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Last Updated: 8 February 2014
NOTE: PUBLICATION OF NAME OR IDENTIFYING PARTICULARS OF COMPLAINANT PROHIBITED BY S 139 CRIMINAL JUSTICE ACT 1985.
˝
˝ NOTE: DISTRICT COURT ORDER SUPPRESSING PUBLICATION OF APPELLANT'S NAME REMAINS IN FORCE.
IN THE COURT OF APPEAL OF NEW ZEALAND
CA370/06 [2007] NZCA 74
THE QUEEN
v
D (CA370/06)
Hearing: 8 March 2007
Court: Ellen France, John Hansen and Williams JJ Counsel: A S Greig for Appellant
C L Mander for Crown
Judgment: 19 March 2007 at 11 am
JUDGMENT OF THE COURT
The appeal is dismissed.
REASONS OF THE COURT
(Given by John Hansen J)
R V D (CA370/06) CA CA370/06 19 March 2007
[1] The appellant was indicted on six counts of unlawful sexual
connection, two of which were representative. On 15 August
2006 he pleaded
guilty to one charge of sexual violation by unlawful sexual connection
occasioned by the penetration of the complainant’s
anus with his penis.
The Crown offered no evidence on the other counts in the indictment.
[2] On 13 September 2006 Judge McKegg sentenced the appellant to four
and a half years imprisonment.
[3] He appeals against that sentence on the ground it is manifestly
excessive.
Background facts
[4] Between November 2004 and July 2005 the appellant and the
complainant were in a sexual relationship. Consensual anal intercourse
was
initially part of their sexual activity, although the complainant had indicated
previously she preferred it were not.
[5] On 21 January 2005 the complainant wrote to the appellant setting out her concerns, and making it clear she did not consent to any further activity of this nature. This letter was given to the appellant on 23 January 2005. On the evening of
22 May 2005, at the complainant’s house, the appellant initiated sexual
activity with the complainant. This initially involved
vaginal intercourse, but
the appellant then began having anal intercourse with the complainant. When he
commenced this he was aware
she did not consent, but notwithstanding her
objections, he continued his actions.
The sentence
[6] The Judge observed the appellant was on clear notice the
complainant would not consent to anal intercourse.
He identified
this Court’s judgment in R v A [1994] 2 NZLR 129 (CA), as
fixing a starting point for a contested rape of
eight years, and observed that in the later case of R v
Castles CA105/02
23 May 2002 this Court held the same starting point should apply generally to
the anal rape of a person of either sex in the absence
of any particular
aggravating features.
[7] The Judge considered the appellant was entitled to a substantial
discount for his guilty plea, the fact he had no relevant
previous convictions,
and his remorse. He made a three and a half year allowance, resulting in an end
sentence of four years and
six months imprisonment.
Submissions
[8] On behalf of the appellant, Mr Greig submitted the starting point
adopted by the learned District Court Judge of eight
years imprisonment
was too high. He accepted that the starting point for a contested rape, as set
out in R v A was eight years. He said in the circumstances of this case,
because the appellant had pleaded guilty, a lower starting point should
have
been adopted.
[9] He next submitted that from that lower starting point, a greater
allowance should have been made for the guilty plea
and the other
mitigating factors. He submitted the fact that the relationship continued after
the incident, the subject of the
conviction, entitled the Court to speculate as
to the real motives behind the complaint. Mr Greig further submitted that the
Court
erred in failing to take into account the trauma suffered by the
complainant was not as great as those cases where the attacker is
a
stranger.
[10] For the Crown, Mr Mander said the Judge appropriately adopted the
starting point of eight years imprisonment. He referred
to a number of
authorities of this Court that applied the starting point in R v A to
anal rape.
[11] He further submitted that the allowance given in this case could
only be viewed as generous.
Discussion
[12] The starting point for a contested rape is eight years: R v A.
This Court in
Castles said at [22]:
We agree with counsel for the Crown that the Judge erred when he said that
the “usual sentence” in the case of forceful
penetration of the anus
or vagina with a weapon would be five or six years. But whereas the Courts have
been able to fix upon a
period of eight years as the starting point for a rape
with no special features and where no credit is available for a guilty plea
(R v A [1994] 2 NZLR 129) – and the same starting point ought we
think to apply generally to an anal rape of a person of either sex if there are
no particular
aggravating features – the variety of other
unlawful sexual connections does not admit of a common starting point. Acts
of digital penetration, for
example, normally attract a lower starting point.
(Our emphasis.)
[13] Mr Greig’s submission that because R v A refers to a
starting point for a contested rape, a lower starting point should be taken
where there is a guilty plea, subject to yet
a further allowance for that plea,
is misguided. It is obvious that such a course would allow an offender to enjoy
a double benefit
from the guilty plea. No authority was cited for such a
proposition, and it is contrary to established sentencing principles.
In
the light of that appellate authority the starting point adopted by the
learned sentencing Judge was undoubtedly correct.
[14] The appellant also submitted that the trauma
suffered by the victim would be less than if she
had been attacked
by a stranger. Implicit in this submission is the suggestion that
offending within a marriage,
or a relationship is somehow less
culpable. There is no general principle to that effect: R v N (an
accused) [1987] 2 NZLR 268 at 270 (CA). Whether there are
circumstances which amount to aggravating or mitigating features will be
case
specific: R v Accused (CA272/90) [1991] 2 NZLR 277 at 279
(CA).
[15] We are satisfied that this is not a case where the circumstances
lead to a lesser sentence. Firstly, because of the letter
mentioned at [5], the
appellant was in no doubt that his behaviour was not being consented to.
Secondly, while the Judge acknowledged
that a number of influences shaped the
personality of the complainant,
he was satisfied that abuse had figured largely in the life of the
complainant for some considerable time. That is apparent from
a reading of the
victim impact statement. It is clear from that document that the complainant has
been significantly traumatised
by this offending.
[16] In this case the Judge has made a very substantial allowance for the
guilty plea, the appellant’s lack of previous
relevant offences, and his
remorse. Such an allowance must be viewed as generous. In R v B
CA211/03 1 September 2003, the accused was convicted after trial of one
charge of sexual violation by unlawful sexual connection occasioned
by the
penetration of the complainant’s anus by his penis. He was sentenced to
six years imprisonment. There are some similarities
to the present case, in
that the complainant was B’s fiancée. This Court noted the
aggravating feature of the breach
of trust involved in violating his
fiancée in a manner he knew she would not have consented to. This is
analogous to this
case where the appellant violated his partner in this manner,
notwithstanding that he had received a letter from her clearly stating
that she
did not consent to such activity. This Court viewed the sentence imposed on B as
lenient.
[17] Even allowing for the fact that the appellant pleaded guilty, the
sentence of four and half years imposed in the circumstances
of this case must
also be viewed as lenient.
[18] This is an appeal devoid of merit. It is dismissed.
[19] The District Court granted the appellant permanent name
suppression.
Solicitors
Crown Law Office, Wellington
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