You are here:
NZLII >>
Databases >>
Court of Appeal of New Zealand >>
2020 >>
[2020] NZCA 235
Database Search
| Name Search
| Recent Decisions
| Noteup
| LawCite
| Download
| Help
Borell v R [2020] NZCA 235; [2020] 2 NZLR 757 (15 June 2020)
Last Updated: 28 October 2022
|
IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
|
|
|
BETWEEN
|
FRANCHESCA KORORIA BORELL Appellant
|
|
AND
|
THE QUEEN Respondent
|
Hearing:
|
28 April 2020
|
Court:
|
Cooper, Wylie and Muir JJ
|
Counsel:
|
E Huda for Appellant J E L Carruthers for Respondent
|
Judgment:
|
15 June 2020 at 11 am
|
JUDGMENT OF THE COURT
The
appeal against conviction is
dismissed.
____________________________________________________________________
REASONS OF THE COURT
(Given by Cooper J)
- [1] The
appellant, Franchesca Kororia Borell, stood trial on a charge of murder before
Mander J and a jury in the High Court at Christchurch.
After the jury
found her guilty she was convicted and sentenced to life imprisonment with a
direction that she serve a minimum term
of 10
years.[1]
- [2] She now
appeals against her conviction raising two arguments neither of which was raised
before or at the trial. She claims,
first, that the trial proceeded on the
basis of a statement that she made to the police following her arrest which
should not have
been before the jury. It is said it was improperly obtained in
consequence of a breach of her right to a lawyer and her right to
silence under
s 23 of the New Zealand Bill of Rights Act 1990. Its admission into
evidence created a real risk that the outcome
of the trial was affected, leading
to a miscarriage of justice in terms of s 232(4)(a) of the Criminal
Procedure Act 2011.
- [3] Secondly,
she submits that her trial was procedurally unfair in terms of s 25(a) of
the New Zealand Bill of Rights Act. This
is because prospective jurors were not
questioned and/or challenged for cause under s 25 of the Juries Act 1981
for the purpose of
ensuring that jury members were not racially prejudiced
against Māori and were therefore indifferent between the Crown and the
defendant, a person of the Māori race. The second ground is based on
s 232(4)(b) of the Criminal Procedure Act, on the basis
that the failure to
question or challenge jurors meant there was an error resulting in an unfair
trial.
- [4] If
successful, either ground of appeal would establish there was a miscarriage of
justice with the consequence that Ms Borell’s
conviction for murder
must be set aside and a retrial ordered.
Background
- [5] The
offending occurred on Christmas Day 2016. The deceased was
Ms Borell’s partner, Mr Singh. She was 22 years of age,
he was
26. They had been in a relationship for some months and were living together at
a house in Cashmere which he was minding
for a friend. On the morning of
Christmas Day Ms Borell and Mr Singh argued. She left the house and
went for a drive.
- [6] When she
returned, Mr Singh was no longer present. She telephoned him and they
arranged to meet in a car park near at the top
of the Port Hills. There was
further conflict when, while they were at the car park, a friend of
Mr Singh’s arrived, and it
was suggested that he return with them to
the house in Cashmere. The friend left, and both Mr Singh and
Ms Borell returned to the
house.
- [7] After they
arrived back, they continued to argue. Ms Borell stated that she was going
to leave Mr Singh but he prevented her
from leaving by blocking her path.
Ms Borell was very angry. She went into the kitchen and obtained a large
kitchen knife.
- [8] The Crown
case was that she used the knife by plunging it into the most vulnerable part of
Mr Singh’s body, his chest.
The knife penetrated his heart and
caused significant internal bleeding.
- [9] After the
fatal wound occurred Ms Borell rang emergency services and a recording of
the call showed that she was in a very distressed
state. In the course of this
call she said there had been “an argument, domestic violence” and
she had thrown an object
at her partner. After describing his state and
referring to his “really heavy breathing” she said she thought he
was
going to die. Asked what she had thrown at him she said “I threw a
knife at him. I threw a knife at him”.
- [10] The police
arrived at the scene at about 2.30 pm. Mr Singh appeared to be unconscious.
Detective Constable Sell said that Ms
Borell was kneeling over Mr Singh and
screaming for help. She was in a “hysterical” state. After the
ambulance officers
arrived another police officer, Constable Collins, knelt
beside Ms Borell and asked her what happened, referring to the knife that
he had found. She told him she and Mr Singh had argued and she had thrown
the knife at him. Ms Borell had to be moved away to enable
the ambulance
officers to assist Mr Singh. Detective Constable Sell and Constable Collins
took her into the adjacent kitchen.
- [11] Mr Singh
was able to be resuscitated and underwent emergency surgery. However, he died
two days later.
Police interview
- [12] The initial
discussion with Constable Collins adjacent to Mr Singh as he lay on the ground
understandably took place without
any reference to Ms Borell’s right to
silence or to legal advice. There was a further discussion in the kitchen in
which she
was again asked what happened. Detective Constable Sell said that Ms
Borell told them Mr Singh had prevented her from leaving, they
had argued and
the argument had become physical. Ms Borell repeated that she had thrown the
knife at Mr Singh. Constable Collins
described that she had given a
demonstration of how she had thrown the knife, which he said was like throwing a
frisbee.
- [13] She
recounted events during her 111 call and said that Mr Singh had made gurgling
noises and then stopped breathing. Ms Borell
said she wanted to accompany Mr
Singh to the hospital, but the police said she could not do so. They remained
at the house awaiting
the imminent arrival of police officers from the
Criminal Investigation Branch. However, at this point Detective Constable
Sell
decided to advise Ms Borell of her rights to remain silent and to speak to
a lawyer. The Detective Constable explained that she
knew it was likely
Ms Borell would be questioned and thought she should make sure she knew
what her rights were. She read the rights
from a form that she kept in the back
of her notebook. Ms Borell acknowledged she had done so.
- [14] The
Criminal Investigation officers arrived at 3.30 pm and at 3.47 pm took over
responsibility for dealing with Ms Borell. Detective
Healey placed her under
arrest and again advised her of her rights. He asked her if she understood her
rights and she said that
she did. Accompanied by Detective Constable Sell he
walked her to a waiting police car. She was searched by Detective Constable
Sell before getting into the car. Detective Healey described her as calm and
cooperative but upset. He smelt alcohol on her breath
and she confirmed she had
been drinking.
- [15] They
arrived at Christchurch Central police station at 3.57 pm. She was then subject
to a formal interview commencing at 4.38
pm. There were some preliminary
exchanges during which Ms Borell gave Detective Healey her name and address, her
cell-phone number
and said where she worked. She also said that she was
studying criminal law at university. The interview then
proceeded:[2]
- In
terms of how we’ve got to where we are now um I arrived at
... Cashmere Road today at um 3.30pm. When I’ve arrived
at
Cashmere Road I um walked up the driveway and I saw you speaking to a
Constable in uniform.
FB (Nods head)
- Um
Constable SELL and she had been talking to you prior to my arrival. Um she came
over and explained the circumstances to me as
to as to what had happened and
then I came over to you and introduced myself as Chris.
FB (Nods
head)
- I
shook your hand and I started talking to you a ah um about a few a few bits and
pieces. I explained the procedure um that was going
to happen, namely that we
were going to to leave the address and come to the Police Station. While we were
there um you asked me
who the people were out on the
road.
FB (Nods head)
- Um
and they were the people with all the cameras and I said to you that they were
the media um and rightly so you were a bit concerned
about the media being there
because you said it wasn't your house.
FB Mm.
- Um
we managed to get to the to the to the car and then we we left straight to
Christchurch Central Police Station which probably
took about five minutes, is
that fair.
FB Mm (nods head).
- On,
in the back of the patrol car at ah I I advised you before we went to the car
that you you are under arrest for assault um and
I know that Constable SELL
previously gave you some rights but I gave you those rights again in the back of
the patrol car. For the
record I told you that you have the right to remain
silent. You do not have to make any statement. Anything you say will be recorded
and may be given in evidence in court. You have the right to consult and
instruct a lawyer without delay and in private before deciding
whether to answer
any questions and Police have a list of lawyers you may speak to for free. I
asked you um after I had given you
those rights, do you understand your rights
which I ah noted in my notebook and you replied yep. Is that
fair.
FB Yeah.
- On
the way to the Police Station you and I talked about ah Christmas morning um and
you explained to me how you had ah paua fritters
for
breakfast.
FB Mm.
- And
you also said that you made some croissants. You said you’d had a lovely
morning...
FB (Nods head)
- And
that you had um contacted your whanau in Gisborne and that ah your partner um
Hardeep...
FB Mm.
- Had
contacted his family in India. Um it was about 5 o’clock in the morning
in India um and you ah indicated that most or
all of his family were living in
India. Is that fair.
FB Yeah.
- We’ve
come to the Police Station. We’ve done a few administrative ah things um
and then I’ve uplifted you from
ah just next door and we’ve come in
here. Is that a fair account of what’s happened so far.
FB
(Nods head)
CH Happy with that.
FB Yeah.
- [16] In the
balance of the interview Ms Borell gave her account of the events that had taken
place. She described how she and Mr
Singh had argued, how the argument
escalated and how at one point he had head-butted her. She
continued:
And I think I just got really angry after that, ran into
the kitchen, I grabbed a knife and I pointed it at him and I said get out
of my
way and he wouldn’t move, he wouldn’t move. I was like get out of
my way (crying)... I don’t want
to be here with you anymore so he just stood and hand it and I just chucked it
at him (demonstrates using left arm) ... and it slit across his
chest (indicates chest area)... and he was still standing. He
actually wanted to put the knife inside him like he wanted to grab it and he
grabbed it (wiping eyes)... I managed to get it off him and he wanted to
put it inside but I just, I managed to chuck it I think (demonstrates
swinging left arm)... I don’t know where I chucked it. Luckily he
didn’t do anything and then he just, he just blacked out and he stopped
breathing and I thought he was acting for like a minute and he wasn’t and
then I rung the ambulance and the lady was on the
phone with me for ages and
then he started coughing and making these gasping sounds and his eyes started
rolling back and I didn’t
know what to do (crying)... I was
trying to fucken get him to breathe but he wouldn’t breathe. I was like
babe breathe and the lady was trying to teach
me how to do resuscitation on him
but it wouldn’t work and he just kept coughing (head in hands
crying)... and then the lady, the cop, she turned up and she tried to do the
same but nothing was working.
I don’t know what happened (crying)... I did I done
it.
CH You what Fran.
- I,
I, I was the one that was the cause of everything, I (crying)...
I, I was the one that threw the knife at his chest.
CH Mm.
FB And then he stopped breathing.
- Fran
you mentioned that you wanted to leave because of everything you you’d put
Hardeep through.
FB (Nods head)... Yeah (wipes
nose)...
CH What do you mean by that.
FB Like all, all the arguing, all of the swearing.
CH Mm.
FB All the heartache.
CH How long have [you] and Hardeep been together.
- Ah
not that long really. We were, we’ve been on and off but I’d say
just this year probably about three or four months.
- Okay
and can you tell me a bit about you your relationship, you’ve mentioned or
you’ve just said that you put Hardeep
through...
FB Yeah.
CH Was arg was arguing and and and confrontation frequent.
FB Ah yep.
CH Mm hmm.
FB When I wanted out yep yep (nods head)...
- So
from what you’ve said to me, am I fair in saying that you felt trapped
didn’t you.
FB (Nods head)... Yeah sort of yep.
CH Yeah.
FB Yeah.
CH You wanted a release didn’t you.
FB (Nods head)...
CH Mm and it’s pretty hard to get that isn’t it.
FB Yep.
- [17] Ms Borell
did not give evidence at the trial. She relied on the video interview to put
her account of what happened before the
jury. There was no attempt pre-trial to
have the interview excluded, nor was any issue raised as to its admissibility at
the trial.
The issues at trial
- [18] The Crown
relied on expert evidence from Dr Martin Sage, a forensic pathologist and
Professor Mark Jermy, a mechanical engineer,
to claim that the nature of the
wound, the force that would have been needed to cause it and the angle of entry
were more consistent
with her having used the knife to stab Mr Singh, rather
than throwing it at him, as she claimed in her video interview.
- [19] The Crown
alleged that Ms Borell must have struck a deliberate blow with the knife to Mr
Singh’s chest and must have appreciated
the risk she was taking that using
the knife in that manner would cause his death.
- [20] The defence
proceeded on the basis that Ms Borell accepted responsibility for manslaughter
but lacked murderous intent. Counsel,
Mr Shamy, began his closing address by
stating:
In admitting to manslaughter Ms Borell has accepted
responsibility for taking Mr Singh’s life. His death will be forever on
her conscience. She has taken the life of the man she loved. This is tragedy
not a murder.
- [21] He invited
the jury to focus on her state of mind at the critical moment when she used the
knife and ask whether they were sure
that she appreciated there was then a real
risk that her actions could result in Mr Singh’s death. While she
admitted wanting
to hurt him immediately prior to using the knife, that was not
the same thing as wanting to cause his death. The Crown had to show
a conscious
appreciation that death might result and a conscious decision to use the knife
and run that risk. Mr Shamy asked the
jury to consider the possibility
that it was simply chance or misfortune that resulted in the knife entering Mr
Singh’s heart
and placed emphasis on the fact that there was only a single
wound.
- [22] Mr Shamy
told the jury that whether the knife was thrown or used to stab the victim was
not relevant. However, he reminded them
that Dr Sage had said he could not
say whether the knife was being held at the time of impact. He also reminded
them of Professor
Jermy’s concession in cross-examination that he had not
viewed or read Ms Borell’s video interview, and had accepted
he was not
able to comment on her account of how she had thrown the
knife.
Admissibility of the statement
- [23] Mr Huda
submitted that Ms Borell’s statement was improperly obtained for the
purposes of s 30(1)(a) of the Evidence Act
2006, as a result of the
cumulative effect of three considerations. First, he noted that Detective
Healey had questioned Ms Borell
some 51 minutes after he informed her
of the right to a lawyer and the right to silence; he had given Ms Borell
the rights information
at 3.47 pm, and started to question her at 4.38
pm. In this respect, Mr Huda referred to this Court’s judgments
in R v Jones, R v Johnson and
Lyttle v R.[3] In
Lyttle, this Court
said:[4]
It is well
settled that where an interview is interrupted before being resumed after a
significant time delay, or where a further
interview is undertaken after
substantial time has elapsed, the suspect should be reminded of those
rights.[5]
- [24] The second
strand of Mr Huda’s argument was a submission that the appellant was
informed of her rights when she was under
the influence of alcohol, and, most
importantly, “transitioning from a uniquely heightened emotional
state”. Mr Huda
contrasted that with the fact that she was
questioned without being further advised of her right to a lawyer and right to
silence
when she was “in relative terms, more sober and in a settled
emotional state in a custodial setting”.
- [25] Thirdly, Mr
Huda submitted that Ms Borell was not only naïve on account of her
age, but also inexperienced in dealing with
the police. Only 22 and a half
years old at the time of her arrest, and with no previous convictions, she had
had no contact with
the criminal justice system. Consequently, it would be
perfectly possible that she had interpreted Detective Healey’s advice
when he started to question her as simply an account of the fact that she had
previously been advised of her rights. Mr Huda suggested
that it could not
be assumed she understood that those rights continued to apply.
- [26] Consequently,
Mr Huda submitted that Ms Borell was unlikely to have known that her
right to a lawyer and her right to silence
continued to exist and could be
exercised at the formal interview when she had not previously exercised those
rights. Mr Huda submitted
that because of the substantial lapse of time,
the change of Ms Borell’s emotional state during that time, and the
change of
setting it was incumbent on Detective Healey explicitly to
readvise Ms Borell of her right to a lawyer and right to silence before
questioning her at the police station. Alternatively, he should have made it
plain to her that the rights she had been informed
of at the scene previously
continued to apply and could be invoked at any time during his questioning of
her.
- [27] Mr Huda
proceeded to address reasons why the statement, having been improperly obtained,
should have been excluded in accordance
with the balancing process required
under s 30(2)(b) and (3) of the Evidence Act.
- [28] We do not
accept Mr Huda’s submission that the statement was improperly
obtained and consequently do not need to address
the balancing process that
might have otherwise been required under s 30(2) of the Evidence Act.
- [29] As
Mr Carruthers pointed out for the respondent, Ms Borell had in fact
been advised of her rights on three occasions, once by
Detective Constable Sell
and again by Detective Healey at the scene a short time later. The third
occasion occurred at the police
station, at the outset of the interview.
Mr Huda’s proposition was that the way in which Detective Healey
had referred to
the rights in the formal interview would not have been effective
to inform Ms Borell that the rights previously explained to her
continued.
That was so, because Detective Healey spoke about what she had previously
been told as opposed to simply repeating the
rights.
- [30] We reject
that proposition. The evidence at the interview shows the appellant gave a
reasonably articulate account of what happened.
There is no suggestion that she
had difficulty understanding the questions that were put or in expressing
herself. When Detective
Healey recounted what he had told her previously, he
did so in a way which we consider would have been understood as a statement
of
her rights as they existed not only when she was first told about them but also
at the interview. We consider, for example, the
statement that “for
the record I told you that you have the right to remain silent. You do not have
to make any statement”
would have been taken by her as a statement of what
her rights were and remained. Similarly, with “you have the right to
consult
and instruct a lawyer without delay and in private”.
Consequently, we are satisfied that the premise on which Mr Huda’s
submission about delay was based cannot be sustained. It is worth noting too
that the passage in Lyttle on which Mr Huda relied, and we have
quoted above, was preceded by the explanation given by the Court that 10 days
had elapsed between
the arrest and the challenged
interview.[6] Clearly, even if
(contrary to our view) the advice given at the scene were to be treated as the
only effective advice to Ms Borell
of her rights, there would be a far less
significant delay on the facts of this case.
- [31] Since we
have concluded that Ms Borell was effectively advised of her rights at the
outset of the formal interview, the second
issue raised by Mr Huda also
falls away. As he accepted, by the time of the formal interview, Ms Borell
was in relative terms “more
sober and in a settled emotional
state”.
- [32] As to the
third point, we do not accept that Ms Borell could properly be described as
naïve and unlikely, by virtue of her
age, to have understood the advice
that Detective Healey gave her in the formal interview. He recorded that
she had acknowledged
her rights when they were previously given to her. She was
studying law at university. We have concluded, for the reasons set out
above,
that she would have understood the rights continued, because of the way in which
the issue was further addressed by the Detective
at the formal interview. It is
appropriate to record that there is no evidence to the contrary. There was no
issue raised prior
to or at the trial as to the admissibility of the statement,
nor has there been any attempt to place evidence before this Court on
appeal
that Ms Borell did not understand her rights. All we have is
Mr Huda’s submissions.
- [33] There is no
suggestion of counsel error, and in circumstances where the defence relied on
the statement for the narrative that
might support a manslaughter verdict, there
is nothing to counter the inference that experienced defence counsel who acted
at the
trial chose not to challenge the statement either because he did not
consider the challenge would succeed or because there were tactical
advantages
in allowing it to go before the jury. As Mr Carruthers pointed out, this
approach enabled the defence to emphasise the
consistency of
Ms Borell’s account of having thrown the knife from when she first
spoke to Detective Constable Sell at the
scene. The emotion she
showed in giving her account of what had happened, her immediate attempt to
assist the deceased and her very
upset state at the scene all helped the defence
narrative that she had lacked murderous intent.
- [34] For these
reasons, we are satisfied that the challenge to the admissibility of her
statement cannot succeed.
Failure to challenge for cause
- [35] Section 25
of the Juries Act permits the questioning of prospective jurors.
It provides:
25 Challenges for cause
(1) In addition to the right to challenge under sections 23 and 24, each
party to the proceedings is entitled to any number of challenges
for cause on
the grounds that—
(a) a juror is not indifferent between the parties; or
(b) a juror is not capable of acting effectively as a juror in the
proceedings because of disability.
(2) Except as provided in section 23, no other ground of challenge for cause
shall be allowed.
(3) The Judge shall determine every challenge for cause, in private, in such
manner and on such evidence as he thinks fit.
- [36] The
foundation of this ground of appeal is that Ms Borell is a young Māori
woman by descent and appearance. The complaint
is that at her trial, no
safeguard was put in place to reduce, to the extent possible, the illegitimate
effects of racial prejudice
that jurors may have held against her by reason of
her being Māori.
- [37] That
argument is placed in the context of ss 25 and 19 of the New Zealand
Bill of Rights Act. Under s 25(a) of that Act, everyone
who is charged
with an offence has, in relation to the determination of the charge, “the
right to a fair and public hearing
by an independent and impartial court.”
Then, under s 19 of the Act, there is an affirmation of the right to
freedom from discrimination.
Under s 19(1), everyone has the right to
freedom from discrimination on the grounds of discrimination in the
Human Rights Act 1993,
which includes discrimination on the basis of
race.
- [38] Mr
Huda submitted that the failure to guard against the illegitimate effects of
jury prejudice had given rise to a miscarriage
of justice. He essentially
invited this Court to adopt the approach taken by the Supreme Court of Canada in
R v Williams where it was
said:[7]
...
bias may affect the trial in different ways. It may incline a juror to believe
that the accused is likely to have committed the
crime alleged. It may incline
a juror to reject or put less weight on the evidence of the accused. Or it may,
in a general way,
predispose the juror to the Crown, perceived as representative
of the “white” majority against the minority-member accused,
inclining the juror, for example, to resolve doubts about aspects of the
Crown’s case more readily ... When these things occur,
a juror, however
well intentioned, is not indifferent between the Crown and the accused. The
juror’s own deliberations and
the deliberations of other jurors who may be
influenced by the juror, risk a verdict that reflects, not the evidence and the
law,
but juror preconceptions and prejudices.
- [39] As to an
evidential foundation to support a claim of widespread racial prejudice against
Māori, Mr Huda referred us to another
passage in Williams, in which
it was said:[8]
... where
widespread prejudice against people of the accused’s race is demonstrated
at a national or provincial level, it will
often be reasonable to infer that
such prejudice is replicated at the community level.
- [40] He then
referred us to the report of the Safe and Effective Justice Advisory Group,
Turuki! Turuki! Move
together!,[9] where it was
said:
Racism is common in New Zealand society. Many people hold
negative stereotypes of Māori, Pacific and other ethnic and cultural
groups, and this is reflected in individual actions that discriminate on the
basis of race. We heard numerous examples of institutional
racial
discrimination in the justice system, particularly towards Māori and
Pacific communities. High rates of arrest and imprisonment
of Māori
reflect systematic discrimination both within justice and the wider
community.
...
And:[10]
Many saw the justice system as a tool of colonisation, which operated
according to Anglocentric cultural ideas while systematically
discriminating
against and subjugating Māori.
- [41] Mr Huda
also referred us to observations made by the Law
Commission:[11]
It was
emphasised to us that many Māori feel very strongly that juries are not
representative of Māori society, and this
contributes to a general feeling
of alienation from the criminal justice system.
- [42] Mr Huda
also relied on observations made about racism by this Court in Kearns v
R:[12]
[24] ...
There is ample research which shows that unconscious bias exists, though (for
those not negatively affected) it is rarely
obvious and easily overlooked. Few
who discriminate on the basis of race will admit it. Some will prefer to hide
it. Most will
be unaware of it and so will find the suggestion they do so
insulting.
[25] Racial bias finds expression in policing as it does in other parts of
the community. An internal survey of frontline police
officers (independently
conducted for the New Zealand Police and Te Puni Kōkiri) concluded that,
while cultural awareness within
police was improving, racially biased attitudes
persisted in a minority of officers. While this study is more than
15 years old,
the disparity in “criminal justice outcomes” that
triggered concerns explored in it and other studies remains unchanged,
and in
some respects has become worse.
(Footnotes omitted.)
- [43] Mr Huda
submitted that in the absence of questioning of potential jurors at
Ms Borell’s trial, the Court could not be confident
that jury members
were not racially prejudiced against Māori to an extent that would have
impaired their ability to be “indifferent”
between Ms Borell
and the Crown as required by s 25 of the Juries Act. Mr Huda also raised
the related issue of the absence of a
tailored anti-discrimination direction by
the Judge.[13]
- [44] For the
respondent, Mr Carruthers submitted that it was unsurprising that counsel
for Ms Borell had not sought to make inquiries
of prospective jurors in
light of this Court’s decision in R v
Sanders.[14]
In that case, which was a decision of a Full Court, it was observed that
challenges for cause have been rare in New Zealand, and
challenges
accompanied by cross-examination were even more
rare.[15] After discussing relevant
authorities, the Court referred to the reluctance of English, Australian and
New Zealand courts “to
allow intrusive and quite possibly fruitless
cross‑examination of potential jurors”, although it was noted that a
different
approach had been taken in
Canada.[16] The Court
concluded:[17]
One can
only remain unconvinced that any novelty should be introduced into ordinary New
Zealand criminal practice, while recognising
that in wholly exceptional cases a
trial judge may properly exercise the judicial discretion of allowing jurors,
whose names have
been called, to be cross‑examined before taking their
seats.
- [45] Given this,
Mr Carruthers submitted that had defence counsel in this case sought to
cross‑examine jurors to ascertain whether
they were prejudiced against
Māori, there would have been little prospect of the trial Judge allowing
it.
- [46] Mr Carruthers
also submitted that acceding to the appellant’s argument would run
contrary to the assumption that jurors
will approach their task conscientiously,
and will follow judicial directions to decide the case putting to one side any
prejudice
or sympathy. The system of trial by jury has long been said to turn
on such an assumption.[18] Such a
direction was given in the present case, although as is usual it made no mention
of racial prejudice.
- [47] Mr Carruthers
also pointed out that there is no evidence to suggest that even if prospective
jurors had been questioned, there
would have been any change to the composition
of the jury who in fact tried the case. He also referred to the possibility
that if
jurors had been set aside by reason of prejudice against Māori, it
was possible that persons with different kinds of prejudice
(perhaps against
those who act violently whilst under the influence of alcohol) might have been
substituted.
- [48] Finally,
Mr Carruthers submitted that the process proposed by Mr Huda would
radically alter the way jury trials are conducted
in New Zealand having
regard to the rarity of questioning prospective jurors that has prevailed to
this point. A shift of such magnitude
from established practice could obviously
not be made lightly and, in his submission, should be left to Parliament.
- [49] There is no
doubt that the submissions made by Mr Huda open up a very large subject. But we
do not consider they can be accepted
in the circumstances of this case. We say
that for three principal reasons.
- [50] First, Mr
Huda effectively asks this Court to go much further than the Supreme Court of
Canada went in R v Williams. That case involved an Aboriginal defendant
and a white complainant. Counsel for the defendant sought to challenge
potential jurors
for cause to determine whether they were prejudiced against
Aboriginals so as to impair their impartiality. Although such a challenge
had
been allowed at the original trial it was declined at a retrial. The question
to be determined, ultimately by the Supreme Court,
was whether the Judge who
presided at the retrial should have allowed challenges for cause as had been
allowed at the first trial.
That issue was determined in the affirmative.
Similarly, in R v Sanders the issue was also whether a challenge for
cause should have been allowed. These were not cases where it was asserted, as
Mr Huda
argues here, that there had been a miscarriage of justice because no
challenge was sought to be made.
- [51] There is
also authority which would be against accepting the argument, even in Canada.
In R v Rollocks the appellant argued that that the absence of a challenge
for cause resulted in a miscarriage of justice, but not that racism had
in fact
affected the verdict.[19] The
appeal was dismissed. The Ontario Court of Appeal held there was a strong onus
on a defendant to raise such challenges at the
outset of a trial, noting that
the challenge goes to the validity of the court constituted to try the case.
Doherty JA, writing
for the Court observed that a challenge for cause could
only be initiated by the defendant, not the judge, and
continued:[20]
A
challenge for cause is the accused’s personal opportunity to take a direct
role in ensuring the impartiality of the jury selected
to try that accused.
Where the accused does not avail herself or himself of that opportunity at the
appropriate time, an appellate
court must be very reluctant to find that the
absence of the unrequested challenge for cause resulted in a miscarriage of
justice.
- [52] As in
Canada,[21] s 25 of the
Juries Act confers only an entitlement on the accused to challenge
potential jurors for cause. The section does not
require that challenges for
cause be made, and a challenge for cause on the basis of Williams could
only have been made by the appellant’s trial counsel. The necessary
implication of Mr Huda’s argument is therefore
that trial counsel
should have made a challenge for cause but did not. Accordingly, the only way
failure to challenge for cause
could be relevant in this case would be if the
appellant’s trial counsel committed an error which resulted in
a miscarriage
of justice.[22]
The fact Mr Huda did not seek to pursue this argument is not
surprising. Challenging jurors for cause based on potential racial
prejudice is
not established practice in New Zealand, and in light of R v Sanders it
cannot be said that trial counsel committed any error by not doing so. In the
circumstances, s 25 of the Juries Act cannot assist
the appellant.
- [53] Secondly,
and in any event, notwithstanding the statements on which Mr Huda relied in
Turuki! Turuki!, the Law Commission report and this
Court’s judgment in Kearns v R, we do not consider that there is an
evidential foundation for concluding that there has been, or might have been, an
unfair trial
in this case as a consequence of failure to challenge for cause in
the jury selection process. There was such evidence in R v Williams, on
the basis of which the Judge at the first trial had allowed the challenges for
cause to proceed.[23] While
Mr Huda has been able to rely on the Law Commission statement in which
concerns were reflected about juries not being representative
of Māori, the
failure to provide evidence about this issue at the trial means it cannot be
pursued now. The same applies with
respect to what was said in Turuki!
Turuki!. This Court’s observations in Kearns acknowledging the
possibility of unconscious racial bias affecting members of the community show
that there could be an issue that
needs to be addressed, but we do not consider
there is a demonstrated risk this trial might have been affected by bias. To
allow
the appeal on the basis for which Mr Huda contends would be to make an
assumption about the potential state of mind of one or more
members of this jury
which might be completely unjustified.
- [54] We do not
think it would be appropriate to do so, especially having regard to the
requirement for jury unanimity or near unanimity,
and the narrowness of the
issues this jury had to decide. The defence accepted there was a homicide and
the focus of the trial was
whether this was murder or manslaughter. We have to
say the idea that jurors might decide this was a murder because the defendant
was a Māori seems extremely implausible.
- [55] Thirdly,
acceding to Mr Huda’s submission would, as Mr Carruthers submitted,
amount to a fundamental change in criminal
trial practice in this country. The
implication would be that a failure to challenge for cause would constitute an
error resulting
in an unfair trial because of inferred lack of impartiality in
the case of any trial where a person of Māori race had been convicted
by a
jury consisting of persons who were not Māori. Such a conclusion would
require the most careful consideration and a far
more in-depth examination of
the need for, and implications of, change than is contained in any of the
materials to which we were
referred by counsel. As we have noted above, this
would be an outcome well beyond what was decided in R v Williams.
- [56] It may be
necessary in an appropriate case to re‑examine some of the statements made
in R v Sanders, particularly in a case where the issue of racial
prejudice might be thought to arise. We note for example that when that case
was
decided, the Court was able to record that it had not been referred
“to any in‑depth discussion of the subject by the
Supreme Court of
Canada”.[24] That could not
now be said, because R v Williams does represent an
in‑depth discussion of the subject, in the course of which McLachlin J
(writing for the Court) analysed the
justification for contemplating inquiries
into the potential prejudice of jurors at a trial under statutory provisions
similar to
s 25 of the Juries Act, and provisions in the Canadian Charter
of Rights and Freedoms analogous to ss 19 and 25(a) of the New Zealand
Bill
of Rights Act.[25]
- [57] However, it
is clear that this is not the appropriate case to embark on a thoroughgoing
examination of the potential application
of these conclusions in
New Zealand.
- [58] The second
ground of appeal also fails.
Result
- [59] The appeal
against conviction is dismissed.
Solicitors:
Crown Law Office, Wellington for Respondent
[1] R v Borell [2018] NZHC
3281.
[2] In this extract CH is
Detective Healey, FB is Ms Borell.
[3] R v Jones CA312/92, 16
July 1993 at 4; R v Johnson [2007] NZCA 9 at [20]; and
Lyttle v R [2017] NZCA 245.
[4] Lyttle v R,
above n 3, at [102].
[5] R v Kumar [2015] NZSC
124, [2016] 1 NZLR 204 at [130]; R v V (1996) 3 HRNZ 616 (HC)
at 619; and Andrew Butler and Petra Butler The New Zealand Bill of
Rights Act: A Commentary (2nd ed LexisNexis, Wellington, 2015) at
[20.11.11].
[6] Lyttle v R,
above n 3, at [102].
[7] R v Williams [1998] 1
SCR 1128 at [11].
[8] At [41].
[9] Safe and Effective Justice
Advisory Group Turuki! Turuki! Move Together! (2nd report, 2019)
at 12.
[10] At 45.
[11] Law Commission Juries in
Criminal Trials: Part Two (NZLC PP37, 1999) at 80, cited in
Law Commission Juries in Criminal Trials (NZLC R69, 2001) at 68.
[12] Kearns v R [2017]
NZCA 51, [2017] 2 NZLR 835.
[13] The Judge directed the jury
as follows: “You must not allow your judgment to be swayed by
considerations of prejudice and
sympathy. You need to be entirely objective in
your assessment of the case, however difficult that may be. It is often said in
trials that jurors are effectively sitting or acting as Judges, and you must
approach your task in the same way as you would expect
a Judge would,
dispassionately and objectively.”
[14] R v Sanders [1995] 3
NZLR 545 (CA).
[15] At 548–549.
[16] At 550.
[17] At 550. It may be noted
that the kind of procedure for which Mr Huda advocated would not be adopted in
“wholly exceptional
cases” but would be of general application.
[18] See Winter v R
[2019] NZSC 98, [2019] 1 NZLR 710 at [146]; Green v R [2016] NZCA 196
at [24]–[25]; and R (CA340/2015) v R [2015] NZCA 287 at [22].
[19]
R v Rollocks (1994) 19 OR (3d) 448 (ONCA).
[20] At 454.
[21] Criminal Code RSC 1985 c
C-46, s 638.
[22] We do not consider this is
one of those “rare cases” where a miscarriage of justice can be said
to have occurred absent
any error by trial counsel: Sungsuwan v R [2005]
NZSC 57, [2006] 1 NZLR 730 at [67] per Gault, Keith and Blanchard JJ. See also
[68]–[70].
[23] R v Williams, above
n 7, at [54].
[24] R v Sanders, above n
14, at 550.
[25] Canadian Charter of Rights
and Freedoms, pt 1 of the Constitution Act 1982, being sch B to the Canada Act
1982 (UK), ss 11(d) and
15(1).
NZLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2020/235.html