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Court of Appeal of New Zealand |
Last Updated: 12 February 2018
NOTE: ORDER MADE IN THE HIGH COURT PROHIBITING PUBLICATION OF NAME(S), ADDRESS(ES), OCCUPATION(S) OR IDENTIFYING PARTICULARS OF WITNESSES PURSUANT TO SECTION 202 CRIMINAL PROCEDURE ACT 2011.
IN THE COURT OF APPEAL OF NEW ZEALAND
CA663/2014 [2016] NZCA 343
BETWEEN
|
DILLIN PAKAI
Appellant
|
AND
|
THE QUEEN Respondent
|
CA554/2014
BETWEEN SHANE PIERRE HARRISON Appellant
AND THE QUEEN Respondent
Hearing:
|
8 June 2016
|
Court:
|
Randerson, Harrison and Stevens JJ
|
Counsel:
|
K R Smith and C J Tennet for Appellant (CA663/2014) CWJ Stevenson and S J
Gill for Appellant (CA664/2014) G J Burston for Respondent
|
Judgment:
|
20 July 2016 at 10.15 am
|
Reissued:
|
22 July 2016
|
JUDGMENT OF THE COURT
A The appeals against conviction are
dismissed.
PAKAI & HARRISON V R [2016] NZCA 343 [20 July 2016]
B The appeal in CA663/2014 against the minimum period of
imprisonment
is dismissed.
REASONS OF THE COURT (Given by Harrison J) Contents
Introduction [1] Facts [4] Conviction [15] Unreasonable verdicts [15] (a) Appeal case [15] (b) Self-defence [23] (i) Elements [23]
(ii) Circumstances as believed to be [25] (ii) Purpose of self-defence [29] (iv) Reasonable force [32]
Directions
[36] Prosecutorial misconduct
[42] Intercepted communications
[58] Party liability
[65] Sentence
[74] Result
[80]
Introduction
[1] Dillin Pakai and Shane Harrison were found guilty
of murdering Alonsio Matalasi and of discharging a firearm
with reckless
disregard following a trial before Mallon J and a jury in the High Court at
Wellington. Mr Pakai pleaded guilty before
trial to two separate charges of
recklessly discharging a firearm in a related incident. Both men were
convicted and sentenced
to life imprisonment. Mr Pakai was sentenced to a
minimum period of imprisonment of 12 years and three months; Mr Harrison was
sentenced to a minimum period of 13 years and three months.
[2] Messrs Pakai and Harrison appeal against their convictions on the primary grounds that the jury’s verdicts were unreasonable, the Judge misdirected the jury, the prosecutor misconducted himself, and a miscarriage of justice arose from the admission of intercepted communications.
[3] Mr Pakai appeals against the minimum period of
his sentence. The Solicitor-General’s appeal
against Mr
Harrison’s finite sentence was heard separately and is yet to be
determined.
Facts
[4] The essential facts are largely undisputed. The issues primarily
relating to the conviction appeals arise from a contest
about one part of the
relevant evidence and the availability of inferences from all the facts as a
foundation for a defence of self-defence.
[5] In broad outline, on the evening of 22 August 2013 Messrs Harrison
and Pakai drove to a flat occupied by Mr EE and his partner,
Ms MN, in Jackson
Street, Petone. Mr Harrison, who was then aged 44 years, was a member of the
Mongrel Mob gang; Mr Pakai, then
aged nearly 19 years, was also associated with
that entity as a prospect seeking to prove himself for membership.
[6] Mr EE was separately associated with a different
chapter of the Mongrel Mob. He was said to be
a drug dealer.
He was absent when Messrs Harrison and Pakai arrived at his flat. They
spoke briefly with Ms MN before
she left to use a phone elsewhere to contact Mr
EE. She encountered Messrs Harrison and Pakai when returning. Mr Harrison
advised
her to tell Mr EE that they would be back later for some drugs. After
their departure Ms MN discovered that some items had gone
missing from her flat
including her cell phone, methamphetamine pipe, some drugs and gang
regalia.
[7] Mr EE was angry to learn of the theft of Ms MN’s belongings when he returned home. By then Mr Harrison had left the Petone area. Mr EE contacted him by cell phone and demanded he bring back the stolen property. In anticipation of a confrontation with Messrs Harrison and Pakai, Mr EE assembled a posse of about seven men from the Jackson Street flats. One was Mr Matalasi. Mr EE armed himself with a butcher’s knife. Others were armed with a cricket bat, crowbar, gib saw, machete and an ornamental samurai sword.
[8] On his return journey to Jackson Street Mr Harrison was timed
driving his motor vehicle at 159 kilometres per hour along
the Hutt Road. Mr
Pakai was in the front passenger’s seat with a cut-down .22 rifle and 46
rounds of ammunition. At one stage
he leaned out of the front passenger’s
window and fired shots at a bread truck which was apparently impeding the
progress of
Mr Harrison’s vehicle. These acts were the subject of the two
recklessly discharging a firearm charges to which Mr Pakai pleaded
guilty.
[9] Upon arrival at Jackson Street, Mr Harrison parked his vehicle in
what is known as Car Park 1. He and Mr Pakai then confronted
Mr EE and seven
other men in Car Park 2 onto which Mr EE’s flat faced. The two car parks
run parallel and are separated by
a block of low level flats on a
relatively narrow strip of land. Mr Harrison invited Mr EE’s
associates to participate
in a fight. He chose a young man in Mr EE’s
group who was apparently also a gang prospect. The young man dropped the bat
he
was carrying and punched Mr Harrison in the face, almost felling him. Mr Pakai
then pulled out his pistol. After a brief period
of deliberation, Mr Harrison
directed Mr Pakai to shoot. Mr EE’s group scattered.
[10] Messrs Harrison and Pakai pursued Mr EE’s group out of Car
Park 2 and east on to Jackson Street. Mr Pakai fired several
shots at Mr
EE’s group. One witness saw horizontal flashes coming out of the barrel.
She also heard the shooter inquire:
“Do you want a fucking bullet
cunt?” The Crown evidence was that Mr Pakai fired six shots in Car Park 2
— a full
complement for a firearm with a capacity for five rounds in the
magazine and one in the breach.
[11] Messrs Harrison and Pakai returned to Car Park 2 before entering Mr EE’s flat. While they were there Mr EE slashed the tyres of Mr Harrison’s car which remained parked in Car Park 1. As Mr Harrison left the flat and returned to his car somebody said “get them, they’ve run out of bullets”. Mr EE’s group pursued Messrs Harrison and Pakai to their car and attacked them. Mr Harrison got into the driver’s seat and Mr Pakai entered the front passenger’s seat intending to escape the scene.
[12] During the subsequent altercation Mr Harrison sustained a serious
defensive machete wound to his hand and a separate machete
laceration to his
head. Mr EE attacked Mr Pakai with a broken butcher’s knife through the
open passenger door window. Other
members of his group used an assortment of
weapons to attack the car. On Mr EE’s evidence all members of
his group
withdrew except for Mr Matalasi who was said to be attacking Mr
Pakai with an ornamental samurai sword.
[13] Mr Pakai fired two shots while seated in the car in Car Park 1. The
Crown’s case was that he would have had to reload
his gun for this
purpose. Both shots were at close range to Mr Matalasi. One bullet passed
through Mr Matalasi’s right lung
and aorta. Immediately afterwards
a 111 emergency call was made from Mr Matalasi’s cell phone but the
caller said
nothing to the operator. Mr Harrison was able to drive away
despite his injuries which were initially believed to be life threatening
and
from which he lost consciousness after being admitted to hospital.
[14] Some days later the police intercepted a discussion between Messrs
Harrison and Pakai when they were in custody in a prison
van on the way to
court. Its tenor was that Mr Harrison instructed Mr Pakai on the availability
and elements of a legal defence
of self-defence. He outlined its factual basis
for Mr Pakai’s benefit.
Conviction Unreasonable verdicts (a) Appeal case
[15] The Crown’s case at trial was Messrs Pakai and Harrison were
guilty as principal and secondary parties respectively
of murdering Mr Matalasi,
either by intending to kill him or by acting recklessly as to whether
death ensued from shooting
him.1
[16] Self-defence was the principal defence run by Messrs Pakai and
Harrison at
trial. Their first common ground of appeal is that the jury’s
verdicts on the murder
1 Crimes Act 1961, s 167(a) and (b).
charge were unreasonable in excluding self-defence. It was submitted that a
reasonable jury could not in the face of evidence about
the severity of the
attacks on Messrs Pakai and Harrison conclude that self-defence was unavailable
to them. The jury, it was said,
ought reasonably to have returned a verdict of
not guilty on the ground that the killing was legally justified.
[17] Within this submission counsel contended that Mallon J failed to
direct the jury adequately to treat as separate the events
which occurred at Car
Park 1 and Car Park 2. It was argued that an emphasis upon this separation
established that by the time of
the confrontation in Car Park 1 immediately
preceding Mr Matalasi’s death Messrs Pakai and Harrison were attempting to
escape
from Mr EE’s group; and that Mr Pakai was forced to shoot to save
the lives of himself and Mr Harrison.
[18] Before us Mr Smith for Mr Pakai subjected the evidence in support of
the unreasonableness ground of appeal to careful scrutiny.
In his submission
it established by reference to the events in Car Park 1 that the window in the
front passenger’s door of
Mr Harrison’s car was jammed open; that Mr
Pakai was first attacked by Mr EE using a broken knife to try and stab him in
the
neck before Mr EE left to assist with the attack on Mr Harrison; that Mr
Pakai was exposed to an attack by Mr Matalasi using a samurai
sword through the
open window; and that Mr Pakai received a mark on his upper left chest (short of
a skin-piercing cut) and two stab
wounds — one to his upper left shoulder
and the other to his lower left thigh — inflicted by Mr Matalasi with such
force
that they pierced two leather vests.
[19] Mr Smith also referred to what he said were the
difficulties faced by Mr Harrison when attempting to drive away.
His right
hand was inoperable due to the machete injury. He was forced to use his left
hand while still under attack by a third
party. In his submission Mr Pakai had
a right to defend himself. When faced with the risk to the lives of himself and
Mr Harrison
posed by Mr EE’s group, Mr Pakai had no other reasonable
options available to him but to shoot.
[20] Mr Stevenson for Mr Harrison supported this submission. He said that the actions taken by Mr Pakai could not on any objective view be anything but justifiable self-defence. His premise was that Mr Pakai’s discharge of the firearm
was undoubtedly defensive in nature. The only issue that could possibly have
been in contention before the jury was the reasonableness
of the force
used.
[21] In Mr Stevenson’s submission the use of a firearm in the agony of the moment while facing a deadly attack with no means of escape could hardly be excessive. By reference to Mr EE’s evidence, Mr Stevenson asserted that it would be difficult to contemplate a more obvious factual basis for self-defence. He sought to draw analogies between this case and others where appeals have been allowed on
the ground of an unreasonable verdict.2
[22] Before addressing this ground of appeal we note that Mallon
J’s directions on self-defence were part of a comprehensive
summing-up.
Directions were required on many issues. The complexity of her task is
reflected by the 25 questions set out in the
jury question trail, deriving
substantially from the number of charges, the defence of self-defence and
liability for joint participation
in offending.
(b) Self-defence
(i) Elements
[23] Our starting point is with the legal elements of the defence of
self-defence. The criminal law justified Mr Pakai’s
use, in the defence of
himself or Mr Harrison, of such force as it was reasonable to use in the
circumstances as he believed them
to be.3 In accordance with
settled authority,4 Mallon J directed the jury to answer these three
questions when considering self defence:
(a) What were the circumstances as Mr Pakai believed them to be at the
time he fired the shot that killed Mr Matalasi?
(b) Given the circumstances in (a), are you sure Mr Pakai was not
acting in defence of himself, or in defence of Mr Harrison, when he fired
the shot that killed Mr Matalasi?
(c) Given the circumstances in (a), are you sure that the force Mr
Pakai used to defend himself, or to defend Mr Harrison,
was not
reasonable?
2 R v Munro [2007] NZCA 510; [2008] 2 NZLR 87 (CA); Leonard v R [2010] NZCA 171; and R v Oates (1997) 15
CRNZ 95 (HC).
3 Crimes Act, s 48.
4 Stepanicic v R [2015] NZCA 35 at [10].
[24] The first two questions are of a subjective nature; the
third requires an objective inquiry against the standard
of whether the force
used was actually reasonable.5 We shall address counsels’
arguments by reference to, and in the same sequence as, those identified by
Mallon J.
(ii) Circumstances as believed to be
[25] The defence of self-defence requires a plausible factual narrative that might lead the jury to entertain its reasonable possibility.6 While there was no affirmative onus on Messrs Pakai and Harrison,7 the entitlement to a complete acquittal often rests on the jury’s acceptance of evidence about the defendants’ actual beliefs.8
In this case each defendant had exercised his right to remain silent when
questioned by the police.9 Neither gave evidence in his own
defence at trial. That evidential vacuum was not necessarily fatal to the
defence.10 But as a consequence there was simply no direct evidence
from either man of their states of belief when Mr Pakai fired the fatal
shot.
[26] In the result, both Messrs Pakai and Harrison relied substantially
on Mr EE’s evidence for the factual foundation for
their states of belief.
His evidence and the medical evidence of the injuries suffered by Messrs Pakai
and Harrison established that
the two men had been attacked with weapons used by
Mr EE and one or more of his associates before Mr Harrison drove away.
Otherwise
Mr EE’s evidence was of limited assistance:
(a) As Mr Burston pointed out, the nature of Mr Pakai’s wounds was arguably more consistent with being stabbed by Mr EE’s broken knife than by the slashing motion of what Mr EE said was the ornamental sword being used by Mr Matalasi to strike Mr Pakai, throwing into question Mr EE’s evidence that Mr Matalasi then assumed
responsibility for the attack on Mr Pakai. Moreover, the police
found
5 R v Wang [1990] 2 NZLR 529 (CA) at 534.
6 At 533–534.
7 R v Kerr [1976] 1 NZLR 335 (CA) at 340.
8 McNaughton v R [2011] NZCA 588 at [57].
9 New Zealand Bill of Rights Act 1990, s 23(4).
10 McNaughton v R, above n 8, at [58].
the sword was bent to approximately 90 degrees, which the Crown submitted was
consistent with an attack on the vehicle rather than
on Mr Pakai personally. Mr
EE’s assumption that the sword “ended up bent” from an
attack on Mr Pakai is
arguably contrary to other evidence.
(b) Mr EE inflicted the stab wounds on Mr Pakai during an attack that
lasted at least two minutes. He then said the attack
“all just stopped
automatically” but that Mr Matalasi was “just carrying on
and carrying on”. Significantly,
when examined as to what Mr Matalasi was
doing, Mr EE said: “I think he was attacking them with the ...
samurai sword”.
(c) Mr EE’s evidence did not speak for the circumstances as Mr
Pakai believed them to be when he fired the shot; that
is, in order to save the
lives of himself and Mr Harrison or to save them both from serious harm he had
no other reasonable option
but to fire his pistol into Mr Matalasi’s
body. Apart from couching his evidence in the language of what he
thought he saw, Mr EE did not assert that Mr Matalasi was actually
striking or attempting to strike Mr Pakai.
[27] We add that at the end of the Crown case counsel for Messrs Pakai
and Harrison submitted to Mallon J that there was insufficient
evidence to go
before the jury on the murder charge. The Judge rejected this argument. The
transcript reveals that in the course
of a lengthy exchange defence counsel
appeared to accept that it was open to the jury to reject a defence of
self-defence. Their
concurrence is not binding. But it is a reliable guide
for an appellate court on the strength of the respective defence cases as
assessed by their counsel with the benefit of a detailed familiarity with the
evidence and its presentation at trial.
[28] In the absence of any evidence from Mr Pakai, there was nothing to suggest that he believed he was under attack or at risk of serious harm at the moment he shot Mr Matalasi. Indeed, the Judge would have been entitled to draw this point to the jury’s attention when summing up but did not do so. We are satisfied that the jury
acting reasonably could have found at the first stage of its inquiry that
when he fired the fatal shot Mr Pakai did not believe he
had no other option
reasonably available to defend himself.
(ii) Purpose of self-defence
[29] It was also open to the jury to infer that Mr Pakai was not using
force to defend himself or Mr Harrison. Mr Matalasi made
his 111 cell phone
call at a time when he was unable to speak due to the passage of a bullet
through his right lung and aorta. The
Crown led evidence that Mr Pakai fired
two shots in Car Park 1. The audio recording discloses the sound of a second
gunshot about
10 seconds after the call was initially received. If accepted,
this evidence would show that Mr Pakai fired his gun again after
Mr Matalasi had
been hit, supporting a proposition that Mr Pakai was not using the weapon in
self-defence but for an unrelated purpose.
Even if Mr EE’s evidence is
accepted, it was plain that his group except for Mr Matalasi had withdrawn from
the attack on
Mr Harrison’s vehicle when the fatal shot was
fired.
[30] Other evidence was available to the jury that Mr Pakai did not shoot
for the purpose of self-defence. We refer to Mr Pakai’s
random and
reckless use of the firearm in the period leading up to his killing of Mr
Matalasi. He was encouraged by Mr Harrison,
who acted as chauffeur and shepherd
to the young prospect throughout the offending. Twice in a short space of time
Mr Pakai endangered
human life without cause or justification, first by firing
bullets at a bread truck on the motorway and later by firing six shots
in and
around Car Park 2 at Mr EE and his associates.
[31] It was open to the jury to conclude that Mr Pakai’s use of the
gun throughout the evening was gratuitously dangerous;
that he was in a
trigger-happy state; that he was indiscriminately using a lethal weapon on
others regardless of whether or not his
life or well-being were then at
immediate risk; and that the fatal shot was one in a series of violent and
aggressive acts directed
at Mr EE’s associates.
(iv) Reasonable force
[32] However, assuming for the purposes of argument that the jury could not reasonably have rejected the first two elements of the defence, we are satisfied that
when applying the criminal standard of proof the jury could reasonably have found that the force used by Mr Pakai was unreasonable in the circumstances.11 In this respect, no objection is or could be taken to the Judge’s direction on the third and objective stage of the inquiry. She directed that the threat faced by Mr Pakai would have had to be immediate and very serious in order that firing a pistol — a lethal weapon — at close range into the body of another person might be a proportionate
response.
[33] Whether the force used was unreasonable is quintessentially a jury
question.12
On the evidence to which we have referred the jury had a sufficient
foundation for concluding that it was unreasonable for Mr Pakai
to shoot Mr
Matalasi at close range in the body. It was open to the jury to find that
Messrs Pakai and Harrison were not then in
immediate danger of serious harm such
that the only reasonable option available was to shoot Mr Matalasi using a
lethal weapon; and
that Mr Pakai’s act was a disproportionate response to
any risk being posed by Mr Matalasi. There was a very high risk that
discharging the firearm in these circumstances would kill Mr
Matalasi.
[34] The Judge did not fail to direct the jury adequately to treat
separately the events at the two car parks. The Judge was
careful to direct the
jury that, even if it concluded Messrs Pakai and Harrison were the aggressors
throughout their period in Car
Park 2, the situation may well have changed when
they returned to Car Park 1 and were under attack from Mr EE’s group, such
that their lives were at peril or were at risk of serious harm. This was a
fair, indeed generous, direction. It is difficult to
understand what more the
Judge might have said. In any event, as we have just pointed out, the
circumstances of Mr Pakai’s
use of the firearm in Car Park 2,
encouraged and counselled by Mr Harrison, were directly relevant to the
jury’s
evaluation of self-defence relating to his subsequent use of the
same weapon in Car Park 1.
[35] In summary, there was sufficient evidence available to the jury to
answer all three questions within the self defence
inquiry adversely to
Messrs Pakai and
11 R v Owen [2007] NZSC 102, [2008] 2 NZLR 37 at [13]–[14].
Harrison, thereby providing a proper basis for
a finding that the Crown had excluded the defence to the necessary criminal
standard
of proof beyond reasonable doubt. There was no evidence of the
circumstances as they — not others — believed them to
be. There was
evidence to support findings that Mr Pakai was not acting for the purpose of
defending himself and Mr Harrison;
and that the force used was
unreasonable. We are not satisfied that the jury acted unreasonably in
excluding the joint defence
of self-defence.
Directions
[36] Mr Smith submitted that the Judge misdirected the jury on
self-defence in omitting to include any direction as to youth,
in directing too
narrowly on reasonableness, and in failing to allow for verdicts of manslaughter
on a finding of unreasonable force
in circumstances that would otherwise qualify
as self-defence.
[37] We can deal with this submission shortly. Its basis was that a
direction on youth was relevant to whether the force used
was reasonable because
the test is not fully objective. However, the inquiry into the reasonableness
of the force used is, as we
have explained, solely objective; reasonableness
remains the rigid touchstone against which a jury measures the conduct of a
defendant
in his or her perceived circumstances. The Judge made this plain to
the jury. Mr Pakai’s relative youth might only have
been relevant
to the first step in the inquiry; that is, the circumstances as he
subjectively believed them to
be. But, without a factual narrative as
to the state of Mr Pakai’s belief when he fired the fatal shot, there was
nothing
relating to his youth on which the Judge could direct.
[38] It is not easy to follow Mr Smith’s challenge to the
Judge’s direction on
reasonableness. Mallon J said this:
To decide if the force is reasonable you need to consider the perceived imminence and seriousness of the attack or threatened attack. You are looking at whether the defensive action taken was reasonably proportionate to the perceived danger. You can also consider whether Mr Pakai had other reasonable options open to him and whether he would have been aware of those options and whether he had time to take those options. But you have to look at the imminence of the threat and the danger it poses as Mr Pakai understood the circumstances to be at the time.
[39] Mr Smith simply submitted that a more detailed direction as to the
exigency of the situation was required. We reject that
proposition. The Judge
had with clarity summarised the competing cases on this point. In our judgment
the direction was a model
of its kind; if anything, it was generous to Mr Pakai.
She directed the jury “to take the view most favourable” to him
with
the reminder that it was “judging the force that was used, not the
outcome”. She also observed that “the
events happened quickly and
therefore quite possibly with very little time to assess the best way to stop
the attack and to get out
of Car Park 1”.
[40] Without explaining why we should adopt this course, Mr Smith also
invited us to depart from this Court’s recent
affirmation in R
v McNaughton that the common law of New Zealand does not recognise a
partial defence of excessive force.13 It is an absolute answer to
his submission that the Judge should have directed the jury that a verdict of
manslaughter was open if
it found the force used was
unreasonable.14
[41] It is also material that when the opportunity arose at the end of
Mallon J’s summing-up, Mr Pakai’s counsel
did not raise any
objections to the Judge’s directions on this aspect of the case. To
the contrary, his junior counsel,
Mr Tennet, complimented her on the question
trail which mirrored the essential elements of the summing-up.
Prosecutorial misconduct
[42] Counsel made four complaints about prosecutorial
misconduct.
[43] First, Mr Stevenson submitted that Mr Burston acted improperly in his closing address by attempting to derail the jury’s proper analysis of the evidence and suggesting conclusions which were not reasonably available in order to achieve guilty verdicts. Mr Stevenson focussed on Mr EE’s evidence. He was said to be the only eyewitness to the final and fatal stages of the altercation leading to
Mr Matalasi’s death. In counsel’s submission, the
prosecutor improperly attempted
13 R v McNaughton [2013] NZCA 657, [2014] 2 NZLR 467 at [70].
14 Leave to appeal was refused but without reference to the substance of this Court’s conclusion:
McNaughton v R [2014] NZSC 44.
to impeach the evidence of Mr EE (a witness called by the Crown) that at the
time of the shooting Mr Matalasi was the only person
attacking the car. Mr
Stevenson’s proposition was that the Crown’s case was fatally
compromised because Mr EE’s
evidence contradicted its thesis of
murder.
[44] Mr Stevenson focussed on these passages from Mr Burston’s
closing:
Aside from the 111 call the other evidence about what happened in the car
park only comes from Mr EE as saying what happened to the
men in the car. He
said that at the time Mr Matalasi was shot the attack on the car and the people
in it had stopped effectively
and that it was only Mr Matalasi who was carrying
on attacking [Mr Pakai]. Well the Crown simply says be careful when you
consider Mr EE’s evidence about this point. You might think Mr
Pakai’s wounds were clearly caused by Mr EE’s stab
wounds with the
broken knife and that those wounds weren’t caused by an ornamental samurai
sword that had been bent effectively
in half when it had been used to attack the
car. ... You might think that the reason that Mr Pakai focussed on being
stabbed, which
the Crown says was clearly by Mr EE, was because, in fact, Mr
Matalasi never posed an imminent threat to Mr Pakai at all with that
bent
imitation sword. That wasn’t what was causing the injuries that he
received. All of the injuries he received to the
arm, the scratch, through two
layers of vest and hoodie and the wound to his leg, they, you might think, were
clearly caused by Mr
EE trying to stab him in the neck with the knife as Mr EE
was describing, not by Mr Matalasi with that bent sword.
[45] Mr Stevenson submitted that the prosecutor had without a
proper basis suggested a Crown witness had deliberately
given false evidence
favourable to the defendant;15 and that the Crown needed to brief
an expert to lay an evidential foundation for suggesting that Mr EE’s
evidence should
be disbelieved because Mr Pakai’s wounds could not
have been caused by the ornamental sword.
[46] We reject this submission. It is well settled that a party calling a witness cannot impeach his or her credit without having a witness declared hostile.16
However, Mr Burston was not seeking to impeach Mr EE’s credit. It is always open to a prosecutor to point to inconsistencies between the evidence of a witness called by him/her and other evidence, or to point to issues upon which the evidence might unreliable; provided the prosecutor has an evidential basis for inviting the jury to
reject or be cautious about an explanation, he or she is not acting
improperly.17
15 R v Eagles [2004] 2 NZLR 468 (CA) at [22]–[25].
16 Sungsuwan v R [2005] NZSC 57, [2006] 1 NZLR 730 at [84]; Evidence Act 2006, s 37(4)(a).
17 Sungsuwan v R, above n 16, at [85]–[87]; Evidence Act, s 37(4)(b).
[47] We are in no doubt that the prosecutor had a proper evidential basis
for his submission. He was entitled to invite the jury
to consider Mr
EE’s evidence on one critical aspect with care given its apparent
inconsistency with other evidence. And the
Crown was not required to call
expert evidence about the cause of damage to the ornamental samurai sword.
Juries are entitled to
use their collective common sense to draw inferences from
proved facts. What an expert witness — if one existed — might
have
said about the cause of the bending was unlikely to be substantially
helpful.
[48] These issues are determined on the facts. In simple terms, there
was no evidence of an injury to Mr Pakai consistent with
slashing from the sword
applied with such force that it bent. It was open to the jury to find instead
that his injuries were consistent
with stab wounds from the knife used by Mr
EE.
[49] Second, Mr Smith suggested that Mr Burston acted improperly in
making this closing submission to the jury:
But remember that your decision is important not only to the defendants, it
is also important to Mr Matalasi’s family, and to
the community on behalf
of whom you sit in judgment in this case.
[50] In Mr Smith’s submission this observation was an invitation to
the jury to base its decision on sympathy or prejudice.
While he accepted the
Judge expressly directed the jury against resorting to sympathy or prejudice,
Mr Smith said the damage
was done by then.
[51] We reject this submission. The prosecutor was simply pre-empting an anticipated defence submission about the importance of the jury’s decision to the defendants. There was nothing improper in what he said. Moreover, in his closing, which followed the prosecutor’s address, Mr Smith devoted some time to countering Mr Burston’s proposition. He spoke at length about the importance of the jury’s verdict to the defendants. The Judge also gave a standard warning to the jury against being influenced by sympathy or prejudice. The effect of Mr Burston’s comments would have been swamped by what was said subsequently by defence counsel and the Judge. This submission is without merit.
[52] Third, Mr Smith also complained about the Crown’s conduct in
leaving an image of Mr Matalasi’s body on a large
screen television
facing the jury for a lengthy period of time. He said it could have given
rise to reactions of grief and sympathy
in the jury’s minds.
[53] Mr Burston observed that the trial transcript does not record any
exchanges between the Judge and counsel on this point or
expressions of concern
by the Judge herself. He conceded that a photograph of Mr Matalasi was possibly
placed on the screen and
inadvertently left there after a witness was taken to
the next point in evidence. However, there was no evidence of the
duration of this excessive screening — it may well have been little
more than fleeting.
[54] Even if this event occurred, it cannot possibly have had any adverse
effect on the jury. The post-mortem examination photographic
booklet was
produced and included admissible photographs of Mr Matalasi’s body.
Defence counsel raised no objection to them.
The possible effect of any
inadvertence in leaving an image of Mr Matalasi on the screen for an unusually
extended period would
have been spent quickly in the context of a complex trial
involving multiple issues. This submission was also without any
merit.
[55] Fourth, Mr Stevenson submitted that Mr Burston improperly referred
in his closing to a laugh (apparently by Mr Harrison)
heard on an audio
recording of Mr Matalasi’s 111 call as he lay dying. Mr Burston said
this:
Third, you might think you can hear a unique and a strange sounding laugh
during the second half of the audio. Have you heard that
laugh in another
recording played in the evidence in this trial?
[56] Mr Stevenson pointed to the absence of any voice identification
evidence from an expert to support that submission.18 He said that
it was improper and might have led the jury into assuming it could make its own
reliable comparative identification.
[57] We agree with Mr Stevenson that the submission should not have been
made. But again it was only fleeting, and any damage
was cured by a full
direction from the
18 Evidence Act, s 46.
Judge. She confirmed that the Crown had not led any voice expert evidence
and that Mr Burston’s submission was not voice identification
evidence;
and she said the jury was not well placed to make a voice comparison in the
absence of such evidence. It was an unequivocal
rejection of the
prosecutor’s submission.
Intercepted communications
[58] As noted, at trial the Crown relied on two audio recordings of
conversations between Messrs Harrison and Pakai in a prison
van while they were
being conveyed between Rimutaka Prison and the District Court. In closing Mr
Burston submitted that they established
Mr Harrison was coaching Mr Pakai
about how to lie in presenting the prospective defence of self-defence when
both men knew
that the shot was not fired in self-defence but in a continuation
of their aggression against Mr EE and his associates.
[59] The police van communications were intercepted in accordance with a surveillance device warrant issued by Simon France J in the High Court on
13 September 2013 upon an application pursuant to s 49 of the
Search and Surveillance Act 2012. The Crown applied before
trial for a ruling
that the evidence was admissible. Neither Mr Pakai nor Mr Harrison opposed the
application. In a decision
delivered on 16 September 2014 Mallon J ruled in
the Crown’s favour.19
[60] Mr Stevenson now submits that the warrant should never have been issued. He justifies the earlier failure to oppose the admissibility of the evidence as inadvertence. In his submission there were no reasonable grounds when the warrant was issued “to believe that the proposed use of the surveillance device will obtain
evidence that is evidential material in respect of the
offence”.20
[61] Mr Stevenson concedes that there was an objective and credible basis for the Crown to think that an interception device in the van may disclose a conversation which would be evidence of the crime of murder. However, that was not enough; there was, he said, no objective or credible basis for believing that an interception
device would actually provide such material.
19 R v Harrison and Pakai [2014] NZHC 2246.
20 Search and Surveillance Act 2012, s 51(a)(ii).
[62] This submission is misconceived. Mr Stevenson’s argument relies on the leading authorities on the meaning of “reasonable grounds to believe”, which was the test for issuing a search warrant under s 198 of the Summary Proceedings Act 1957.21 However, as Mr Burston submitted, a search warrant focuses on finding an item that is reasonably believed to be in existence already whereas a surveillance device warrant authorises the capture of a prospective event. The High Court Judge
must be satisfied that there are reasonable grounds to believe the forecast
communication will occur; and, if so, that it will include
relevant evidential
material. The exercise requires a predictive assessment of future possibilities
based on information then available.
[63] In this case Simon France J had information that (1) both Messrs Harrison and Pakai had been charged with serious offending and remanded in separate wings of Rimutaka Prison without an opportunity to confer since being charged; (2) both men were members of the same Mongrel Mob chapter, with Mr Harrison being
24 years Mr Pakai’s senior; (3) a gang code of silence applied which
extended to Mr EE and Ms MN; and (4) Mr Pakai had already
attempted to influence
evidence that might be given at trial by his partner. We are in no
doubt that these circumstances
provided more than reasonable grounds to
justify the warrant, as subsequent events proved.
[64] We add that it was too late on appeal for Mr Harrison to
challenge the warrant itself. The evidence obtained
from its application was
led at trial in accordance with Mallon J’s ruling. Mr Harrison’s
challenge on appeal was limited
to an argument that the admission of unlawfully
obtained evidence led to a miscarriage of justice. Apart from our conclusion
that
the evidence was lawfully obtained, we are not satisfied that its admission
caused a miscarriage.
Party liability
[65] Mr Stevenson submitted that Mallon J erred in two principal respects
when directing the jury on Mr Harrison’s liability
as a secondary party to
the two offences.
21 R v Williams [2007] NZCA 52, [2007] 3 NZLR 207 at [213].
[66] First, Mr Stevenson submitted the Judge failed to
adequately put Mr Harrison’s defence to the Crown
case that he
was liable as a secondary participant under s 66(2) of the Crimes Act 1961.
The common unlawful purpose alleged
by the Crown was taking a loaded firearm to
Jackson Street to confront Mr EE and his associates and to use it if necessary
in that
confrontation, or to demand property with an intention to steal it by
force or threat, or use violence against Mr EE.
[67] Messrs Harrison and Pakai denied acting in accordance with an
unlawful common purpose. Their counsel submitted that their
response to Mr
EE’s phone call and return to Petone was for an innocent purpose —
they wanted to return the stolen cell
phone but instead were lured back by
Mr EE into an ambush — and that Mr Harrison, who was in a cooperative
mood and
in good spirits, was met with aggression and violence when he returned.
According to Mr Stevenson, the Judge failed to refer to this
explanation when
summing up to the jury.
[68] The Judge said this about Mr Harrison’s defence in summing
up:
Counsel for Mr Harrison submits that he was not the aggressor, that he did
not say or do anything to encourage the firing of it, whether
at Car Park 2 or
Car Park 1. Counsel says that Mr Harrison and Mr Pakai arrived at an ambush.
Mr EE was amped up, possibly because
of the methamphetamine he said he had taken
that day. Mr Gill refers to the music being up loud to pump the boys up, that
Mr EE
had gathered the boys, they each had weapons and Mr EE was expecting Mr
Harrison to turn up with a bunch of other Rogue members.
The defence says
that that was the situation that Mr Harrison and Mr Pakai walked into, that
Mr Harrison was personally
unarmed, that he was struck heavily, whether that was
with the bat or by a punch, and that having found themselves in that situation,
outnumbered, that Mr Harrison was intending to make his escape.
[69] We are in no doubt that the Judge discharged her obligation to fairly sum up the nature of Mr Harrison’s defence.22 It had been fully and forcefully conveyed in Mr Gill’s closing. Mallon J was not bound to repeat its every detail including the submission about an intention to return the phone or Mr Harrison’s convivial mood. What the Judge made plain was the essence of the defence case that Messrs Harrison and Pakai did not want or expect a confrontation; and that they walked into an
ambush where they were heavily outnumbered by Mr EE and his
associates.
22 R v Shipton [2006] NZCA 530; [2007] 2 NZLR 218 (CA) at [33].
[70] We note again that when the opportunity arose at the conclusion
of the summing-up counsel did not raise any complaint
about the adequacy of the
Judge’s direction on the defence case or how it had been
summarised.
[71] Second, Mr Stevenson submitted that the Judge failed to explain to
the jury that if it found Mr Pakai guilty of murder as
the principal, on the
basis that he was acting defensively but the force used was excessive, it would
have to find first that the
killing was not done in the prosecution of a common
unlawful purpose. In terms of knowledge of the probable consequences of
the
prosecution of the unlawful purpose, the Judge was required to spell out to
the jury that a finding of excessive force by Mr
Pakai could not be a known
probable consequence for Mr Harrison.
[72] In our judgment this submission confuses two separate questions. Mr Stevenson does not take issue with the Judge’s direction that in this context the word “prosecute” meant “to do something in the course of implementing the common unlawful purpose”. The question is whether there was sufficient evidence for the jury to conclude that Mr Harrison must have contemplated Mr Pakai would use the firearm to shoot and kill Mr EE or one of his associates as a probable consequence of carrying out the common unlawful purpose. The law does not require the Crown to prove that Mr Harrison’s knowledge of that consequence extended to the use of excessive force when carrying out the common purpose and
acting in self-defence.23
[73] Again it is significant that counsel did not raise this issue with
the Judge at the conclusion of her summing-up.
Sentence
[74] Mr Pakai accepts his sentence of life imprisonment.24 But he contends that the minimum period imposed of 12 years and three months was manifestly excessive. In support of the sentence appeal Mr Tennet relied on the grounds that the minimum term did not properly represent Mr Pakai’s culpability and there was a
failure to give a proper discount for youth. Mr Tennet did not pursue a
third ground advanced in his written synopsis of disparity
with Mr
Harrison’s starting point.
[75] On the first ground, Mr Tennet submitted that the Judge erred in
setting a starting point of 13 years’ imprisonment
by taking into
account Mr Pakai’s culpability within the wider context, including
associated offending, instead of the
fact that Mr Pakai was under attack
when the gun was fired; that Mr Pakai’s defensive conduct in
response to an
attack was a factor going to his overall culpability; and that by
comparison with sentences imposed in other cases a starting point
of 10 years
would have better reflected Mr Pakai’s culpability.
[76] We are not satisfied that the Judge erred. She was entitled to
take into account all the relevant circumstances of Mr Pakai’s
offending.
The entire sequence commenced with the intrusion into Ms MN’s home and
Messrs Harrison and Pakai’s return
with a modified rifle and ample
ammunition, as well as the discharge of the firearm recklessly into another
vehicle. This offending
was significant. It justified appropriate recognition
in the starting point. The Judge was also entitled to take into account Mr
Pakai’s gratuitous and dangerous use of the firearm in Car Park 2 when
firing six rounds in the direction of others. Messrs
Harrison and Pakai were
the originating aggressors. The jury rejected self-defence. In these
circumstances the starting point
of 13 years was if anything
generous.
[77] On the second ground, Mr Tennet submitted that the Judge
applied an inadequate discount of nine months against
the starting
point on account of Mr Pakai’s youth. He emphasised that Mr Pakai was
aged 18 years at the time of offending
and his brain was at an immature stage of
development. In Mr Tennet’s submission Mr Pakai’s youth should have
attracted
a discount of 18 months.
[78] Mallon J considered this issue carefully.25 She referred to the leading authority in this Court,26 as well as two comparative sentences imposed in the High Court where discrete discounts of two years and 18 months were allowed for
youth following convictions for murder.27 We are satisfied that
the Judge was best placed to assess the effect, if any, of Mr Pakai’s
youth on his culpability. She also
weighed in the balance Mr Pakai’s lack
of remorse and his previous convictions. While the amount of the discount might
have
been less than in some other cases, we are not satisfied that the Judge
erred.
[79] In any event our focus is on the end minimum period of 12
years and three months’ imprisonment. We are not
satisfied that it was
excessive.
Result
[80] The appeals against conviction are dismissed.
[81] Mr Pakai’s appeal against the minimum period of imprisonment
is dismissed.
Solicitors:
Crown Solicitor, Wellington for
Respondent
27 R v Herewini [2013] NZHC 2570; R v Churchis [2014] NZHC 2257.
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