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The Queen v Rajamani [2006] NZCA 367 (20 December 2006)
Last Updated: 30 January 2007
IN THE COURT OF APPEAL OF NEW ZEALAND
CA140/06
THE
QUEEN
v
LAXMAN
RAJAMANI
Hearing: 18 October 2006
Court: Arnold, Randerson and Ronald Young JJ
Counsel: G King and T J Darby for
Appellant
J C Pike and J Dixon for Crown
Judgment: 20 December 2006 at 10 am
Reissued: 21 December 2006
Effective Date of Judgement: 20 December 2006
The appeal against conviction is
dismissed.
REASONS OF THE COURT
(Given by Ronald Young J)
Introduction
[1] | At a trial before Venning J
a jury convicted the appellant of the murder of his wife. The defence accepted
that the appellant had
killed his wife in Auckland on 14 January 2005. The
appellant claimed at trial that the Crown could not prove either the necessary
intention for murder or that he had not acted under provocation.
|
[2] | On appeal, the appellant
says: |
(1) There was a miscarriage of justice when the Judge proceeded with the trial
to verdict with only 10 jurors.
(2) The Judge failed to properly sum up to the jury on the defence of
provocation.
(3) Counsel for the appellant at trial did not competently or properly question
the Crown witness Glen Handley nor did the Judge
adequately detail the defence
reply to Mr Handley’s evidence.
(4) The Judge improperly admitted hearsay evidence of the deceased’s
statements and misdirected the jury as to the use of such
statements.
[3] | The
appellant expressly abandoned those appeal grounds which alleged the verdict was
unreasonable and could not be supported having
regard to the evidence and that
certain statements made by the appellant to the police were improperly admitted
at trial. |
Background facts
[4] | The appellant and the
deceased were married in 2002 in India. It was an arranged marriage. The
appellant had already been in New
Zealand and the deceased joined him there in
late 2003. It seems common ground this was not a happy marriage.
|
[5] | On 14 January 2005 the appellant rang the
police and told them he had killed his wife. At interview with the police the
appellant
claimed that he and the deceased had been in the kitchen/laundry area
of their flat on the morning of 13 January. The appellant
was cleaning the top
of the refrigerator. He was holding a large brick that was used to break
coconuts. As he did so he lost his
balance falling towards the deceased and
hitting her on the head with the brick. The appellant claimed that the deceased
then said
he was trying to kill her and that she was going to call the police.
She walked towards the phone. He said that he followed her
and pulled her to
the ground. She was lying on her back and he was straddling her. The appellant
said he then picked up the knife
and slit her throat killing her. Later he said
he dragged the deceased’s body from the lounge to the master bedroom,
placed
her on the bed and covered her. He told the police he had considered
setting fire to the unit and had obtained 70 litres of petrol
but decided not to
do so. He then made travel arrangements to return to India. However, the next
day when he spoke to his family
and told them what had happened they persuaded
him to hand himself over to the police. The appellant said he killed his wife
because
he did not want her to call the
police. |
[6] | In evidence at trial a mutual
friend of the couple, Mr Hattangdi, gave evidence that the deceased had asked
him to speak with the
appellant and to tell him she was not happy with the
marriage, although stressing she did not want a divorce. In fact it seems clear
the deceased was planning to move out of the house. Mr Hattangdi spoke to
the appellant the day before the murder. His evidence
was that the appellant
said he was keen to try and make the marriage work and asked Mr Hattangdi
to tell his wife that they should
try and work matters out between them. The
appellant’s evidence was somewhat different from Mr Hattangdi’s.
The appellant
claimed that this mutual friend had told him on the night before
the killing that his wife wanted a divorce.
|
[7] | The appellant said in evidence, the next
morning, he and his wife had an argument about the proper Indian way in which to
separate.
At that stage he said his wife told him she was moving in with a
Pakistani colleague of hers. The appellant said he became very
angry at this
statement and his wife, on seeing this, threatened to ring the police. The
appellant said he left the house "enraged"
at the thought the victim was going
to live with a Pakistani man. He said this was the last thing an Indian man
would wish to hear.
The appellant said as he was making his way down the road
from his house he was in shock. He saw two bricks on the street which
he
picked up and returned to his house. He said he attacked the deceased with the
bricks knocking her to the ground. When she crawled
into the lounge he saw a
knife on the dining room table which he picked up. The victim was lying on her
back and the appellant said
he was standing over her with the knife when he cut
her throat. He said that he lost his self control when he was told of his
wife’s
intention to leave him to live with this Pakistani
man. |
[8] | We now turn to the four discrete
grounds of appeal. |
Ten jurors
Introduction
[9] | The trial commenced on 13
February 2006. On the morning of 15 February a juror became unwell and was
identified by a doctor as suffering
from anxiety attacks related to the
performance of her function as a juror. The Judge ruled that the juror was
incapable of continuing
to perform her duty and accordingly discharged her.
|
[10] | On Monday 20 February one of the jurors
failed to attend Court and the trial was adjourned to the next day. The Judge
directed enquiries
be made as to his whereabouts. On Tuesday 21 February the
juror again failed to attend. As it turned out, that juror’s house
had
been burgled over the previous weekend. The juror and his girlfriend had been
the subject of serious threats (not associated
with this case). The Judge said
in his decision to discharge that juror that it was clear he could not continue
as a juror given
the upheaval in his personal life.
|
[11] | The Judge then went on to consider
whether, pursuant to s 374(4A) of the Crimes Act 1961, he should proceed with 10
jurors. He decided
that, having regard to what he identified were exceptional
circumstances relating to the trial and to the interests of justice, he
should
proceed with 10 jurors despite opposition by the appellant. He identified the
following factors as relevant to both exceptional
circumstances and the
interests of justice test. |
(a) This was a serious charge being murder and the evidence clearly established
the appellant had killed the victim, the defence
being lack of murderous intent
and provocation.
(b) This was a two week trial, the first week having been completed including
almost all of the Crown case.
(c) The Crown had called 37 witnesses including at least one from overseas
(Australia) who was an important witness.
(d) It would be difficult to reschedule a two week trial within a reasonable
time.
Appellant’s and respondent’s
submissions
[12] | The appellant first
considered the effect of s 374(4A) of the Crimes Act, and then subs (8). This
section relevantly provides: |
374 Discharge of
jury
(4A) The Court must not proceed with fewer than 11 jurors except in the
following cases:
(a) If the prosecutor
and the accused consent:
(b) If the Court considers that, because of exceptional circumstances
relating to the trial (including, without limitation, the length
or expected
length of the trial), and having regard to the interests of justice, the Court
should proceed with fewer than 11 jurors;
and in that case--
(i) The Court may proceed with 10 jurors whether or not the prosecutor and
the accused consent:
(ii) The Court may proceed with fewer than 10 jurors only if the prosecutor
and the accused consent.
. . .
(8) No Court may review the exercise of any discretion under this
section.
[13] | The
appellant submitted, however, that the unavailability of review in subs (8)
did not mean that if the Court found a miscarriage
of justice (s 385(1)(c) of
the Crimes Act) the Court could not allow the appeal. The appellant submitted
that in such cases as R v Henare CA187/00 26 July 2000, R v Wilson
CA17/03 29 September 2003 and R v Marshall [2004] 1 NZLR 793
this Court made it clear that the discretion given in s 374(4A) could not be
exercised until the two jurisdictional
preconditions of exceptional
circumstances and interests of justice had been met. The appellant claimed that
neither of these preconditions
had been met in this case. The appellant
therefore submitted that an examination of the exceptional circumstances
identified by
the Judge would illustrate that there were no such circumstances
in this case. Nor, the appellant claimed, did the Judge consider
the interests
of justice test at all. |
[14] | The appellant
stressed that, having as near as possible a full complement of jurors in a case
where the jury would be required to
consider whether there was a loss of self
control was especially important. Finally, the appellant claimed the Judge
confused the
reasons for the discharge of the second juror with the exceptional
circumstances relating to the trial under the s 374(4A) test.
|
[15] | The Crown says that the appellant’s
submissions are an attempt to subvert subs (8) and to have the Court review the
Judge’s
decision to proceed with 10 jurors. The Crown submits that any
miscarriage of justice allegation must, therefore, arise from the
decision to
proceed with 10 jurors and not be, as here, an attack on the basis of the
exercise of the s 374(4A) discretion. |
[16] | In
any event, the Crown says the Judge properly exercised the discretion and the
factors identified by the Judge were clearly relevant
to a decision as to
whether there were exceptional circumstances and whether it was in the interests
of justice to proceed with 10
jurors.
|
Discussion
[17] | We agree with the Crown
submissions. It is clear that s 374(4A) gives the trial Judge a wide
discretion. Subsection (8) does not
allow a reconsideration by an appellate
Court of the grounds upon which the Judge reached his or her decision (see R
v Ross CA268/00 21 November 2000). To allow this would be to ignore the
plain words of the section. However, subs (8) does not "trump"
the power of
this Court to allow an appeal based on a substantial miscarriage of justice (see
R v Coombs [1985] 1 NZLR 318
(CA)). |
[18] | A substantial miscarriage of
justice could occur if a trial proceeded with less than 11 jurors when there
were clearly no exceptional
circumstances. This would be a high threshold
essentially requiring an appellant to establish no Judge could have rationally
concluded
exceptional circumstances existed. In such a case, there would be no
jurisdiction to make the order to proceed with only 10 jurors
since a fact
essential to jurisdiction would be
absent. |
[19] | The appellant’s case here
does not meet this high threshold. More importantly it is, in our view, a
direct attack on the merits
of the decision itself. The Judge, when considering
both exceptional circumstances and interests of justice, took into account the
seriousness of the offence, the live issues at trial, the opportunity for
retrial, the length of trial, the stage the trial had reached,
the number of
witnesses heard and the difficulty in having witnesses return to give evidence.
These are all clearly relevant to
whether there were exceptional circumstances
and where the balance of the interests of justice lay.
|
[20] | The appellant’s real complaint is
that he is not satisfied with where the balance was struck by the Judge. This
is, in our
view, directly within the Judge’s discretion in subs (4A) and
is an attempt to review the Judge’s decision in breach
of subs (8). We
are satisfied that what the appellant seeks to convince this Court to do is
exactly what is prohibited by subs (8).
The Judge took into account relevant
factors in reaching his decision. He considered these circumstances constituted
exceptional
circumstances and that it was in the interests of justice to
proceed. It was open to him to reach this conclusion. No miscarriage
of
justice has been identified. This ground of appeal therefore
fails. |
Provocation
[21] | While some attempt was made
to raise a lack of proof of murderous intent in this case, it is clear that the
only real "defence" was
provocation. Given that the appellant admitted he
deliberately cut the victim’s throat, lack of murderous intent seemed
unlikely
to succeed. |
[22] | The trial Judge
accepted that the appellant had a special characteristic said to be the fact
that he was from a traditional Indian
Hindu family with traditional religious
family values, particularly in relation to marriage, and a strong dislike of
Pakistani Muslims.
|
[23] | The provocative acts
said to have occurred were identified by the Judge
as: |
| In the months before her death,
did the deceased behave in a belittling way towards the accused in the company
of their friends and/or
when they were
alone? |
| Did the deceased have their
friend Satyen Hattangdi tell the accused on the evening of 12 January that she
did not want to be in the
marriage? |
| Did the deceased tell the
accused on the morning of 13 January that she wanted to separate from him and to
have a live-in relationship
with a Pakistani
colleague? |
[24] | It could be said that the
identification of the first two acts as provocative was generous to the
appellant. He did not suggest in
his statement or in evidence that either of
those acts provoked a loss of self control causing him to kill the
deceased. |
[25] | The appellant challenges that
part of the Judge’s summing up relating to what it means to be deprived of
the power of self control
both in relation to whether the appellant was in fact
deprived of the power of self control and whether a person having the power
of
self control of an ordinary person, but otherwise with Mr Rajamani’s
characteristics, would have lost self control in the
circumstances and killed
the deceased. |
[26] | The Judge was effectively
required to deliver his direction to the jury on provocation twice. The jury
retired at 12.25 pm after
the Judge’s summing up. At 3.05 pm the Judge
answered a jury question, "Could we have a transcript of what the Judge said,
the part where he spoke about provocation", by essentially repeating his earlier
direction to the jury about
provocation. |
[27] | In his summing up to the jury
the Judge had prepared two summaries, which he provided to the jury, which
covered what was required
by the prosecution to prove murder and absence of
provocation. During the course of his description of the elements of murder,
the
Judge said to the jury, when considering whether the appellant killed the
deceased by an unlawful act, they should consider whether
the use of the knife
"was intentionally done, that he deliberately used the knife to slit her throat,
in other words that it was
not an accidental act". In his handout to the jury,
on the same topic, he said, when referring to the question whether the appellant
killed the deceased by an unlawful act, the jury needed to consider "did
Mr Rajamani do so intentionally or deliberately rather than
accidentally".
The Judge therefore used "deliberately" as a synonym for "intentionally" in the
context of the definition of murder,
and by those words he meant to distinguish
between a deliberate action and an
accident. |
[28] | When the Judge came to discuss
provocation with the jury and in particular in considering self control he
said: |
[54] The law requires all of us to exercise a reasonable degree of self control
or restraint over our emotions. However, in certain
circumstances it makes
allowances for the frailties of human nature. It recognises that conduct,
whether words or acts by one or
more people, may provoke another person to lose
his self control to the point where he is no longer able to restrain himself
with
the result that he kills that other person. Now provocation at law is not
provocation in the ordinary every day sense that we might
use the word. Most
murders could be said to be provoked in that every day sense in that the person
who commits the murder may well
feel a sense of grievance against the victim,
but provocation in law requires more than that.
[55] To amount to evidence of provocation at law the conduct must lead to a
sudden and temporary loss of self control. It must cause
the person who kills
to lose their ability to reason. He must be in a state where he is no longer
the master of his own mind. He
must act instinctively and in an uncontrolled
fashion. That loss of self control must continue from the time of provocation to
the
time of killing. Provocation is not available to a person who is motivated
by anger or who acts out of revenge or in a deliberate, calculated or
reasoned way. The loss of self control does not have to follow immediately the
provocative act or acts but depending
on the circumstances a delay between the
provoking conduct and the killing may negate evidence of provocation. [Emphasis
added]
[29] | The
Judge therefore used the word "deliberate" along with words such as "calculated"
or "reasoned way" to denote a degree of premeditation
or consideration.
|
[30] | The Judge returned to the question of
self control at [59] when he
said: |
[59] If the Crown has not been able to exclude all of those acts then you would
go on to consider the second question and that is,
whether the Crown can exclude
the possibility that whatever of those act or acts that you find did occur,
whether those acts deprived
Mr Rajamani of his power of self control and thereby
caused him to kill the deceased on 13 January 2005. That is a factual inquiry
for you. It is for you whether you find that the acts which the Crown have not
proved did not occur deprived Mr Rajamani of his
power of self control and
caused him to kill the
deceased.
[60] Is it reasonably possible that one or more of the acts that you find have
occurred as a matter of fact could have caused him
to lose his power of self
control? Could the effect have been to bring him to a state that he ceased to
act rationally and ceased
to be the master of his own mind and conduct? That is
an extreme state. To lose the power of self control is much greater than
merely
getting angry, even very angry.
[61] There is a related issue. Did the accused kill the deceased as a result of
loss of self control caused by the provocative acts
on which he relies? If
there was some other reason which did not entail this self control such as
feelings of frustration or despair,
then he could not rely on the provocation
defence unless the frustration or despair emanated from the acts that are
referred to.
The key is the loss of self control. It must be that loss of the
power of self control that caused the killing.
[62] It follows that if the accused deliberately decided to kill
the deceased and acted on that intention it could not be said her death was
provoked by loss of self control or, if
there was some act of provocation which
resulted in a loss of self control, but enough time had passed for instance for
that to be
replaced by considered hatred, resentment or frustration then there
would not be provocation either because the accused would have
regained his
power of self control. In this case the Crown say that while the deceased did
argue with and perhaps belittled the
accused in public in the middle of 2004, by
December she was trying to keep the situation calm – so the Crown say her
earlier
conduct could not have provoked the accused on 13 January. Similarly
the Crown say that the accused found out on the night of 12
January from Mr
Hattangdi that the deceased regarded the marriage as over but the accused did
nothing about it that night. The Crown
say that is significant. It is a matter
of fact for you whether you find the accused lost his power of self control as
referred
to in step 2. [Emphasis
added].
[32] | Again
at paragraph 62 the Judge used the word "deliberately" and said that if the
accused deliberately decided to kill the deceased
and acted on that intention
then it could not be said her death was provoked by a loss of his self
control. |
[33] | In answering the jury question
the Judge essentially repeated his summing up on provocation and the passages we
have mentioned and
highlighted were repeated by the
Judge. |
Counsel’s submissions
[34] | The appellant submits that
these directions were wrong
because: |
| The
net effect of the directions is to place the threshold for what it means to have
lost self-control too high. The state of being
deprived of self-control is
effectively deemed to be an 'extreme state' akin to
automatism. |
| The
directions given of what it means to be deprived of the power of self control
are entirely inconsistent with the fact that the
jury only get to the point of
considering the partial defence of provocation if they were satisfied that the
accused acted with a
murderous intention (i.e. deliberately) in the first
place. |
| As
directed, the concept of loss of self-control excludes a state where an accused
is no longer able to restrain himself or is compelled
to act by irresistible (or
uncontrollable) impulse. |
| Over
defining the concept of loss of self control is inconsistent with the historical
rationale of provocation being a concession
to the frailties of human nature and
the recognition that conduct, whether words or acts by one or more people, may
provoke another
person to lose his self control to the point where he is no
longer able to restrain himself with the result that he kills that other
person. |
| The
maxims used to define what it means to have lost the power of self-control are
confusing, imprecise, often contradictory and based
on outdated norms. It is
enough to say that the accused acted in the heat of the moment and was not able
to control his or her
reaction. |
| The
learned Judge failed to direct the jury that the directions he gave them
defining what it means to have lost the power of self-control
were not 'legal
tests for provocation'. It is submitted that His Honour 'elevated into a matter
of law' rather than fact what it
means to have lost the power of
self-control. |
| Whether
an accused has lost his or her power of self-control is a question of fact for
the jury and the judiciary should avoid over
defining (and over complicating)
the issue, or elevating the definitions to matters of law. It should be for the
jury to decide what
'loss of self-control' actually means in a given case. A
comparison in this regard can be made with the deprecated attempts by some
in
the judiciary to define what is meant by 'reasonable
doubt'. |
| 'Flood
gate' arguments around a lowering the bar can be countered by the final
qualitative criteria for a defence of provocation to
succeed. The provocation
must have been sufficient for an ordinary person in the circumstances to have
been deprived of the power
of
self-control. |
[35] | The
appellant says the Judge, by using such words as "ceasing to act rationally",
"ceasing to be a master of his mind and conduct",
and saying that loss of self
control was an extreme state, elevated these phrases essentially to legal
requirements which the jury
were obliged to apply to the facts of the case. The
appellant submits that whether an accused person has lost the power of self
control is a factual enquiry and what a loss of self control constitutes is for
the jury to decide. |
[36] | The appellant
submits the use of such phrases, in any event, set the bar too high for
provocation, equating it to a state of automatism.
|
[37] | Secondly, the appellant says that the
Judge told the jury that if they believed the appellant intentionally or
deliberately killed
the deceased then provocation was not available. The
appellant submits this is clearly wrong in law. He says before provocation
is
even considered by the jury the Crown must establish a murderous intent, that is
a deliberate or intentional killing. Far from
preventing such a defence being
raised, a deliberate or intentional killing is a pre-requisite to it being able
to be raised. Only
after murderous intent is established can the jury consider
provocation. |
[38] | The Crown submits the Judge
did not elevate what it means to have lost the power of self control to a legal
test. The Crown says
the Judge made it clear that the question of whether the
appellant was deprived of the power of self control was a factual enquiry
for
the jury. |
[39] | Secondly, the Crown submits
the Judge did not blur the boundary between provocation and automatism. They
stress that since R v McCarthy [1992] 2 NZLR 550 (CA) and more recently
R v Rongonui [2000] 2 NZLR 385 (CA), the question of loss of self control
is typically the central trial issue where provocation is raised. The
Crown
says the Judge’s use of phrases such as "not a master of his own mind" and
"ceased to function as a rational human-being"
and that "loss of self control is
an extreme state beyond angry or very angry" was far from inappropriate. The
Crown claims that
this direction is well short of suggesting that the loss of
self control requires "action without conscious volition (automatism)".
|
[40] | Finally, the Crown submits that the Judge
did not suggest that if the appellant acted with murderous intent then the
defence of provocation
is not open. The Crown says the Judge made it clear that
the defence of provocation was available only if they were satisfied the
appellant had committed murder. The Crown says that the Judge’s comment,
that if the appellant deliberately decided to kill
the deceased and acted on
that intention it could not be said her death was provoked, was consistent with
the jury only considering
provocation if murderous intent was established. It
says this comment by the Judge relates to the "immediacy requirement –
that the provocation must be the operative cause of the murderous intention".
Thus the Crown says the Judge was distinguishing between
a deliberate decision
to kill (considered) as opposed to a provoked state where there is a loss of
self control and therefore a deliberate
decision to kill was not made. They say
the Judge’s comments about a deliberate decision must refer to the delay
between the
deceased revealing her intention to leave the appellant for a
Pakistani man and the appellant killing her, which occurred 10 to 15
minutes
later only after he had left the house, walked down the road picked up the
bricks and returned. This delay is relevant,
the Crown says, to whether the
appellant’s loss of self control had passed and whether he had regained
control but had decided
(deliberately) to kill her out of revenge or
anger. |
Discussion
[41] | Turning therefore to the
appellant’s first complaint, that the Judge elevated what it means to have
lost the power of self control
into a legal test. We see nothing wrong with the
use of the phrases mentioned in [35]. In various
forms, they are all an attempt to illustrate that loss of self control in the
context of provocation involves a very
serious state. The Judge was trying to
illustrate the point that loss of self control could not be equated with, for
example, anger
or strong anger. This was an appropriate attempt by the Judge to
give the jury a context to consider this vital issue. Such phrases
have been
approved by this Court in for example R v McGregor [1962] NZLR 1069 where
this Court said at 1079: |
In our opinion, then, the learned trial Judge was fully entitled to tell the
jury, as he did, that it was of the essence of provocation
that it should cause
a sudden and temporary loss of self-control rendering the accused so subject to
passion as to make him for the
moment not master of his mind.
See
also Schuster v R CA544/93 30 June 1994. The phrases used by the Judge
did not suggest that the appellant had to be acting in a state of automatism
in
order for provocation to be established.
[42] | The emphasis the Judge
placed on these phrases in the context of this case was appropriate. The jury
would obviously need to take
into account the delay between the alleged
provocative act and the appellant’s response to it. This would require
consideration
of whether the appellant was no longer master of his own mind when
he killed the deceased. The Judge made it clear throughout his
summing up that
this was a factual enquiry for the jury. Whether the alleged provocative acts
had in fact deprived the appellant
of his self control thus resulting in the
killing was that factual enquiry. We see nothing objectionable in the Judge
making it
clear what loss of self control means. As we have said the Judge
simply stressed that this was a very serious state well beyond
anger. Given
this guidance by the Judge it was appropriate for the Judge to invite the jury,
as he did, to consider the facts of
this case and decide whether there was a
loss of self control leading to the
killing. |
[43] | The appellant argues that the
Judge’s use of the term "deliberate" in the course of his summing up
suggested to the jury that
provocation was not available if the appellant had
deliberately or intentionally killed the victim. The Judge used the word
"deliberate"
in two contexts relating to
provocation. |
[44] | First, the Judge’s use
of the term "deliberate" in [55] must be understood in context. This section of
the summing up dealt
with the significance of the delay between the provocative
act and the killing. The Judge told the jury that delay between the provocative
conduct and the killing can negate "evidence of provocation" (essentially negate
loss of self control). The Judge then equated deliberateness
with premeditation
in this context. The thrust of this part of the direction to the jury was
therefore focused on the time between
the provocative act and the killing and
whether the appellant was still acting under provocation, whether he had still
lost his self-control,
or whether the appellant had regained his self control
and decided in a premeditated, deliberate way, to kill the deceased. If the
latter, then he could not avail himself of provocation. As we note at [48]
below, we think it preferable to avoid in this context
the use of the word
"deliberate". However, given the context, the Judge’s comments about
"deliberate" or "reasoned action"
were unobjectionable, and we are satisfied the
jury would have understood them in the sense we have just
outlined. |
[45] | The second occasion in which he
used "deliberate" appears in [62]. To understand what is being referred to in
[62] (which begins
with the words "It follows that") it is necessary to consider
[60] and [61] of the summing up. |
[46] | In [60]
the Judge stressed the need for a loss of self control. In [61] he emphasised
that it must be the loss of self control rather
than any other reason that
caused the killing. In [62] the Judge explained to the jury that two possible
situations could arise
with respect to loss of self control. The jury might
conclude this was a planned killing where there was no loss of self control.
In
the alternative the jury might conclude there was a provocative act which caused
a loss of self control but time had passed and
that loss of self control was
replaced by "considered hatred, resentment or frustration". In either case, if
established by the
Crown, provocation would not
apply. |
[47] | We are satisfied that the jury
therefore would have understood that the word "deliberate" in [62] of the
summing up was being used
as a synonym for "planned" or "premeditated". The
Judge, later in the summing up, in summarising the Crown case, used the word
"deliberately"
as meaning "planned" or "premeditated". In summarising the case
for the appellant the Judge stressed that the jury had to be satisfied
murderous
intent was established before they considered provocation. In the jury material
provided by the Judge relating to provocation
and in other parts of his summing
up the Judge made it clear the Crown first had to establish the appellant had a
murderous intent
before provocation could be considered by the
jury. |
[48] | The use of the word "deliberate" in
the context of provocation and as a synonym for a planned or premeditated action
can be confusing
and is best avoided. However, we consider that the jury would
have understood that at [62] when the Judge used the word "deliberate"
he was
referring to a planned or predetermined action. We are satisfied that there has
been no miscarriage of justice. |
Glen
Handley’s evidence
Introduction
[49] | Mr Glen Handley had been a
friend of the appellant. He came from Sydney to give evidence at the trial.
His evidence primarily focused
on what the appellant had told him and what he
observed of the appellant’s relationship and marriage with the deceased.
At
the end of evidence in chief he was asked if the appellant had ever told him
his wife was having an affair. He said no. This question
led to a series of
questions about when Mr Handley learned of the affair the deceased was
having and when the appellant appeared
to first find out. We reproduce the
questions and answers from the notes of evidence in
full: |
Did you ever learn from any source that Chitra was having an
affair?....Afterwards.
After?....After when Laxman was in remand.
And how did you learn it when Laxman was in remand?......When I was visiting
Sachin I was talking to Sachin outside and he mentioned
the fact
You learnt it from somebody else?....Yes.
Did you learn anything directly from the accused in the remand area?.....I asked
Laxman about it in the remand centre.
What did you ask him and what did he say?.....He was just devastated.
What did you ask him do you recall?......I asked him what was going on about
this and how he found out and Laxman told me he had
read the statement and he
just couldn’t believe it.
When you say he’d read the statement what do you mean by the
statement?.....He’d read the guy she was having an affair
with,
statement.
His statement to the police?.....Yeah.
Did Laxman say did you form the view that is when Laxman had found out about the
affair?......Yeah yeah.
From reading the
statement?.....Yeah.
[50] | These
questions and answers were not part of the witness’s brief and were not
expected by appellant’s counsel. In cross-examination
the witness agreed
he had never mentioned this evidence to the police before. Counsel did not ask
any other questions of Mr Handley
regarding this particular aspect of his
evidence. |
[51] | The appellant said in evidence
if Glen Handley’s evidence was that he (the appellant) first learnt of his
wife’s affair
with a Pakistani man from a police statement after his
arrest for murder then this was untrue. The appellant said that his wife
had
told him on the morning of the killing she was shifting in with her Pakistani
colleague. However, when he read the police statements
after the murder he
then, for the first time, knew the extent of the affair and the name of the
Pakistani man. The appellant said
that these further details had been extremely
upsetting for him and that was what Mr Glen Handley had observed at the prison
and
what he told Mr Handley.
|
Counsel’s submissions
[52] | The appellant says his
account that he was told on the morning of the killing that his wife was having
an affair with a Pakistani
man was the critical plank of the defence case. If
indeed the appellant had told Glen Handley that he only found out about his
wife’s
involvement with Mr Rabbani after the killing then this
significantly undermined the appellant’s case that this was a provoked
killing. |
[53] | The appellant does not
criticise trial counsel for inadequate cross-examination of Mr Handley but
points out his evidence was hardly
challenged. The appellant says, in any
event, Mr Handley’s evidence did not clearly establish the appellant
said he did not
know about the Pakistani man until after the killing. The
appellant says this evidence of Mr Handley was "too vague and imprecise"
to
be relied upon to contradict the appellant’s evidence.
|
[54] | The final complaint by the appellant
relates to the way in which Mr Handley’s evidence was dealt with by
the Judge. The appellant
says that while the Judge mentioned
Mr Handley’s evidence in the context of the Crown case he neglected
to identify the appellant’s
response to
Mr Handley. |
[55] | During the course of oral
submissions we asked trial counsel, Mr Darby, who was junior counsel in this
appeal, whether he had mentioned
Mr Handley’s evidence in his final
address to the jury. He responded, to the best of his recollection, he had not
mentioned
Mr Handley’s evidence but had concentrated on what the
appellant had said. |
[56] | The Crown says what
must be kept in mind is that when Mr Handley gave evidence the appellant
had not claimed he knew about his wife’s
involvement with a Pakistani man.
This was not mentioned in the appellant’s interview with the police and it
was first raised
in the appellant’s evidence at trial after
Mr Handley’s evidence. |
[57] | The
Crown says the evidence from Mr Handley was not vague and the Crown was
entitled to invite the jury to conclude that the appellant
did not know about
Mr Rabbani until after the killing. The Crown says the appellant’s
counsel did not mention Mr Handley’s
evidence in his final address
and there was no reason for the Judge himself to do so.
|
[58] | Finally, the Crown says
Mr Handley’s evidence is consistent with other Crown evidence which
illustrates it was unlikely the
deceased would have told the appellant of her
involvement with Mr Rabbani on the morning of the
killing. |
Discussion
[59] | The Judge mentioned
Mr Handley’s evidence on two occasions in his summing up. When
dealing with provocation, having detailed
the ingredients required to be proved
by the Crown he said: |
[58] Now the onus is on the Crown to exclude those acts. If the Crown excludes
those acts to your satisfaction, in other words if
you don’t consider they
occurred, then the defence would fail at this first step. In this case the
Crown say that the accused
is simply lying when he says that the deceased told
him on the morning of 13 January that she was leaving him for a live-in
relationship
with a Pakistani colleague. The Crown says that was something the
accused did not learn until after his arrest and he has simply
taken advantage
of it. The Crown points to the evidence of Mr Handley about his discussion with
the accused in the remand centre
and the accused’s reaction at that time.
Well members of the jury it is for you to determine whether that act occurred as
the Defence say but it is for the Crown to satisfy you beyond reasonable doubt
that it didn’t and similarly in relation to
the other acts relied on. You
have heard the evidence about the Rotorua trip for example and you have also
heard from Mr Hattangdi.
You may well accept that those incidents did
occur.
[60] | And
further, when summarising the Crown case he
said: |
[68] . . . The Crown say the deceased had no reason to tell the accused on 13
January that she was leaving him for a live-in relationship
with a Pakistani and
would certainly not have done so. The Crown point to a number of factors that
it says should lead you to conclude
the deceased would simply not have told the
accused that.
[61] | When
covering the appellant’s case the Judge
said: |
[79] Mr Darby submitted the key question for you would be what did the deceased
tell the accused on the morning of 13 January. He
submitted you should accept
the accused’s evidence about
that.
[62] | We
are satisfied in the circumstances that there has been no miscarriage of justice
based on this ground of appeal. First, it is
clear, the questions and answers
of Mr Handley, relating to his discussion with the appellant about Mr
Rabbani, came as a surprise
to both counsel. However, at this stage it was not
clear that the appellant would say his wife told him about Mr Rabbani before
he
killed her. |
[63] | Senior counsel at trial (not
Mr Darby) could have elected to challenge Mr Handley’s evidence more
fully. He could have asked
for a short trial adjournment to consider his
cross-examination given the surprising development. We do not know why he did
not
do so. He chose not to challenge Mr Handley’s evidence on this
point strongly. This could be seen as a legitimate trial tactic
to avoid
highlighting evidence unhelpful to the defence. The appellant gave an
explanation for Mr Handley’s evidence which
the jury could have
accepted, essentially, that Mr Handley had misunderstood the
appellant’s reaction. |
[64] | The Judge
pointed out that it was open for the jury to accept the appellant’s
evidence and if they did he was entitled to an
acquittal for murder. We accept
that when dealing with provocation the Judge would have been better to have
mentioned the appellant’s
evidence, denying he had learnt of his
wife’s involvement with Mr Rabbani after the murder, to balance his
comments about the
Crown suggestion that if they accepted
Mr Handley’s evidence there was no provocative act. It is common
ground that trial
counsel for the appellant did not raise this alleged
inadequacy at any time with the trial Judge. The Judge, however, did make it
clear that it was the appellant’s case that they should accept his
evidence as truthful as to what happened at the house on
the day of the murder.
If they did so then they would, of necessity, have rejected
Mr Handley’s evidence as either unreliable
or untrue on this
point. |
[65] | We consider Mr Handley’s
evidence was capable of being understood as saying the appellant first knew of
his wife’s involvement
with Mr Rabbani after the killing. The tenor
of Mr Handley’s evidence on this point clearly conveys the impression
that the
appellant first found out about his wife’s conduct from a police
statement. |
[66] | We are satisfied that it would
have been abundantly clear to the jury, given it was fundamental to the
appellant’s case, that
he claimed he had been told of his wife’s
involvement with Mr Rabbani on the morning he killed her.
|
[67] | We are therefore satisfied that no
miscarriage of justice occurred
here. |
Deceased’s hearsay evidence
Introduction
[68] | The prosecution called
evidence from witnesses who knew the deceased about what she had said regarding
the appellant a few days before
she was killed. The appellant submits these
statements should not have been admitted in evidence because they were
inadmissible
hearsay. The appellant says in the alternative, if the statements
were admissible then the Judge erred in directing the jury as
to the use to
which the statements could be put. |
[69] | While
several witnesses, including the parties’ mutual friend Mr Hattangdi, some
of the deceased’s friends and work colleagues
and her solicitor, gave such
hearsay evidence, the appellant took particular exception to the evidence of
Mr Roger Long and Ms Jennifer
Barnes (nee Burrett). Mr Long and
Ms Barnes were property managers at Century 21 real estate. In mid 2003 -
2004 the deceased saw
Ms Barnes regarding a place to live. Eventually a
property was leased by the deceased and the appellant. The deceased and Ms
Barnes
became friendly and the deceased told her about the unhappy state of her
marriage. |
[70] | In January 2005 the deceased
again contacted Ms Barnes. The deceased spoke to Ms Barnes and left messages on
her answerphone. One
of the messages left on 10 January 2005 said the deceased
needed a place to rent urgently and that her husband was going to kill
her and
the police were involved. Later that day Ms Barnes saw the deceased who
was distressed. |
[71] | Mr Long spoke to the
deceased on Friday 7 January regarding a rental property. He said in evidence:
|
. . . she basically intimated that her life was threatened and she needed
somewhere (sic) to find a one bedroom unit or flat somewhere
in a
hurry.
[72] | On
Monday 10 January, Mr Long said the deceased rang again and spoke to him and
said that: |
. . . Laxman had threatened to kill her and she needed somewhere to go urgently
and secretly.
Counsel’s submissions
[73] | The appellant submits this
evidence was led by the Crown, first, to rebut the appellant’s claim that
the deceased had told him
about Mr Rabbani on the morning of the killing.
The Crown case was that it was highly improbable that a woman concerned for her
safety would put her safety in jeopardy further by revealing her involvement
with Mr Rabbani to the appellant. The second reason
the appellant says
this evidence was led was to establish it was unlikely the appellant had lost
his self control and killed the
deceased on the 13 January when a few days
before he was threatening to kill her. |
[74] | The
appellant submits, therefore: |
(i) This evidence should not have been led because it was hearsay and did not
qualify under this Court’s judgment of R v Manase [2001]
2 NZLR 197 as admissible.
(ii) If the evidence was admissible then the jury should have been told it could
only be relevant in assisting them in deciding whether
the deceased had told the
appellant on the morning of the murder of her involvement with
Mr Rabbani.
(iii) That the evidence of what was said by the deceased to Ms Barnes and
Mr Long could not be used to establish the truth of what
the appellant had said
to the deceased. And thus it could not be used to establish the
appellant’s state of mind and could
not be used to show that he in fact
intended to kill her when he threatened her a few days before the murder. It
was therefore irrelevant
to the likelihood that he had lost self control on 13
January.
[75] | The
appellant says the Judge effectively invited the jury to use the evidence in an
illegitimate way when he said to them at
[21]: |
That hearsay evidence has been permitted as it is relevant to your consideration
of the background circumstances to the parties’
relationship and it is
also relevant to the accused’s state of mind at the relevant times and the
defence of provocation.
[76] | The Crown says
that the Judge was correct when he admitted the evidence. The evidence was, the
Crown submits, highly relevant to
understanding the parties’ relationship
and what had happened in the few days before the murder. The Crown also submits
that
the evidence of Ms Barnes and Mr Long was helpful to the defence case
because it seemed to support the proposition that a few days
before her death
the complainant was trying to find a new flat to shift into. The Crown says the
defence wanted this evidence to
be given but could hardly have only part of the
relevant evidence and seek to exclude the other part.
|
[77] | The Crown also points out that no
objection was made to the admissibility of this evidence before or during the
trial. The Crown
points to the Judge’s remarks to the jurors when he
reminded them that even if they accepted the deceased’s claim that
the
appellant said he was going to kill her that did not make him guilty of murder.
They say, therefore, the Crown was properly
entitled to use the evidence of Ms
Barnes and Mr Long as they did, in supporting the proposition that the deceased
would not have
told the appellant about the Pakistani man and to support the
Crown case the appellant did not lose the power of self control on
the morning
he killed her. |
Discussion
[78] | We have no doubt the
evidence was admissible to establish the deceased’s state of mind. Such
evidence has long been recognised
as admissible if the deceased’s state of
mind is relevant. (See Subramaniam v Public Prosecutor [1956] 1 WLR 965
(PC), R v Howse [2003] NZCA 178; (2003) 20 CRNZ 826 (CA); R v Baker
[1989] 1 NZLR 738 (CA); R v Butler HC ROT T 105-97 23 March 1998
Randerson J). |
[79] | The state of mind of the
deceased was undoubtedly relevant. Whether the deceased told the appellant she
was leaving him for a Pakistani
work colleague was fundamental to whether there
was a provocative act. If the jury rejected the appellant’s claim that he
had been told about the Pakistani work colleague on the morning of the killing,
then provocation was hardly available. This evidence
was relevant to the
likelihood, therefore, of the deceased telling the appellant about her Pakistani
work colleague on the day of
the murder. If the deceased was seriously scared
of the appellant, then this reduced the likelihood that she would have risked
further
upsetting him by telling him about Mr Rabbani.
|
[80] | We think the Judge, therefore, was
correct to allow the evidence of Ms Barnes and Mr Long to be given in
evidence for this limited
purpose. Its probative value was high in relation to
the state of mind of the deceased and the Judge gave a detailed and appropriate
direction to the jury to approach this evidence with
caution. |
[81] | However, the evidence of Ms
Barnes and Mr Long was hearsay evidence where given to prove the
appellant’s state of mind (see
R v Gilfoyle [1996]
1 Cr App R 302 at 322-333) and, other than in limited
circumstances, is not admissible for this
purpose. |
[82] | We consider, therefore, the Judge
should not have told the jury in his summing up that the deceased’s
statements to Ms Barnes
and Mr Long were relevant to the appellant’s
"state of mind at the relevant times and the defence of provocation". However,
we are not satisfied this error gives rise to a real risk of a miscarriage of
justice. |
[83] | The Judge in his summing up did
not repeat nor expand upon the use of the evidence as relevant to the
appellant’s state of mind.
The Judge warned the jury about the use to
which these statements could be put. He focused on the reliability of the
statement
solely from the deceased’s perspective. He warned the jury
that, even if the statements accurately reflected what the deceased
thought,
they should not leap from her concern to a finding of guilt of the appellant.
Secondly, the Judge’s summing up of
the Crown case makes it clear the
Crown did not invite the jury to use the evidence of Ms Barnes and Mr Long
to assist them in assessing
the appellant’s state of mind. Finally, both
the defence and Crown wanted evidence regarding the past relationship of the
appellant and the deceased before the jury. The Crown’s case was that the
appellant was violent and controlling. The appellant’s
case was that the
deceased was manipulative and deceitful. This evidence was therefore part of
that essential background to inform
the jury’s deliberations. The Judge
in his summing up dealt with previous incidents involving the appellant’s
conduct.
He told the jury it was a part of the "background picture of the
relationship between the deceased and the accused". He warned
the jury,
however, not to leap to the conclusion that because they may have had a
tempestuous relationship that the appellant was
guilty of murder and that he
could not have been provoked on the day of the
killing. |
[84] | We are satisfied, therefore,
that, as this use of the evidence had little prominence in the summing up, was
never part of the Crown
case and the jury were warned about impermissible
assumptions of guilt from the appellant’s conduct, there was no real risk
of a miscarriage of justice here. |
[85] | None of
the grounds of appeal against conviction are therefore established and the
appeal is
dismissed. |
Solicitors:
Crown Law Office, Wellington
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