(b) That Mr Mason actively discouraged Mr Templeton from giving
evidence to the point where Mr Templeton felt bullied into not giving
evidence;
(c) That failure to call Mr Templeton to give evidence meant that his
principal defence, namely that he had informed the Police of
what was to occur,
expected the Police to intervene, and therefore did not intend to participate in
an unlawful common purpose, was
not adequately placed before the
jury.
[40] | Mr
Templeton had given Mr Mason two written instructions on the matter of his
giving evidence. The first was established to have
been given on Thursday
6 October 2005, the day before the Crown case concluded. It refers to a
balaclava and said that if the balaclava
seized from Mr Templeton by the
Police was in fact green and not, as he suspected it may be,
black: |
... then I will not give evidence.
It also states:
I am aware that if I give evidence I will be cross-examined about my
convictions, my affidavit, my statements and generally my involvement
in these
events.
[41] | The
reference to the balaclava is to a matter which Mr Mason described as of
real concern for Mr Templeton, though he regarded it
as a "red herring"
because it had no significance for Mr Templeton’s defence.
Apparently Mr Templeton believed that the balaclava
which was a Police
exhibit in the case was not the balaclava he had been wearing because his was
green, whereas he had been informed
that the Police exhibit was a black
balaclava. When the balaclava was produced by Detective Lawton at the request
of Mr Mason, it
was in the view of the Detective and Mr Mason clearly
green, although Mr Templeton apparently had difficulty in accepting this.
Mr Mason, however, on the strength of the colour of the balaclava which was
the Police exhibit and the written instruction given
to him by
Mr Templeton, considered he had firm instructions that Mr Templeton
would not give evidence. |
[42] | The second
instruction given in writing apparently on 10 October 2005 after the close of
the Crown case, stated: |
1. No shots were fired when
the van was at Leon Chauval’s house by any occupant of the van.
2. I am content to rely on Doug Jones being called to give evidence in
relation to the comment on the state of the house.
[43] | Mr Templeton accepted the
contents of the written instructions he gave to Mr Mason and that he signed
those instructions. He nevertheless
continued to assert that he had always
given to Mr Mason verbal instructions that he wanted to give evidence at
trial, but Mr Mason: |
... put a lot of pressure on me, he bullied
me.
[44] | Mr
Templeton contended that Mr Mason should not have based his decision about
Mr Templeton not giving evidence on such an insignificant
point as the
balaclava. He said that he had always made it very clear to Mr Mason that
he wanted to give evidence and that he only
agreed at the last minute because he
was pressured by Mr Mason not to give evidence. He said that he wanted to
give evidence because
he believed it was important that he told the jury the
full story, otherwise the jury would simply believe (as they apparently did),
that he went along with what the others were up to. It was his position that
having given information to the Police, in particular
Detective Senior Sergeant
Sheridan, on several occasions on 11 May 2004, about what was going to happen,
he believed the Police would
intercept the van driven by Mr Brooking
towards Apiti and that none of the events planned by the appellants would in
fact take place.
Therefore, he claimed he did not have a common intention to do
anything other than go along in the van until it was pulled over
by the Police.
He had no intention, he claimed, to be involved in the events that gave rise to
the charges of which he was convicted. |
[45] | Mr
Mason denied that he bullied Mr Templeton but he accepted that he advised
him strongly against giving evidence. His reasons for
doing so
were: |
(a) The defence that Mr Templeton was not part of any common intent could
be illustrated on the basis of the Crown case without any
evidence directly from
him;
(b) He was concerned that Mr Templeton was often laboriously slow,
repetitive and digressive verbally and that in the witness box
he might easily
lose whatever sympathy there might be otherwise for him and instead actively
create prejudice against himself;
(c) He was aware that Mr Templeton’s co-defendants Liam Roche and
Todd Brooking had both instructed their lawyers that once
the shooting started
Mr Templeton had picked up a gun and returned fire out of the window of the
van. He was aware that counsel
for the co-defendants considered that their
instructions would oblige them to challenge Mr Templeton if he gave
evidence. He was
concerned that such cross-examination would create a powerful
suggestion in the minds of the jury that Mr Templeton had been involved
with the shooting, although he utterly rejected any such suggestion.
(d) He considered that a strong defence argument could not be significantly
improved upon by what Mr Templeton could say in the witness
box but might
well be significantly undermined, particularly when Mr Templeton would be
subject to cross-examination not only from
the Crown but also from counsel for
the two
co-accused.
[46] | Mr
Mason also said that evidence given at the trial by Detective Claridge that he
had previously been aware of Mr Templeton’s
code name "Tarzan" was
entirely inconsistent with instructions Mr Templeton had given
Mr Mason, that the information he had given
to Detective Senior Sergeant
Sheridan about the events that were planned to occur at Apiti, was the first
time he had been an informer
to the Police. Mr Mason stated that this
evidence was devastating for Mr Templeton and he did not raise the
possibility of giving
evidence again, after Detective Claridge gave this
evidence. |
Discussion
[47] | Mr Mason was a measured,
careful witness who impressed as concerned to tell the truth. Mr Templeton
in giving evidence was often
slow, repetitive and sometimes aggressive, which
were factors that had concerned Mr Mason in advising Mr Templeton
against giving
evidence at trial. |
[48] | We do
not accept Mr Templeton’s claims that he was bullied and oppressed by
Mr Mason. There is a clear distinction between
firm advice, which
undoubtedly Mr Mason gave to Mr Templeton in relation to not giving
evidence at trial, and the use of bullying
or force to the extent that
instructions are not given freely. There is no evidence whatsoever that such a
situation occurred.
Mr Templeton may have been reluctant to accept
Mr Mason’s advice, but accept it he did, as confirmed by his written
instructions. |
[49] | Mr Mason had to weigh a
number of factors in deciding whether or not to advise Mr Templeton against
giving evidence. They included,
importantly, that Mr Templeton would
inevitably be subjected to cross-examination, probably by three counsel, on the
crucial topic
of whether he used a firearm on the night of the incident.
|
[50] | He also had to consider whether
Mr Templeton’s defence could be adequately placed before the jury on
the basis of evidence that
he could illicit in cross-examination without the
need for Mr Templeton to give evidence. He concluded that it could, and
set about
laying a foundation for the defence in his cross-examination of Senior
Constable Martin (about the information she had received about
the imminent
attack and passed on to Leon Chauval), and Leon Chauval (about the information
he was given by the Police including
that there was a white van and there was a
"nark" in the van). |
[51] | Most relevant was the
evidence of Detective Senior Sergeant Sheridan who appears to have been called
for the purpose of giving evidence
of Mr Templeton’s disclosures to
the Police. He stated in evidence in chief that he received a call from a male
caller on
Tuesday 11 May 2004 at about 3.25pm. He did not know the identity of
the caller at the time. The caller had told him that he would
be able to find a
large quantity of cannabis, cannabis oil and possibly some firearms at an
address at Humber Street, Rongotea, and
that Todd Brooking would be there. The
caller said he could refer to him as "Tarzan". He received further telephone
calls from
the same male caller during the course of the afternoon. The calls
were repetitive in nature. The caller said there could be trouble
that night if
the information he was providing to the Police was not acted upon. He said he
had discussions with Detective Sergeant
Clifford about the information.
|
[52] | Detective Senior Sergeant Sheridan was
extensively cross-examined by Mr Mason about the information he received
from the appellant
and the notes he made, including reference to a white van, a
maroon vehicle and the address of Ballance Road, Apiti. Mr Mason put
to
him in detail Mr Templeton’s version of what he told Detective Senior
Sergeant Sheridan in his telephone calls that
day. |
[53] | The Detective Senior Sergeant did not
accept all aspects of Mr Templeton’s version of the information he
gave in those telephone
calls, in particular that Mr Templeton advised his
correct name, and that he suggested a Police check-point be set up at Ashurst.
He was unsure that it was the caller who gave him information about a possible
incident that night - he was not sure whether information
recorded in his
notebook came from the caller or another source. However, although Detective
Senior Sergeant Sheridan’s recollection
of events was somewhat hazy, a
copy of his notebook was produced which recorded the relevant details and
provided the foundation
for a submission that the details must have come from
Mr Templeton. A schedule of telephone calls from Mr Templeton’s
cellphone
was also adduced in evidence. |
[54] | In
summing up Mr Templeton’s defence to the jury the trial Judge
recorded Mr Mason’s submissions that Mr Templeton did
not have a
common intention to commit an unlawful act but rather had actively set out to
avoid such a situation by informing the
Police. The Judge
said: |
It was argued that Mr Templeton had to go in the van or it would have been
obvious that he was the informant and Mr Templeton was
relying on the
Police to stop the van before it got to Apiti. This did not happen,
Mr Templeton could not avoid the trouble that
followed and was then badly
injured in the getaway attempt.
It is argued that you cannot find Mr Templeton guilty as he did not have a
common intention with the others to commit an unlawful
act, he had tried to
avoid being in such a situation, and he later found himself to be in a situation
that he could not
avoid.
[55] | The fact
that an offender gives the Police prior warning of an impending offence, from
which he does not then unequivocally withdraw,
plainly does not constitute a
defence. But the evidence which supported the case for Mr Templeton as put
by Mr Mason in his defence,
that he did not have the common intention with
the other accused persons to commit an unlawful act, was sufficiently before the
jury
to found the defence. |
[56] | Thus,
Mr Templeton’s evidence was not essential in order to pursue his line
of defence and his giving evidence would have given
rise to the other risks
which Mr Mason identified. |
[57] | Clearly,
Mr Mason’s decision not to call Mr Templeton was a reasonable
one and cannot be said to have resulted in a miscarriage
of
justice. |
Conclusion
[58] | The appeals against
conviction are dismissed. |
Appeals against
sentence
[59] | All three appellants appeal
against the sentences imposed on them, four and a half years in the case of
Mr Brooking, cumulative on
a previously imposed sentence of three years
eight months making a total of eight years two months imprisonment, four years
in the
case of Mr Templeton and three years in the case of Mr Roche.
|
[60] | All appellants were sentenced on two
charges of unlawful possession of a firearm (.22 calibre and Anshuntz rifles),
unlawful possession
of explosives (ammunition), two charges of possession of an
offensive weapon (Samurai sword and baseball bats), and discharge of
a firearm
with reckless disregard for safety. Mr Brooking was sentenced on the
additional charges of possession of an offensive
weapon (knife) and possession
of a disabling substance (pepper
spray). |
[61] | The Judge identified the following
purposes and principles in relation to all three
appellants: |
That they be held accountable for their actions. The Judge noted that
the offenders drove a long way in a vehicle fully
equipped for trouble and
violence. He stated that it was necessary that a very strong deterrent message
be sent in relation to this
type of violent and particularly dangerous
behaviour.
Protection of the community. He noted that the wild, indiscriminate
firing of rifles could have led to the injury or death
of members of the public
in the area.
The gravity of the offending and its seriousness in comparison with
other offences.
The need to achieve consistency in sentencing.
[62] | The Judge
referred to the aggravating factors: |
The use of weapons involving the firing of a number of bullets from
both firearms that were in the van
The risk to the safety and lives of the victim and other members of the
Apiti community (witnesses at the trial gave evidence
that they were outside
their houses or at windows in their homes when the gun firing was taking place
which the Judge stated could
easily have resulted in their being victims of a
misdirected bullet or a badly directly bullet)
Premeditation.
[63] | The Judge
referred to mitigating factors that applied to all three of the offenders:
|
There was some evidence to indicate that the van itself was fired upon
at some point.
The van was pursued by Mr Chauval and Mr Lawler as it was
leaving and was rammed by Mr Chauval’s car which had the
effect of
continuing the confrontation.
Mr Brooking
[64] | In the case of
Mr Brooking the Judge took into account an additional aggravating feature,
that he had the leadership role in the offending,
he was the organiser, it was
his van, he drove the van and it was his problem (retrieval of cannabis) that
the group were going to
Apiti to sort
out. |
[65] | He noted that Mr Brooking had
entered guilty pleas to Counts 1 - 7 but that he was assessed in the
probation report as at high risk
of re-offending and that his motivation to
address factors contributing to his risk of offending was low. He had three
previous
convictions for unlawful possession of firearms, convictions for
possession of ammunition, being in possession of an offensive weapon,
assault,
three drug convictions, three dishonesty convictions and other convictions.
|
[66] | The Judge took a starting point of five
years imprisonment and allowing for the mitigating factors referred to, imposed
a sentence
of four and a half years on the lead charge of discharging a firearm
with reckless disregard. He then considered whether the sentence
imposed should
be concurrent or cumulative on a previous sentence which Mr Brooking was
serving. He concluded that the lead offence
for which he was sentenced was a
separate and distinct offence and it should be imposed cumulatively. He stated
that Mr Brooking
could not expect a discount due to the variety and the
persistence of his offending. |
[67] | Mr
Winter’s submissions on appeal for Mr Brooking focused on two
points: |
(a) The sentence of four and a half years imposed for the offending was
manifestly excessive particularly in relation to The Solicitor-General v
Hines CA121/99 12 March 1999.
(b) The totality principle should have been applied in relation to
Mr Brooking’s total offending. The sentence of eight years
two
months which was the result of the sentence of four and a half years being
imposed cumulatively was manifestly excessive when
the totality of the offending
was
considered.
[68] | On
the first point, Mr Winter submitted that the judgment in Hines
provides a better guide for sentencing than Judge Dawson accepted. (The Judge
considered there were distinct factual differences
between this case and
Hines but did not detail them).
|
[69] | Hines was sentenced on two
counts of discharging a firearm with reckless disregard for the safety of others
and one count of discharging
a pistol with reckless disregard. On appeal by the
Solicitor-General the sentence of two and a half years imprisonment was quashed
and substituted by a sentence of four years, cumulative on a sentence of six
years previously imposed. The result on appeal was
a cumulative sentence of ten
years as opposed to a cumulative sentence of eight and a half years.
|
[70] | Hines went to a "mardi gras" in Foxton.
A confrontation took place with a person H. H left the "mardi gras" but
returned shortly
afterwards. Hines holding a hand gun moved towards him and
fired a shot. He fired a second time after H took refuge behind a van.
According to H , Hines fired a further three shots as H ran from the scene. One
of the bullets struck a car and a fragment grazed
the driver’s wrist.
Another shot narrowly missed a by-stander. The jury rejected a defence of
self-defence advanced by Hines.
The offences were committed while Hines was on
bail for the earlier offences which involved violence. The sentencing Judge
considered
that if the offences had stood by themselves four years would have
been appropriate after allowing for mitigating factors, but having
regard to the
totality principle and bearing in mind the six years sentence already being
served, it was important not to destroy
any possibility of reform. An effective
sentence of two and a half years was
imposed. |
[71] | The Court of Appeal did not
agree. While accepting that because the sentencing involved adding a
significant prison term to a six
years sentence imposed only recently, the
totality principle necessarily required consideration the Judge had overstated
considerably
the weight to be given to totality. The prospects of
rehabilitating the appellant were not strong and it was pre-eminently a case
where his future needs had to take second place to other requirements. There
had to be a firm message of condemnation and deterrence
and the public had to be
protected from a person who had proved himself to be a menace to the
community. |
[72] | Mr Winter submitted that there
were features of the Hines case that made the offending more serious than
Mr Brooking’s: |
(a) Mr Hines faced two charges of discharging a firearm with reckless disregard
of safety;
(b) Shots were fired at a "mardi gras" in Foxton during daylight with a large
number of public present at the event;
(c) Shots were fired in two groups by Hines. A member of the public was hit and
there was a further near miss;
(d) There was no suggestion that the victims of Mr Hines offending were in
the process of actively pursuing him;
(e) Mr Hines previous convictions were more serious than those of
Mr Brooking’s.
[73] | We
consider, however, that there are factors in this case which at least balance
the differentiating factors identified by
Mr Winter: |
[74] | Mr Brooking faced a range
of charges in relation to this offending which reflected the fact that he
entered upon this offending, as
the sentencing Judge
stated: |
... armed to the teeth, looking for
trouble.
(a) There were not less than ten rounds fired from weapons in the van as
analysed by ESR scientists and some of these at least were
fired while the van
was in motion. As the sentencing Judge observed members of the public could
easily have been victims of a mis-directed
or badly directed bullet. There was
also an extreme risk for the Police Officers who pursued the van, two of whom
were unarmed.
The
behaviour:
... showed arrogant disregard of the law and for safety of other persons.
(Sentencing
Judge)
(b) Although Mr Brooking and his co-offenders found more trouble than
Mr Brooking anticipated, the retaliation from his proposed
victims
obviously resulted from the confrontation embarked upon by Mr Brooking and
his co-offenders in the first instance (regardless
of who may have first fired
shots) and when pursued, Mr Brooking turned the van around and a volley of
shots were fired from the
van at the Holden commodore motor vehicle that was in
pursuit.
(c) The van was abandoned. The occupants jumped out and ran off.
Mr Brooking was located by a Police dog that tracked him down
and he was
apprehended by the dog handler.
(d) While Mr Brooking’s list of convictions might be less serious
than that of Mr Hines, it is a serious and concerning criminal
record
including convictions for possession of firearms and ammunition. He is assessed
as at high risk of re-offending with low
motivation to address factors
contributing to his offending, particularly in relation to his associates. He
is:
... doubtful if he could withstand the peer pressure. (Probation
report)
[75] | In
short, in relation to Mr Brooking, as in the case of Mr Hines, his
is: |
... pre-eminently a case where his future needs had to take second place to
other requirements. (Hines at
[16])
[76] | Finally,
that Hines involved a Solicitor-General
appeal. |
[77] | The sentence of four and a half
years imprisonment, while stern, certainly cannot be regarded as manifestly
excessive in all the circumstances
of this
case. |
[78] | The sentencing Judge did not refer
to the totality principle but it was relevant given that Mr Brooking was at
the time of sentencing
serving a sentence of three years eight months
imprisonment which had been imposed for unrelated cannabis and firearms charges.
|
[79] | On 12 May 2004 Police executed a search
warrant at Mr Brooking’s address in Rongotea and located a large
amount of cannabis
material in a variety of forms including grown plants and
dried material, some of which was packaged in deal bags. The total weight
was
in excess of 8.7 kilograms. Also located was a range of drugs related
paraphernalia and five firearms, three air pistols, one
.303 calibre rifle, and
one lever-action rifle. Mr Brooking did not hold a firearms licence.
Apparently this offending was revealed
as the result of the information provided
by Mr Templeton to the Police. |
[80] | As
the Crown stated in submissions, the sentence of three years eight months for
the totality of this offending was moderate and unremarkable
(R v Terewi
[1999] 3 NZLR 62). |
[81] | Mr Winter submitted
that while the imposition of a cumulative sentence was correct the resultant
sentence of eight years two months
imprisonment was manifestly excessive when
the totality principle is applied and that a sentence in the range of five and a
half
to six and a half years would have been
appropriate. |
[82] | We do not accept that
submission. The sentences were imposed for two distinct sets of offending, each
of them very serious involving
the lethal cocktail of drugs and firearms. The
cumulative sentence of eight years two months was not manifestly excessive given
the very serious nature of the offending and Mr Brooking’s role in
it. |
Mr Templeton
[83] | Recognising that
Mr Templeton was not the ringleader, the Judge took a starting point of
four and a half years in comparison with
the starting point of five years taken
for Mr Brooking. He allowed a discount of six months for mitigating
factors and imposed a
sentence of four years on the lead sentence of discharging
a firearm with reckless disregard. |
[84] | Mr
Rowe submitted that because of the information Mr Templeton had provided to
the Police he was essentially in a position of ensuring
his own capture and that
he was entitled to a discount for his co-operation with the Police.
|
[85] | We do not accept that submission. Rather
we agree with the sentencing Judge that: |
Mr Templeton was a fool because he managed to persuade himself that he had a
dollar bet each way with the
Police.
[86] | Clearly
the Police did not regard Mr Templeton as a genuine informant. Despite
having provided the Police with information he proceeded
to participate fully in
the joint enterprise. It is entirely misconceived to suggest that an offender
may somehow immunise or protect
himself from the consequences of his criminal
offending by prior communication with the Police.
|
[87] | The starting point of four and a half
years appropriately reflected the lesser role that Mr Templeton played in
the offending and
the sentence of four years imposed after a discount for
mitigating factors was not manifestly
excessive. |
Mr Roche
[88] | It was submitted for
Mr Roche that there was a sound basis for treating him substantially more
leniently than either Mr Brooking or
Mr Templeton given his very
positive probation report and his previous good character. He has only two
previous comparatively minor
convictions, unrelated to this offending, as the
sentencing Judge noted. |
[89] | The Judge referred
to these matters and recognised them in adopting a lower starting point of three
and a half years from which he
allowed a discount of six months to reach a
sentence of three years. Although the same result may have been more logically
reached
by taking the same starting point as that for Mr Templeton, and
allowing a greater discount in view of the absence of relevant previous
convictions and a much more positive outlook for Mr Roche, the sentence was
in the range available to the sentencing Judge and cannot
be described as
manifestly excessive. This was very serious offending in which Mr Roche,
for whatever reason, elected to become
involved. |
Result
[90] | The appeals against
sentence are all dismissed. |
Solicitors:
Armstrong Barton, Wanganui for Appellants Templeton and
Roche
WinterWoods Lawyers, Palmerston North for Appellant Brooking
Crown
Law Office, Wellington
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URL: http://www.nzlii.org/nz/cases/NZCA/2006/158.html