You are here:
NZLII >>
Databases >>
Court of Appeal of New Zealand >>
2019 >>
[2019] NZCA 532
Database Search
| Name Search
| Recent Decisions
| Noteup
| LawCite
| Download
| Help
Attorney-General v Trustees of the Motiti Rohe Moana Trust [2019] NZCA 532; [2019] 3 NZLR 876 (4 November 2019)
Last Updated: 16 May 2021
For a Court ready (fee required) version please follow this link
|
IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
|
|
|
|
ATTORNEY-GENERAL Appellant
|
|
AND
|
THE TRUSTEES OF THE MOTITI ROHE MOANA TRUST First
Respondent
BAY OF PLENTY REGIONAL COUNCIL Second
Respondent
MARLBOROUGH DISTRICT COUNCIL Third Respondent
ROYAL
FOREST AND BIRD PROTECTION SOCIETY OF NEW ZEALAND INCORPORATED Fourth
Respondent
NEW ZEALAND MĀORI COUNCIL Fifth Respondent
THE
NZ ROCK LOBSTER INDUSTRY COUNCIL, FISHERIES INSHORE NEW ZEALAND AND THE PAUA
INDUSTRY COUNCIL Sixth Respondents
NGATI MAKINO HERITAGE TRUST, NGATI
RANGINUI IWI INCORPORATED, MAKETU TAIAPURE COMMITTEE, NGATI PIKIAO ENVIRONMENTAL
SOCIETY AND THE
MANAGEMENT COMMITTEE OF THE HOKIANGA O NGA WHANAU HAPU
COLLECTIVE Seventh Respondents
|
Hearing:
|
9 and 10 July 2019
|
Court:
|
Miller, Collins and Wild JJ
|
Counsel:
|
N C Anderson and S J Jensen for Appellant B O’Callahan and R B
Enright for First Respondent M H Hill and R M Boyte for Second
Respondent J W Maassen and B D Mead for Third Respondent S R Gepp and P D
Anderson for Fourth Respondent R B Enright for Fifth Respondent J M
Appleyard and A Hill for Sixth Respondents J M Pou for Seventh
Respondents
|
Judgment:
|
4 November 2019 at 11.30 am
|
JUDGMENT OF THE COURT
We answer the
questions of law in [81] of this
judgment.
____________________________________________________________________
REASONS OF THE COURT
(Given by Miller J)
Table of Contents
Introduction
- [1] The
general question before us is whether regional councils may prohibit fishing in
specified parts of the coastal marine area
to maintain indigenous biodiversity
when the biodiversity concerned includes fish species the taking of which is
separately regulated
under fisheries legislation for a different purpose: their
sustainable utilisation.
- [2] This is a
question of law. It arises in the following way. The Resource Management Act
1991 (RMA) assigns to regional councils,
in conjunction with the Minister
of Conservation, a number of functions to do with the coastal marine area, which
covers the area
between mean high water springs and the outer limits of
the territorial sea.[1] The
councils exercise control through regional plans that incorporate objectives and
policies promulgated in a coastal policy statement
issued by the
Minister.[2] Under s 30(1)(d) the
functions of regional councils and the Minister in the coastal marine area
include control of (i) land and
associated natural and physical resources, (ii)
the occupation of space in and extraction of natural materials from the coastal
marine
area, and (vii) activities in relation to the surface of water.
- [3] However,
there is an express limit to the power conferred. It yields in some
circumstances to fisheries legislation. A regional
council and the Minister of
Conservation “must not perform” the three s 30(1)(d) functions just
listed “to control
the taking, allocation or enhancement of fisheries
resources for the purpose of managing fishing or fisheries resources controlled
under the Fisheries Act 1996”. So provides s 30(2) of the RMA.
- [4] The RMA also
assigns to regional councils, in s 30(1)(ga), the function of establishing,
implementing and reviewing objectives,
policies and methods for maintaining
indigenous biological diversity in their regions. That function extends to the
coastal marine
area. It is not among those expressly subject to the
jurisdictional limit in s 30(2).
- [5] The
circumstances that led to the appeal indicate that it is a matter of no small
importance. The Bay of Plenty Regional Council
(“the BOP Council”
or “the Council”) has agreed to prohibit fishing in three areas
of outstanding natural
character; Ōtāiti (including Te Papa, Te
Porotiti and Okaparu reefs), Motunau Island, and Motuhaku Island. The Council
accepts that it will thereby exercise its control of land and resources in the
coastal marine area.[3] It is acting
to protect indigenous biodiversity from the effects of unsustainable fishing
activity that has been permitted under
the Fisheries Act. There is undisputed
evidence that overfishing of snapper and crayfish, in particular, has allowed
kina to flourish
and destroy kelp forests that nurture other species, leaving
near-monocultures that are known as kina barrens.
- [6] There is
much overlap between the power that the Council claims to control resource use
in the coastal marine area and the powers
of the Minister of Fisheries under the
Fisheries Act. Snapper and crayfish are among fisheries resources controlled
under the Fisheries
Act. The Minister of Fisheries might have halted fishing in
the same areas to protect them and the aquatic environment, but did
not.
- [7] Supported by
the Attorney-General, the Council contends that its jurisdiction over fishing
resources that are controlled under
the Fisheries Act is ultimately defined not
by subject matter or effect but according to the purpose for which it acts. It
says
it may prohibit fishing in specified parts of the coastal marine area so
long as its purpose is that of maintaining indigenous biodiversity
rather than
that of managing fishing for the Fisheries Act objective of sustainable
utilisation. This is to accept that the prohibition
in s 30(2) can apply when
the Council acts to maintain indigenous biodiversity. But the Council contends
that it may intervene so
long as it does not do so for a Fisheries Act purpose.
- [8] The Fishing
Industry Parties (the collective sixth respondents) respond that regional
councils have no authority to control fishing
to maintain indigenous
biodiversity, for to do so is to manage fishing resources controlled under the
Fisheries Act. It matters
not that a council’s ultimate purpose in
prohibiting fishing may be that of maintaining indigenous biodiversity rather
than
achieving sustainable utilisation: the power to intervene rests with the
Minister of Fisheries alone. It has been exercised often
in the past to protect
the aquatic environment, and it could have been exercised here. They say that
if the Attorney and other respondents
are correct, regulatory control over
fisheries will be duplicated, regional councils will perform fisheries
management functions
for which they lack institutional competence, and
jurisdictional disputes will proliferate.
- [9] Other
interested parties, who include the Motiti Rohe Moana Trust (the Trust) and
Marlborough District Council, promote a wider
interpretation of a regional
council’s powers, saying that the function of protecting indigenous
biodiversity is not subject
to the prohibition in s 30(2) and a regional
council need not exercise particular restraint when performing that function in
the
coastal marine area. Rather, the RMA and Fisheries Act are complementary,
each serving in different ways to protect the environment.
The appeal
- [10] This
is an appeal by leave on four questions of
law[4] from a judgment of Whata J
holding that s 30(2) does not prohibit the Council from acting to maintain
indigenous biodiversity in
the coastal marine area if it acts a) for the purpose
of protecting indigenous biodiversity and b) only to the extent strictly
necessary
to perform that function.[5]
The Judge added the “strictly necessary” qualification because he
reasoned that the Fisheries Act regime prevails where
there is conflict, since
it specifically addresses “the utilisation of fisheries resources”
and “the effects of
fishing on the biological sustainability of the
aquatic environment as a resource for fishing
needs”.[6] He declined to make
declarations to that effect, reasoning that the subject matter was too broad and
there was a need for flexibility
in
application.[7]
- [11] The
questions of law
are:[8]
Question one:
Does s 30(2) of the Resource Management Act 1991 only prevent a regional
council from controlling activity in the coastal marine area
if the purpose of
those controls is either to manage the utilisation of fisheries resources or to
maintain the sustainability of
the aquatic environment as a fishing
resource?
Question two:
Can a regional council exercise all of its functions under the Resource
Management Act concerning the protection of Māori values
and interests in
the coastal marine area provided that they are not inconsistent with the special
provision made for Māori interests
under the Fisheries Act 1996?
Question three:
(a) To what extent, if any, does s 30(2) of the Resource Management Act
prevent a regional council from performing its function to
maintain indigenous
biodiversity under s 30(1)(ga)?
(b) In answering this question, is it correct to say that it is only
appropriate for a regional council to exercise this function
if it is strictly
necessary to achieve that purpose?
Question four:
Did the High Court err by setting aside the declaration made by the
Environment Court and should it have made a different declaration?
- [12] The
Attorney, whose appeal it is, no longer seeks an answer to questions one and
two. They remain live, however, because this
Court has reasoned that they must
be addressed when answering questions three and
four.[9] The sixth respondents, the
Fishing Industry Parties, who are among a number of intervenors in this Court,
have helpfully assumed
the burden of arguing questions one and two from an
appellant’s perspective.
The
circumstances leading to the appeal
- [13] In
2014 the BOP Council proposed a Regional Coastal Environment Plan
(the Plan). The area subject to the Plan included the immediate
surroundings to Motiti island, offshore Tokau Reefs and the Astrolabe
Reef/Ōtāiti (which is considered taonga and waahi
tapu by local hapu).
These areas fall within the Motiti rohe (boundary or area).
- [14] Mr Nepia
Ranapia, affiliated with Ngāti Pau, Ngāti Kauaewera and Ngāti
Takahanga, explains the importance of the
Motiti rohe to tangata
whenua:
Otaiti, together with the other islands, reefs and toka
(rocks) in the sea surrounding Motiti, is spiritually connected to a rock
on
Motiti known as Te Kopu Whakāiri/Tu Whakāiri — the womb of
this sacred island. In this respect, Otaiti is one
of the physical anchors which
hold the spiritual essence — the mauri — which allows the kaitiaki
to exist. Any work
which disturbs the kaitiaki on the reef will inevitably harm
the people on the island through this spiritual connection with Te Kopu
Whakāiri/Tu Whakāiri.
- [15] The Trust
originally opposed the proposed Plan in general terms for not complying with
principles of the Treaty of Waitangi and
the Council’s failure to apply
mātauranga Māori or engage with local Māori with connections to
Motiti and its
waters.
- [16] We
interpolate that the Trust does not speak for particular iwi or hapu with claims
to the area. It was described to us as a
marae-based group. The trustees are
kaumātua of Motiti, and the Trust’s primary objective is to act on
behalf of Nga
Hapu o Te Moutere o Motiti for the purposes of resource
management, fisheries, aquaculture and other matters within the Motiti rohe
moana. The other parties acknowledged, as do we, the important service the
Trust has performed by pursuing this
case.[10]
- [17] After the
Council had heard submissions, the Trust filed an appeal in the Environment
Court.[11] Mediation failed, as did
the Council’s application to strike out the
appeal.[12] The Trust also filed a
separate application for declarations. The strike-out and declarations
applications were initially to be
heard together but were split due to time
constraints.[13] This has
ultimately resulted in the decision on appeal, stemming from the Environment
Court’s decision on the declaration
application, being somewhat divorced
from the factual setting of the dispute, a point which must be borne in mind
when considering
the questions we are to answer.
- [18] The
Environment Court heard the application in 2016, concluding that
s 30(1)(ga) was not caught by the s 30(2) limitation and
therefore regional
councils had jurisdiction to create objectives, policies, and methods to
maintain indigenous
biodiversity.[14] It reasoned that
functional overlap between the Fisheries Act and the RMA was anticipated by
the legislature, which did not intend
to read down s 30(1)(ga) to make it
subject to s 30(2) when it had expressly made certain s 30(1)(d) provisions
subject to the subs
(2)
limitation.[15]
- [19] It granted
declarations in favour of the
Trust:[16]
(1) It is
lawful (intra vires) for the Council to include objectives, policies and methods
(including rules) in its proposed Regional
Coastal Environment Plan in spatially
defined parts of the coastal marine area that avoid, limit or discourage fishing
techniques
or methods with a sole or dominant purpose to achieve any or all
of the following:
(a) maintain indigenous biological diversity;
(b) protect areas of significant indigenous vegetation and significant
habitats of indigenous fauna in the coastal marine area;
(c) preserve the natural character of the coastal environment (including the
coastal marine area);
(d) recognise and provide for the relationship of Māori and their
culture and traditions with the ancestral waters and taonga;
(e) have particular regard to the exercise of kaitiakitanga;
(f) have particular regard to intrinsic values of ecosystems;
(g) take into account the duty of active protection of taonga, including
restoration of mauri, as part of the principles of the Treaty
of Waitangi.
(2) “Fishing” in the above declarations is as defined in s 2 of
the RMA. For clarity, it includes disturbance of the
seabed for the purposes of
fishing. The declarations do not relate to aquaculture activities as defined in
s 2 of the RMA.
(3) There may be other provisions that are justified to avoid, limit or
discourage fishing techniques or methods but are not the subject
of this
application for declaration. Nothing in the above excludes or limits a
merits-based consideration of whether the particular
proposals are appropriate
in the context of the proposed Regional Coastal Environment Plan.
- [20] The
Attorney appealed to the High Court. Whata J held that a regional council is
precluded by s 30(2) from exercising its functions
in s 30(1)(d)(i), (ii) and
(vii) to manage the utilisation of fisheries resources or the effects of fishing
on the biological sustainability
of the aquatic environment as a resource
for fishing.[17] However, it may
exercise its functions to manage effects of fishing that are not directly
related to biological sustainability of
the aquatic environment as a resource
for fishing needs, including “matters Māori” (provided they are
not inconsistent
with the special provision for Māori interests under the
Fisheries Act) and to maintain indigenous biodiversity within the coastal
marine
area under s 30(1)(ga) to the extent it is “strictly necessary” to
perform that function.[18] The
Judge set aside the Environment Court declarations but declined to make any to
supplant them, primarily because he was being
asked to do so in the abstract
rather than by reference to a set of
facts.[19]
- [21] In essence,
the Judge’s approach was that the more general statute, the RMA, must give
way to the more specific statute,
the Fisheries Act, to the extent there is
a conflict between the two.[20]
But overlap need not result in conflict. The Judge drew a distinction between
the sustainability functions of the RMA and Fisheries
Act:[21]
... the
sustainability function under the [Fisheries Act] is focused on biological
sustainability of the aquatic environment as a
resource for fishing needs.
By contrast, the RMA defines sustainability more broadly to include
protection and environment more
widely to mean ecosystems and their constituent
parts (including people and communities), and all natural and physical
resources.
He therefore afforded primacy to the Fisheries Act for the sustainable
utilisation of fisheries resources now and in the future, and
the effects of
fishing on the biological sustainability of the aquatic environment as a
resource for fishing needs.[22]
Regional councils would remain tasked with managing the effects or
externalities of fishing on the wider environment under the
RMA.[23]
- [22] In a second
judgment, Whata J confirmed his decision to not make a formal
declaration.[24]
- [23] On 11 May
2018, the Environment Court released an interim judgment declaring that a rule
prohibiting the damage, destruction
or removal of flora and fauna within three
marked areas of the Motiti Natural Environment Management Area was to be
included in the
Plan.[25] The Court
held that the Plan in its original form did not adequately protect and enhance
areas of significant biodiversity within
the
region.[26] The Court noted that
the Minister for Primary Industries has taken no steps to protect the
area.[27] The judgment was
expressly subject to the outcome of this
appeal.[28]
The
Crown position throughout proceedings
- [24] The
Attorney has maintained the ultimate position that a regional council’s
exercise of its s 30(1)(ga) function will inevitably
engage specified s 30(1)(d)
functions and thus trigger the s 30(2) bar. But his stance on the overarching
relationship between the
RMA and Fisheries Act shifted between the High Court
and oral argument in this Court. In the High Court and indeed in written
submissions
on appeal to this Court, the Attorney took the view that where
fishing or a fisheries resource could be regulated under the Fisheries
Act, that
same activity or resource could not be regulated by a regional council under the
RMA. He emphasised that biological diversity
mechanisms are already in place
under the Fisheries Act thus there would be little need for further RMA
controls.
- [25] In argument
in this Court, the Attorney took a narrower view of the Fisheries Act’s
primacy. He conceded that regulation
of fishing or fisheries resources by
the Fisheries Act does not mean that same activity or resource cannot be
regulated under the
RMA. Rather his focus was on the purpose of the control; a
specified control could not be put in place by a regional council for
a
Fisheries Act purpose, that is, sustainable utilisation. However, sustainable
utilisation could be the consequence or effect of
such a control without
triggering s 30(2). Thus his reading of subs (2) is now that it prevents
regional councils from performing
the specified s 30(1)(d) functions to control
the taking, allocation or enhancement of fisheries resources where its purpose
(objectively
ascertained) is to manage fishing or fisheries resources for
sustainable utilisation.
Our
approach to the issues
- [26] We
begin by identifying relevant functions and powers of regional councils in the
coastal marine area. They include the obligation
to give effect to the New
Zealand Coastal Policy Statement, which we next examine. It contains a policy
intended to protect indigenous
biodiversity. We consider the origins of that
policy in the 1992 Convention on Biological Diversity. We then consider the
purpose
and scheme of the Fisheries Act and what it has to say about protecting
indigenous biodiversity. We lastly turn to the four questions
of
law.
The functions and powers of
regional councils in the coastal marine area
- [27] We
turn to the relevant provisions of the RMA.
- [28] Section 30
confers extensive functions on regional councils, including the control of
land and resource use for purposes ranging
from land development to soil and
water conservation. These functions are to be exercised to give effect to
the Act, the primary
purpose of which is to promote the sustainable
management of natural and physical
resources.[29] Sustainable
management recognises among other things the needs a) for people and communities
to provide for their wellbeing while
sustaining the potential of natural and
physical resources to meet the needs of future generations, and b) to avoid,
remedy or mitigate
adverse effects on the environment, which is defined to
include ecosystems and their constituent parts, including people and
communities.
- [29] When
exercising their functions regional councils must provide for matters of
national importance, which include preservation
of the character of the coastal
marine area, protection of outstanding natural features, and the relationship of
Māori and their
culture and traditions with their ancestral lands, water,
sites, waahi tapu and other
taonga.[30] The protection of
significant habitats of indigenous fauna is also a matter of national
importance.[31] Particular regard
must be had to, among other things, kaitiakitanga and the ethic of
stewardship.[32]
- [30] In s 12 the
RMA generally prohibits certain activities in the coastal marine area. They
include any activity in, on, under or
over the coastal marine area, or in
relation to any natural and physical resources in it, if carried out in a manner
that contravenes
a national environmental standard or a rule in a regional
coastal plan unless allowed by a resource consent or the RMA.
- [31] A regional
council’s authority to control activities in the coastal marine area is
found in s 30. For the most part the
meaning of s 30 is not in dispute, and in
the interests of economy we will not set it out in full. We quote those parts
that are
in dispute, italicising relevant terms that receive a
definition:
30 Functions of regional councils under this
Act
(1) Every regional council shall have the following functions for
the purpose of giving effect to this Act in its region:
...
(d) in respect of any coastal marine area in the region, the control
(in conjunction with the Minister of Conservation) of—
(i) land and associated natural and physical resources:
(ii) the occupation of space in, and the extraction of sand, shingle, shell,
or other natural material from, the coastal marine
area, to the extent
that it is within the common marine and coastal area:
...
(vii) activities in relation to the surface of water:
...
(ga) the establishment, implementation, and review of objectives,
policies, and methods for maintaining indigenous biological
diversity:
...
(2) A regional council and the Minister of Conservation must not perform the
functions specified in subsection (1)(d)(i), (ii), and
(vii) to control the
taking, allocation or enhancement of fisheries resources for the purpose
of managing fishing or fisheries resources controlled under the
Fisheries Act 1996.
(3) However, a regional council and the Minister of Conservation may perform
the functions specified in subsection (1)(d) to control
aquaculture activities
for the purpose of avoiding, remedying, or mitigating the effects of aquaculture
activities on fishing and
fisheries resources.
...
- [32] The meaning
of s 30(2) lies at the heart of the appeal. We have noted that s 30(1)(ga)
is not among the provisions expressly
subject to it.
But the Attorney, supported by the Council, says that when regulating
indigenous biodiversity in the coastal marine
area a regional council must
almost inevitably exercise the functions conferred on it by the specified
provisions of s 30(1)(d) to
which the prohibition in s 30(2) does apply.
- [33] We have
mentioned the definition of coastal marine area. Land includes
the sea bed and natural and physical resources includes water. It will
be seen that s 30(1)(d)(i) is apt, if read alone, to authorise a regional
council to control fishing in
the coastal marine area.
- [34] The RMA
adopts the Fisheries Act definitions of fisheries resources (any 1 or
more stocks or species of fish, aquatic life or seaweed) and fishing (the
catching, taking or harvesting of fish, aquatic life or
seaweed).[33]
“Control”, which is used in both ss 30(1)(d) and s 30(2), is
not defined.
- [35] Turning to
terms used in s 30(1)(ga), biological diversity is very widely defined.
It means the variability among living organisms, and the ecological complexes of
which they are a part,
including diversity within species, between species, and
of ecosystems.[34]
Ecosystems in turn include people and their
communities.[35] Biological
diversity also forms part of the definition of intrinsic
values:[36]
intrinsic
values, in relation to ecosystems, means those aspects of ecosystems and
their constituent parts which have value in their own right,
including—
(a) their biological and genetic diversity; and
(b) the essential characteristics that determine an ecosystem’s
integrity, form, functioning, and resilience
- [36] A regional
council must prepare a regional plan in accordance with, among other things, its
functions under s 30.[37] Councils
create policies, objectives, and methods to address a targeted resource use (in
this case, fishing). For the purpose of
carrying out the given
function, and achieving the objective or policy, s 68(1) provides that a
council may include a rule in a regional
plan to that
effect.[38] Such rules are then
given force by s 12(3) which prohibits persons from carrying out any activity
in, on, under or over any coastal
marine area in a manner that contravenes a
rule in a regional coastal plan.
- [37] A regional
council must also prepare such a plan with regard to the Crown’s interests
in the coastal marine area,[39] and
must give effect to the New Zealand Coastal Policy Statement
(NZCPS).[40]
The New Zealand Coastal Policy
Statement (NZCPS)
- [38] We
have noted that a council must give effect to the
NZCPS,[41] the purpose of which is
to state objectives and policies to achieve the objectives of the RMA in
relation to the coastal
environment.[42] It may address,
among other things, the Crown’s interests in the coastal marine area and
the implementation of international
obligations affecting the coastal
environment.[43] The Minister of
Conservation is responsible for preparing
it,[44] and it is through the NZCPS
that the Minister exercises control in the coastal marine area in
conjunction with regional councils.
- [39] The NZCPS
2010 contains a number of relevant objectives and policies. They include
protection of indigenous biodiversity, preservation
of areas of outstanding
natural character, and recognition of the cultural relationships of tangata
whenua with areas of the coastal
environment. Policy 11 requires mitigation of
significant adverse effects on certain indigenous ecosystems and habitats,
including
habitats that are important for recreational, commercial, traditional
or cultural purposes.
Policy 11 Indigenous biological
diversity (biodiversity)
To protect indigenous biological diversity in the coastal environment:
(a) avoid adverse effects of activities on:
(i) indigenous taxa that are listed as threatened or at risk in the New
Zealand Threat Classification System lists;
(ii) taxa that are listed by the International Union for Conservation of
Nature and Natural Resources as threatened;
(iii) indigenous ecosystems and vegetation types that are threatened in the
coastal environment, or are naturally rare;
(iv) habitats of indigenous species where the species are at the limit
of their natural range, or are naturally rare;
(v) areas containing nationally significant examples of indigenous community
types; and
(vi) areas set aside for full or partial protection of indigenous biological
diversity under other legislation; and
(b) avoid significant adverse effects and avoid, remedy or mitigate other
adverse effects of activities on:
(i) areas of predominantly indigenous vegetation in the coastal
environment;
(ii) habitats in the coastal environment that are important during the
vulnerable life stages of indigenous species;
(iii) indigenous ecosystems and habitats that are only found in
the coastal environment and are particularly vulnerable to modification,
including estuaries, lagoons, coastal wetlands, dunelands, intertidal zones,
rocky reef systems, eelgrass and saltmarsh;
(iv) habitats of indigenous species in the coastal environment that are
important for recreational, commercial, traditional or cultural
purposes;
(v) habitats, including areas and routes, important to migratory species;
and
(vi) ecological corridors, and areas important for linking or maintaining
biological values identified under this policy.
(Citations omitted)
New Zealand’s international obligation to
protect indigenous biodiversity
- [40] New
Zealand ratified the Convention on Biological Diversity (the Biodiversity
Convention) in 1993.[45] After
reciting that the contracting parties are conscious of the value of biological
diversity, which is intrinsic but also, among
other things, social, cultural and
economic in nature, the Convention obliges parties
to:
Article 8. In-situ Conservation
Each Contracting Party shall, as far as possible and as appropriate:
(a) Establish a system of protected areas or areas where special measures
need to be taken to conserve biological diversity:
(b) Develop, where necessary, guidelines for the selection, establishment and
management of protected areas or areas where special
measures need to be taken
to conserve biological diversity:
(c) Regulate or manage biological resources important for
the conservation of biological diversity whether within or outside
protected
areas, with a view to ensuring their conservation and sustainable
use:
(d) Promote the protection of ecosystems, natural habitats and
the maintenance of viable populations of species in natural
surroundings:
...
- [41] The
Convention also obliges contracting parties, in art 9(d), to regulate
the ex‑situ collection of biological resources
so as not to threaten
ecosystems and in‑situ populations of species.
- [42] It is not
in dispute that New Zealand has sought to implement these obligations through s
30 and the NZCPS.[46]
Indigenous biodiversity and the
Fisheries Act
- [43] As
Whata J explained, the Fisheries Act creates an elaborate and comprehensive
scheme for the sustainable utilisation of fisheries
resources.[47] The Act regulates
commercial, customary and recreational fishing. With some exceptions, no one
may take fish, aquatic life or seaweed
unless acting under the authority of a
permit issued under the Act.[48]
The Minister of Fisheries regulates what can be taken by setting a total
allowable catch for each quota management stock that maintains
the stock at
or above a level that can produce the maximum sustainable
yield.[49] A species must be
classified as a quota management stock if the Minister is satisfied that current
management is not ensuring its
sustainability or not providing for its
utilisation.[50] Part 4 of the Act
sets up the quota management system, providing for the total allowable
commercial catch (which cannot exceed the
total allowable
catch),[51] and for the allocation
of commercial fishing quota.
- [44] The
Act’s objective is that of providing for utilisation of fisheries
resources while ensuring their sustainability:
8 Purpose
(1) The purpose of this Act is to provide for the utilisation of fisheries
resources while ensuring sustainability.
(2) In this Act,—
ensuring sustainability means—
(a) maintaining the potential of fisheries resources to meet
the reasonably foreseeable needs of future generations; and
(b) avoiding, remedying, or mitigating any adverse effects of fishing on the
aquatic environment
utilisation means conserving, using, enhancing, and developing
fisheries resources to enable people to provide for their social, economic, and
cultural well-being.
- [45] It will be
seen that ensuring sustainability has two dimensions: maintaining
the potential of fisheries resources to meet the
needs of future
generations and avoiding, remedying or mitigating adverse effects of fishing on
the aquatic environment. “Fisheries
resources” means any one or
more stocks or species of fish, aquatic life or seaweed, and “aquatic
environment”:[52]
(a) means
the natural and biological resources comprising any aquatic ecosystem; and
(b) includes all aquatic life and the oceans, seas, coastal areas,
inter-tidal areas, estuaries, rivers, lakes, and other places where
aquatic life
exists
- [46] The Act
adopts a set of environmental principles, requiring all those exercising or
performing functions, duties or powers under
it to take them into account.
They are:
9 Environmental principles
All persons exercising or performing functions, duties, or powers under
this Act, in relation to the utilisation of fisheries resources
or ensuring
sustainability, shall take into account the following environmental
principles:
(a) associated or dependent species should be maintained above a level that
ensures their long-term viability:
(b) biological diversity of the aquatic environment should be maintained:
(c) habitat of particular significance for fisheries management should be
protected.
- [47] The
Minister of Fisheries may set sustainability measures after taking into account
the effects of fishing on any stock and the
aquatic
environment.[53] Before doing
so the Minister must have regard to, among other documents, any regional plan
under the RMA, which itself will give
effect to the NZCPS. Sustainability
measures may be directed to the catch limit, the characteristics (such as size)
of any stock
that may be taken, the methods by which it may be taken, the areas
from which it may be taken, and seasons within which it may be
taken.[54] The Minister may from
time to time create a fisheries plan which may include strategies to achieve
sustainability measures.[55]
Fishing areas may be closed temporarily and the methods used to take fish
restricted if there has been a significant adverse change
in the aquatic
environment.[56]
- [48] As Ms
Appleyard, for the Fishing Industry Parties, pointed out, these protective
powers have been exercised on a number of occasions.
She referred
to:
(a) the Fisheries (Auckland and Kermadec Areas Commercial
Fishing) Regulations 1986 which prevents trawling and seining in several
areas,
such as in the Bay of
Islands;[57]
(b) the Fisheries (Set Net Prohibition from Pariokariwa Point to Hawera)
Notice 2012 which prohibits the use of set netting methods
in areas around
Pariokariwa Point and Hawera;
(c) the Fisheries (Seabird Mitigation Measures—Bottom Longlines)
Circular 2018 which sets mandatory mitigation measures that
apply to all
commercial fishers using the method of bottom longlining — to mitigate
seabird mortality; and
(d) other regulations also prevent various fishing methods in certain
commercial fishing areas.[58] To
take one example relevant to the Marlborough area, the Fisheries
(Challenger Area Commercial Fishing) Regulations 1986 prohibit
trawling and drag
netting in Queen Charlotte Sound, restrict trawling in Pelorus Sound and close
the area around Maud Island entirely
to all commercial
finfishing.[59]
- [49] We accept
that, as Mr Anderson submitted for the Attorney, the Act recognises the complex
interconnected nature of marine ecosystems.
It defines “aquatic
environment” very broadly and the Act recognises that its biological
diversity should be maintained.
It also states that habitats of particular
significance for fisheries management should be protected. There is no express
duty
to maintain biodiversity for its own sake, but the Act recognises that
biodiversity matters to the sustainability of fisheries resources
that depend on
the aquatic environment.
- [50] It remains
the case, however, that the Fisheries Act pursues sustainable utilisation; it
exploits the potential of fisheries
resources to meet human needs over time, and
it interests itself in the aquatic environment because that sustains fisheries
resources.
So its objectives include avoiding or mitigating the adverse effects
of fishing on the aquatic environment and it pursues protection
of habitat where
that is of particular significance for fisheries management. Although it
recognises that biological diversity should
be maintained, it allows that
principle to be weighed against other considerations, notably that of setting
total allowable catches
at levels that can produce the maximum sustainable
yield. Over-fishing in a popular recreational fishing area might not have
significant
implications for the sustainability of a given fishing stock, or the
aquatic environment, throughout what is likely to be a much
larger quota
management area; if so, the Minister might not think it necessary to intervene.
Question One: Does s 30(2) of the
RMA only prevent a regional council from controlling activity in the coastal
marine area if the
purpose of those controls is either to manage the utilisation
of fisheries resources or to maintain the sustainability of the aquatic
environment as a fishing resource?
- [51] This
brings us to the meaning of the prohibition in s 30(2) of the RMA. We make
several points about it.
The two
statutes pursue different objectives
- [52] The
first point is that the relevant provisions of the two statutes pursue different
objectives. Section 30(1)(ga) of the RMA
is concerned with protecting
indigenous biodiversity. The Fisheries Act is concerned with sustainable
utilisation of fisheries resources,
and only to the extent appropriate to secure
future stocks does it require decisionmakers to protect the aquatic environment.
Plainly
these legislative objectives overlap. Equally plainly, the RMA
objective of protecting indigenous biodiversity is much broader than
that of
sustaining yields of quota management species in the following
ways:
(a) It is broader in scope in that the Fisheries Act protects
fish, aquatic life and seaweed, while s 30(1)(ga) protects all forms
of
indigenous organisms and their ecosystems.
(b) It protects indigenous biodiversity not just as a resource but for its
intrinsic value and for its “ecological, genetic,
social, economic,
scientific, educational, cultural, recreational and aesthetic
values”.[60]
(c) Its remedial or protective purpose is not limited to the effects of
fishing. For example, Ms Gepp noted that the Fisheries Act
does not deal with
the effects of fishing on areas of outstanding natural character.
(d) It permits a regional council to set what may be a different baseline for
permissible effects on indigenous biodiversity in any
given area.
Maintenance of indigenous biodiversity was
deliberately assigned to regional councils
- [53] The
legislative history confirms that the function of maintaining indigenous
biodiversity was established in legislation to fulfil
obligations assumed under
the Biodiversity Convention. Kós J helpfully summarised the
legislative history in Property Rights in New Zealand Inc v Manawatu-Wanganui
Regional
Council:[61]
[7] In
February 2000 the government issued the New Zealand Biodiversity Strategy. It
was issued in part-fulfilment of New Zealand’s
international obligations
under the 1992 Rio Convention on Biological Diversity. The Strategy document
had the goal of establishing
a framework to arrest the decline in indigenous
biodiversity that had followed settlement and subsequent human exploitation of
the
country’s natural resources. The Strategy records that New
Zealand, one of the last places to be settled by humanity, has
gone on to
achieve one of the worst records of indigenous biodiversity loss on the planet.
There was the loss of our larger bird
species following initial human
habitation. By the start of the seventeenth century about a third of the
country’s original
forests had been replaced by grasslands. From the
mid-nineteenth century expanding European settlement “started a new
wave
of forest destruction”. A further third or so of our original
forestation has been converted to farmlands. Extensive modification
of wetlands,
dunelands, river and lake systems, and coastal areas has also
occurred.[62]
[8] The same month a ministerial advisory committee proposed that regional
councils take a lead role in managing biodiversity affected
by private land
management.[63] One consideration
influencing that view was that regional council administrative boundaries, being
catchment-based, more closely
aligned with ecological boundaries than did
territorial boundaries. Another was that regional councils’ existing
biophysical
functions generally were more closely related to biodiversity
management than the broader functions of territorial authorities, so
that
regional council staff held expertise in many areas of direct [relevance] to
biodiversity.
[9] In its final report, in August 2000, the committee recommended that
regional councils take the — not just a — primary governance
role in indigenous biodiversity:[64]
On the question of sub-national governance, we have firmed in our preliminary
views that regional councils should assume the primary
governance role for
biodiversity.
In our preliminary report we identified a number of reasons for our
preference for regional council leadership. Further policy work
supported our
reasoning, as did the majority of submissions. Some urged that the
contribution of territorial authorities should not
be under-estimated (or
under-valued). We agree, and our proposal for regional leadership should not be
construed as being critical
of territorial authorities. We do, however, find
the case for a regional integrated approach compelling.
- [54] As that
passage notes, regional councils were assigned the primary governance role in
maintaining indigenous biodiversity. This
brings us to a significant point,
which is that the legislative history records that a choice was made not to
establish this important
function under the Fisheries Act for the coastal marine
area but rather to assign it to regional councils under the RMA. As Whata
J
recorded, the Primary Production Select Committee responsible for what became
the Fisheries Act 1996 explained the purposes of
the proposed legislation and
resisted the inclusion of wider environmental values, reasoning that they were
provided for explicitly
in other legislation, notably the
RMA:[65]
The Fisheries
Bill introduces a clear statement of purpose for fisheries management by
providing for the sustainable utilisation of
New Zealand’s fisheries
resources. Its intention is to facilitate the activity of fishing while having
regard to the sustainability
of harvests and mitigating the effects of fishing
on the environment. Therefore, it deals with fisheries resources that can be
harvested
and used sustainably either now or in the future. It does not deal
with all aspects of the management of the aquatic environment,
such as the
protection of marine species and habitats, which is provided for through various
statutes dealing with environmental
management. To achieve
the Bill’s purpose, environmental principles, information principles
and environmental standards are
provided in Parts I and II. Principally these
Parts deal with catch limits and other controls that restrain fishing activity.
...
...
Subclause 3(2) of the Bill, as introduced, is intended to make it clear that
allocation of access to fisheries between fishing sectors
(including marine
farmers), is a role contained in fisheries legislation rather than the Resource
Management Act 1991 (the RMA).
At the same time, it recognises Government
policy that the interaction of fishing on other coastal activities is controlled
under
the RMA.
Many submissioners commented on the interface with the RMA.
Fishing industry trade organisations argued that fishing and its effects
should be controlled under the Fisheries Act and recommended that the boundaries
between the Fisheries Bill and the RMA be expanded
upon and further defined.
Other submissioners noted that the policy of subclause 3(2) was hard to follow
and needed to be plainly
stated.
Clause 6 clearly states that no provision in any regional plan or coastal
permit is enforceable to the extent that it:
- provides for the
preferential coastal or marine access to one or more fishing sectors; or
- confers a right
to occupy any space in the coastal marine area if the right to occupy would
exclude any other fisher from fishing
in any part of the coastal marine
area.
Clause 6 clearly conveys the policy of precluding the RMA from
having the effect of allocating access to fisheries, either through
rules in
regional plans or through the granting of coastal permits. At the same time
clause 6 recognises the need for the RMA to
control the interaction of fishing
with other coastal activities.
...
Many submissioners commented that the environmental principles did not
include:
- protection and
maintenance of intrinsic values;
- protection of
areas of significant indigenous vegetation and significant habitats of
indigenous fauna;
- maintenance and
protection of non-extractive uses of marine flora and fauna;
- maintenance and
enhancement of the quality of the environment; and
- protection of
outstanding natural features.
We do not support the inclusion of
such principles in the environmental principles clause. These values are
provided for explicitly
in other legislation, such as the RMA, Marine Reserves
Act 1971, Marine Mammals Protection Act 1978 and the Wildlife Act 1953. Their
inclusion into the environmental principles would introduce a range of
non-utilisation values into the Bill and significantly undermine
the interface
with other statutes. The current interface reflects acceptance that fishing,
like other activities, can be curtailed
under the RMA and other statutes, on the
basis of effects on matters such as intrinsic and amenity values.
- [55] This
passage suggests that s 30(1)(ga), which was added to the RMA in 2003, has
significant work to do.[66] It was
included to give effect to New Zealand’s obligations under the
Biodiversity Convention. In the coastal marine area
it is an important part of
a legislative scheme that reflects the objectives and policies of the
NZCPS.
The two statutes “look
at” each other
- [56] As
Ms Gepp submitted for Royal Forest and Bird, the two statutes “look
at” each other. Section 30(2) refers to the
Fisheries Act, providing that
a regional council must not:
(a) exercise certain
functions;
(b) to control the taking, allocation or enhancement of fisheries
resources;
(c) for the purpose of managing fishing or fisheries resources controlled
under the Fisheries Act.
- [57] From the
other direction, s 6(1) of the Fisheries Act provides, consistent with s 30(2),
that no provision of a regional plan
is enforceable to the extent that it
provides for the allocation of access to any fisheries resources in the coastal
marine area
to one or more fishing sectors in preference to any other fishing
sector:
(1) No provision in any regional plan or coastal permit is
enforceable to the extent that it provides for—
(a) the allocation to 1 or more fishing sectors in preference to any other
fishing sector of access to any fisheries resources in
the coastal marine area;
or
(b) the conferral on any fisher of a right to occupy any land in the coastal
marine area or any related part of the coastal marine
area, if the right to
occupy would exclude any other fisher from fishing in any part of the coastal
marine area.
...
As Mr Maassen for the Marlborough District Council submitted, this would
plainly preclude a regional council from introducing controls
that sought to
maintain indigenous biodiversity by limiting fishing to, say, recreational
fishers.
- [58] We accept
the submissions of counsel, notably those appearing for the Trust, the
Marlborough District Council and Royal Forest
and Bird, that the two statutes
are evidently intended to complement one another. They both apply to the
coastal marine area, and
both allow decisionmakers under them to impose controls
to protect biodiversity. Decisions taken under one statute may be informed
by
decisions taken under the other. So, for example, s 11 of the Fisheries Act
must be taken to recognise that the need for sustainability
measures, and their
nature and extent, may be influenced by existing controls in a regional plan (or
for that matter, in a management
strategy or plan under the Conservation Act
1987).[67]
Maintaining
indigenous biodiversity is a discrete function
- [59] The
next point is that the intrinsically important function of maintaining
indigenous biodiversity is not subordinated to other
functions of regional
councils. Counsel referred us to Property Rights, in which the appellant
argued that s 30(1)(ga) conferred on regional councils no power to make rules
controlling the use of land
to maintain indigenous
biodiversity.[68] When rejecting
this plainly incorrect claim Kós J explained that a regional
council’s power to make rules extends to
any function conferred on it
under the Act, including that of maintaining indigenous
biodiversity.[69] He added that
the function of maintaining indigenous biodiversity is broader than that of
controlling the use of land, though it
may include such
controls.[70] We
agree.
In this case maintaining
indigenous biodiversity engages other council functions
- [60] That
said, counsel for the Attorney and the Council submitted that the controls
needed to maintain indigenous biodiversity are
in practice likely to require the
exercise of functions that are expressly subject to s 30(2). In this case the
Council proposes
to prohibit the removal, damage or destruction of any flora or
fauna in three specified areas of the Motiti natural environment,
which would
include restricting fishing. As Ms Hill submitted for the Council, that
means it is acting to control the taking of
fisheries resources. She and Mr
Anderson agreed that the use of the control function in s 30(1)(d)(i) (the
control of land and associated
natural and physical resources) is “nearly
unavoidable” if the Council is to maintain indigenous biodiversity in this
way. As noted at [33] above, the definitions of “land” and
“natural and physical resources” are very broad.
Ms Hill pointed
out that a council will engage s 30(1)(d)(i), and potentially subs (d)(ii)
and (vii), if it authorises activities
in the coastal marine area that would
otherwise be prohibited under s 12. She accepted that the BOP Council’s
controls will
in fact engage s 30(1)(d)(i) and illustrated the point with a
table demonstrating how a range of activities taken to preserve indigenous
biodiversity in the coastal marine area would do so.
- [61] We agree
that the controls will engage s 30(1)(d)(i) and potentially subs (d)(ii) and
(vii) in this case, and perhaps in many
cases. No counsel drew our attention to
an example in which a control that prohibited the taking of fisheries resources
from the
sea bed or water column in the coastal marine area would fail to
do so. This point has implications for Whata J’s conclusion
that the s
30(1)(ga) function of maintaining indigenous biodiversity should be exercised
only to the extent strictly necessary, as
we explain below.
- [62] The
legislation evidently contemplates this overlap in functions.
That conclusion results from the shared control assigned to
regional
councils and the Minister of Conservation under s 30(1)(d). The protection
of indigenous biodiversity is vested in a regional
council, not the Minister,
under s 30(1)(ga), but as explained above the Minister is responsible for
the NZCPS, which specifies objectives
of the RMA in the coastal marine
area.[71] It is presumably for this
reason that s 30(1)(d) speaks of regional councils exercising control in the
coastal marine area “in
conjunction with” the Minister of
Conservation.
The objective of the
prohibition in s 30(2)
- [63] Turning
to the language of s 30(2), the prohibition that it enacts is aimed at the act
of managing fisheries resources to control
their taking, allocation or
enhancement. These are all Fisheries Act concepts; that Act defines what
fisheries resources are and
it authorises the Minister to manage their taking,
allocation or enhancement by setting total allowable catches, allocating taking
rights to commercial, recreational and customary fishers, and establishing
sustainability measures, all for the objective of ensuring
that fisheries
resources are used sustainably. Section 6 of the Fisheries Act confirms that
the allocation of rights of access to
fisheries resources is the sole
responsibility of the Minister.
Regional council functions in
practice
- [64] The
question which next arises is how a council may decide when a control
implemented under s 30(1)(d)(i), (ii) or (vii) will
contravene s 30(2). Counsel
agreed that the purpose of a control is to be gauged objectively. Mr Anderson,
for the Attorney, identified
five indicia; they are necessity, type,
scope, scale and location:
(a) Necessity means whether the
objective of the control is already being met through measures implemented under
the Fisheries Act;
(b) Type refers to the type of control. Controls that set catch
limits or allocate fisheries resources among fishing sectors or establish
sustainability measures for fish stocks would likely amount to fisheries
management;
(c) Scope: a control aimed at indigenous biodiversity is likely not to
discriminate among forms or species;
(d) Scale: the larger the scale of the control the more likely it is
to amount to fisheries management;
(e) Location: the more specific the location and the more significant
its biodiversity values, the less likely it is that a control will contravene
s 30(2).
- [65] Ms
Appleyard took issue with these criteria, but we have rejected the premise of
her submissions, which was that a regional council
cannot control the activity
of fishing where that activity is regulated under the Fisheries Act. We have
accepted that it may do
so provided it does not act for Fisheries Act purposes.
We consider that the five indicia may provide some objective guidance when
assessing whether a given control would contravene s 30(2) in any given factual
setting.
Duplication of function and
institutional competence
- [66] We
deal finally with the questions of duplication and institutional competence. Ms
Appleyard argued that Parliament cannot have
intended to assign to regional
councils functions that ought to be managed centrally by an agency with
the institutional resources
and competencies to do so. She argued that
fisheries management is a highly specialised discipline requiring expertise,
scientific
knowledge and specific regulatory and enforcement capability, all of
which regional councils lack. For the BOP Council Ms Hill readily
acknowledged
that it lacks the resources and expertise to undertake fisheries management.
But that function is not synonymous with
the local protection of indigenous
biodiversity. And we have explained above, overlapping responsibilities in the
coastal marine
area are a deliberate choice on the legislature’s
part.
Conclusion: a regional council
may perform its s 30 functions in the coastal marine area provided it does not
act for Fisheries Act
purposes
- [67] For
these reasons the answer to question one is a qualified “yes”. The
effect of s 30(2) is that a regional council
may control fishing and
fisheries resources in the exercise of its s 30 functions including the
listed s 30(1)(d) functions provided
it does not do so to manage those resources
for Fisheries Act purposes, which include those mentioned in [44]
above.
Question Two: Can a regional
council exercise all of its functions under the RMA concerning the protection of
Māori values and
interests in the coastal marine area provided that they
are not inconsistent with the special provision made for Māori interests
under the Fisheries Act?
- [68] We
can deal with this question quite shortly.
- [69] The
Fisheries Act makes special provision for Māori, giving effect in part to
Treaty settlements. Part 9 recognises customary
fishing rights. Section 174
provides:
174 Object
The object of sections
175 to 185 is to make, in relation to areas of New Zealand fisheries
waters (being estuarine or littoral coastal waters) that have customarily
been
of special significance to any iwi or hapu either—
(a) as a source of food; or
(b) for spiritual or cultural reasons,—
better provision for the recognition of rangatiratanga and of the right
secured in relation to fisheries by Article II of the Treaty
of Waitangi.
- [70] Under s 175
an area of New Zealand fisheries waters may be declared a taiapure-local
fishery having regard to its special significance
to an iwi or hapu as
a source of food or for spiritual or cultural
reasons.[72] A committee of
management must be appointed.[73]
It may make recommendations for conservation and management of fish, aquatic
life or seaweed in the fishery. In this way the Act
provides for the exercise
of kaitiakitanga or guardianship over the fishery. The Act also allows the
Governor‑General to make
regulations providing for customary fishing for
food gathering that is not commercial or for pecuniary
gain.[74]
- [71] These
provisions are not directly applicable in this case. The Trust does not seek to
establish a taiapure around the reefs
that are to be the subject of protection,
nor does it seek to provide for customary fishing rights there. It supports the
Council’s
proposal that all fishing be prohibited. Such a ban may align
with Māori cultural norms and interests. The ban has the effect
of a
rāhui, a tool used from ancient times to prohibit the taking of an
identified species for cultural reasons, and a prohibition
on taking a species
or damaging habitat is an expression of kaitiakitanga.
- [72] Some of the
submissions before us indicate that in other circumstances conflict could
arise between Māori commercial or
customary fishing rights and
the exercise of a regional council’s power to protect
indigenous biodiversity. Notably, the New
Zealand Māori
Council, which is the fifth respondent, takes the position that
s 30(2) would preclude a regional council from
banning fishing in
a taiapure fishery. Other intervenors submit that when an area has been
declared a taiapure fishery it is unlikely
that a council would find it
necessary to ban fishing there in the interests of protecting indigenous
biodiversity. We do not need
to decide these points and we do not have all the
information we might need to do so. Still less can we decide whether or how
s
30(2) would apply when Māori commercial fishing interests are
engaged. That would raise Treaty considerations that have not
been addressed in
argument.
- [73] For present
purposes, what may properly be said is that the control of fisheries under the
Fisheries Act extends to provision
(in part 9) for taiapure-local and customary
fishing, and a regional council may be required to bear that in mind when
determining
in any particular setting whether s 30(2) precludes the exercise of
its functions under s 30(1)(d)(i), (ii), and (vii). This is
a sufficient answer
to question two. It is consistent with Whata J’s reasoning, which was
that the two statutes are complementary
as regards matters Māori but where
they are in conflict the Fisheries Act
prevails.[75]
Question
Three: To what extent, if any, does s 30(2) of the RMA prevent a regional
council from performing its function to maintain
indigenous biodiversity under
s 30(1)(ga)? In answering this question, is it correct to say that it is
only appropriate for a regional
council to exercise this function if it is
strictly necessary to achieve that purpose?
- [74] We
turn to question three. As noted above, Whata J concluded that the function of
maintaining indigenous biodiversity is not
subject to s
30(2).[76] Recognising that
the Fisheries Act regime must however prevail, he held that a regional
council may exercise its control over indigenous
biodiversity but must do so
“only to the extent strictly necessary” when dealing with fisheries
resources controlled
under the Fisheries Act. He concluded that any
control over fishing must be demonstrably necessary to maintain indigenous
biodiversity.[77] In his second
judgment he clarified this reasoning, explaining that it was not intended to
establish a test but rather summarised
his
reasons.[78]
- [75] In their
cross-appeal the Trust sought to exclude the language of strict necessity,
arguing that s 30(2) does not constrain the
function of protecting indigenous
biodiversity. The Attorney’s position, as noted above, is that a council
will inevitably
use one of the s 30(1)(d) controls to controlling fishing in the
coastal marine area. If he is wrong in that, he supports the judgment
below on this point. For the most part, other respondents argued that the
language of strict necessity is unnecessary and unworkable.
- [76] The Act
does not specify that the function of maintaining indigenous biodiversity is
subject to s 30(2). We have recognised
above that it is an independent and
important function. The legislation nowhere says that it may be exercised only
when strictly
necessary. To that extent we agree with Mr Enright, for the
Trust, and Mr Maassen, who forcefully advanced this point. It is not
the case
that a regional council may exercise its power of maintaining indigenous
biodiversity only when strictly necessary when
dealing with fisheries resources
controlled under the Fisheries Act. But any controls imposed under subs
30(1)(d)(i), (ii) or (vii)
are expressly subject to s 30(2). For reasons given
at [60] above, the particular controls to be imposed in this case will engage
s
30(1)(d)(i) (and potentially subs (d)(ii) and (viii)). That being so, those
controls are subject to s 30(2) in the terms we have
expressed. More than
that it is not necessary to say. We answer question three
accordingly.
Question Four: Did the
High Court err by setting aside the declaration made by the Environment Court
and should it have made a different
declaration?
- [77] The
Environment Court made declarations to the effect that the BOP Council could
lawfully include provisions in the Plan for
spatially defined parts of the
coastal marine area to achieve the purpose of maintaining indigenous biological
diversity.[79] In his first
judgment Whata J disapproved of those declarations and indicated that he was not
minded to make any formal declaration
himself having regard to the broad subject
matter and the need for flexibility in the application of the two
Acts.[80] He invited
submissions.
- [78] In his
second judgment Whata J remarked that the submissions had fortified him in his
conclusion that declarations ought not
be
made.[81] Declarations in answer to
the broad, essentially hypothetical questions posed would run the risk of
overreach or oversimplification.
His reasons were that:
[20] ... in
this case, I was not invited to interpret the scope of a statutory power in
light of, or for the purpose of application
to a particular set of facts.
Rather, I was invited by the Attorney-General to define the scope of s 30(2) and
the relationship
between s 30(1)(ga) and (2) without regard to any particular
fact scenario.
[21] For the reasons expressed at length in the judgment, I resolved that
primacy is generally afforded to the FA on the sustainable
utilisation of
fisheries resources and the management of the effects of fishing on the
biological sustainability of the aquatic environment
as a resource for fishing
needs, but the two Acts envisage overlapping control of fishing and the effects
of fishing. The legality
of control in disputed areas will need to be worked
out at the finer grain, including in respect of rules relating to Māori
matters or interests and the application of s 30(l)(ga). As Ms Dixon submits,
RMA Schedule 1 hearings are the appropriate forums
for such analysis.
[22] Finally, I do not accept that a declaration brings greater clarity to
the general public than the answers provided at [131]–[134],
upon which
any declaration might be based. Conversely, a declaration may give the
illusion, as Mr Maassen suggests, of finality
when closer scrutiny in the
particular circumstances of the case may be required.
- [79] A number of
the parties appearing before us contended that declarations ought to be
made,[82] while others resisted for
the reasons given by Whata J.[83]
The arguments in support were that:
(a) declarations are needed to
remedy a lack of clarity about implementation of s 30 mechanisms;
(b) absent declarations, there is much room for argument about
the meaning of the Court’s judgment;
(c) assistance is needed for parties who are likely to engage in advocacy
under the RMA without the assistance of legal counsel;
and
(d) any ambiguity in the declarations would be resolved by reference to
the circumstances of this case.
- [80] We think
that Whata J was right, and for the reasons he gave. Declarations are not
appropriate in this case. The questions
of law arise in a factual setting but
they have come before us in a way that separates them from that setting. They
are expressed
in a very general way. We have sought to answer them in their
legal and factual context, and to the extent appropriate. It would
be very
difficult to craft declarations that neatly encapsulate the reasons we have
given. The consequence is that our reasons must
be interpreted to determine
whether the answers we have given apply in any given setting, but that is
unavoidable.
Decision
- [81] We
answer the questions as follows:
(a) Question One: Does s 30(2) of
the RMA only prevent a regional council from controlling activity in the coastal
marine area if
the purpose of those controls is either to manage the utilisation
of fisheries resources or to maintain the sustainability of the
aquatic
environment as a fishing resource?
The effect of s 30(2) is that a regional council may control fisheries
resources in the exercise of its s 30 functions including the
listed
s 30(1)(d) functions provided it does not do so to manage those resources
for Fisheries Act purposes. See the discussion
at [51]–[67] of the
judgment.
(b) Question Two: Can a regional council exercise all of its functions under
the RMA concerning the protection of Māori values
and interests in
the coastal marine area provided that they are not inconsistent with
the special provision made for Māori interests
under the Fisheries
Act?
The control of fisheries under the Fisheries Act extends to provision for
taiapure-local and customary fishing, and a regional council
may be required to
bear that in mind when determining in a particular setting whether s 30(2)
precludes the exercise of its functions
under s 30(1)(d)(i), (ii) or
(viii). It is otherwise not necessary or appropriate to answer the question in
this case. See discussion
at [68]–[73] of the judgment.
(c) Question Three: To what extent, if any, does s 30(2) of the RMA prevent
a regional council from performing its function to maintain
indigenous
biodiversity under s 30(1)(ga)? In answering this question, is it correct to
say that it is only appropriate for a regional
council to exercise
this function if it is strictly necessary to achieve that purpose?
The RMA does not specify that the function of maintaining indigenous
biodiversity in s 30(1)(ga) is subject to s 30(2). It is not
the case that
a regional council may exercise this function only when strictly necessary
when dealing with fisheries resources controlled
under the Fisheries Act.
But any controls imposed under s 30(1)(d)(i), (ii) or (vii) are subject to s
30(2). Section 30(1)(ga)
policies can be subject to s 30(2) where specified s
30(1)(d) functions are also invoked. See discussion at [60]–[61] and
[74]–[76] of the judgment.
(d) Question Four: Did the High Court err by setting aside the declaration
made by the Environment Court and should it have made
a different
declaration?
No. Whata J was correct for the reasons he gave. The questions of law have
been separated from their factual setting and are expressed
in a very general
way. It would be difficult to craft declarations that encapsulate the reasons
we have given. See discussion at
[77]–[80] of the judgment.
Costs
- [82] The
answers that we have given result in the Attorney enjoying a degree of success
on the appeal. It would not be appropriate
to award costs against the Trust,
which has also enjoyed some success and deserves credit for taking the action
that has led to the
BOP Council imposing the controls at issue in this case.
The other parties are intervenors. In the circumstances costs will lie
where
they fall.
Solicitors:
Crown Law Office, Wellington for
Appellant
Tu Pono Legal, Rotorua for First Respondent
Cooney Lees Morgan,
Tauranga for Second Respondent
Marlborough District Council, Blenheim for
Third Respondent
Royal Forest and Bird Protection Society of New Zealand Inc,
Nelson for Fourth Respondent
Woodward Law, Wellington for Fifth
Respondent
Chapman Tripp, Christchurch for Sixth Respondents
Tu Pono
Legal, Rotorua for Seventh Respondents
[1] Resource Management Act 1991
[RMA], s 2. The definition is a little more extensive than our summary, but the
differences are not
material for our purposes.
[2] Coastal policy statements are
a species of national policy statement issued under ss 56–58 of
the RMA.
[3] Land includes land that is
under water, s 2.
[4] Attorney-General v Trustees
of the Motiti Rohe Moana Trust [2018] NZCA 67 [Leave decision].
[5] Attorney-General v Trustees
of the Motiti Rohe Moana Trust [2017] NZHC 1429, (2017) 20 ELRNZ 1 [First
judgment of Whata J].
[6] At [109].
[7] At [137]; and see
Attorney-General v Trustees of the Motiti Rohe Moana Trust [2017] NZHC
1886 [Second judgment of Whata J].
[8] Leave decision, above n 4.
[9] Attorney-General v Trustees
of the Motiti Rohe Moana Trust CA408/17, 14 February 2019 [Minute of Asher
J].
[10] After the hearing, on 1
October 2019, the Court received a letter from Te Patuwai Tribal Executive
Committee questioning the Trust’s
standing on the basis it does not
represent any hapu or iwi of Motiti island. The Committee requested that this
judgment be deferred
until after the Waitangi Tribunal’s determination
about the appropriate mana whenua of Motiti and requested to be involved
in the
appeal as intervenor. We decline these requests. The Trust does not claim to
speak on behalf of any Motiti hapu and the
decision does not determine who holds
mana whenua status. The substantive merits of the Environment Court decision
are not before
us.
[11] Another appeal against the
natural heritage provisions of the Plan was also brought: Royal Forest and
Bird Protection Society of New Zealand Inc v Bay of Plenty Regional Council
[2017] NZEnvC 045; and Royal Forest and Bird Protection Society of New
Zealand Inc v Bay of Plenty Regional Council [2017] NZHC 3080, [2019] NZRMA
1.
[12] Motiti Rohe Moana Trust
v Bay of Plenty Regional Council [2016] NZEnvC 190, [2017] NZRMA 87 [EnvC
Strike‑out decision].
[13] Trustees of the Motiti
Rohe Moana Trust v Bay of Plenty Regional Council [2016] NZEnvC 240 [EnvC
declaratory judgment] at [3].
[14] At [40].
[15] At [39].
[16] At [66].
[17] First judgment of Whata J,
above n 5, at [131].
[18] At [132]−[134].
[19] At [138]; and Second
judgment of Whata J, above n 7, at [20].
[20] First judgment of Whata J,
above n 5, at [98].
[21] At [9]. Also see
[107]−[108].
[22] At [10] and [109].
[23] At [11] and [109].
[24] Second judgment of Whata J,
above n 7.
[25] Motiti Rohe Moana Trust
v Bay of Plenty Regional Council [2018] NZEnvC 067 [EnvC Interim
Judgment].
[26] At [154].
[27] At [155].
[28] At [158].
[29] RMA, s 5.
[30] Section 6.
[31] Section 6(c).
[32] Section 7.
[33] Fisheries Act 1996, s
2.
[34] RMA, s 2.
[35] See definition of
“environment” in s 2.
[36] Section 2.
[37] Section 66(1)(a). A
regional plan includes a regional coastal plan: s 43AA.
[38] With the exception of subs
30(1)(a) and (b) functions.
[39] Section 66(2)(b).
[40] Section 67(3)(b). See
Environmental Defence Society Inc v The New Zealand King Salmon Co Ltd
[2014] NZSC 38, [2014] 1 NZLR 593 at [79]; the NZCPS is given effect in the
objectives and policies of the regional plan.
[41] Section 67(3)(b).
[42] Section 56.
[43] Section 58.
[44] Sections 28 and 57.
[45] Convention on Biological
Diversity 1760 UNTS 79 (opened for signature 5 June 1992, entered into force 29
December 1993) [Biodiversity Convention].
[46] In 2000, the government
also published a 20-year Biodiversity Strategy to affirm its commitments under
the Biodiversity Convention:
The New Zealand Biodiversity Strategy (New
Zealand Government, National Policy Document, February 2000).
[47] First judgment of Whata J,
above n 5, at [34].
[48] Fisheries Act, s 89.
[49] Section 13.
[50] Section 17B.
[51] Section 20.
[52] Section 2.
[53] Section 11.
[54] Section 11(3).
[55] Section 11A.
[56] Section 16.
[57] Reg 4(e).
[58] See the Fisheries (Central
Area Commercial Fishing) Regulations 1986; Fisheries (Challenger Area Commercial
Fishing) Regulations
1986; Fisheries (Southland and Sub-Antarctic Areas
Commercial Fishing) Regulations 1986; and Fisheries (South-East Area Commercial
Fishing) Regulations 1986.
[59] Regs 2DA, 3 and 7.
[60] Biodiversity Convention,
above n 45, preamble.
[61] Property Rights in New
Zealand Inc v Manawatu-Wanganui Regional Council [2012] NZHC 1272.
[62] New Zealand Biodiversity
Strategy, above n 46, at 4.
[63] Bio-what? Addressing the
effects of private land management on indigenous biodiversity (Ministry for
the Environment, Preliminary Report of the Ministerial Advisory Committee,
February 2000) at 35.
[64] Final Report of the
Ministerial Advisory Committee on Biodiversity and Private Land (Ministry
for the Environment, Final Report of the Ministerial Advisory Committee, August
2000) at 65–67.
[65] Fisheries Bill 1994
(63–2) (select committee report) at ii, vii and viii; and see First
judgment of Whata J, above n 5, at [110].
[66] We also note that s 30(2)
was replaced in 2011 by s 9 of the Resource Management Amendment Act (No 2)
2011. Prior to this amendment
subs (2) and (3) relevantly provided:
(2) A regional council and the Minister of Conservation may perform the
functions specified in subsection (1)(d) to control the harvesting
or
enhancement of aquatic organisms to avoid, remedy, or mitigate—
(a) the effects on fishing and fisheries resources of occupying a coastal
marine area for the purpose of aquaculture activities:
(b) the effects on fishing and fisheries resources of aquaculture
activities.
(3) However, a regional council and the Minister of Conservation must not
perform the functions specified in subsection (1)(d)(i),
(ii), or (vii) to
control the harvesting or enhancement of aquatic organisms for the purpose of
conserving, using, enhancing, or
developing any fisheries resources controlled
under the Fisheries Act 1996.
[67] Reay v Minister of
Conservation [2015] NZCA 461 at [20]–[21].
[68] Property Rights in New
Zealand Inc, above n 61.
[69] At [30].
[70] At [32].
[71] The objectives are
specified in the RMA, s 58(1).
[72] Fisheries Act, s 177.
[73] Section 184.
[74] Section 186.
[75] First judgment of Whata J,
above n 5, at [14] and [16]. We note that under s 6 of the Fisheries Act a
regional plan may not give
any fishing sector preferential access to fisheries
resources.
[76] At [128].
[77] At [130].
[78] Second judgment of Whata J,
above n 7, at [23(c)].
[79] EnvC Declaratory judgment,
above n 13.
[80] First judgment of Whata J,
above n 5, at [137].
[81] Second judgment of Whata J,
above n 7, at [16].
[82] The first, fourth, fifth,
and seventh respondents.
[83] The Attorney-General and
the second and third respondents.
NZLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2019/532.html