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Last Updated: 29 January 2014
˝ NOT TO BE PUBLISHED IN NEWS MEDIA OR ON INTERNET OR OTHER PUBLICLY ACCESSIBLE DATABASE UNTIL FINAL DISPOSITION OF TRIAL. PUBLICATION IN LAW REPORT OR LAW DIGEST PERMITTED.
˝
IN THE COURT OF APPEAL OF NEW ZEALAND
CA14/06
CA57/06
THE QUEEN
v
RENO LEEF
Hearing: 19 July 2006
Court: William Young P, Williams and Venning JJ Counsel: W C Pyke for Appellant
K B F Hastie for Crown
Judgment: 24 August 2006 at 11am
JUDGMENT OF THE COURT
A The appeal against conviction is allowed and a new trial
ordered.
B The appellant is remanded in custody to a callover in the
Tauranga District Court on a date and time fixed by the Registrar
of that Court.
Any question of bail is to be dealt with by that Court.
C Not to be published in news media or on internet or other
publicly accessible database until final disposition of
trial. Publication in
law report or law digest permitted.
R V LEEF CA CA14/06 24 August 2006
Williams and Venning JJ [1]
William Young P
[55]
REASONS OF WILLIAMS AND VENNING JJ
(Given by Williams J)
BACKGROUND
[1] Following trial in the Tauranga District Court in mid-November 2005
the appellant, Mr Leef, was convicted on two counts
of sexually violating the
complainant on 7 January 2005 by digital penetration and by rape.
[2] On 9 December 2005 he was sentenced to nine years’ imprisonment. [3] He now appeals to this Court against those convictions.
[4] He also appealed against sentence but his counsel, Mr Pyke, advised
us that, although he was unable to withdraw that appeal,
he had not been given
instructions on the matter and accordingly could not pursue it.
Facts
[5] Only a relatively brief survey of the facts is
required.
[6] About 6:00am on 7 January 2005 the complainant was awoken by Mr
Leef knocking at her door. Some weeks previously she met
him when a friend
called with him. During that visit she said he rudely asked her for sex. She
rebuffed him. In his evidence at
trial, he denied there was any
dissension.
[7] On 7 January when she answered the door she said the appellant
offered her a “fry”, meaning methamphetamine
and other drugs. She
declined them. The appellant’s version was that he called to offer or sell
the complainant a bottle
of methadone. She was on the methadone programme at
the time and had illicitly purchased methadone in the past.
[8] She said he asked for sex. She refused.
[9] After some further conversation, the respective details of which
diverged markedly, the pair went to her bedroom, she said
at his insistence and
when she was frightened and crying, he said because she offered him sex for the
methadone, and, perhaps, a
small loan. She said he locked the bedroom
door.
[10] They disrobed – she said at his insistence and because she
felt she had no choice - and he asked if she had any condoms.
She obtained two
from a bedside cupboard and threw them at him.
[11] She then refused the appellant’s demand for oral sex but
acceded to his insistence she digitally stimulate herself.
They differed as to
the reasons.
[12] She said he then fondled her breasts, masturbating as he did so and
then attempted penile penetration. She said that he
successfully penetrated
her vagina part-way for a “couple of minutes” despite her
opposition. He was then wearing a
condom.
[13] She said the same sequence was then repeated with him digitally
penetrating her and achieving partial penetration, this time
wearing the second
condom, the first having been discarded.
[14] We record that the appellant’s version differed substantially
from that of the complainant both in sequence and, especially,
as to her
participation. Both in the appellant’s written brief and his
instructions to trial counsel – not Mr Pyke
– and in evidence, he
claimed all the activities between the pair were consensual but that, when the
complainant disrobed and
he saw her numerous tattoos and scars of self-
mutilation, he lost interest and was unable to achieve a full erection. Wearing
the
condom he said his penis was “between her legs” but there was no
penetration. He denied digitally penetrating her at
any time.
[15] Mr Leef’s instructions to trial counsel were to raise the defences of consent and lack of penetration. He instructed counsel he wished to give evidence and that he wanted the complainant’s character put in issue, despite the likely consequence –
as occurred – that his character and numerous previous
convictions would be challenged or put to him in
cross-examination.
Grounds of appeal
[16] Mr Pyke advanced the following grounds of appeal :
(a) Errors in the summing-up including incorrect directions on the standard
of proof and motive.
(b) Trial counsel failing to cross-examine the complainant on her
earlier statements, which were inconsistent with her evidence
as they did not
assert digital or penile penetration.
(c) Improper cross-examination by the prosecutor on privileged
communications between the appellant and trial counsel.
[17] There were other grounds notified but either not pursued or not strongly
pursued. They included:
(a) an assertion that trial counsel incorrectly agreed to the filing of
s
369 admissions concerning ESR evidence, when reading the ESR briefs would
have put before the jury additional material which might
have been helpful to
the accused. Mr Pyke did not abandon this ground but conceded it was of
significantly less weight than other
issues raised on the appellant’s
behalf;
(b) an objection was also taken to the examining doctor’s brief containing a summary of the complainant’s version of the facts. The brief had been read. The Crown accepted it would have been preferable for that passage to have been excised. Again, however, that point was accepted as only of minor significance.
Asserted errors in summing-up
Directions on motive
[18] The summing-up followed orthodox form. Following the usual
evidential directions and directions on the elements, including
drawing the
jury’s attention to the contentious issue of penetration, the
summing-up then contained a detailed factual
survey in which, no doubt
helpfully for the jury, the Judge carefully contrasted the two versions of
events. Summaries
of the respective addresses then followed. That was followed
by a further brief recapitulation of the parties’ cases.
[19] To complete the summing-up there then followed a direction that the
jury should take into account the “motivations
which the parties, the two
main witnesses, might have in their respective accounts”. After
dealing with the Crown’s
submissions endeavouring to rebut the
suggestion that the complainant might have fabricated her account - the
“why would she
lie?” point which commonly arises in cases such as
this – the Judge continued :
[77] The Defence argument is to the contrary, as we have discussed, but
if you look at the question of motive, why would the
complainant make the
allegations she has in all of those circumstances? Then compare that with the
accused’s situation. Of course, it is trite to say that an accused
person has the best motive to be giving an untruthful account, because he is the
person
on trial. That ultimately is a matter, which you must determine in
your assessment of the facts. Remember that Mr Leef does not have to
prove his
innocence. He does not have to prove anything at all. It is for the Crown to
prove that he is guilty of each of the counts
in the indictment.
(Italics added)
[20] It is the italicised passage which gives rise to concern. It is not unlike the directions which led respectively to a retrial and an acquittal in Robinson v R (1991)
[1991] HCA 38; 102 ALR 493 and R v Bentley [2001] 1 Cr App R 307 at 326.
[21] In the former, a rape charge where the defence was consent, the trial Judge, seemingly as part of what in New Zealand would be regarded as a direction under the Evidence Act 1908 s 12C, told the jury on two occasions that the “accused had the greatest interest of all the witnesses you saw and heard and that, therefore, you
should scrutinise his evidence closely”. The High Court of Australia
observed that
(at 495):
If the jury accepted that suggestion, as they almost certainly would have,
his Honour’s directions had the effect that the evidence
of the appellant
had to be scrutinised more carefully than the evidence of any other witness,
including the complainant, for no reason
other than that he was the accused. The
unfairness of such a direction is manifest, particularly when the outcome of the
trial inevitably
turned upon the jury’s preference for the evidence of the
complainant against that of the accused. Moreover, the
directions
virtually had the effect that the appellant was to be treated as a
“suspect witness” in the same way as an
accomplice, a complainant in
a sexual case and a young child have been treated as “suspect
witnesses”, that is,
as witnesses whose evidence is to be accepted
only after the most careful scrutiny. ... Furthermore, his Honour’s
directions on the point do not sit well with the presumption of innocence which
is the consequence of a plea of not guilty. If that
presumption is to have any
real effect in a criminal trial, the jury must act on the basis that the accused
is presumed innocent
of the acts which are the subject of the indictment until
they are satisfied beyond reasonable doubt that he or she is guilty of
those
acts. To hold that, despite the plea of not guilty, any evidence of the accused
denying those acts is to be the subject of
close scrutiny because of his or her
interest in the outcome of the case is to undermine the benefit which that
presumption gives
to an accused person.
[22] Bentley was the famous case in which Bentley and another young man were charged with shooting a constable in late 1952. Bentley was hanged in January
1953. In 2001, following reference of the conviction to the Court of Appeal
by the Criminal Cases Review Commission, Bentley was
posthumously acquitted in
the judgment under consideration.
[23] The summing-up of Lord Goddard CJ is too long to repeat in full but was strongly critical of the defences of accident and Mr Bentley’s being unaware of his co-accused’s intentions. It included demonstrations by the Judge with the knives and knuckle-duster which were part of the evidence, followed by an encomium to the bravery of the police officers. Then, after recording Mr Bentley’s denials that he knew his co-accused was armed or said “let him have it”, the Judge went on to describe the denials as being the “denial of a man in grievous peril”. The Court of Appeal described the language used throughout the summing-up as a “highly rhetorical and strongly worded denunciation of both defendants and of their defence” and a denial of fair trial (at 333, 334).
[24] The direction in Mr Leef’s case was, of course, nowhere near
as extreme as that in Bentley but nonetheless, with the High Court of
Australia in Robinson, we take the view that a Judge should not direct a
jury that an accused has a stronger motive to give an untruthful account than
the complainant or other witnesses. That said, in most cases an accused may in
fact have a greater motive to lie than other witnesses.
That is precisely for
the reasons outlined in Robinson and Bentley: he or she is in the
greatest peril in a trial and thus under the greatest impetus to lie to escape
it.
[25] However, such is not always the case: complainants can also be
tempted towards fabricating evidence which they think most
likely to convict the
person whom they believe is responsible for the actions against them which are
the subject of the charges.
[26] Further, in trials where, like the present appeal, the credibility
of the two principal actors is crucial and defence counsel
often lay significant
stress in their addresses on indicia of fabrication by complainants, the
rejoinder of prosecuting counsel,
particularly in cases where the accused has
not given evidence, is often restricted to little more than advancing reasons as
to why
the complainant is unlikely to have lied and subjected herself or himself
to the trial process.
[27] The “why would she lie?” point was discussed at some
length by this Court in R v T [1998] 2 NZLR 257, 265-266. We can do no
better than repeat what was said in that case:
We accept that the proposition “Why would the complainant lie?”
should not be presented in a way which would deflect or
distract the jury from
the central issue, whether the Crown had proved the charge and each element of
the charge beyond reasonable
doubt. Nor should any suggestion be allowed that
there was an onus on the accused to advance a credible answer. Generally, the
trial
Judge would be required to intervene firmly if these principles were
infringed. ... in any case where the prosecution had sought
to bolster the
complainant’s credibility by reference to the absence of a motive to lie,
the charge to the jury needs to be
clear that regardless of the absence of
evidence of motive, the onus of proof remains on the Crown throughout.
...
The question: “Why should she lie?” must be interpreted as and
confined to the eliciting of facts known to the accused,
not speculation as to
possible motives. Likewise, any submissions by the prosecutor have to be couched
in a way that observes the
distinction. ... Common sense will lead the jury to
ask whether there is some apparent motive to lie. If so, that is a factor to
be
taken into account against acceptance of the complainant’s account. Where
none has emerged, the jury will assuredly regard
that as a factor to be taken
into account in assessing credibility.
[28] In such cases, the temptation can be great for prosecuting counsel
to suggest to the jury that, in deciding issues of credibility,
they should take
account of the accused’s motive to lie being greater than other witnesses
simply because he or she has most
to lose from the trial process.
[29] It is, however, one thing, and a perfectly proper approach, for
prosecuting counsel to suggest an accused has a motive to
lie and has lied
because of previous convictions, the improbability of his evidence, its conflict
with proved facts or other circumstances
of the case. If that approach is
taken, the Judge may choose to reflect those submissions in summarising the
prosecution case.
But it is quite another matter, and an incorrect approach,
for prosecuting counsel or the Judge to suggest in submissions or in
summing-up
that an accused’s motive to lie results from no more than the fact that he
or she is the accused.
[30] If it is suggested that the accused’s status as such is his or
her sole motive to lie, such a direction invites more
searching scrutiny of an
accused’s evidence than that of the complainant or other Crown witnesses.
It almost inevitably risks
skewing the burden and standard of proof against an
accused. Further, as the High Court said in Robinson, remarks such as
the italicised sentence jar when measured against the presumption of innocence
and, in this country, do not
sit easily with the New Zealand Bill of
Rights Act 1990, s 25(c).
[31] As said in T, it is greatly to be preferred that, if a Judge feels it necessary in summing-up to deal with motive at all as an issue bearing on credibility, suggestions that such motive arises solely because he or she is the accused must be avoided. Directions on motive must be unmistakably linked to a firm direction or further direction on the burden and standard of proof and it must be made clear that the jury’s primary concern is to focus on that crucial issue, not to speculate on possible
motives of the principal parties to lie. That is additionally the case if
it is the accused’s supposed motive which is to
be the subject of adverse
comment or direction.
[32] Here, even though the Judge again mentioned the burden and standard
of proof after commenting on the appellant’s motive,
our view is that the
bluntness of the comment about Mr Leef’s motive to lie greatly outweighed
that passage. Read as a whole,
the effect of [77] of the summing-up was to
leave the jury with the clear impression that the accused had a strong motive to
lie
simply because he was the accused. That impression, taken with the
Judge’s direction two paragraphs later to apply “robust
common
sense” to the resolution of the facts, leads to the conclusion the
summing-up was unfair to the accused. For the reasons
discussed above and in
Robinson the appropriate course is to allow the appeal against conviction
and order retrial.
[33] The appellant’s convictions are accordingly quashed and he is
remanded in custody to a callover date in the Tauranga
District Court to be set
by the Registrar of that Court. Any bail issues are to be dealt with in that
Court.
[34] In the light of that finding, other issues raised on appeal warrant
only brief discussion.
Burden and standard of proof
[35] When initially directing the jury on the burden and standard of
proof, the Judge, after a conventional direction, added reference
to an American
direction on standard of proof which said the jury had to be “firmly
convinced” of guilt before conviction.
[36] Since the permanent Court is currently considering a case on the
direction on reasonable doubt and whether the traditional
formulae should be
elaborated upon, we consider it inappropriate to do more than note the ground of
appeal.
[37] As mentioned, the appellant’s defence involved searching
cross-examination of the complainant regardless of the consequences
for him.
Topics put in cross- examination to discredit her credibility included her
previous convictions, history of illicit drug
use and aspects of her medical
background, including self-mutilation.
[38] However, trial counsel did not put to the complainant that
her initial statements to Police did not assert penetration
in either of the
ways she mentioned in evidence.
[39] Privilege was waived. An affidavit from trial counsel said
this was a strategic decision made by him on the basis
he thought enough had
been done to damage the complainant’s credibility and that, to attack her
further, risked repetition
of her evidence that both forms of penetration
occurred and the jury forming a sympathetic view of her.
[40] In our view, whilst, given the appellant’s instructions, it
may have been preferable for trial counsel to have to
put to the complainant the
omission of any reference to penetration in her earlier statements, it is
certainly not an omission or
error by counsel which gave rise in this
case to a miscarriage of justice: R v Sungsuwan [2006] 1 NZLR
730.
[41] In any event, in an affidavit from the officer-in-charge of the case
received, over Mr Pyke’s objection, at the hearing
before us it became
clear that, when re- interviewed the day after the incident giving rise to the
charges, the complainant did tell
Police she had been penetrated. In those
circumstances, even had the question been put to the complainant, the Judge may
well have
seen it as an allegation of recent fabrication and allowed evidence of
the next day’s statement to be called from the interviewing
officer.
[42] Mr Leef was also vigorously cross-examined. In relation to his
evidence that the complainant was prepared to have sex with
him for methadone,
he acknowledged his lawyer not putting anything like that to the complainant.
He was then asked, on several occasions,
without initial objection from trial
counsel, whether he had given instructions to trial counsel about that aspect.
He acknowledged
not telling trial counsel about the particular focus of the
questions.
[43] Objection was taken after a number of questions in this vein. The
prosecutor was initially allowed to continue but was then
stopped by the
Judge.
[44] It was submitted that cross-examination in that fashion infringed
legal professional privilege, though counsel were unable
to cite authority for
the proposition.
[45] The obligation on cross-examining counsel to invite comments from opposing witnesses on a contrary version of the facts which counsel’s witnesses intend to give in evidence is generally called the rule in Browne v Dunn (1893) 6
R 67 (the case is only reported in that obscure set of reports but extensive
citations appear in the authorities later discussed).
Not all the ramifications
of the so-called rule have been worked through in this country, though it now
appears accepted that the
rule applies, at least to some extent, in criminal
matters, whether summary trial by Judge alone or jury trial, and particularly
in
cases where credibility is the watershed issue.
[46] But amongst the aspects of the rule not yet fully defined in this country is the extent to which the rule applies where evidence by or on behalf of an accused gives a version of the facts different from, and not put in detail to, prosecution witnesses. Some of the cases later discussed deal with the applicability of the rule in the contrary situation, namely whether it applies in a case where a prosecutor has deliberately refrained from cross-examining an accused and his or her witnesses. Both those propositions can also raise consequential questions as to the extent to which the absence of putting or challenging the contradictory evidence can properly
be the subject of comment by counsel or the Judge. And a sidelight on those
difficulties, albeit an important one, is whether it
is proper, because of the
obvious possible impact on legal professional privilege, for prosecutors to
cross-examine accused persons
as to the instructions they may or may not have
given counsel.
[47] In Gutierrez v R [1997] 1 NZLR 192, 199, the rule in
Browne v Dunn was discussed by this Court in the context of a Judge alone
trial decided on credibility. The case is accordingly not directly in
point on
the issue now under consideration but the guiding principle was said to be that
of fairness in all the circumstances of
the case.
[48] More aptly, in Transport Ministry v Garry [1973] 1
NZLR 120 at 122
Haslam J adopted the view of the English Court of Criminal Appeal in R v
Hart (1932) 23 Cr App R 202 at 207 that it should be made plain while a
witness is in the box that his or her evidence is not accepted if the
prosecution intends
to ask the tribunal of fact to disbelieve him or her. The
appeal from a District Court Judge alone finding was allowed, partly
on the
basis that such had not been done.
[49] In Hewinson v Police [1987] NZHC 64; (1987) 3 CRNZ 27, the same rule was
followed, though Tipping J described a prosecutor’s decision not to
cross-examine a witness on the contradictory
evidence as taking a risk that the
Judge might decline to accept any criticism of the accused’s evidence or
credibility. The
report contains a number of helpful citations from Police v
Main (HC WN M208/86 28 August 1986) which deals with the topic in greater
detail.
[50] Without greatly distinguishing between civil and criminal trials the
commentators appear to accept that such is the rule in
New Zealand: Sir Maurice
Casey Laws of New Zealand, Evidence at [152]; Mathieson (ed) Cross on
Evidence (loose-leaf) LexisNexis at [9.58]. It may be of assistance to
reproduce the commentary from Cross:
Whenever it is proposed to ask the tribunal of fact to disbelieve the evidence-in-chief of the witness presently in the box, that contradictory material, or at least the essence of it, must normally be put to the witness so that he or she may have an opportunity of explaining the contradiction. Failure to do so may be held to imply acceptance of the evidence-in-chief.
To comply with the rule counsel must put to each of the
opponent’s witnesses, in turn, so much of counsel’s
own case as
concerns that particular witness, or in which that witness has had any share.
But the particular circumstances of a
trial sometimes justify a relaxation of
the rule. The respects in which his or her evidence will not be accepted must
be indicated
to the witness. The rule is inapplicable where “evidence is
given which differs only to extent and degree and does not amount
to a head-on
conflict.” [R v Collier CA81/96 13 August 1996].
...
The rule is designed to ensure fairness. A prosecuting counsel who proposes
to attack the credibility of defence witnesses including
the defendant, must
cross-examine in a way that makes it plain that the relevant evidence is being
challenged. Also, the witness
must be given a fair opportunity to answer the
challenge. [Footnotes omitted]
[51] Turning to Australia, the facts in R v Birks (1990) 19 NSWLR 677 were somewhat similar to the present. The appellant faced a number of sex and violence charges. The defences were that the sexual acts never occurred and the violence occurred in self-defence. Counsel for the accused omitted to cross-examine on either. The prosecution cross-examined the accused on his instructions to his legal advisers on those matters and the failure to cross-examine the complainant. The appellant said he instructed counsel to put both matters to the complainant. The majority of the New South Wales Court of Criminal Appeal (Gleeson CJ and McInerney J) reviewed the applicability of the rule to criminal jury trials and took the view it applied in New South Wales in criminal as well as civil proceedings: at
689. However, dealing with practical aspects of the rule, the majority
observed: at
690 :
It is one thing to say that the interests of fairness to a witness or a party
require observance of the rule, and that some interests
of fairness may well
produce various consequences if the rule is not observed. However, the rule is
often invoked for the purpose
of entering into another area of discourse, that
is to say, the drawing of inferences by a tribunal of fact. This is what is
often
behind references that are made to a “comment” following
apparent non-observance of the rule. It is important, in the
interests of
accuracy, to consider the substance of the comment to which reference is made.
It is one thing to remark upon the
fact that a witness or a party appears to
have been treated unfairly. It is quite another thing to comment that the
evidence or
unsworn statement of a person should be disbelieved, perhaps as a
recent invention, because it raises matters that were not put in
cross-examination to other witnesses by that person’s counsel.
[52] Some of those practical aspects were mentioned in a judgment of the
Court of
Criminal Appeal of South Australia which the majority in Birks adopted: at 691.
That was R v Manunta (CCASA 28 July 1989) where King CJ is recorded as
saying of the rule in Browne v Dunn :
It is legitimate, of course, to draw appropriate conclusions from
counsel’s failure to put in cross-examination some matter
to which his
client or his witnesses subsequently depose. It is a process of reasoning,
however, which is fraught with peril and
should therefore be used only with much
caution and circumspection. There may be many explanations of the
omission which
do not reflect upon the credibility of the witnesses. Counsel
may have misunderstood his instructions. The witnesses may not have
been fully
co- operative in providing statements. Forensic pressures may have resulted in
looseness or inexactitude in the framing
of questions. The matter might simply
have been overlooked. I think that where the possibility of drawing an adverse
inference
is left to the jury, the jury should be assisted, generally speaking,
by some reference to the sort of factors which I have mentioned.
Jurors are not
familiar with the course of trial or preparation for trial and such
considerations may not enter spontaneously into
their minds.”
[53] In light of those authorities, we record our tentative view that, in
any criminal case, as a matter of fairness, if a version
of the facts contrary
in significant detail to that put forward by a witness is to be adduced from
opposing witnesses, it will as
a matter of course be prudent for counsel to put
that contrary view to the witness for comment. Failure so to do risks critical
comment from counsel and the Judge and the possibility of adverse inferences as
to the truth of the contrary version being drawn
by the tribunal of fact.
However, because of the importance of legal professional privilege, while it may
be proper to put to an
accused that he or she has never told anyone before of
the version they are now propounding in evidence, questions expressly probing
their instructions to counsel on the contrary version risk infringing legal
professional privilege and should not be put.
[54] We stress we have set out those observations as being of possible
assistance to counsel and trial Judges but, since the topic
was not fully argued
before us and we have allowed the appeal against conviction on the motive
ground, our views should not be regarded
as definitive.
Result
[55] The appeal against conviction is accordingly allowed in terms of [33].
WILLIAM YOUNG P
[56] I agree with Williams J that the appeal should be allowed and that
there should be a new trial and I agree generally with
the reasons which he has
given. I wish, however, to add a few words of my own on the comment made by the
Judge to the effect that
the accused had a motive to lie.
[57] It is relevant for a jury to assess the motivations of other
witnesses and juries are often invited to do so by defence counsel
and sometimes
Judges (for instance under s 12C of the Evidence Act 1908). So why should the
jury not be told that the understandable
desire of the accused to avoid the
consequences of a guilty verdict is, or may be, relevant to the credibility of
his or her evidence?
It is, I think, worth exploring this issue in a little
detail.
[58] The reasons why such comments should not be made lie in the concepts
of fairness and caution which underpin our criminal
law. There are a number of
rules of evidence which declare off limits certain lines of logically probative
reasoning (eg propensity
reasoning). This is because of the fear that such
reasoning may lead jurors astray. It seems to me that there is such a risk
where
the Judge invites a jury to focus on the accused’s motive to give
exculpatory evidence.
[59] In the first place, if the Judge’s comment is to the effect
that the accused has a motive to lie (which is pretty much
what the Judge said
here), the unarticulated but hardly concealed premise is that the accused is
guilty; this because if he or she
were innocent, the exculpatory evidence would
be true and not a lie. Such a comment is inconsistent with the presumption of
innocence.
[60] Even if the comment is made in terms that do not necessarily proceed
on the basis that the accused is guilty (perhaps along
the lines that an
accused, innocent or guilty, has a motive to give exculpatory evidence) there
remains a risk that it will encourage
unfair reasoning.
[61] In Bentley, the trial Judge in effect, if not expressly, compared the improbability that the three police officers (whose conspicuous courage he had
praised) would have combined to give false evidence with the very obvious
reason which Bentley had to deny his guilt. At a very broad
level, Bentley
involved issues similar to those commonly encountered in New Zealand where
prosecutors run the “why would she lie” line
of argument. Where the
defence has not been able to come up with a plausible motive, a reference to the
accused’s motive to
lie carries the risk of encouraging reasoning by
stereotype, that police officers or complainants (or whatever other type of
prosecution
witness is involved) are likely to be reliable whereas defendants
are likely to be unreliable. This is essentially the point made
by the Court of
Appeal in Bentley at 327.
[62] The temptation (for both Judges and prosecutors) to draw attention
to an accused’s motive to lie will be more acute
where defence counsel has
been able to assert motives to lie on the part of prosecution witnesses. In
such a case a comment on the
accused’s motive may invite reasoning by
stereotype (for reasons already given) but it may also give rise to a slightly
different
problem. In this sort of case, the focus of the defence argument is
usually on the reason why the prosecution witness (or witnesses)
initially
complained to the police or otherwise became involved in the case. The
premise underlying the defence argument
is usually that once a witness has given
a false story to the police, the dynamics of the situation require that witness
to stick
to that story in evidence. Such a defence warrants careful
consideration by a jury (because this is just the sort of situation
where
miscarriages of justice can occur). A comment by the Judge that the accused had
a motive to lie is likely to be by way of
“balance” to the defence
argument or to be taken by the jury in that way. Yet if the relevant
prosecution witness had
a motive to make a false complaint, the significance of
that is not negated by the accused’s motive to give exculpatory evidence.
So such a comment is therefore likely to divert inappropriately the attention of
the jury away from the defence’s primary
challenge to the Crown
case.
[63] For these reasons, I am of the view that Judges should not comment
on the motive of an accused to give exculpatory evidence.
Solicitors:
Crown Law Office, Wellington.
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URL: http://www.nzlii.org/nz/cases/NZCA/2006/442.html