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Harris v R [2021] NZCA 143 (29 April 2021)
Last Updated: 4 May 2021
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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BETWEEN
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MONIQUE HARRIS Appellant
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AND
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THE QUEEN Respondent
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Hearing:
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24 February 2021
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Court:
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Cooper, Mallon and Wylie JJ
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Counsel:
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M N Pecotic for Appellant A M McClintock and O S Klinkum for
Respondent
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Judgment:
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29 April 2021 at 10 am
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JUDGMENT OF THE COURT
- The
appeal against sentence is allowed.
- On
the charges of manufacturing methamphetamine and possession of methamphetamine
for supply, the existing concurrent sentences of
five years and three
months’ imprisonment are quashed.
- Concurrent
sentences of four years and five months’ imprisonment are
substituted.
- The
existing concurrent sentences on the other charges remain as imposed in the
District
Court.
____________________________________________________________________
REASONS OF THE COURT
(Given by Mallon J)
Introduction
- [1] The
appellant, Monique Harris, faced drug and weapons charges arising out of two
sets of offending. She pleaded guilty and was
sentenced by Judge E P Paul to
five years and three months’
imprisonment.[1]
She appeals that sentence as manifestly excessive. She says the starting point
for the lead charge (manufacturing methamphetamine)
was too high. She also says
she should have received greater discounts for personal mitigating
factors.
Background
2017 offending
- [2] The first
set of offending involved possession of methamphetamine for
supply,[2] possession of heroin,
cocaine and GBL
(“fantasy”),[3] and
unlawful possession of a restricted weapon (a contact
taser).[4]
- [3] The charges
arose following a call to the police by a concerned member of the public who saw
Ms Harris on a West Auckland suburban
street in the late afternoon of 5 October
2017. The police attended and attempted to speak to Ms Harris, who tried to
walk away.
The police then invoked their search powers and Ms Harris threw her
handbag away. The handbag was retrieved and searched. Inside
the handbag was
97.646 g of methamphetamine, a bottle of GBL weighing 54.9 g, less than a gram
of cocaine, 96 mg of heroin, a contact
stun taser and a tick book. $1,798
in cash was also found on Ms Harris.
2018/2019 offending
- [4] The second
set of offending involved wilful damage of an EM
bracelet,[5] manufacturing
methamphetamine,[6] and unlawfully
possessing a pistol.[7]
- [5] Ms Harris
had been granted EM bail on 17 August 2018 on the first set of charges. On 3
November 2018, she removed her EM bracelet
and absconded. A warrant for
her arrest was issued.
- [6] Early on 1
May 2019, police found Ms Harris at a Henderson address in a sleep-out with her
partner. In the sleep-out, the attending
officers located various items used to
manufacture methamphetamine, including precursor substances, equipment and
methamphetamine
ingredients. Methamphetamine weighing 51.5 g was also present.
Police also located a portable safe which contained a loaded 9 mm
pistol and 45
live 9 mm rounds, and a black bag with a box of ammunition containing a further
48 9 mm rounds. Ms Harris admitted
all these items belonged to her and that she
had manufactured methamphetamine at the address on more than one
occasion.
Personal circumstances
- [7] Ms Harris
was 33 and 34 years old at the time of the offending. Her conviction
history involved relatively low-level offending,
most relevantly a spate of
offending in 2012 involving possession of methamphetamine, possession of a knife
and offensive weapons,
breaching community work, failing to answer bail (for
which she was sentenced to intensive supervision and fined) and neglect of
a
child in 2015 (for which she was sentenced to a short period of
imprisonment).
- [8] Ms Harris
described a difficult childhood when interviewed by the probation officer for
her pre-sentence report. Her father was
addicted to alcohol and drugs and was
violent to her mother. Her parents separated when she was 10 or 11 and she
moved around with
her mother a lot after that. Her father introduced her to
methamphetamine when she was 15. She was also subject to other personal
trauma
when she was 14. She began dealing drugs when she was 19 and has had a
long-standing drug dependency with only limited periods
of abstinence.
- [9] In
explanation for the 2017 offending, she said the drugs were for her and the cash
was money she had won and was looking to use
to buy a car. In explanation for
the later offending, she said she absconded from the EM bail address in November
2018 because her
grandmother had passed away and she wanted to attend the
funeral. She then went “on the run” and began manufacturing
methamphetamine “to survive”.
- [10] A report
under s 27 of the Sentencing Act 2002 was also prepared for sentencing. This
report traversed similar matters to that
covered in the pre-sentence report. It
also discussed that Ms Harris’ drug use was the reason why her two
children were removed
from her care. The report discussed Ms Harris’
disconnection from Te Ao Māori and her willingness to reconnect with
her
whanau. It also referred to her limited employment history since leaving
school at age 15 and her recognition that employment was
key to refraining from
substance abuse and offending.
District Court
- [11] Ms Harris
was sentenced in the District Court on both sets of offending. The Judge
took manufacturing of methamphetamine as
the lead charge. He did not accept
that the “lesser” role described in the guideline judgment of
Zhang v R applied to Ms Harris because it was her drugs
operation.[8]
He considered the appropriate starting point for this charge was five
years’ imprisonment. He uplifted the starting point
by six months for the
pistol possession.[9]
- [12] The Judge
accepted that the “lesser” role applied to Ms Harris in
relation to the methamphetamine found in her handbag
in 2017. However, it was a
significant amount and, while he accepted some of the drug was for Ms
Harris’ own use, he considered
that some of it was certainly to be passed
on or sold to others.[10]
He considered four years’ imprisonment was appropriate for this
offending. He then applied an uplift of six months for possession
of the taser
and the other drugs.
- [13] This meant
a combined starting point of ten years’ imprisonment. The Judge reduced
this by three years for totality (30
per cent). The adjusted starting point was
therefore seven years’ imprisonment. This was then uplifted by three
months (3.5
per cent) for personal aggravating factors. This was
primarily because Ms Harris had removed her EM bail bracelet and had gone on
to
commit serious offending.[11]
Ms Harris also had prior drug convictions. However, the uplift needed to
be balanced against the time Ms Harris had successfully
spent on EM bail.
- [14] The Judge
then allowed a 15 per cent discount for the matters raised in the
s 27 report.[12] He
regarded the deprivation Ms Harris suffered in her early life and her addiction
as factors causally connected to her offending.
He considered the extent of the
discount needed to be tempered against the opportunities Ms Harris had
previously had to rehabilitate,
most recently in 2018. He considered a 15 per
cent discount for her guilty plea was
appropriate.[13] This resulted in
an overall end sentence of five years and three months’ imprisonment,
which the Judge imposed for the manufacturing
and supply of methamphetamine
charges.[14]
Appeal
Starting point
- [15] Ms Pecotic,
counsel for Ms Harris, submits the Judge’s starting point for the lead
offending (manufacturing methamphetamine
in 2019) was excessive. She refers to
Roulston v R by way of
comparison.[15] That case involved
manufacturing methamphetamine (with a total quantity of 113 g) and related
supply charges as well as unlawful
possession of a pistol. The appellant was
also found with $23,240 in cash. The quantity of methamphetamine put the
offender into
the middle of band two of Zhang. The appellant’s
role was regarded as being a small-time commercial manufacturer and an addict
who manufactured for personal
use. This Court considered six years’
imprisonment was the appropriate starting point for the manufacturing charge.
- [16] Ms Pecotic
says that the quantity in Ms Harris’ case puts her towards the lower end
of band two of Zhang. She maintains that Ms Harris had a
“lesser” role as described in Zhang. She notes that the
material found was in a liquid or a low purity state. She says she that Ms
Harris was a functioning addict
producing poor quality methamphetamine for her
own consumption. She submits the starting point for the manufacturing charge
should
have been three years’ imprisonment. She accepts the Judge’s
uplift of six months’ imprisonment for the possession
of the pistol was
appropriate.
- [17] For the
2017 offending, Ms Pecotic says a starting point of three and a half to four
years’ imprisonment would have been
appropriate. Again, she says that Ms
Harris fitted into the “lesser” category of Zhang, with the
quantity and range of drugs reflecting her spiralling drug addiction. Ms
Pecotic says the uplift for the possession of
the taser should have been three
months rather than the six months the Judge adopted.
- [18] Ms Pecotic
says that a discount for totality from this adjusted combined starting point of
at least 18 to 24 months would have
been appropriate. This would mean a
sentence of five and a half to six years’ imprisonment before mitigating
factors.
- [19] The Crown
submits the Judge’s starting point on the lead charge was appropriate. It
does not accept that the methamphetamine
manufactured was of poor quality. The
testing results before the District Court showed that 28.4 g had a purity of 56
per cent,
while 14.7 g had a purity of 75 per cent. The remaining 8.4 g was not
tested but, even if that untested amount was not included,
the quantity was
still squarely within band two of Zhang. The Crown also says that
Ms Harris was not in the “lesser” category of Zhang: she
was not playing a limited function under direction. Rather, she played a
central role and necessarily had an awareness and
understanding of the scale of
the operation.
- [20] The Crown
also supports the Judge’s starting point with reference to the two High
Court cases he referred to. One of those,
R v Hita, dates back to
2007.[16] In that case, the Judge
said that seven years’ imprisonment would be an appropriate starting point
for a “cook”
who manufactured 40 to 60 g of methamphetamine.
However, we do not regard that decision as particularly helpful given that it
pre‑dates
Zhang. The other case, R v Griffin, is more
recent.[17] It is, however, not
particularly comparable. It involved a representative charge of supplying
methamphetamine, possessing 37 g
of methamphetamine for supply, and various
firearms charges. It involved an apparently significantly more commercial
operation,
given the presence of a range of firearms and $38,216 in cash. A
starting point of four years’ imprisonment was reduced to
three and a half
years’ imprisonment on the basis of parity with a co-offender who received
a lesser sentence.[18] If a
comparison is to be made with that case, we consider a starting point of less
than four years’ imprisonment would have
been appropriate for Ms
Harris’ offending given the apparently greater commerciality of the
operation in Griffin.
- [21] We consider
the starting point adopted by the Judge was too high. We agree with Ms
Pecotic that the quantity of methamphetamine
put the offending towards the lower
end of band two. Based on quantity alone, that would suggest a starting point
of three to three
and a half years’ imprisonment. However, we agree with
the Judge that Ms Harris did not have a “lesser” role.
The
only relevant indicia for a “lesser” role was Ms Harris’
addiction, which undoubtedly drove her offending.
However, it was her own
operation and we agree with the Judge that some of what she produced was
intended to be sold. We consider
her role was at the lower end of significant.
Given that role and the quantity of methamphetamine involved, we agree with
Ms Pecotic
that a three-year starting point for the manufacturing charge
was appropriate.
- [22] We would
not disturb the Judge’s uplift of six months for the possession of the
pistol. Nor would we disturb the Judge’s
starting point of four
years’ imprisonment for the drugs found in Ms Harris’ possession in
2017. The quantity of methamphetamine
found puts that offending closer to the
middle of band two and the presence of the other drugs, the tick book and the
cash indicates
a degree of commerciality, albeit driven by Mr Harris’ own
addiction. We agree with the Judge’s uplift of six months
for the
possession of the taser and the other
drugs.[19]
- [23] That would
mean a combined starting point of eight years’ imprisonment before
totality, compared with the Judge’s
ten-year combined starting point. We
agree with the Judge that it was appropriate to make a substantial totality
adjustment. This
was effectively spate offending while Ms Harris was in
the grips of addiction. Given the lesser combined starting point we have
taken,
we consider a totality adjustment of two years’ imprisonment (or
25 per cent) is appropriate. This would mean an adjusted
overall
starting point of six years’ imprisonment.
- [24] Standing
back and looking at the offending as whole, that starting point sits
appropriately within the bands in Zhang. The combined quantity of
methamphetamine puts the offending in the middle of band two (that is, five to
six years’ imprisonment).
A combined starting point of five
years’ imprisonment would reflect Ms Harris’ role at the lower end
of “significant”
(2019) and “lesser” (2017).
It also sits appropriately alongside the six-year starting point in
Roulston because, although the combined quantity of methamphetamine is
similar, the level of commerciality was greater in that case (as the
Crown accepts). An overall starting point of six years’ imprisonment
is then appropriate in light of the pistol, the taser, and the small quantities
of other drugs found in Ms Harris’ possession
in
2017.
Uplift for personal factors
- [25] Ms Pecotic
submits that the Judge should not have uplifted the sentence for
Ms Harris’ prior offending when she had not
a received custodial
sentence for that offending. We do not accept this submission. Ms Harris did
have relevant prior convictions
and the opportunity to address her offending
through the intensive supervision sentence to which she was subject. For the
present
offending, she had the further opportunity to rehabilitate because she
was granted EM bail to an address where she was to participate
in a residential
rehabilitation programme. She absconded a few days later when she was refused
permission to attend her grandmother’s
funeral. She did not return after
that but went on to offend.
- [26] The Judge
applied a modest uplift of three months for removing the EM bracelet, offending
on bail, and prior offending, balanced
against the time Ms Harris
successfully spent on EM bail. We consider this modest uplift appropriately
reflected the combination
of these factors in the circumstances.
Discounts
- [27] Ms Pecotic
submits a discount of 20 to 25 per cent was warranted for Ms Harris’
personal circumstances rather than the
15 per cent the Judge allowed.
She emphasises that Ms Harris’ addiction arose from an upbringing in
a dysfunctional family
that set her trajectory in life. Ms Pecotic also says
that Ms Harris utterly regrets her actions.
- [28] The Judge
referred to the relevant matters in the s 27 report when deciding on a 15 per
cent discount. We consider the discount
was appropriate for those matters.
It is also consistent with the discount not uncommonly allowed by this
Court for such matters.[20]
- [29] Ms Pecotic
also submits that a greater discount could have been allowed for Ms
Harris’ guilty pleas. She submits that
a 20 per cent discount would have
been appropriate on the second set of charges. On those charges Ms Harris was
arrested on 1 May
2019 and pleaded guilty on 17 December 2019. This was at a
second callover following resolution discussions.
- [30] We agree
that the discount for the guilty plea could have been greater on the second set
of charges. But on the other hand,
the guilty pleas on the 2017 offending were
not prompt, having been entered on 13 July 2018 on the Friday before
Ms Harris’
trial was scheduled to commence. Sentencing itself was
delayed and Court resources were spent when she failed to appear for sentencing.
Both pleas were also entered in the context of a strong prosecution case. In
these circumstances, an overall discount of 15 per
cent for the guilty pleas on
both sets of charges is unimpeachable.
- [31] A total
discount of 30 per cent to a starting point of six years’ imprisonment
leads to an end sentence of four years and
two months’ imprisonment, plus
the three‑month uplift for personal aggravating factors. This brings
the end sentence
to four years and five months’ imprisonment. This
contrasts with the end sentence of five years and three months’
imprisonment imposed in the District Court. We therefore
conclude that the
sentence the Judge imposed was manifestly
excessive.
Result
- [32] The appeal
against sentence is allowed.
- [33] On the
charges of manufacturing methamphetamine and possession of methamphetamine for
supply, the existing concurrent sentences
of five years and three months’
imprisonment are quashed.
- [34] Concurrent
sentences of four years and five months’ imprisonment are substituted.
- [35] The
existing concurrent sentences on the other charges remain as imposed in the
District Court.
Solicitors:
Crown Solicitor,
Auckland for Respondent
[1] R v Harris [2020] NZDC
7958 [Sentencing notes].
[2] Misuse of Drugs Act 1975, s
6(1)(f) and (2), maximum penalty life imprisonment.
[3] Section 7(1)(a) and (2),
maximum penalty six months’ imprisonment and $1,000 fine for Class A and
three months’ imprisonment
and $500 fine for Class B.
[4] Arms Act 1983, s 45(1)(b),
maximum penalty four years’ imprisonment and $5,000 fine.
[5] Summary Offences Act 1981, s
11(1)(a), maximum penalty three months’ imprisonment or $2,000 fine.
[6] Misuse of Drugs Act, s 6(1)(b)
and (2)(a), maximum penalty life imprisonment.
[7] Arms Act, s 45(1)(b).
[8] Sentencing notes, above n 1, at [28], referring to Zhang v R
[2019] NZCA 507, [2019] 3 NZLR 648 at [126].
[9] At [29].
[10] At [31].
[11] The Judge referred to this
as an uplift for personal aggravating factors, but there was a charge of wilful
damage to the EM bracelet
and a concurrent sentence of one month’s
imprisonment was imposed for that charge.
[12] Sentencing notes, above n
1, at [37].
[13] At [38].
[14] Using the new sentencing
methodology in Moses v R [2020] NZCA 296 the end sentence would be five
years and one month’s imprisonment.
[15] Roulston v R [2020]
NZCA 255.
[16] R v Hita HC Auckland
CRI-2006-092-305, 1 June 2007.
[17] Griffin v R [2020]
NZHC 548.
[18] At [12]–[16].
[19] Compare with Mills v
R [2016] NZCA 245 at [18], where this Court refers to uplifts of 12 to
18 months for firearms offending associated with drug dealing. We note,
however, that
the appropriate uplift depends on the circumstances and a number
of cases have involved uplifts of six months: see for example Tuuta v R
[2019] NZHC 2799 at [30]; and R v Smith [2018] NZHC 2188 at
[22].
[20] See, for example, Waho v
R [2020] NZCA 526 at [33]; Court-Clausen v R [2020] NZCA 488 at [40];
Woodstock v R [2020] NZCA 472 at [35]; Carr v R [2020] NZCA 357 at
[67] and [71]; Moses v R, above n 14 at [70]; and Davidson v R [2020]
NZCA 230 at [34].
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