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Last Updated: 8 February 2014
NOTE: PUBLICATION OF NAME OR IDENTIFYING PARTICULARS OF COMPLAINANT
PROHIBITED BY S 139 CRIMINAL JUSTICE ACT 1985.
IN THE COURT OF APPEAL OF NEW ZEALAND
CA258/06 [2007] NZCA 55
THE QUEEN
v
JARRED JAMES HUTCHISON
Hearing: 12 February 2007
Court: Arnold, Panckhurst and Priestley JJ Counsel: A Markham for Crown
F P Hogan for Respondent
Judgment: 8 March 2007 at 3 pm
JUDGMENT OF THE COURT
A Leave to appeal is granted, and the appeal is allowed.
period of imprisonment, seven and a half years,
remains.
REASONS OF THE COURT
(Given by Panckhurst J)
R V HUTCHISON CA CA258/06 8 March 2007
An indeterminate or a finite sentence?
[1] The Solicitor-General seeks the substitution of a sentence
of preventive detention in lieu of a finite term of
13½ years with a
minimum period of imprisonment of seven and a half years. Such sentence was
imposed in relation to the repeated
rape and violation of a child over a five
year period, when she was three to eight years of age. The respondent is aged
34 years.
He is eligible for the sentence of preventive detention.
[2] However, the sentencing Judge, Cooper J, concluded that given the
absence of previous like offending and the circumstance
that Mr
Hutchison had never received treatment for the causes of his offending, a
lengthy determinate sentence was to be preferred,
as opposed to a sentence of
preventive detention.
[3] The essence of the argument in support of the
Solicitor-General’s appeal is that the issues of future risk following
release, and whether a determinate sentence would provide adequate protection
for society, were not sufficiently confronted at sentencing.
Counsel for the
Solicitor-General argued that upon an appropriate focus on these issues
substitution of the indeterminate sentence
in lieu of a finite term was
required.
The offending
[4] The nature of the offending was awful. The respondent pleaded
guilty to
24 counts of sexual violation by rape, 51 counts of sexual violation by
unlawful sexual connection and 16 charges that he knowingly
made objectionable
publications contrary to the Films Videos and Publications Act 1993.
[5] Between 1998 and 2005 he was in a de facto relationship with the mother of the child victim. The mother went out to work. The complainant was left in the respondent’s care. Over the relevant period she was repeatedly raped and sodomised. She was also forced to perform oral sex on the respondent. These acts commonly occurred after the complainant had been undressed, blindfolded and her hands tied together.
[6] In June 2005 the complainant disclosed the abuse to her father.
However, the actual scale and extent of the offending was
only revealed when the
police seized a collection of video tapes. These contained hours of graphic
footage recording the acts to
which the complainant had been subjected. In some
scenes the respondent could be heard giving directions to the complainant as he
filmed her. Almost all the scenes ended with close-up shots of the
complainant’s face and mouth after the respondent had ejaculated
on
her.
[7] Interspersed in the video footage were hundreds of indecent still
images of young girls obtained from the internet. There
was also footage of
young girls playing or walking on suburban streets in the immediate
neighbourhood. A search of the respondent’s
computer confirmed it
had been used to access child pornography sites, as did the existence of
three folders containing
a collection of photographs of nude children. This
material was consistent with that included in the video footage.
[8] Inevitably the impact of the offending upon the complainant was
profound. Victim impact statements from both the complainant’s
mother and
father confirmed the anguish which the complainant herself had been caused, and
also the extent to which the respondent’s
offending had fractured
relationships within the family.
The sentencing decision
[9] Mr Hutchison pleaded guilty to the charges at an early
stage in the
District Court. He appeared in the High Court for sentence on 27 June
2006.
[10] After reference to the nature and impact of the offending, Cooper J referred to several matters pertaining to the respondent’s background. He had a number of previous convictions for offences committed over a 16 year period. These included driving, dishonesty and offences involving minor violence. In 1992 the respondent was sentenced to imprisonment for careless driving causing death arising from an accident in which his fiancée died and he sustained a significant head injury. However, he had no previous convictions for offending of a sexual nature.
[11] The Judge referred to the respondent’s work history, his
consumption of alcohol and drugs to excess (including a methamphetamine
habit
which existed during part of the period of the relevant offending), the reports
of the health professionals obtaining pursuant
to s 88 of the Sentencing Act
2002 and to the submissions of counsel for and against the imposition of an
indeterminate sentence.
[12] His decision continued:
[22] For a number of reasons I am inclined to the view that a sentence
of preventive detention ought not to be imposed in this
case. Reaching that
conclusion, I have as I have said, not been able to give much weight to any
factor of remorse or insight into
your offending or the expressed desire to
rehabilitate yourself. The reports that I have read indicate, rather, that you
as yet fail
to appreciate the significance of the harm that you have done to the
young complainant. Nevertheless, in considering the issue
of preventive
detention, I think it is significant that you have no previous record of
offending of this nature, that you have not
in the past (and perhaps this is
because you have not acknowledged the need), been treated for your paedophilia
and voyeurism and
treatment and programmes may be available to you in prison,
which are factors which tend against a sentence of preventive
detention.
[23] I am also influenced by observations made in both the
psychiatrist’s and psychologist’s reports, that it is
difficult to
predict at this point that you would re-offend after a lengthy period of
imprisonment and the opportunity that might
be afforded to you in prison to
undergo suitable treatment courses. Given what both the health
professionals say about the
difficulty of predicting what might happen when
you are released, and having regard to the possibility that at the end of a long
finite term an order might be made for extended supervision, I have concluded
that preventive detention should not be imposed in
all the
circumstances.
[13] The Judge’s attention then turned to the appropriate finite term. Principally influenced by the decision of this Court in R v Kolio CA 219/01, 1 November 2001 a starting-point of 17 years imprisonment was adopted. From this a reduction of three and a half years was made in recognition of the guilty pleas which were entered “at the earliest opportunity”. A sentence of 13½ years resulted. This term was imposed in relation to the 24 offences of rape. The 51 charges of unlawful sexual connection attracted sentences of 10 years imprisonment, while the various objectionable publication offences were met with terms of three years or six months. As all terms were imposed concurrently the effective sentence remained 13½ years imprisonment. In addition, the Judge directed that the respondent serve a minimum term of imprisonment of seven and a half years.
The level of risk in this case
The argument
[14] The issue of risk was central to the Solicitor-General’s
argument. In brief, Ms Markham argued that the risk, or
likelihood, that the
respondent would commit a further qualifying offence upon release was such as to
dictate the need to impose
a sentence of preventive detention. This
submission was largely based upon the assessments contained in the reports
from
the two health assessors. Counsel further argued that the absence of
a previous history of sexual offending, the fact
the respondent had not
received treatment and the ability to impose an extended supervision order (ESO)
at the end of the finite
term (being the factors identified by the Judge as
militating against an indeterminate sentence) were meaningless, absent a close
assessment of the nature of the risk posed by the respondent.
[15] In summary Ms Markham contended:
41. ... the Judge’s reasons do not give the required primacy to the
interests of protection of the community. The respondent’s
offending is
in the most serious category, he presents with a formidable risk profile, and
his likely victims are among the community’s
most vulnerable. His
motivation for treatment is questionable, and his prospects for
successful treatment are not
promising. An indeterminate sentence is necessary
to protect the public from the respondent’s significant and ongoing
risk.
The section and its interpretation
[16] Section 87 contains a focus upon risk at various points:
(1) The purpose of preventive detention is to protect the community from those who pose a significant and ongoing risk to the safety of its members.
(2) This section applies if –
(the defendant is convicted of a qualifying sexual offence and is
18 years of age or over) and
(c) the court is satisfied that the person is likely to commit another qualifying sexual or violent offence if the person is released at the
sentence expiry date (as specified in subpart 3 of Part 1 of the
Parole Act 2002) of any sentence, other than a sentence under this section, that the court is able to impose.
(4) When considering whether to impose a sentence of preventive
detention, the court must take into account -
(a) any pattern of serious offending disclosed by the offender’s history;
and
(b) the seriousness of the harm to the community caused by the offending; and
(c) information indicating a tendency to commit serious offences in future; and
(d) the absence of, or failure of, efforts by the offender to address the cause or causes of the offending; and
(e) the principle that a lengthy determinate sentence is preferable if this
provides adequate protection for society. (emphasis
added)
[17] This Court in R v C [2003] 1 NZLR 30 said of s 87 that it
gave rise to a test not “materially different” from that outlined in
R v Leitch [1998] 1 NZLR 420 (CA), in that preventive detention is a
sentence designed to protect the community from those who pose a significant
and
ongoing risk to its members. It follows that while imposition of the sentence
remains a matter of discretion, the sentence is
not to be seen as one of last
resort.
[18] The fact that since the Sentencing Act came into force in 2002
eligibility for parole may arise after five years (rather
than 10) does not
indicate that less serious offending is required to justify the imposition
of the sentence. The real
issue remains whether the offender should
receive an indeterminate sentence because he or she poses a significant and
ongoing risk
to the safety of the community. The minimum term to be
served before parole may be considered is a subsequent question,
arising
only when the prior statutory test for imposition of the sentence is satisfied:
R v Bailey CA102/03 21 July 2003.
[19] Consistent with the significant and ongoing risk requirement a
sentence of preventive detention provides the ongoing protection
of life parole,
and the sanction of recall, which do not accompany a determinate sentence.
Hence, as this Court noted in R v Parahai [2005] 3 NZLR 356, a finite
sentence to be followed by the available “backstop” of an ESO should
not be viewed as “an
agreeable alternative” to preventive
detention.
The risk reports
[20] As required two expert reports were obtained one from a psychologist and one from a psychiatrist. That from the psychologist was of most assistance, because
it was obtained first and the respondent was essentially cooperative at that
stage, but not at the time of preparation of the second
report.
[21] The psychologist considered that Mr Hutchison exhibited both
paedophilia and voyeurism, the presence of these paraphilia
being one of the
most robust predictors of future sexual offending. In addition he was found to
have a psychopathic personality
disorder characterised by a shallow and unstable
affect, lack of empathy and remorse, absence of feelings of guilt or shame, and
a manipulative, dominant and exploitive interpersonal style. The head injury
which he suffered in 1991 was assessed to be of moderate
to severe significance,
but the effects of the injury could not be determined due to
difficulty in obtaining meaningful
test results. It remained a possibility
that the injury increased his risk of offending and inhibited his ability to
benefit from
treatment.
[22] The report writer noted the escalation in the appellant’s
offending over time and the increase in its seriousness,
a pattern giving rise
to concern. In addition the respondent was himself a victim of child sexual
abuse, had a history of employment
and domestic instability, a substance abuse
disorder, a tendency to deny or minimise the seriousness of his offending and,
finally,
a number of previous convictions, giving rise to a history of
non-compliance with court orders. These features were all viewed as
historical
or dynamic risk factors.
[23] The expert identified only one potentially risk reducing factor, being the respondent’s express willingness to undertake treatment during his sentence. However, she considered his motivation to be questionable, noted his failure to seek treatment of his own accord in the past and regarded his manipulative personality, head injury and negative response to past court-ordered interventions as pessimistic factors. Overall, the psychologist considered that the possibility of meaningful progress through treatment could not be totally excluded, but she feared that successful treatment of the respondent would pose a challenge. She was loath to venture a long-term risk assessment, preferring the approach that Mr Hutchison’s risk of reoffending should be reassessed towards the end of his sentence.
[24] The psychiatrist’s report was of less assistance on account of
Mr Hutchison declining to cooperate in a further assessment.
However, the
report writer expressed the view that if released from prison at that time (May
2006) there was a “moderate to
high likelihood of recidivism”. No
risk assessment in the long term was given. Should the respondent engage in a
therapeutic
programme of treatment, the writer considered his risk of committing
further sexual offences may be reduced.
Discussion
[25] As can be seen the Judge was placed in a difficult position on
account of the limitations in the expert assessments. The
respondent appeared
for sentence in relation to multiple serious offences committed over a prolonged
period, but absent a history
of prior sexual offending. There was, therefore,
no historical pattern of relevant offending. Moreover, a long term risk
assessment
was not available, although the psychologist’s report was
essentially pessimistic on account of the range of issues which
would have to be
overcome if the respondent was to successfully complete a course of treatment
designed to address the causes of
his offending.
[26] We accept that as at the date of sentencing the respondent
did pose a significant and ongoing risk to the safety
of young members of the
community. But, whether it remained likely that he would commit a further
qualifying sexual offence, or
offences, after release remained a much more
difficult question. We also accept the point which was at the core of Ms
Markham’s
argument that the Judge did not make a finding in terms of
s 87(2)(c), namely whether he was satisfied the respondent
was likely to
further offend upon release, no doubt because of the difficulties which attended
this issue, to which we have already
referred.
[27] But a sentencer is required to confront that question, regardless of the difficulties. Perhaps unsurprisingly there is a difference of opinion between the members of the Court as to whether future risk was established in this case. The majority are of the view that the psychologist’s report in particular does satisfy the statutory test, by indicating that there is a likelihood of further relevant offending upon release from a finite term. The combination of the pattern evident in the
subject offending, coupled with the impediments to the respondent’s
successful involvement in a course of treatment, are seen
as providing a basis
for satisfaction that the likelihood of further relevant offending is
established.
[28] The remaining member of the Court considers that on the available
material the Judge could not have been satisfied that the
likelihood of further
relevant offending upon release was established. Added to this difficulty in
the way of a finding on future
offending were the absence of prior offending of
this type and the need to weigh the s 87(4)(e) principle of a preference for a
lengthy
determinate sentence. In the same way that a finite sentence should
not be viewed as “an agreeable alternative” this
principle should
not be minimised solely because of judicial concerns about an unknown future
risk. Nor did the minority consider
it could be said that, in this difficult
sentencing situation, the Judge had exercised the discretion
wrongly.
Does a lengthy determinate sentence provide adequate
protection?
[29] Again, the Court is divided as to this aspect. The majority
consider that the respondent is eligible and that it is appropriate
to exercise
the discretion to impose preventive detention, given the seriousness of the
present offending and the significant and
ongoing risk which the respondent may
pose to young children in the future. The remaining member of the Court
considers that the
sentence of 13½ years imprisonment which Cooper J
imposed will provide adequate protection to the community, and that
in any
event Mr Hutchison is not eligible for the indeterminate sentence of preventive
detention because s 87(2)(c) is not satisfied.
[30] In light of the view of the majority, leave to appeal is granted and
the appeal itself is allowed. The sentences of 13½
and 10 years
imprisonment imposed in relation to the sexual violation charges are quashed and
a sentence of preventive detention
is substituted.
[31] Ms Markham submitted that, if preventive detention was substituted, the minimum period of imprisonment imposed by Cooper J should stand. Implicit in that submission was an acceptance that seven and a half years sufficiently marked
the gravity of the offence and that the safety of the community did not
require an even longer minimum term: s 89(2). The majority
agree with this
assessment. The minimum term imposed in the High Court will therefore
stand.
Solicitors:
Crown Law Office, Wellington
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