Home
| Databases
| WorldLII
| Search
| Feedback
Court of Appeal of New Zealand |
Last Updated: 1 February 2014
IN THE COURT OF APPEAL OF NEW ZEALAND
CA247/05
CA248/05
CA249/05
BETWEEN DAVID JORDAN REID, SHERYLL LOUISE BINDON AND SANDRA LOUISE STAPLES
Plaintiffs
AND THE NEW ZEALAND PAROLE BOARD Defendant
Hearing: 29 March 2006
Court: William Young P, Glazebrook and Chambers JJ Counsel: M Starling and P N Allan for Plaintiffs
A Markham for Defendant
Judgment: 29 August 2006 at 11 am
JUDGMENT OF THE COURT
A We declare as follows. Although considerations of general
deterrence are relevant when setting the nominal sentence and
minimum periods of
imprisonment and in determining whether to grant leave to apply for home
detention, they are not relevant when
the Parole Board is considering
applications for release on parole or home detention. Factors relating to
the particular
individual that may affect the safety of the community, as
provided for in ss 7, 28 and 35 of the Parole Act 2002, are, however,
relevant
when the Parole Board is considering such applications.
B Leave is reserved to the plaintiffs to apply for further
relief in any respects sought in their statements of claim
and
costs.
REID & ORS V THE NEW ZEALAND PAROLE BOARD CA CA247/05 29 August 2006
REASONS OF THE COURT
(Given by William Young P)
Introduction
[1] These cases raise the important issue of principle whether the
Parole Board should take into account considerations of general
deterrence in
determining whether prisoners should be released on home detention or parole.
They were removed into this Court from
the High Court under s 64 of the
Judicature Act 1908 because the arguments advanced require us to reconsider
(albeit in a changed
legislative environment) an earlier decision of this Court,
Hawkins v The District Prisons Board [1995] 2 NZLR 14.
The current legislation
[2] Release on home detention and parole is governed by the Parole Act 2002, the relevant provisions of which provide:
7 Guiding principles
(1) When making decisions about, or in any way relating to, the
release of an offender, the paramount consideration for the
Board in every case
is the safety of the community.
(2) Other principles that must guide the Board's decisions
are—
(a) that offenders must not be detained any longer than is consistent with
the safety of the community, and that they must not be subject to release
conditions or detention conditions that are more onerous, or last longer, than
is
consistent with the safety of the community; and
...
(d) that the rights of victims (as defined in section 4 of the Victims'
Rights Act 2002) are upheld, and submissions by victims
(as so defined) and any
restorative justice outcomes are given due weight.
(3) When any person is required under this Part to assess whether an offender poses undue risk, the person must consider both—
(a) the likelihood of further offending; and
(b) the nature and seriousness of any likely subsequent offending.
...
28 Direction for release on parole
(1) The Board may, after a hearing at which it has considered whether
to release an offender on parole, direct that the offender
be released on
parole.
(2) The Board may give a direction under subsection (1) only if it is
satisfied on reasonable grounds that the offender, if
released on parole, will
not pose an undue risk to the safety of the community or any person or
class of persons within the term of the sentence, having regard
to—
(a) the support and supervision available to the offender following
release; and
(b) the public interest in the reintegration of the offender into society as a law-abiding citizen.
...
35 Direction for detention on home detention
(1) The Board may direct an offender who has applied for
home detention to continue serving his or her sentence on
home
detention.
(2) The Board may give a direction under subsection (1) only if it is
satisfied on reasonable grounds that—
(a) the offender will not pose an undue risk to the safety of the
community or any person or class of persons if he or she is detained on home
detention rather than in a prison; and
...
(Emphasis added)
[3] The apparently simple issue which is raised for decision is whether references to “the safety of the community”, particularly in s 7(1) of the Parole Act, permit the Parole Board to take into account considerations of general deterrence when making parole and home detention decisions.
The broader legislative context
[4] This issue falls to be determined in a broader legislative context
which necessarily requires consideration of the Sentencing
Act 2002 which was
passed at the same time, and as part of the same package, as the Parole
Act.
[5] Under the Parole Act the default rule is that prisoners serving finite sentences of more two years imprisonment become eligible for parole on the expiry of one third of the nominal sentence (see s 84). That default rule does not apply in cases where the sentencing Judge has fixed a minimum period of imprisonment (“MPI”) under s 86 of the Sentencing Act. That section has been amended since it was first introduced and, in both its original and now its current form, has provided some problems for sentencing judges and indeed this Court. For present purposes, what is significant is that s 86 has always permitted deterrence considerations to be taken into account when deciding whether to impose an MPI. In R v Brown [2002] 3
NZLR 670, this Court held that this was so under s 86 in its original form
and it is now explicitly provided for in s 86(2)(c).
[6] When imposing sentences of imprisonment of two years or less, a
sentencing Judge must either grant or decline the offender
leave to apply for
home detention. Section 97(3) of the Sentencing Act now provides:
(3) The court may grant the offender leave to apply to the New Zealand
Parole Board under section 33 of the Parole Act 2002
for home detention only if
the court is satisfied that it would be appropriate to grant leave, taking into
account—
(a) the nature and seriousness of the offence; and
(b) the circumstances and background of the offender; and
(c) any relevant matters in the victim impact statement in the
case.
In its original form, s 97 was expressed in terms which rather suggested that there was a presumption in favour of leave to apply being granted. The current wording (which is similar to that provided in the Criminal Justice Act 1985) permits the sentencing Judge to have regard to general considerations of deterrence in deciding whether or not to grant leave to apply for home detention. When s 97 was amended,
the Minister (the Hon Phil Goff) observed during the first reading
debate
(19 November 2003) 613 NZPD 10194 that the amendments were:
to make it clear that the law does not require that leave to apply for home
detention be granted in the normal course of events.
The amendments in the Bill
emphasise that the court has the primary role of determining whether wider
sentencing considerations –
such as denunciation, deterrence, safety of
the community, the offender’s background, information in the
victim’s
impact statement – make home detention inappropriate. This
will reduce the number of offenders being referred to the Parole
Board –
which is currently declining 40% of those given leave to apply for home
detention by the Courts.
[7] Decisions by sentencing Judges to impose (or not impose) MPIs and
to grant or refuse leave to apply for home detention are
susceptible to appeal
in the ordinary way.
[8] Under the Parole Act decisions by panels of the Parole Board are
not subject to appeal although there is an internal review
process provided for
by s 67 of the Act and, of course, the possibility of judicial
review.
Hawkins v District Prisons Board
[9] This case concerned a refusal by the relevant District Prisons
Board to grant parole to the appellant (who was serving a
lengthy sentence for
fraud).
[10] The case fell to be determined by reference to s 104 of the Criminal
Justice
Act 1985 which provided:
104 Matters to be considered when determining release on
parole
In determining ... whether to release an offender on parole, the ... District
Prisons Board shall consider the need to protect the
public or any person or
class of persons who may be affected by the release of the offender, and shall
also consider the following
matters:
(a) Generally, the likelihood of the offender committing further offences
upon his or her release:
(b) The welfare of the offender and any change in his or her attitude during the sentence:
(c) The nature of the offence:
(d) In the case of an offender who is subject to an order for recall or an
offender in respect of whom a direction for return has
been made under section
94(6) of this Act, the reasons for the order or direction, as the case may
be:
(e) The policy directions (if any) given by the Minister under section 98
of this Act.
This section replaced what had earlier been s 96 of the Criminal Justice Act
which provided that decisions as to parole were to be
made having regard to,
inter alia:
The safety of the public, and of any person or any class of persons who may
be affected by the release of the offender.
Because the amendments were made in 1993 (which was after the appellant had
been sentenced) both sections were considered to be material
to his case. Also
material was s 7 of the Criminal Justice Act which required courts to have
regard to the desirability of keeping
offenders in the community so far as that
was practicable and consonant with the promotion of “the safety of the
community”.
[11] The District Prisons Board had given two reasons for declining
to grant parole, the safety of the public and the nature
of the
offending:
The Board takes the view that the safety of the public requires it to have
regard to the integrity of the deterrent aspect of the
High Court sentence. ...
If Mr Hawkins is released after serving two years of his six years sentence, the
Board’s view is
that the safety of the public will be compromised,
because the deterrent component of the High Court sentence will have been
significantly minimised.
...
The Board’s view is that because Mr Hawkins played such a leading role
in the events that led to the offences, and because his
offending was of such
magnitude, release on his first eligibility date would not reflect the nature of
the offending and would undermine
the general deterrent effect of the
sentence.
[12] The appellant’s challenge to this decision by way of review proceedings was dismissed in the High Court by Hammond J in a decision reported at [1995] NZAR 129. Hammond J took the view that the Board had been wrong to take into account considerations of general deterrence which he saw as being a matter of sentencing, but had been entitled to take into account the nature of the offending. He
declined to remit the decision back to the Prisons Board for reconsideration,
since it would still reach, in his view, the same decision.
[13] The appellant’s appeal to this Court was
dismissed.
[14] Cooke P did not agree with Hammond J that general deterrence was
an irrelevant consideration. At 17 he applied R v Rose [1990] 2 NZLR 552
(CA), citing the following comment:
In many cases of sentencing for white collar crime the risk of reoffending by
the particular offender is not great. The safety of
the community, within the
meaning of s 7 of the Criminal Justice Act 1985, nevertheless requires a
sentence which may be deterrent
to others.
At 18, he said that he was not convinced that the Board:
was not fully entitled to give decisive weight to the consideration that to
release the appellant on parole after only one-third of
his sentence had been
served would tend to undermine or nullify the deterrent effect of a sentence in
relation to white collar
crime, the importance of which has been
emphasised by the Courts for a number of years now.
Similarly Richardson J was of the opinion at 19 that “the protection of
the public in white-collar fraud cases necessarily
raises considerations of
general deterrence.” Casey J at 20 stated that “the references to
public safety in the matters
set out in s 96 of the Criminal Justice Act for the
Board’s consideration encompass those aspects of general deterrence
accepted
over the years by this Court as an essential component of public
safety.”
[15] Hawkins was cogently criticised by Robertson, “White
Collar Criminals – Sentencing and Parole” (1995) 1 NZBLQ 164 at 166.
He concluded that a parole decision “cannot logically take into account
the requirement for deterrence”, a view
which was based on the following
considerations:
First, the observation that release after 2 years might undermine the
deterrent effect of a 6 year sentence is truistic. If Boards
are concerned
about this prospect then no one should be released on the first eligibility
date; in fact parole should be abolished.
Secondly, one of the effects of the length of the sentence is to determine the date of first eligibility for parole. If Hawkins had been sentenced to 5 years’ imprisonment he would have been eligible for parole earlier. If he had been
sentenced to 7 years’ he would not have been eligible for parole until
later. In realistic terms this must be part of the deterrent
effect of the
sentence. The sentencing court’s view of the seriousness of the
offence therefore determines the date
that the Board first gets the opportunity
to consider parole. This suggests that parole decisions should depend only
what has
occurred since the sentence was imposed and not on matters to be taken
into account by the sentencing Judge.
Thirdly, there is a question of parity with other prisoners. One of
my assumptions was that sentences of equal length reflect
offending of equal
seriousness. It is already the case, by statute, that a 6 year sentence for
violence is worse than a 6 year
sentence for theft [this because in cases of
serious violence there was no parole eligibility until the expiry of two thirds
of the
nominal sentence]. Apparently, now there is another category of
offences given the inexact and non legal title “white collar
crime”
for which effective eligibility for parole will be discretionarily delayed so
that a 6 year sentence for such an offence
is worse than a 6 year sentence for
some things, but not as bad as a 6 year sentence for violence. Unfortunately we
have no idea
what this category consists of (save that it sounds suspiciously
like discrimination by socio-economic class) nor for how long parole
would be
delayed.
While there is a somewhat polemical tone to these criticisms, they
nonetheless warrant careful consideration.
[16] On the other hand, in R v Brown, this Court plainly saw
Hawkins as being of continuing relevance under the sentencing and parole
regime introduced in 2002. As earlier noted, Brown involved the proper
implementation of s 86 of the Sentencing Act and in the course of discussing
that this Court referred to Hawkins:
[24] We are not to be taken, from what we have said, to be suggesting
that the considerations of the sentencer and those of the
parole board should be
mutually exclusive. Necessarily there will be overlap in the respective
assessments made, of course, at different
times. This is evident from the
approach taken by this Court to the expressions “the need to protect the
public” and
“the safety of the public”. They were held to
encompass general deterrence and the views expressed would apply equally
to
“the safety of the community”: see Hawkins v District Prisons
Board [1995] 2 NZLR 14. That there is overlap does not mean there is double
punishment. The assessments are made for different purposes
which are quite
consistent.
The cases at hand
Overview
[17] The issue which we are required to address has comparatively little, if any, significance, for the individual plaintiffs given either subsequent events or other
reasons which justified the various refusals of parole or home detention.
But their cases nonetheless illustrate the way in which
the current system is
operating, at least in cases which come before Parole Board panels convened by
Judges who take the Hawkins approach to the current
legislation.
Reid’s case
[18] Mr Reid was sentenced on 4 April 2005 to an effective term of 19
months’ imprisonment on charges of dangerous driving
causing death,
dangerous driving causing injury (in relation to two people), failing to
stop and driving while disqualified
(on two occasions). He had pleaded
guilty to all charges. Leave to apply for home detention was
granted.
[19] As required by s 7(1)(f) of the Sentencing Act 2002, the sentencing
Judge took into account deterrence:
[113] In respect of the factor of deterrence, I am prepared to accept, on
the basis of the pre-sentence report and the other material
which has been put
before me by Mr Eaton, that you do not now represent a real risk on our roads.
Indeed it is fair to note that
there is no suggestion of any further offending
by you since February last year.
[114] However, the factor of general deterrence must nevertheless be a
real factor in the sentencing outcome today.
[20] Deterrence was also taken into account by the Parole Board when it
refused Mr Reid’s application for home detention
under s 33(1) of the Act
(ie for what is usually known as “front end home detention”). In
its decision of 3 June 2005
it stated:
In considering this application for home detention we must have regard to
matters referred to in sections 7 and 35 of the Parole Act
2002. The question
is whether Mr Reid would pose an undue risk to the safety of the community if he
was detained on home detention.
Undue risk is not only directed towards the
question of whether a person will go on to commit an offence if granted home
detention.
It includes issues of the nature and seriousness of the offence and
the question of deterrence both to Mr Reid and to the public
generally. These
issues are directly related to the safety of the community.
[21] In reviewing the decision of the Parole Board, Judge D J Carruthers, the chair of the Parole Board referred to Hawkins as permitting the Board to take into account:
wider considerations in assessing the safety of the community which include
aspects of general deterrence.
[22] In a further decision of the Parole Board (which is undated, but
would have been around 5 October 2005), Mr Reid was permitted
to serve the final
three months of his sentence on home detention.
Bindon’s case
[23] Ms Bindon was sentenced on 1 December 2003 to an effective term of
six years’ imprisonment and to pecuniary and penalty
orders under the
Proceeds of Crime Act 1991 for four offences relating to dealing in the Class B
drug morphine.
[24] She applied for home detention under s 33(2) of the Act, which
provides that applications may be made in the last five months
before the
offender’s parole eligibility date, for what is known as “back end
home detention”.
[25] On 28 January 2005 the Board refused her application
saying:
You argue that there is a small risk of reoffending and that will not reduce
by keeping you in prison. The object of imprisonment
is deterrence, not only so
far as you are concerned, but also for others who might be tempted to offend in
this fashion.
Again, we have to consider the seriousness of the offending and public
expectations that persons serving long sentences do not
get released for
frivolous reasons at the very first opportunity necessarily.
[26] This decision was confirmed on review on 4 April 2005. At [5] the
Judge said:
The Board is entitled to have regard to general deterrence in assessing the safety of the community as it is required to do above all else under s 7. The approach of the Court of Appeal in Hawkins v District Prisons Board [1995]
2 NZLR 14 remains valid notwithstanding the application of equivalent
provisions of the Criminal Justice Act 1985 in that case.
[27] On 27 May 2005 Ms Bindon was once again before the Parole Board on an application for parole. In refusing the application, the Board expressly adopted the reasons, including the comments on the purpose of general deterrence, of the two home detention decisions.
Staples’ case
[28] On 6 May 2004, Mrs Staples was sentenced to five years’
imprisonment for
421 charges of fraudulently using a document with intent to defraud and four
charges of false accounting. In imposing this sentence,
the sentencing Judge
referred generally to deterrence principles.
[29] On 29 July 2005 the Board rejected Mrs Staples’
application for home detention. It said:
Our view is that quite apart from the risk, we are entitled in considering
that question [of release on home detention], to look at
the serious nature of
the of the offending and also the deterrent aspect of the sentencing.
Hawkins case, a decision of the Court of Appeal has not as yet been
reviewed and unless and until the Courts say that Hawkins in no longer to
be applied, our view is that in assessing risk we must inevitably take into
account the serious nature of the offending
and issues of
deterrence.
[30] An application by Mrs Staples for parole was dismissed on 26 August
2005. On this occasion, the parole board panel did not
rely on considerations of
general deterrence and dismissed the application for other reasons.
[31] Further applications for back end home detention were
refused on
16 December 2005 and 23 February 2006 respectively.
Discussion
[32] The issue we must determine is closely balanced.
[33] There is a good deal to be said for the approach taken by the Parole
Board panels in the cases which are before us.
(a) The key words in s 7(1), “the safety of the community” are very similar to the corresponding words in s 104 of the Criminal Justice Act, “the need to protect the public”. The expression “safety of the community” also appeared in s 7 of the Criminal Justice Act and in
that context, as Cooke P noted in Hawkins, it plainly encompassed
considerations of deterrence.
(b) Sections 28 and 35 of the Parole Act mean that parole and home
detention cannot be granted unless the Parole Board is satisfied
that the
offender will not pose an undue risk to “the safety of the
community” if granted parole or home detention.
In that context
“the safety of the community” has the connotation of safety
from the undue risk of re-offending
by the offender. That the legislation makes
specific provision for the assessment of that risk suggests that the phrase
“the
safety of the community”, particularly where it appears in s
7(1) of the Parole Act, may embrace considerations which
go beyond the
risk of reoffending.
(c) Further, on the plaintiffs’ argument, parole
eligibility essentially depends on an assessment of the offender’s
risk
of re-offending, and if this was intended by the legislature it would have been
very easy to say so.
(d) That victims have a role to play in the process might also be
thought to suggest the relevance of considerations which go
beyond the risk of
re-offending.
(e) It is simplistic and incorrect to treat parole decisions as
involving sentencing, see Richardson J in Hawkins at 19. The same must
apply to decisions as to release on home detention. So the criticism that the
taking into account of general
deterrence in relation to parole and home
detention involves “re-sentencing” is misplaced.
(f) The judgment in Brown proceeds on the basis (albeit
obiter) that Hawkins remains applicable to the sentencing and
parole regime introduced in 2002.
[34] There are, however, considerations which go the other way.
(a) It is open to sentencing Judges, at the time of sentencing, to make
specific allowance for deterrence. Deterrence is of
course relevant to the
fixing of the length of the nominal sentence. But more relevantly for the
present purposes, if the sentencing
Judge is of the opinion that parole
eligibility at the expiry of one third of nominal sentence is inconsistent with
the requirements
of deterrence, that can be allowed for by imposing, under s 86,
an MPI in relation to sentences of more than two years imprisonment.
Likewise
a sentencing Judge who considers that release on home detention would
inappropriately detract from the deterrent
effect of a sentence of two years
imprisonment or less, can withhold leave to apply for home detention. We
recognise that there is
no jurisdiction under s 86 of the Sentencing Act to
impose an MPI which exceeds two thirds of the nominal sentence and likewise
no jurisdiction for a sentencing Judge to exclude the right to apply for
back end home detention. So continuing to apply
the Hawkins approach in
those cases (ie where an offender is detained after the expiry of two thirds of
nominal sentence or refused back end home
detention) would not involve any
overlap with sentencing powers. But these lacunae seem to us to be
of less practical
significance than the overlap in relation to release on front
end home detention or on parole prior to the expiry of two thirds of
sentence
length.
(b) In these respects, the relevant legislative environment has evolved significantly since 1995 (ie when Hawkins was decided). At that time, there was no power to impose an MPI (other than in the very different context provided for by s 80(4) of the Criminal Justice Act). If deterrence considerations were not available to the District Prisons Board, prisoners serving sentences for white collar crime (who were often unlikely to re-offend) were in many cases going to be able to secure release on parole on the expiry of one third of nominal sentence length.
(c) It will be recalled that s 104(c) of the Criminal Justice Act
referred to the “nature of the offending”. This
reference is not
replicated in the corresponding provisions of the Parole Act. The reference in s
7(3)(b) of that Act to the “nature
and seriousness” of offending is
expressly confined to likely further offending and only relevant to the question
whether an
offender poses “an undue risk”. In the home detention
context, “the nature and seriousness of the offence”
is relevant to
the decision by the sentencing Judge whether to grant leave to apply for home
detention (see 97(3) of the Sentencing
Act) but not to the decision by
the Parole Board whether to release an offender (see s 28 of the Parole Act).
The nature
and seriousness of the subject offending is, of course, likely
to be relevant to the assessment of an offender’s risk
of
re-offending.
(d) Although parole and home detention decisions are not part of the
sentencing process and thus taking into account general
deterrence does not
involve “re-sentencing”, resort to general deterrence in
respect of such decisions in the
current legislative environment looks much
more like re-sentencing than the refusal of parole in the Hawkins
case. It is certainly understandable that this is the way the process would
be viewed by those who are affected by it.
(e) Deterrence can be better addressed by the sentencing Judge than by the Parole Board. Offenders are sentenced in public; full reasons are given and there are full appellate rights which, if exercised, result in a further public and reasoned decision. The system is transparent and at least reasonably consistent. Parole board panels sit in private there are no rights of appeal. There are internal rights of review (under s 67 of the Act) and as well the right to apply for judicial review. But neither right (ie to apply for review under s 67 or for judicial review) provides a particularly suitable mechanism for reviewing decisions based on considerations of deterrence and particularly in terms of ensuring a reasonable measure of parity of treatment between offenders of similar culpability.
(f) The default one-third rule for parole eligibility and a high level
of discretion vested in the Parole Board produces the
potential for major
disparities in treatment between offenders of similar culpability. If two
offenders are sentenced to the same
sentence (presumably on the basis that their
culpability is broadly equivalent) one may have to spend three times as long in
jail
as the other. Such an outcome is acceptable if the reasons for it are
associated with post-sentencing assessments of an offender’s
risk of
offending but less so if it results from what looks rather like a re-sentencing
exercise carried out by a parole board panels
and based on general deterrence
considerations.
(g) The lack of publicity given to Parole Board parole and home
detention decisions means that they have no little practical
deterrent value.
The operation of the parole system is complex and by no means easy for the
public to grasp. The practical impact
of refusing parole and home detention in
individual cases is thus unlikely to have an appreciable impact on the
perceived operations
of the criminal justice system, particularly where there
are often other reasons why parole or home detention might be refused (as
for
instance in the case of Mrs Staples).
(h) Although, as noted, there were obiter comments in Brown in
which Hawkins was approved, the point in issue here was not the subject
of detailed (if any) argument.
[35] Our analysis of the parliamentary history provides at least some
support for the plaintiffs’ position. As to this,
it is perhaps simplest
to refer to the Report of the Justice and Electoral Committee on the Sentencing
and Parole Reform Bill. In
that Report, the Committee made a number of comments
the most significant of which we emphasise. First, the Committee observed at
29:
[M]ost of us ... recommend the addition of a new cl 169(3) to clarify “undue risk”. When deciding on a person’s suitability for release from prison the Board must now take the safety of the community as its paramount consideration. We agree, when the Board assesses whether an offender poses an undue risk, that consideration must include both the likelihood of further offending and the nature and seriousness of that subsequent
offending. ACT considers that this does not address the key problem which
is the deterrent and denunciation purpose of punishment.
Then, at 30 in the context of the participation of victims and parole
procedures:
Some of us are satisfied that these provisions in general will allow victims
of offending an opportunity to participate in, and be
heard in, parole hearings
if they so desire. It must be stated however that the purpose of a
victim’s input must to be assist the Board in making a decision. The
focus
therefore should be assessing the risk to the safety of the
community and not merely a restating of the harm done.
Then, addressing specifically eligibility for parole at 32:
Most of us are of the view the safety of the community should be the central
issue in a parole decision and that the defendant should
not be detained in
custody longer, or be subject to conditions that last longer or are more
onerous, than is consistent with
the safety of the community. The portion of
the sentence prior to parole eligibility should be considered the part that must
be served in order to maintain the
integrity of the sentence. After
that, offenders should continue to be detained if they pose an undue risk to the
safety of the community for at least during
the period when they would
otherwise have been serving the sentence imposed on them.
[36] We consider, as well, that the debate in Parliament on the amendment
to s 97 as to home detention (see [6] above) also tends
to support (or at least
is consistent with) the plaintiffs’ approach.
[37] As is apparent from what we have said, we see this case as closely
balanced. We are, however, of the opinion that the plaintiffs’
argument
should be accepted essentially for the following reasons.
(a) If the issue fell to be determined solely by reference to the
current form of the parole and sentencing legislation the
most obvious
interpretation of the relevant sections is along the lines contended for by the
plaintiffs. This is because
the phrase “safety of the
community” most obviously refers to the sort of safety which is
compromised by re-offending.
(b) The arguments to the contrary very largely depend on legislative history and particularly the absence of any clear legislative repudiation of Hawkins. These are powerful considerations but, in
the end, not of controlling significance primarily because the general
legislative scheme is so different from that considered in
Hawkins. This
is particularly so in terms of the ability of sentencing courts to allow for
deterrence considerations on sentence (either
by declining leave to apply for
home detention or by imposing MPIs) and the absence of any provision in the
Parole Act which
corresponds to s 104(c) of the Criminal Justice
Act.
(c) Although evidence of legislative intention is exiguous, our
impression is that Parliament did proceed on the basis that
parole board panels
would not re-engage in what looked like exercises in re-sentencing.
(d) We see this approach as most consistent with principle
(particularly in light of the arguments referred to above in para
[34](d) and
(e).
Conclusion
[38] Accordingly, we find generally in favour of the plaintiffs. We
declare that, although considerations of general deterrence
are relevant when
setting the nominal sentence and minimum periods of imprisonment and in
determining whether to grant leave to apply
for home detention, they are not
relevant when the Parole Board is considering applications for release on parole
or home detention.
. Factors relating to the particular individual that may
affect the safety of the community, as provided for in ss 7, 28 and 35
of the
Parole Act 2002, are, however, relevant when the Parole Board is considering
such applications. We reserve leave to the plaintiffs
to apply for further
relief in any respects sought in their statements of claim and
costs.
Solicitors:
FS Legal, Christchurch for Plaintiffs
Crown Law Office, Wellington for Defendant
NZLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2006/445.html