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Court of Appeal of New Zealand |
Last Updated: 25 January 2014
IN THE COURT OF APPEAL OF NEW ZEALAND
CA368/05
THE QUEEN
v
STEVEN RONALD STORER
Hearing: 5 April 2006
Court: O’Regan, John Hansen and Harrison JJ Counsel: S J Shamy for Appellant
A R Burns for Crown
Judgment: 17 May 2006
JUDGMENT OF THE COURT RECALLING JUDGMENT OF
2 MAY 2006
The judgment delivered on 2 May 2006 is recalled and replaced
with a judgment released on 17 May 2006.
REASONS
(Given by O’Regan J)
R V STEVEN RONALD STORER CA CA368/05 17 May 2006
The judgment of the Court dated 2 May 2006 included some observations in
[28]- [30] about the directions given on the elements of
the arson charge at
trial. It has come to our attention that the matters raised in those paragraphs
were, in fact, dealt with at
the trial itself and that these observations are
therefore redundant. They are omitted from the re-issued
judgment.
Solicitors:
Crown Law Office, Wellington
JUDGMENT AS REISSUED PURSUANT TO RECALL DECISION OF
17 MAY 2006
ORDER PROHIBITING PUBLICATION OF THE JUDGMENT AND ANY PART OF THE PROCEEDINGS (EXCEPT THE RESULT AS SET OUT IN [28]) IN NEWS MEDIA OR ON INTERNET OR OTHER PUBLICLY AVAILABLE DATABASE UNTIL FINAL DESPOSITION OF TRIAL. PUBLICATION IN LAW REPORT OR LAW
DIGEST PERMITTED.
IN THE COURT OF APPEAL OF NEW ZEALAND
CA368/05
THE QUEEN
v
STEVEN RONALD STORER
Hearing: 5 April 2006
Court: O’Regan, John Hansen and Harrison JJ Counsel: S J Shamy for Appellant
A R Burns for Crown
Judgment: 2 May 2006
JUDGMENT OF THE COURT
A The appeal against conviction is allowed.
B Order prohibiting publication of the judgment and any part of the
proceedings (except the result as set out in [28]) in news
media or on Internet
or other publicly available database until final disposition of trial.
Publication in Law Report or Law Digest
permitted.
REASONS
(Given by Harrison J)
Introduction
[1] On 31 August 2005 following a trial in the District Court at Timaru
a jury found the appellant, Mr Steven Storer, guilty
on charges of arson,
burglary and assaulting a female.
[2] On 8 September 2005 the trial Judge, Judge Michael Crosbie,
convicted and sentenced Mr Storer to concurrent terms of three
and a half years
imprisonment for arson, two years for burglary, and one year for
assault.
[3] Mr Storer now appeals against his conviction and
sentence.
Appeal
[4] Mr Simon Shamy, who appeared for Mr Storer in this Court but not at
trial, advances three grounds in support of his appeal
against conviction. Two
of the grounds, alleging the Judge’s failure to direct properly or
adequately on inferences and the
admission of evidence from a police officer
about his previous dealings with Mr Storer, are plainly unsustainable and it is
unnecessary
to consider them further.
[5] Mr Shamy’s remaining ground, that the Judge failed to direct properly on the effects of intoxication, is more substantial. Its consideration requires some reference to the background facts.
Background Facts
[6] At about 8.30 p.m. on 1 March 2004 Mr Storer joined two women at a
house in Oamaru. He took a cask of wine with him and
later in the evening he
bought an order of a bottle of tequila and half a dozen bottles of beer from a
tavern. Over a period of
four hours he drank at least one glass of wine and
three shots of tequila.
[7] At about 12.30 a.m. the following morning, 2 March, Mr Storer
disappeared to the bathroom for 15 minutes. One of the women,
Ms Tina Ord, said
that on his return he seemed:
... all of a sudden very intoxicated... He was falling over and he was
slurring his speech and he just seemed very drunk. I put
it down to being
drunk.
[8] The two women decided to escort Mr Storer to a taxi stand about six
blocks away. On the way out he fell, apparently hitting
his head as he did so.
Initially Mr Storer was co-operative and was able to walk without much
assistance. But after the three reached
a dairy, part way through the journey,
he stopped walking and started to behave aggressively. Mr Storer pushed Ms Ord
and hurt her
ankle. Later, while sitting on a house fence, he fell backwards
and Ms Ord helped him to recover. At about 2 a.m. a taxi driven
by Mr Ross
Wardle, whom Ms Ord knew, arrived.
[9] Mr Wardle recognised Mr Storer from an earlier fare the previous
evening. Initially they drove towards Mr Storer’s
house. But Mr Storer
insisted that they return to the original collection point. Mr Wardle described
Mr Storer’s appearance
at that time as “very drunk” and
observed that “balance was a problem for him”.
[10] Ms Ord was still there, sitting on the footpath. The taxi driver
alighted from his car and talked to her. Mr Storer also
left the vehicle. He
attempted to punch the driver. Mr Storer then punched Ms Ord in the face when
she intervened. She retaliated
in kind, forcing Mr Storer to fall backwards
into a gutter. Her friend then drove her to the police station.
[11] Shortly afterwards Mr Neville Cowles, who lived nearby, was awoken by the sounds of banging noises on his back porch. Mr Storer had arrived uninvited and
smashed four panes of glass in a laundry window. Mr Cowles barricaded
himself into an internal room and called the police
who arrived within
a few minutes. Mr Storer then lit a fire in a rubbish bag and some egg cartons
in the laundry. The first
police officer to attend, Constable Sew Hoy, removed
the burning items and extinguished the fire.
[12] A corner of the black plastic rubbish bag had been melted in a
circular shape, consistent with fire, and some of its newsprint
contents showed
burnt signs. All of the egg cartons had been burned to varying degrees.
Another police officer, Constable Duncan,
described this fire damage as
superficial. He confirmed there was no fire damage to the dwelling or any of
its contents.
[13] The facts were not in material dispute at trial. Mr
Storer’s counsel, Mr Michael Radford, raised automatism.
Experts
were called both for the prosecution and for Mr Storer. The jury’s
verdicts of guilty are evidence of their
rejection of automatism.
Submissions
[14] Mr Shamy acknowledges that self induced intoxication is not a defence. However, he submits that the Judge was required but failed to direct the jury properly or at all on the relevance of intoxication to formation of a criminal intent. He relies upon the authority of decisions in this Court of R v Kamipeli [1975]
2 NZLR 610 and R v Craig CA142/02 11 December 2002. Mr Ross Burns for
the Crown submits that, while the Judge’s direction on intoxication was
not extensive,
it was sufficient in law.
Decision
[15] The fate of this appeal turns on the narrow point of whether the Judge gave adequate directions on the relationship between intoxication and criminal intent.
[16] We agree with Mr Shamy that the circumstances of this case called
for a full direction on the relationship between intoxication
and formation of
criminal intent. The combined effect of the evidence from Ms Ord and Mr
Wardle was that at relevant
times Mr Storer was heavily intoxicated. The
law requires a trial Judge, where drunkenness and its possible effect upon the
accused’s
mens rea is an issue, to give a direction to the jury (R v
Sheehan [1975] 1 WLR 739 (CA) at 743, approved by this Court in Kamipeli
at 619-620 and Craig at [31]):
... first, to warn them that the mere fact that the defendant’s mind
was affected by drink so that he acted in a way in which
he would not have done
had he been sober does not assist him at all, provided that the necessary
intention was there. A drunken
intent is nevertheless an intent. Secondly, and
subject to this, the jury should merely be instructed to have regard to all the
evidence, including that relating to drink, to draw such inferences as they
think proper from the evidence, and on that basis to
ask themselves whether they
feel sure that at the material time the defendant had the requisite
intent.
[17] Such a direction is necessary within the wider duty of directing the
jury on the Crown’s burden of proving all elements
of the charge including
the mental element. The subject of the jury’s inquiry must be to the
fact of rather than the capacity
for intent (Kamipeli at 616). The
question (R v Farrell [1964] NSWR 1143, approved in R v Gordon
[1963] SR (NSW) 631 at 635-636 and in Kamipeli at 616) is:
... whether he had in fact formed the intent necessary to constitute the
particular crime. If he was so drunk that he was incapable
of forming or did
not in fact form the intent required, he could not be convicted of a crime which
is committed only if the intent
is proved. The onus is upon the Crown to
establish his guilt under these circumstances, it is not for the accused to
prove that
he lacked such an intent. Such is often wrongly referred to as a
defence, but it does not mean that the drunkenness in itself is
an excuse for
the crime but that the state of drunkenness may be incompatible with the actual
crime charged and may therefore negative
the commission of that
crime...
[18] In summing-up the Judge properly directed the jury on the burden of proving all necessary elements of the charges (at [12]-[13]). He also directed them properly on drawing inferences from proven facts for the purpose of establishing the requisite intent (at [7]). He referred specifically to the element of intention of the charges of arson (at [18]), assault (at [24]), and burglary (at [28]). He highlighted Mr Radford’s emphasis on proof of the element of intent for all three charges (at [29]-[30]).
[19] However, the Judge referred only twice to intoxication. First
he said this:
[30] So the issue of intention is the crux of this trial. You heard
both counsel for the Crown and the accused close yesterday
and both agree that
the events are relatively clear. The Crown case is that the matter is a simple
one and that the accused has
tried to make it complicated by raising this issue
of automatism. The Crown says the case is not about automatism at all but,
rather,
that it was a senseless act of drunkenness that put someone’s life
at risk. The case the Crown says is not about automatism,
but about
drunkenness.
[20] Later the Judge said:
[36] Our law does not recognise any concept of diminished responsibility
and nor is self induced intoxication a defence. Our
law is that, if at the time
of committing an offence those three capacities or abilities were present
(however vague or clouded they
might have been), then the offender is
responsible for his actions.
[21] The Judge’s reference to the “three capacities or
abilities” were to components of automatism,
upon which he had directed
the jury (at [31]-[35]) between his two references to drunkenness or
intoxication.
[22] They were (at [33]):
... some awareness of what he was doing in a physical sense, had some
capacity to make a conscious decision to do those actions, and
had some capacity
to form the intent which is an element of each charge ...
[23] The Judge then returned to the same subject (at [37]-[44]). He
referred to a defence submission ‘... that drunks do
not act rationally
but nor do those with head injuries’ (at [45]). He then directed briefly
on some miscellaneous issues.
[24] The Judge properly directed the jury that self inducted intoxication is not a defence. However, his statement was incomplete and, when read in context, suggests that the Crown had established the necessary elements of intent ‘... if at the time of committing an offence those three capacities or abilities were present (however vague or clouded they might have been) ...’ (at [36]). The capacities to which the Judge was referring were those relevant to automatism; they were immaterial to the separate issue of intoxication and formation of intent.
[25] We appreciate, as Mr Shamy accepts, that the whole thrust of Mr
Storer’s defence at trial was directed towards his
capacity to form a
criminal intention in the automatism context. His trial counsel does not appear
to have placed any emphasis upon
the separate issue of whether or not Mr Storer
in fact formed a criminal intent by virtue of his state of drunkenness. While
Mr
Radford cross-examined Ms Ord and Mr Wardle about Mr Storer’s
intoxication, it was not apparently in sharp issue. The Judge
would have given
much more prominence to intoxication in the context of criminal intent if Mr
Radford had relied upon it when addressing
the jury. This is confirmed by
counsel’s failure to raise it with the Judge at the end of his summing- up
as a supplementary
point for direction.
[26] Nevertheless, despite Mr Radford’s failure to identify
the issue, we are satisfied that the Judge was bound
to give a specific
direction in any event. That is because, we repeat, drunkenness is not a
defence as such but its existence goes
to the critical question of whether or
not the Crown has discharged its burden of proving the element of intent. While
in Kamipeli (at 612) the accused expressly raised what the Court
described as “the sole defence [of] absence of intent by reason of
drunkenness”,
McCarthy P stated (at 619) that the jury must be directed to
decide whether intent has been established “... if drunkenness
is
truly raised by the evidence ...” (our emphasis). The
same point was made later by this Court (R v Tavete [1988] 1 NZLR
428 at 431) as follows:
A trial according to law requires an adequate direction by the Judge to the
jury of all matters, whether of fact or of law, which,
upon the evidence, are
reasonably open to the jury to consider in reaching their verdict. In a trial
for murder this includes
matters of defence such as self
defence, provocation, manslaughter or accident, notwithstanding that such
matters are not raised or are even expressly disavowed on behalf of the
accused.
[Emphasis added]
[27] In our judgment there was on the prosecution evidence a sufficient
factual foundation to require the Judge to leave the issue
of intoxication to
the jury when determining whether the Crown had discharged its burden of proving
criminal intent (Craig at para [37]) and he erred in failing to give
proper directions on the subject.
[28] Accordingly, we allow Mr Storer’s appeal, quash his conviction on all three charges, and direct a retrial.
Sentence
[29] It is thus unnecessary for us to determine Mr Storer’s appeal
against sentence. However, to meet the contingency that
he is convicted at
retrial, it is appropriate to record our view that the starting point adopted by
the Judge of a sentence of four
and a half years imprisonment imposed on the
charge of arson was well outside the appropriate range for the offending in this
case.
Solicitors:
Crown Law Office, Wellington
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