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Last Updated: 3 December 2019
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IN THE COURT OF APPEAL OF NEW ZEALAND
I TE KŌTI PĪRA O AOTEAROA
CA668/2016 [2018] NZCA 277
BETWEEN QUINTON PAUL WINDERS Appellant
AND THE QUEEN Respondent
Hearing: 13 March 2018
Court: Asher, Clifford and Gilbert JJ
Counsel: P J Morgan QC and J P Temm for Appellant
A Markham and A J Gordon for Respondent
Judgment: 31 July 2018 at 2.30 pm
JUDGMENT OF THE COURT
A The appeal against conviction is dismissed.
B The appeal against sentence is
dismissed
REASONS OF THE COURT
(Given by Gilbert J)
Introduction
[1] Following a jury trial in the High Court at Rotorua, Quinton Winders was
found guilty of the murder of George Taiaroa. Mr Winders
was convicted and
sentenced by
Winders v R [2018] NZCA 277 [31 July 2018]
Toogood J to life imprisonment with a minimum period of imprisonment of 17
years.1
Mr Winders appeals against both his conviction and sentence.
[2] The conviction appeal is advanced on three grounds. The first
relates to the evidence of two (of three) witnesses who were
called to support
the Crown’s contention that Mr Winders has a propensity to
react disproportionately to comparatively
innocuous events by shooting at or
near people. The admissibility of the evidence of all three propensity
witnesses covering four
separate incidents was confirmed in a pre-trial
ruling,2 and upheld on appeal to this Court.3 The
correctness of these rulings is not challenged in the present appeal. Instead,
it is argued that two of the propensity witnesses
gave materially different
evidence at trial about two of the incidents from that anticipated at the time
of the pre-trial rulings
such that the unfairly prejudicial effect of this
evidence outweighed its probative value and the jury should have been instructed
to disregard it.
[3] The second ground of appeal concerns evidence of statements
made by
Mr Winders following his arrest on 4 April 2013. In his pre-trial ruling, Toogood J held that Mr Winders’ detention was unlawful and in breach of his rights under s 22 of the New Zealand Bill of Rights Act 1990.4 However, the Judge found the evidence had not been improperly obtained because there was no causal link between the breach and the obtaining of the evidence.5 Even if the evidence had been improperly obtained, the Judge ruled that it still would have been admissible applying the balancing test in s 30 of the Evidence Act 2006.6 This ruling was also confirmed on appeal to this Court pre-trial.7 Nevertheless, Mr Morgan QC for Mr Winders invites us to reconsider the correctness of this ruling, arguing that it was wrong and has led to
a miscarriage of justice.
1 R v Winders [2016] NZHC 2964 [Sentencing decision].
3 Winders v R [2016] NZCA 350 [CA judgment].
4 Reasons judgment, above n 2, at [111].
5 At [129].
6 At [136].
7 CA judgment, above n 3, at [54]–[58].
[4] The third ground of appeal arises out of the way Toogood J dealt
with a concern expressed by two jurors during the course
of the trial about the
manner in which the jury foreperson was carrying out her role. The
Judge dealt with the issue
informally, considering that it was a minor issue
of jury dynamics. It is contended on appeal that the Judge should have
discussed
the matter with counsel and given them an opportunity to make
submissions about how it should be dealt with.
[5] Two issues are raised on the sentence appeal. The Judge found that
s 104(1)(b) of the Sentencing Act 2002 was engaged because
the murder involved
calculated planning and accordingly a minimum period of at least 17 years’
imprisonment was required.8 This finding is challenged on
appeal. The second issue is whether a reduction in the minimum period of
imprisonment ought
to have been allowed to take account of the breach of Mr
Winders’ rights under the New Zealand Bill of Rights Act when he was
unlawfully detained for questioning.
[6] We commence by summarising the main features of the Crown and
defence cases in order to provide the context for the assessment
of these appeal
grounds.
Crown case
[7] On 19 March 2013, Mr Taiaroa was operating a “stop/go”
sign at a single lane bridge near Atiamuri when he was
fatally shot in the head
at close range with a .22 calibre rifle by the driver of a blue-coloured Jeep
Cherokee. The Crown’s
case that the killer was Mr Winders was based on
circumstantial evidence.
[8] Mr Winders was the owner of a blue Jeep Cherokee. He collected the Jeep from a panel beater’s shop in Stratford at about 9.30 am on the day of the murder. He was captured on CCTV at 1.30 pm in a Post Shop in Taumarunui registering the vehicle. Other CCTV footage taken at about 1.40 pm in Taumarunui showed a Jeep Cherokee fitting the description of Mr Winders’ vehicle heading in the direction of Atiamuri. There was sufficient time from this sighting for Mr Winders to drive to
the scene and commit the murder which occurred just prior to 3.15
pm.
8 Sentencing decision, above n 1, at [24].
[9] A witness identified Mr Winders from a photo montage 24 days later
as being the driver of a blue Jeep Cherokee who tailgated
her and then overtook
dangerously on the day of the murder while she was travelling south on Tirohanga
Road, approximately 10 km
from the scene. Other witnesses
reported seeing a Jeep Cherokee speeding along unsealed forestry roads near
Benneydale,
an area familiar to Mr Winders. Some witnesses reported that the
number plates were missing from the Jeep. The Crown case was that
Mr Winders
removed the plates at some stage after leaving Taumarunui.
[10] On the day of the murder, Mr Winders was due to carry out fencing work on a farm in Benneydale owned by his friend, Kieron O’Dwyer. Mr Winders told
Mr O’Dwyer that he did not attend because his Jeep had a flat battery
and he could not drive it. This was a lie. Mr Winders
later gave a different
explanation to Mr O’Dwyer, telling him that when he heard about the murder
on the radio after driving
through Taumarunui and learned that police were
looking for a blue Jeep Cherokee and a .22 rifle, he panicked and drove home.
However,
there was no media report that a .22 rifle was involved.
[11] While searching Mr O’Dwyer’s farm, police located a green gun case off a track in the bush containing a box of .22 ammunition that did not belong to
Mr O’Dwyer. The Crown suggested that this belonged to Mr Winders
relying on evidence that he used a gun bag which may have
been
green.
[12] Between 19 March and 4 April 2013, Mr Winders changed the appearance
of his Jeep by removing the tow bar, spare wheel, mud-flaps
and the
“Jeep” insignia and by adding a red reflector strip. The tow bar
and spare wheel were later located by police
hidden in bushes on a property
adjacent to Mr Winders’ farm.
[13] When Mr Winders’ house was searched on 4 April 2013, his two .22 rifles were missing. Mr Winders claimed that they had been stolen in 2009 and he had reported the theft to the police. However, there was no record of this. From the serial numbers held on record, police were able to identify the particular factory in Canada where one of Mr Winders’ rifles had been manufactured. Subsequent testing of two other rifles manufactured in this factory with serial numbers close to that of Mr Winders’ rifle
produced bullet markings that matched the markings on a bullet fragment
removed from Mr Taiaroa’s head.
[14] Mr Winders lied when he was interviewed by the police following his
arrest on
4 April 2013. He initially stated that after picking up the Jeep from the
panel beater and refuelling, he drove back to his farm
because the vehicle was
not insured and he did not want to drive it. He later said that he may have gone
from Taumarunui towards
Te Kuiti to look at a fencing contract for a person
associated with Lake Valley Farms but he only had a look because someone else
had the contract. He said that the Jeep did not have a tow bar and the Jeep
parts recovered from the adjacent farm were not his,
although other items found
in that location were. In explanation, he said that these items had been stolen
from his property.
[15] Although Mr Taiaroa was not known personally to Mr Winders, their
paths had crossed a week earlier. On 12 March 2013, Mr
Winders was a passenger
in a vehicle being driven by his father. They were towing a stock trailer
having delivered cattle from Mr
Winders’ father’s property in
Rotorua to Mr Winders’ farm. As they were heading north on State Highway
One north
of Taupo in the direction of Rotorua they encountered roadworks where
Mr Taiaroa was operating a stop/go sign (this was on a separate
section of
roadway approximately eight km away from where the murder occurred). Mr Taiaroa
was late signalling their vehicle to
stop and, as a result, they had to reverse
to allow ongoing traffic to pass. The trailer collided with the vehicle behind
causing
it minor damage which cost $989.58 to repair.
[16] When questioned by the police, Mr Winders disputed that they had caused this damage and suggested that Mr Taiaroa may have known the driver of the damaged vehicle. He said there was an “oddness about it”. The police later located a note beside the phone at Mr Winders’ parents’ house recording instructions to respond to anyone who called about the incident to say that the caller “must have the wrong name because we like don’t know anything about it. We did have a trailer but that went missing a while back. Sorry, we can’t help you.” There was no dispute that this note had been written by Mr Winders.
[17] The Crown also called evidence to show that Mr Winders and his
father made a similar journey the day before the murder, on
18 March 2013, and
may have encountered Mr Taiaroa then.
Defence case
[18] The sole issue was whether the Crown could prove beyond reasonable
doubt that it was Mr Winders who shot Mr Taiaroa. As
Mr Morgan described it to
us, the heart of the defence case was that it was inconceivable that Mr Winders
would have driven from
Stratford via Taumarunui to Atiamuri, a round
trip of about seven hours, to murder a man he did not know over a trivial
incident that had occurred a week before. Further, it was unlikely that Mr
Winders would have known the particular location where
Mr Taiaroa was working
that day.
[19] Mr Winders chose not to give evidence. Mr Temm, who
appeared for
Mr Winders at trial, mounted a comprehensive challenge to all aspects of the Crown case, including by highlighting inconsistencies in the evidence given by the witnesses who saw the Jeep Cherokee — some described it as being green in colour and no one identified the vehicle they saw as having a black bonnet or a black and pinstriped left-front panel, both of which were distinctive features of Mr Winders’ vehicle. Some witnesses also described the driver as having a darker skin colour than
Mr Winders.
[20] Mr Temm challenged the reliability of the evidence given by the
witness who identified Mr Winders as the driver, given that
she did not know Mr
Winders and would have seen him only fleetingly. Further, her description of
the Jeep did not entirely match
Mr Winders’ vehicle.
[21] Because of the way the guns were assembled in the Canadian
factory,
Mr Temm demonstrated that the proximity of the serial numbers did not necessarily reflect the order in which the gun barrels were manufactured. This potentially undermined the strength of the evidence regarding the markings on the bullet.
[22] Mr Temm suggested that Mr Winders’ statements to the police on
4 April 2013 about his movements on 19 March may have
been confused and
inaccurate because, at that time, he did not realise the significance of the
questions he was being asked and he
was ill-prepared to answer them.
Conviction appeal
First ground — propensity evidence
[23] Leighton Gleeson gave evidence of an incident that occurred while he and his father were spotlighting for possums from a road beside his friend’s farm, which adjoined Mr Winders’ property. Mr Gleeson could not fix the date of this incident other than to say that it would have been prior to April 2009 and happened around
10 or 11 pm. Mr Gleeson spotted a possum in a tree and fired one shot at it. About a minute later he heard four or five gunshots coming from the direction of
Mr Winders’ house. Mr Gleeson described these as “warning
shots” and said he did not believe they were aimed at
him. He got back
into his vehicle and drove off down the road. Mr Gleeson asked Mr Winders about
the incident when he saw him a
few days later. Mr Winders replied that he did
not know it was him.
[24] Mr Morgan submits that this evidence was materially different to
what was anticipated Mr Gleeson would say when the propensity
ruling was made
pre-trial. In particular, he submits that, prior to the trial, the evidence Mr
Gleeson was expected to give was that
Mr Winders fired “effectively, at
them”.
[25] We disagree. The anticipated evidence from Mr Gleeson was
summarised
by Toogood J in his ruling.9 Relevantly, the Judge
stated:
[27] Mr Gleeson’s father was spotlighting and [Mr Gleeson] fired one shot at a possum in the pine trees, in a direction away from Mr Winders’ house. About a minute later, there were four or five shots fired from behind the pair, from the direction of Mr Winders’ house, and up into the same area of pine trees. The shots sounded to Mr Gleeson as though they had come from a
.22 rifle. Mr Gleeson regarded the shots as a warning to “cut it
out”, so they got back into the vehicle and drove
away.
9 Reasons judgment, above n 2, at [25]–[28].
[28] A couple of days later, Mr Gleeson spoke to Mr Winders about the
shots. When asked Mr Winders, “What did you do that
for?” Mr
Winders replied, “Oh, I just didn’t know that it was you.” Mr
Gleeson was satisfied with that answer
and the issue never came up
again.
[26] The evidence Mr Gleeson was expected to give for the purposes of the pre-trial ruling was in all material respects the same as the evidence he gave at trial.
Mr Gleeson never departed from his evidence that these were warning shots and
were not fired at them. There is therefore no proper
basis to revisit the
pre-trial ruling.
[27] Bryan Kuriger owns a farm neighbouring Mr Winders’ property.
He gave evidence about an incident that occurred around
9.30 or 10.30 pm one
evening in 2011. He and a friend were spotlighting from the road near
Mr Winders’ property.
After stopping, Mr Kuriger heard a crack he thought
may have been made by a deer. When he turned and shone the spotlight in that
direction he heard a gunshot which he felt confident came from a .22 rifle. He
said that the bullet passed over their vehicle “pretty
close”. They
immediately drove off. Mr Kuriger did not see who had fired the shot and he
never raised the issue with Mr Winders.
[28] Mr Kuriger also described a second occasion, about a year later,
when a similar incident occurred while he was pursuing a
stag up a fence line on
his property. He noticed goats running and then heard two shots “whistle
up the gully” towards
him from the direction of Mr Winders’
property. Mr Kuriger thought that these shots were also fired from a .22 rifle
as warning
shots but said that he did not see who fired the shots and he never
spoke to Mr Winders about it.
[29] Mr Morgan submits that Mr Kuriger’s evidence about the second
incident also materially differed from that expected
for the purposes of the
pre-trial ruling. This is because Mr Kuriger had not previously mentioned
seeing the goats running shortly
before hearing the two shots. Mr Morgan argues
that this raises the possibility that the goats were disturbed by an unknown
hunter
who fired the shots. He says it is not certain that it was Mr Winders
who fired the shots, that they were aimed at Mr Kuriger or
even whether they
were intended as a warning.
[30] We acknowledge these points. However, Mr Kuriger consistently stated, both before and at the trial, he did not see who fired the shots and he never raised the topic
with Mr Winders. At no stage did Mr Kuriger suggest that the shots had been
aimed at him. His consistent evidence was that the shots
were fired up the gully
towards him from the direction of Mr Winders’ property, not that
they had been fired at him. Again, we see no justification for
revisiting the pre-trial ruling confirmed by this Court.
[31] In any event, we do not consider that any risk of a miscarriage of
justice has resulted from the introduction of this evidence.
We accept Ms
Markham’s submission for the Crown that this evidence was not accorded
disproportionate weight at the trial and
the Judge’s directions concerning
it were careful and appropriate.
[32] Ms Gordon, who led the prosecution at trial, made only brief mention
of the propensity evidence in the course of her lengthy
opening address. She
signalled that the jury would hear from three witnesses who “had shots
fired in their direction to scare
them off” while hunting near Mr
Winders’ property. Ms Gordon cautioned that the Judge would “give
you some very
firm directions about how you can use that evidence” but
that the Crown would seek to demonstrate through this evidence that
Mr Winders
had “a tendency to over-react to the behaviour of others” and had
done so “in the past ... by shooting
towards people”.
[33] Prior to the propensity evidence being called, the Judge directed the jury as to its relevance and the reasoning process they would have to follow before placing any weight on it in considering whether the Crown had proved that Mr Winders shot
Mr Taiaroa. Mr Morgan responsibly accepts that no criticism can be made of
these directions. We consider they were entirely appropriate.
[34] The Crown did not place significant weight on the
propensity evidence
in closing, describing it as a “small factor”. Ms Gordon
summarised the position
in these terms:
But the Crown doesn’t suggest, ladies and gentlemen, that this evidence is hugely significant to the overall Crown case. It’s one small factor that you might want to take in to account. If you are not satisfied that the defendant has that propensity, either because you’re not satisfied that he is the person who fired the shots on those four occasions or you just simply think that it is normal behaviour in the Ohura community, then just put that evidence to one side, but what the Crown says to you is that even if you get to that point and
you say, “No, we’re not going to consider that evidence, we
don’t think it helps us” it does not mean that
the Crown case is any
weaker. The strength of the Crown case, the combined strands of the Crown case,
are enough without that evidence,
the Crown says to you, to clearly show Mr
Winders’ guilt.
[35] The Judge’s summing up on the propensity evidence was also
careful and balanced. Little emphasis was given to the
propensity evidence
challenged in this appeal, being Mr Gleeson’s evidence and the second
incident described by Mr Kuriger.
Their evidence was addressed by the Judge as
follows:
[162] The Crown’s position that actually shooting at or near people in and around your farm is unusual behaviour, even in the back country of Taranaki. A warning shot over the head to Mr Gleeson, maybe, but firing close to
Mr Ford and his nephew and the other young man who was there, that is a
different proposition you might think.
[163] So you need to think very carefully about the evidence of those
witnesses. I am not going to go through it in any detail,
but are you satisfied
that Mr Winders fired those shots? There is at least one example Mr Temm
referred to where Mr Kuriger said
well he heard some shots being fired and some
goats running. Well you may think that on that evidence it does not prove very
much.
...
[165] But, of course, Mr Temm says that Mr Winders just is not the sort of
person. He might have admitted chasing some poachers
off his land or he may have
said sorry to Mr Gleeson, “I did not realise it was you,” but that
is an entirely different
proposition from saying he is the sort of person who
would drive all that distance and kill somebody he did not even know. The
Crown’s
propensity evidence, he says, just does not prove
anything.
[166] Look at what you know about Mr Winders and his work ethic, a hard
worker, a quiet man who kept to himself, well educated,
done well at school and
university, no criminal convictions, no evidence of any misdemeanours or
offences committed with firearms.
A man who retreats from conflict. Did not want
to go to the pub because he just felt anxious. And you have got Mr Jane and Mr
Law
actually shooting his goats and he steams up to them, albeit with a firearm
in his car, and confronts them and you may think Mr Temm
said in the
circumstances where he knew that they had done it, but he left them to it, did
not pursue it. Well that is a matter
for you, but you do need to be clear that
Mr Winders did fire those shots, that it does prove that he had a tendency to
overeact
using firearms and that it helps you to prove the Crown’s case
that he was the offender.
[36] We reject Mr Morgan’s submission that the Judge ought to have directed the jury to disregard Mr Gleeson’s evidence and Mr Kuriger’s evidence about the second incident. We are far from persuaded that a miscarriage of justice has
resulted from the admission of this evidence or the directions that
were given concerning it. This ground of appeal fails.
Second ground — police interview
[37] Mr Winders was suspected of the murder of Mr Taiaroa and was under surveillance by the police when he was found to be driving at 120 – 130 km/h between Putaruru and Rotorua in the very early hours of 4 April 2013. Mr Winders increased his speed to approximately 150 km/h as the police vehicle moved to overtake him. On 4 April 2013, members of the Armed Offenders Squad were deployed to arrest
Mr Winders, ostensibly for reckless driving the previous night. However,
Toogood J was satisfied that the sole reason for the arrest
was to confine Mr
Winders for the purpose of questioning him about the murder.10 The
Judge accordingly found that the arrest and subsequent detention were arbitrary
and in breach of Mr Winders’ right not to
be arbitrarily arrested or
detained under s 22 of the New Zealand Bill of Rights
Act.11
[38] The Judge rejected a separate submission that Mr Winders was not sufficiently informed of the purpose of his detention (to question him about the murder) and of his right to consult and instruct a lawyer without delay before answering any questions.12
Accordingly, the Judge found that there had been no breach of s 23 of the New
Zealand Bill of Rights Act and he was satisfied that
the interview was conducted
fairly and in accordance with the Chief Justice’s Practice Note –
Police Questioning (s 30(6) of the Evidence Act
2006).13
[39] Despite the s 22 breach, the Judge found that the evidence had not been improperly obtained because there was no causal link between the unlawful detention and the evidence Mr Winders gave in the interview.14 This was because Mr Winders showed no reluctance to speak to the police officer about Mr Taiaroa’s death and
confirmed on a number of occasions that he was happy to help with their
inquiries.15
10 Reasons judgment, above n 2, at [105].
11 At [111].
12 At [112]–[121].
13 Practice Note – Police Questioning (s 30(6) of the Evidence Act 2006) [2007] 3 NZLR 297.
14 Reasons judgment, above n 2, at [129].
15 At [128]–[130].
Further, even if the evidence had been improperly obtained, the Judge
considered that it would still have been admissible applying
the
balancing test in s 30 of the Evidence Act.16
[40] These conclusions were confirmed on appeal to this Court
pre-trial.17
[41] Mr Morgan submits that there has been a miscarriage of justice due to the admission of the record of this interview into evidence. Although Mr Winders made no confession, he made statements during the interview which the Crown relied on at the trial to show that he lied about his movements on the day of the murder.
Mr Morgan recognises that the Court will not generally depart from
its earlier judgment but he invites us to do so in this
case contending that
the decision was wrong and has led to a miscarriage of justice.
[42] Mr Winders did not give evidence at the trial. There has plainly
been no change of circumstance relating to the police interview
and no new
evidence has come to light since this Court’s earlier judgment was
delivered that could have any bearing on the
admissibility of the interview. Nor
has there been any relevant change in the law since the judgment was delivered.
In short, there
has been no change in the factual or legal landscape from that
considered by this Court when it confirmed the pre-trial ruling that
the
interview was admissible. Mr Morgan is simply asking this Court to find that it
erred in its earlier decision and to conclude
that there has been a miscarriage
of justice because the trial was conducted (in this respect) in accordance with
that judgment.
Mr Morgan is in effect asking this Court to reverse its earlier
judgment and direct a retrial on the basis that the interview is
not
admissible.
[43] For reasons we will develop further below, we have concluded that in the absence of some material change in the facts or the law the present attempt to relitigate in this Court the same issue that has already been determined by this Court must be resisted as amounting to an abuse of process. This is so even though the doctrine of
issue estoppel does not apply because this is a criminal
case.18 Our conclusion does
16 At [136].
17 CA judgment, above n 3, at [53]–[58].
18 R v Davis [1982] 1 NZLR 584 (CA) at 589.
not leave Mr Winders without potential recourse. If he wishes to test the
correctness of this Court’s decision that the interview
was admissible at
his trial, he can seek leave to appeal to the Supreme Court. That is the
appropriate course.
[44] Section 101 of the Criminal Procedure Act 2011, which is in
materially the same terms as s 344A of the Crimes Act 1961, provides
for the
determination of disputes about the admissibility of evidence pre-trial.
Toogood J’s decision that the interview would
be admissible at Mr
Winders’ trial was made under this section. Section 101(6) provides that
no order made under that section
affects the discretion of the Court at the
trial to allow or exclude any evidence in accordance with any rule of
law.
[45] Despite the breadth of the provision, it has long been accepted that
pre-trial rulings should not generally be revisited
unless fresh evidence has
become available or there has been a development in the law. This was confirmed
by Casey J in giving the
judgment of this Court in R v
Gallagher:19
We would add that this decision on the applicability of s 344A in a retrial
situation is not to be seen as an open sesame for taking
such a step as a matter
of course. The right of appeal given by s 379A is a clear indication that any
earlier ruling under s 344A
is prima facie to be taken as resolving the
question. In general, we see a new application being warranted only if the
interests
of justice require it in cases where fresh evidence has become
available, or (as in Narayan) where there has been a later development in
the law.
[46] A decision made under s 101 of the Criminal Procedure Act as to the admissibility of evidence in a jury trial for a category 3 or 4 offence may be appealed with leave under s 217(2)(b). Section 221 provides that the first appeal court must determine a first appeal by confirming the decision appealed against, varying it, or setting it aside and making any other order it considers appropriate. There is nothing to indicate that a decision made by this Court pursuant to s 221 has any different status to any other appellate decision. It is binding on the High Court and must be followed
absent some material change of circumstances from those upon which it is
founded.
19 R v Gallagher [1993] 1 NZLR 659 (CA) at 661. See also R v Hines [1997] NZCA 123; [1997] 3 NZLR 529 (CA)
at 536; R v Howse [2003] NZCA 178; [2003] 3 NZLR 767 (CA) at [15] and M (CA 245/2015) v R [2015] NZCA 413
at [15].
[47] The court’s jurisdiction in dealing with an appeal against
conviction is set out
in s 232. Relevantly, the court must allow the appeal where a miscarriage of
justice has occurred for any reason. Miscarriage of
justice is defined to
include any error that has resulted in an unfair trial.20 The
enquiry on such an appeal is focused on the question of miscarriage and requires
consideration of the full context of the trial.
It is therefore entirely open
for an appellant to contend (as here in relation to the propensity evidence)
that there was a material
change at trial from that envisaged for the purposes
of a pre-trial ruling such that a miscarriage of justice has occurred
despite the correctness of that ruling having been confirmed in a pre-trial
appeal.
[48] However, if there has been no relevant change in the evidence or the
law, we do not consider that an appellant can challenge
before this Court on an
appeal against conviction the correctness of its earlier decision on the same
issue. This Court’s
decision in R v Coombs illustrates the
general principle.21 Mr Coombs appealed against his conviction on
drug charges. This Court rejected his contention that the jury’s verdict
was unreasonable
and unsupported by the evidence. However, his appeal was
allowed on another ground and a retrial ordered. After he was convicted
at the
retrial, Mr Coombs again appealed contending that the evidence was insufficient
to support the verdict. There was no material
difference in the evidence given
at the two trials. This Court held that Mr Coombs could not relitigate the
issue of the sufficiency
of the evidence. Somers J, who gave the judgment of the
Court, concluded that this would be an abuse of process:22
There is no material or significant difference in the two cases. It follows
from that identity of case that Coombs cannot be allowed
to litigate the issue
of sufficiency of evidence again — it would be an abuse of the process
...
[49] This Court recently addressed in Campbell v R the question as to whether an appellant can relitigate on a conviction appeal the same issue determined by the Court in an appeal against a pre-trial ruling on the admissibility of evidence.23 The facts in Campbell are on all fours with the present case. Mr Campbell appealed against a
pre-trial ruling that his statement to the police was admissible. The
appeal was
20 Criminal Procedure Act 2011, s 232(4)(b).
21 R v Coombs [1985] 1 NZLR 318 (CA).
22 At 320.
23 Campbell v R [2015] NZCA 452.
dismissed pre-trial. Mr Campbell was convicted. He appealed against his
conviction again contending that his statement was wrongly
admitted. The Court
was therefore in the same position as here. In giving the judgment of this Court
declining the appeal, Winkelmann
J stated:
[24] We do not consider that this is one of those cases where, in the
context of a conviction appeal, the Court should revisit
a decision on the same
issue made pre-trial. Mr Campbell properly concedes that nothing that emerged
at trial is material to the
reconsideration he seeks. He is simply asking us to
take a different view of facts to that taken by the Court in the earlier
decision
because he says the earlier Court was wrong.
[25] Having said that, we have now heard full argument on the appeal
grounds, and so propose to consider them, although only
briefly because of the
view we take. This should not be seen as an indication that the Court will adopt
a similar approach in future.
With the benefit of hindsight we consider we
should have heard argument on the preliminary issue of whether this Court should
revisit
its own decision in this case, before hearing full argument on the
relevant appeal grounds. It may well be that approach is adopted
by the Court
in future in appropriate cases.
[50] If we were to accept Mr Morgan’s submissions on this issue,
there would be two decisions from this Court applying the
same law to the same
facts but producing irreconcilable outcomes — one concluding that the
evidence is admissible and the other
concluding it is not. A second trial would
be necessitated simply because of the inability of this Court to provide a
consistent
answer on the admissibility of the same piece of evidence. The High
Court would then be left in the invidious position of conducting
the retrial
faced with conflicting decisions from this Court, both notionally binding, as to
the admissibility of this evidence.
The administration of justice would be
brought into disrepute if trials were conducted in accordance with pre-trial
determinations
of an appellate court and then, after the trial, the same
appellate court reversed its decision with the result that the parties
and
victims were required to endure a further trial. Public reliance on a credible
and predictable system of justice would inevitably
be damaged.
[51] We do not overlook two Supreme Court decisions declining leave for leapfrog appeals on the basis that the Court of Appeal should consider the matter first, even though it had already determined a pre-trial appeal arising out of the issues sought to be raised in the conviction appeal. We do not see these decisions as being contrary to our conclusion as to the proper course in the present case.
[52] In the first of these, Ngan v R,24 the applicant
was involved in a car accident and airlifted to hospital. Police officers who
attended the scene took possession of
various items of personal property for
safekeeping. These included high denomination currency notes that were strewn
around the crash
site, a sunglasses case and a wallet. Believing it would
contain money, the police opened the sunglasses case and found methamphetamine.
The wallet contained a newspaper clipping reporting judicial comment on Mr
Ngan’s drug habit. The Crown conceded in the High
Court that the search
of the sunglasses case was unlawful. The defence conceded that the police were
entitled to examine the wallet.
The High Court determined that the evidence of
the finding of the methamphetamine was admissible. On appeal
pre-trial,
the Court of Appeal found it unnecessary to determine the lawfulness
of the search of the sunglasses case because the presence of
the cash coupled
with the discovery of the newspaper clipping would have supported an application
for a search warrant under s 18
of the Misuse of Drugs Act 1975. The Court
concluded that the discovery of the methamphetamine was therefore
inevitable.
[53] Following conviction, Mr Ngan sought leave to appeal
directly to the Supreme Court on the grounds that
the searches of the
sunglasses case and the wallet were unreasonable and a miscarriage of justice
had occurred by reason of the admission
of that evidence. He contended that a
leapfrog appeal was appropriate because any appeal to the Court of Appeal
would merely
replicate its pre-trial conclusion.
[54] The Supreme Court rejected that argument noting that the reasonableness of the search of the wallet was conceded in the High Court and the Court of Appeal did not address the reasonableness of the search of the sunglasses case.25 Further, the Court of Appeal’s attention was not drawn to relevant overseas jurisprudence,26 and it had not considered whether a miscarriage of justice may have occurred.27
For these reasons, the proposed appeal would not necessarily lead to a
replication of
the Court of Appeal’s earlier
judgment.28
24 Ngan v R [2006] NZSC 41.
25 At [9].
26 At [9].
27 At [11].
[55] The other potentially relevant leave decision is Peters v
R.29 That case was not concerned with an admissibility issue,
rather whether severance should have been ordered. Again, the Supreme Court
declined a leapfrog appeal because of the important distinction between a
pre-trial decision declining severance and an appeal against
conviction
asserting a miscarriage of justice had occurred as a result of the two accused
being tried together. The Court stated:30
The Court of Appeal’s ruling on the pre-trial appeal appears orthodox
on the question of severance. But, more importantly, now
that the trial has
occurred, the question arising upon an appeal against conviction is whether
there has in fact been a miscarriage
of justice because the two accused were
tried together. That requires scrutiny of the trial record to see whether the
alleged prejudice
to Mr Peters from his co-accused’s statement was
alleviated by the manner in which the trial proceeded, taking into account
particularly the trial Judge’s directions to the jury. It involves
looking at the whole course of the trial, which obviously
was not something
which could be considered by the Court of Appeal in giving its pre-trial
ruling. The inquiry is therefore
a distinctly different one from
that previously undertaken by the Court of Appeal, which will in no way
be bound
by its earlier ruling concerning severance.
[56] The present appeal as to the admissibility of the interview is clearly
distinguishable from the proposed appeals considered
by the Supreme Court in
Ngan and Peters. Because there has been no relevant change in the
evidence or the law, if this Court were now to entertain this aspect of Mr
Winders’
appeal it would simply be replicating the exercise it has already
undertaken. In our view that is neither permissible nor
appropriate.
[57] In summary, we are not persuaded that there is any proper basis for this Court to depart from its earlier judgment because there has been no material change in the evidence nor any relevant development in the law since that judgment was delivered. It is not open to this Court to conclude that there has been a miscarriage of justice arising out of the admission of the interview into evidence having already determined that it was admissible. The issue having already been determined by this Court, any further challenge can only be advanced in the Supreme Court. This ground of appeal
must accordingly fail.
29 Peters v R [2006] NZSC 75.
Third ground 3 — jury issue
[58] Early in the trial, two jurors raised a concern with the court crier
about the way the foreperson was performing her function.
The third ground of
appeal concerns the way Toogood J dealt with this issue. The complaint is that
the Judge ought to have informed
counsel about the concern and given them an
opportunity to make submissions on how it should be addressed.
[59] The Judge was assiduous in preparing written records of rulings and
directions together with minutes and bench notes covering
all material matters
that arose in dealing with the case. The record discloses that he prepared
written records of seven rulings
and five jury directions as well as 29 minutes
and three bench notes. However, the Judge did not consider it necessary to make
any
contemporaneous record of this particular issue.
[60] To assist this Court in dealing with this ground of appeal, Toogood
J provided a report commissioned pursuant to r 17 of
the Court of Appeal
(Criminal) Rules 2001. It is convenient to set out the key parts of that report,
the accuracy of which is not
challenged:
[3] I remember this incident. I did not make a bench note because it
seemed to me at that stage to be a relatively minor
matter of jury dynamics in a
high profile and difficult case and a personality issue, rather than an issue
going to the fairness
of Mr Winders’s trial. It was not raised with me
by counsel in the courtroom (so there is no log note and no recorded exchange
between counsel and me) but I think counsel saw me about it in my
chambers.
[4] I received information in my chambers from the court crier about
concerns that had been raised with him by two female jurors
informally, not in
writing, about the foreperson. My recollection is that he told me they
referred to her bossy manner and concerns
that she appeared reluctant to take on
board the views of others during informal discussions. As I recall it, the
matter was brought
to me around the middle of the second week of the trial.
...
...
[8] Before instructing the court crier about a response to the two jurors, I considered whether I should discuss the informal approach with counsel. Because there was little substance to the issue as it had been brought to me, and because I did not consider it appropriate to indicate to counsel mid-trial that two jurors were dissatisfied by the foreperson’s handling of her role in the jury room, I decided not to do so.
[9] I considered whether I should speak to the jurors myself rather
than rely on [the court crier’s] report. I decided
that it would be
improper for the trial Judge to speak to two jurors in that manner and that, in
any event, it would escalate the
issue to a level which made a full inquiry
necessary. Given the stage at which the issue was raised by the two jurors and
the minor
nature of their concerns, I concluded that it would not be
appropriate, regarding a matter which I considered could most easily be
dealt
with by the jurors themselves, to make any comment to the foreperson or the jury
as a whole which would have the possible effect
of damaging intra-jury
relationships.
[10] I asked [the court crier] to tell the two jurors, discretely and
not in the presence of any other juror, that:
(a) he had passed on their comments to me;
(b) I suggested they should raise their concerns directly with the foreperson
in a non-confrontational manner, simply reminding her
of the instruction I had
given the jury about keeping an open mind throughout and about the decision
being a collective one; and
(c) they should continue to monitor the foreperson’s conduct.
If they continued to have concerns about the manner in
which she was carrying
out her role which they did not think they could address with her directly, they
should prepare a written
communication for me.
[11] I heard nothing more about the issue in the course of the trial up
to and including delivery of the verdict.
...
[13] During the rest of the trial I made a point of observing the
members of the jury from time to time for any signs of inattention
or distress,
as is my usual practice. I did not see anything in the behaviour of the
foreperson or any other juror to indicate
that any juror was not
paying attention to the evidence, or that there was any tension among the
jurors. On the contrary,
and as I mentioned in my direction to the jury on 16
August 2017, I observed during the view of the scene of Mr Taiaroa’s death
and related scenes the close interest taken by all jurors. The extent to which
they engaged with each other in what seemed to be
animated conversation was
evident to me.
[14] I did not receive any report about how the two jurors responded to
my advice through the court crier but, since I heard
nothing more, I assumed
that the issue had been resolved to their satisfaction.
[61] The record shows that the jury retired at 1.16 pm on
Wednesday
7 September 2016 after 22 days of hearing. Their verdict was delivered at
3.50 pm on Monday 12 September 2016.
[62] Mr Morgan submits that a miscarriage of justice has occurred because trial counsel was not informed about the detail of what the two jurors had said to
the court crier and did not have an opportunity to make submissions to the
Judge about how the matter should be handled. Counsel
submits that Mr Winders
had a right to know what had occurred and a right to be heard on it. Mr Morgan
relies on this Court’s
decision in R v N, although he acknowledges
that this deals with jury communications after they have retired to consider
their verdict.31 He submits that the procedure set out in that case
should have been followed here.
[63] We consider that the present case is more comparable to the issue
that arose in
Hunter v R, where a concern was raised during trial about the
impartiality of a juror.32
This Court found that there is no duty on the presiding judge to conduct an
enquiry, for example by speaking to jurors or to the foreperson,
and the
presiding judge has a broad discretion as to how the issue should be
dealt with depending on the circumstances.33
[64] We are satisfied that the Judge dealt with this matter appropriately
and there is no risk that a miscarriage of justice has
resulted from the way he
handled it. There was no reason to believe that any juror was incapable of
performing, or continuing to
perform their duty as a juror.34
There were simply no grounds upon which the foreperson, let alone the
whole jury, could have been discharged, a possible course
suggested in
argument before us. It is clear from Toogood J’s report of his
observations of the jury members
and from the time they took in considering
their verdict that they applied themselves conscientiously to the solemn task
they had
undertaken to perform.
[65] This ground of appeal also fails. The conviction appeal must accordingly be dismissed, all other grounds of appeal referred to in the notice of appeal having
been abandoned.
31 R v N (CA373/04) (2005) 21 CRNZ 621 (CA).
32 Hunter v R [2012] NZCA 147.
33 At [13].
34 Juries Act 1981, s 22(2)(a).
Sentence appeal
First ground — s 104
[66] Section 104 of the Sentencing Act requires the court to make an
order imposing a minimum period of imprisonment of at least
17 years in the
circumstances specified, unless it is satisfied that it would be manifestly
unjust to do so. The specified circumstances
include, in terms of s 104(1)(b),
if the murder involved calculated or lengthy planning. Toogood J was satisfied
that although Mr
Winders’ planning may not have been lengthy, it was
calculated. He summarised the reasons for this conclusion in the following
passages of his sentencing decision:35
[5] The jury’s verdict means that, at approximately 3.15 pm on Tuesday,
19 March 2013, at Atiamuri, you were guilty of the cold-blooded and
calculated killing of Mr George Taiaroa, a virtual stranger,
by shooting him in
the head at point-blank range with a .22 calibre rifle. It was an entirely
unprovoked attack on an unsuspecting
man.
[6] The facts leading to that conclusion which I find to be proved
beyond reasonable doubt are these:
(a) On 12 March 2013, you were a passenger in your father’s Landrover
which was involved in a minor collision near roadworks
at Atiamuri. Mr Taiaroa
was in position as the operator of a Stop/Go sign at the roadworks. As a result
of Mr Taiaroa having signalled
late to your father that he should stop his
vehicle to make way for oncoming traffic, your father was required to stop and
reverse
his vehicle. The trailer it was towing collided with the vehicle
behind.
(b) Your father was liable to meet the $989.58 repair costs of the other
vehicle and was apprehensive that he might not be insured
for the loss. A note
written by you after the accident satisfies me that you were concerned about
your parents having to pay for
the repairs. You considered Mr Taiaroa to be
responsible for the collision in the sense that, had he been doing his job
properly,
your father would not have been required to reverse his vehicle and
the collision would not have occurred.
(c) When you collected your blue Jeep Cherokee from a panelbeater in
Stratford on the morning of 19 March 2013, you went to your home
in Ohura Road,
Pohokura, where you collected a .22 rifle and ammunition. You then drove a
distance of over 200 kilometres from your
home, passing
35 Sentencing decision, above n 1.
through Taumarunui, to a bridge on Tram Road, Atiamuri, with the intention of
encountering Mr Taiaroa.
...
(e) Between the time you left Taumarunui at around 1.40 pm and the time you
encountered Mr Taiaroa that afternoon, you removed the
number plates from your
vehicle for the purpose of reducing the risk that it might be identified by any
witness.
(f) At the Tram Road site, you stopped your vehicle near to where Mr
Taiaroa was standing with his sign indicating you were
required to stop. You
beckoned Mr Taiaroa to your vehicle and then, without warning and at a distance
of less than half a metre,
shot Mr Taiaroa through the forehead, causing serious
head injuries from which he died a short time later.
(g) Having fired the fatal shot, you then sped across the Tram Road Bridge
and turned right onto Tirohanga Road from where you drove
at high speed through
the Pureora Forest to a farm near Benneydale owned by a friend, Mr Kieron
O’Dwyer, who had engaged you
to do some fencing work on the farm that
day.
...
[24] ... Your actions were calculated. At some point after you
left Taumarunui, you removed the number plates from
your vehicle to limit the
risk of detection. At one stage you drove very slowly behind a tractor to avoid
identification. You had
your loaded rifle close to hand and you summoned Mr
Taiaroa over to your vehicle in order to get a close shot that would inevitably
kill him. I have no doubt also that you had planned your escape route through
the Pureora Forest to the O’Dwyer farm at Benneydale.
[67] Mr Morgan accepts that the Judge was entitled to make these factual
findings and they are not challenged. The question
is whether they
justify the Judge’s conclusion that the murder involved calculated
planning.
[68] The issue as to whether a murder involved calculated planning is obviously a matter of fact and degree. The planning need not be competent or sophisticated but must be present to a heightened degree.36 The facts of the present case have some similarities to those in R v Parrish.37 There, the appellant was seen to be cleaning and operating the loading mechanism on his rifle in Kerikeri around lunchtime on the day of the murder. He then drove to his wife’s unit in Auckland, arriving around 6.25 pm.
He entered the unit with the rifle and shot her at close range before
driving to his
36 Desai v R [2012] NZCA 534 at [59].
37 R v Parrish [2003] NZCA 290; (2003) 21 CRNZ 571 (CA).
brother’s house in another part of Auckland where he confessed to the
murder. This Court confirmed the trial Judge’s assessment
that these facts
were sufficient to engage the “calculated planning” criterion under
s 104.
[69] We are satisfied that Toogood J was correct to conclude that s 104
was engaged. The planning included Mr Winders determining
where Mr Taiaroa would
be working that day. After collecting his vehicle from the panel beater at 9.30
am, Mr Winders returned home
to collect his rifle before driving over 200 km
from Stratford via Taumarunui to Atiamuri to carry out the murder at
approximately
3.15 pm. The means of carrying out the murder at that location
were carefully planned as was the intended escape route and the various
means by
which Mr Winders would minimise the risk of detection.
Second ground — breach of the New Zealand Bill of Rights
Act
[70] In R v Shaheed, this Court discussed the difficulties in providing any form of redress that truly vindicates a serious breach of the New Zealand Bill of Rights Act leading to evidence being unfairly obtained other than by excluding that evidence.38
A reduction in penalty may be appropriate in cases where there has been a breach of the Bill of Rights Act because of undue delay.39 However, the Supreme Court has so far declined to make any general pronouncement on the appropriateness of a sentence reduction as a remedy for other breaches of the New Zealand Bill of Rights Act.40
Nevertheless, the Crown accepts that a sentence reduction could be an appropriate remedy for other breaches of the New Zealand Bill of Rights Act so long as this is in accordance with ordinary sentencing principles, consistent with the approach taken by the Supreme Court of Canada in R v Nasogaluak.41 We proceed on that basis noting that the Court is obliged under s 8(h) of the Sentencing Act to take into account any particular circumstances of the offender that mean that a sentence that would otherwise
be appropriate would, in the particular instance, be disproportionately
severe.
38 R v Shaheed [2002] 2 NZLR 377 (CA) at [153]–[155].
40 Beckham v R, above n 39, at [154].
41 R v Nasogaluak 2010 SCC 6, [2010] 1 SCR 206 at [55].
[71] Mr Morgan submits that the following factors ought to have been
taken into account in setting the minimum period of imprisonment.
Mr Winders was
arrested on a pretence as part of a planned police operation to take him into
custody for the purpose of questioning
him about Mr Taiaroa’s death. He
was physically assaulted during the arrest and unlawfully searched. He was
then arbitrarily
detained for over an hour before the evidential interview
commenced. Mr Morgan submits that these were serious breaches of guaranteed
fundamental rights and warranted an appropriately tailored reduction in
sentence, particularly given that there is no other useful
remedy.
[72] While accepting the force of Mr Morgan’s submissions, the problem he faces is that the Court is obliged to give effect to the legislative policy behind s 104 of the Sentencing Act and may not depart from the minimum mandatory period of imprisonment of 17 years unless its imposition would be manifestly unjust. This Court made clear in R v Williams that the 17-year minimum may only be departed from if the Court concludes that the case falls outside the scope of the legislative policy.42
The Court emphasised that such a conclusion will only be available in
exceptional cases where the circumstances of the offence and
the offending are
such that the case falls outside the band of culpability of a qualifying
murder.43
[73] We are satisfied that the high threshold dictated by the
“manifestly unjust” requirement was not reached in all
the
circumstances of this case. Mr Winders’ arrest and unlawful detention for
a limited period undoubtedly involved serious
breaches of his rights but there
is no evidence that the consequences involved any serious injustice to him. Nor
is there any evidence
that he suffered any physical injury or psychological
harm. We agree with Toogood J that a minimum period of imprisonment of 17
years
was required because of the operation of s 104 of the Sentencing
Act.
[74] The appeal against sentence must accordingly be
dismissed.
Result
[75] The appeal against conviction is
dismissed.
42 R v Williams [2004] NZCA 328; [2005] 2 NZLR 506 (CA).
43 At [67].
[76] The appeal against sentence is dismissed.
Solicitors:
Crown Law Office, Wellington for Respondent
NZLII:
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