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Diaz v R [2021] NZCA 426 (1 September 2021)

Last Updated: 10 September 2021

IN THE COURT OF APPEAL OF NEW ZEALAND

I TE KŌTI PĪRA O AOTEAROA
CA139/2021
[2021] NZCA 426



BETWEEN

ANTONIO PEDRO DIAZ
Appellant


AND

THE QUEEN
Respondent

Hearing:

27 July 2021

Court:

Goddard, Thomas and Wylie JJ

Counsel:

D A Kemp and E P Priest for Appellant
D B Stevens and H A M Watts for Respondent

Judgment:

1 September 2021 at 10.00 am


JUDGMENT OF THE COURT

  1. The appeal is allowed.
  2. The sentence of three years’ imprisonment imposed by the District Court is set aside.
  1. A sentence of 5 months and 15 days’ home detention is substituted on the charge of causing grievous bodily harm with intent.
  1. The sentence of home detention is to be served at 30 Tamworth Close, Manurewa, Auckland. The sentence is subject to the standard conditions set out in s 80C(2) of the Sentencing Act 2002 and the following special conditions imposed under s 80D:

(a) Mr Diaz must travel directly from prison to the home detention address and must remain at that address to be met by a Field Officer.

(b) Mr Diaz must not consume or possess alcohol or illicit drugs for the duration of the sentence.

(c) Mr Diaz must undertake and complete appropriate treatment/counselling to the satisfaction of the Probation Officer and treatment provider. The details of the treatment or counselling are to be determined by the Probation Officer.

(d) Mr Diaz must undertake and complete an appropriate departmental, cultural, or other programme, to the satisfaction of the Probation Officer and programme facilitator, if a suitable programme is available. The details of the programme and suitability are to be determined by the Probation Officer.

(e) Mr Diaz must not contact or associate with the victim or co‑offenders, either directly or indirectly, without the prior written approval of a Probation Officer.

  1. On the charge of injuring with intent to injure, Mr Diaz is convicted and discharged.

____________________________________________________________________

REASONS

REASONS OF THOMAS AND WYLIE JJ

(Given by Wylie J)


Table of Contents

Para No



Introduction

(a) causing grievous bodily harm with intent to cause grievous bodily harm;[2] and

(b) injuring with intent to injure.[3]

Factual background

Causing grievous bodily harm with intent

[5] On 24 November 2018 the complainant, Mr Henry, was at [an address in] Manurewa, visiting his friend Peter Diaz Senior. Peter Diaz Senior is the brother of the defendant Juan Diaz, and the father of the two other defendants, Antonio and Peter Diaz. Peter Diaz Senior had earlier in time received a traumatic head injury from a car accident, leaving him with a number of cognitive deficits. This fact made him, in the eyes of his family, someone who could be easily manipulated and exploited by others. Family members were therefore protective of him for this reason, and the complainant was one person who Peter Diaz Senior’s family did not approve generally. Thus, while Peter Diaz Senior may have been comfortable with Mr Henry visiting, others at the address did not welcome his presence.

[6] Over the course of the day Mr Henry began to exhibit strange behaviour which unsettled people at the house, and he was eventually encouraged to leave. However, Mr Henry refused to comply either because he failed to appreciate he was being asked to go, or if he did, he believed that Peter Diaz Senior would nonetheless allow him to stay on at the house, or that he could eventually smooth things over with people from the Diaz household.

[7] ... Peter Diaz, then spoke on the phone to members of [his] family about Mr Henry’s unwanted presence, the effect that this was having on people at the address including [his] father, and Mr Henry’s refusal to leave. Responding to this call, several people between two carloads arrived at the ... address and began remonstrating with Mr Henry, who was at that time having a cigarette outside the property on the street. Two of these people were ... Juan and Antonio Diaz.

[8] On leaving the car driven by [his] uncle, ... Antonio Diaz then aggressively walked towards Mr Henry yelling obscenities, forcing him down the street towards [F Street]. Several others followed behind [him]. As [he] went Mr Henry also was yelling obscenities and a number of threats. As Mr Henry rounded the bottom of [M] Place onto [F] Street, he moved forward and punched ... Antonio Diaz, to the face. This then led to the two of [them] fighting, trading punches and several other[s] joining in to lend their efforts to the fight against Mr Henry. One of those who joined in was ... Juan Diaz. By this time, [Juan Diaz] had driven [his] vehicle from outside Peter Diaz Senior’s home down [M] Place, onto [F] Street and tried a number of times to manoeuvre [his] car so as to deliberately strike Mr Henry. This involved driving around in circles, sometimes onto the curb and across several berms, stopping, accelerating and lurching forwards or backwards several times.

[9] At one point Mr Henry found himself beside the open driver’s window where he reached inside and grabbed ... Juan Diaz trying to pull [him] out of the driver’s seat of the vehicle. Unsuccessful and giving up on this realising that he was outnumbered, with other supporters joining in on the attack from the [M] Place household, Mr Henry released his grip and ran further down the street towards [H] Drive. At this stage, ... he was for all intents and purposes, running away. However, he only made it as far as a large tree on the corner of [F] Street and [H] Drive when he found himself surrounded by his pursuers, some armed with branches who took turns to beat him. The car driven by ... Juan Diaz, then came around the corner and drove directly into Mr Henry. Mr Henry was propelled onto the bonnet of the car and then off to the side where he ultimately ended up on the ground.

[10] Once on the ground others resumed their attack. Mr Henry described those who attacked him, taking turns, rushing in and out, punching and kicking him. This scene only came to an end when neighbours and members of the public intervened. [Juan, Peter and Antonio Diaz] then left together with others involved in the attack. A short time later, the police and ambulance officers arrived.

[11] As a result of the group attack Mr Henry suffered broken ribs and a collapsed lung. He was taken to hospital, given pain relief and received treatment over three nights before being discharged. At trial, expert evidence was given by Dr Clark, a general surgeon at Middlemore Hospital. His evidence was that Mr Henry had suffered three broken ribs and a collapsed left lung. His evidence was that if untreated for too long a collapsed lung can seriously impair the amount of oxygen which enters a person’s bloodstream. For this reason, it is considered to be a serious injury. In terms of the most likely mechanism, Dr Clark’s opinion was that Mr Henry’s overall injuries were a result of localised blunt force trauma to his left side. While being struck by a vehicle could not be ruled out altogether, Dr Clark’s evidence was that it was more likely than not, that a directed amount of energy to one specific place was the cause of the rib fractures and in turn the pneumothorax. This is because injuries caused by being hit with a car are generally more diffused. It follows that based on Dr [Clark]’s evidence which was in no doubt accepted by the jury, ... they concluded being struck with a piece of wood or branch to the left side was the most likely cause of Mr Henry’s broken ribs and the corresponding pneumothorax.

[12] There was extensive evidence at trial about the use of a tree branch or branches. These were picked up from the ground near to the large tree on the corner. Mr Henry’s recollection was that one person who he could not identify from his assailants, hit him once with a tree branch to the left side of his chest. However, a number of independent eyewitnesses gave accounts which supported the view that Mr Henry was in fact hit several times with a branch or branches, and that these items were passed between the men who were all involved in the attack on the corner of [F] Street and [H] Drive.

[13] It is important to note that the case against ... Juan and Antonio Diaz, was that [they] were either principals or parties. But as for ... Peter Diaz ... the Crown proceeded on the basis that [he was] a party only. ... In terms of ... individual involvement, the evidence established that ... Juan Diaz, deliberately drove into Mr Henry when he was standing on the corner of [F] and [H]. On hitting Mr Henry with [the] car, he ended up on the ground. As he lay prone on the ground [Juan Diaz] then got out of the car and joined in with the group attack by punching and kicking the complainant. [He] also used a branch to hit Mr Henry at least once and most probably twice based on [his] own interview given to Police. One of the witnesses who gave evidence at trial described seeing [Juan Diaz] raise the branch above [his] head twice and swinging it down and hitting Mr Henry on the ribs. I reject [Juan Diaz’s] claim that [he] only hit the complainant with the branch to his legs, ...

[14] In my view based on the evidence, ... Antonio Diaz, [was] also part of the group that took turns on the corner of [H] Drive to punch and kick Mr Henry, both before and after he was struck by the car. [He was] in the words of one of the witnesses, “one of the main guys involved”. [He was] also the first pursuer that caught up with the complainant on the corner of [F] Street and [H] Drive. The evidence at trial was that [he] used a tree branch to hit Mr Henry several times to his body. Each time the strikes becoming harder and more forceful. The last strike was the hardest. It was a blow delivered to the left side of Mr Henry’s chest as he lay on the ground in the foetal position.

[15] Based on the witness descriptions, any of the blows delivered by ... Juan Diaz and Antonio Diaz, using the tree branch is likely to have caused the grievous bodily harm here. What is crucial is that ... both participated in concert during the continuing attack on Mr Henry in a manner which in my view, makes [them] equally culpable and jointly responsible for the harm that was done.

[16] As for ... Peter Diaz, it was also clear from the evidence that [he was] part of the group that assaulted Mr Henry in the later stages of the attack. But that the evidence only established [he] threw a single punch when Mr Henry was on the ground. ... [His] deliberate participation by joining in on the attack, adding the strength of [his] assault to the group effort, ... certainly assisted, helped and encouraged the principals that were responsible for inflicting the serious injuries to Mr Henry.

[17] There is one limited mitigating feature to the offending. It concerns the claim of self-defence or defence of another, which was the feature of the defence run by ... Juan and Antonio Diaz. The defence case was that Mr Henry had threatened those at the house with a knife, ... Mr Henry denied ever having a knife. But he accepted that he did have a pen in his hand which he pulled out of his pocket and waved around in an effort to defend himself. It follows that I am prepared to accept that [Juan and Antonio Diaz] may well have believed that the complainant had a knife, at least in the early stages of the narrative. [This] is reinforced by the fact there was evidence at trial of a pen being located by Police ... It is also clear from the jury’s verdicts that they must have determined that even if this was a genuinely held belief ... that Mr Henry had a knife, or what [they] considered to be a knife, the level of force which [Juan and Antonio Diaz] deployed by the time the attack had progressed to the corner of [F] Street and [H] Drive was excessive. Even if [they] both thought Mr Henry had a knife at the start of these events, this impression would have largely evaporated by the time Mr Henry was struck to the ground by the car and was then set upon by [the] group on the corner of [H] Drive. This means that while this mitigating feature operates, it was much less operative at the crucial time that Mr Henry’s serious injuries were inflicted.

Injuring with intent

The sentencing decision

(a) the extent of the violence, noting that it was inflicted over a prolonged period;

(b) the multiple offenders;

(c) the use of the large tree branch and the vehicle as weapons;

(d) the seriousness of the victim’s injuries; and

(e) the vulnerability of the victim, at least from the time he was knocked to the ground by the car, and the targeting of the victim’s torso (being a vulnerable part of his body).

The appeal

Submissions

Implications of amendments to Sentencing Act 2002 in relation to 17-year-old offenders

15B Limitation on sentence of home detention for person under 18 years

(1) No court may impose a sentence of home detention on an offender in respect of a particular offence, other than a category 4 offence, or a category 3 offence for which the maximum penalty available is or includes imprisonment for life or for at least 14 years, if, at the time of the commission of the offence, the offender was under the age of 18 years.

...

18 Limitation on imprisonment of person under 18 years

(1) No court may impose a sentence of imprisonment on an offender in respect of a particular offence, other than a category 4 offence, or a category 3 offence for which the maximum penalty available is or includes imprisonment for life or for at least 14 years, if, at the time of the commission of the offence, the offender was under the age of 18 years.

(a) Did ss 15B and 18 as amended apply to the sentencing of Mr Diaz?

(b) If ss 15B and 18 as amended applied, Mr Diaz could not be sentenced to a term of imprisonment on the injuring charge. In those circumstances was it open to the District Court to uplift a term of imprisonment for the grievous bodily harm charge by reference to the injuring charge?

(c) What sentence should have been imposed on Mr Diaz, in light of these amendments?

Analysis

Starting point

(a) Band one, attracting a starting point of between three and six years’ imprisonment. This band is appropriate for violence at the lower end of the spectrum where the offending does not involve extreme violence or violence which is life threatening.

(b) Band two, attracting a starting point of between five and 10 years’ imprisonment. This band is appropriate for grievous bodily harm offending which features two or three aggravating features.

(c) Band three, attracting a starting point of nine to 14 years’ imprisonment. This band encompasses serious offending where there are three or more aggravating factors which, in combination, are particularly grave.

(a) The extent of the violence involved in Mr Diaz’s offending. Mr Diaz was the initial aggressor although Mr Henry threw the first punch. He pursued Mr Henry along with others. He was the first person to catch up with Mr Henry. He was part of the group which punched and kicked Mr Henry when he had been knocked to the ground. He used a tree branch to repeatedly hit Mr Henry on his body. He delivered a particularly hard blow to Mr Henry’s left side as he was lying in a foetal position. The violence was prolonged. The attack was described by witnesses as “an unrelenting frenzied attack”;[29] it only came to an end after passers-by intervened. The extent of the violence was clearly an aggravating factor.

(b) There were multiple attackers, ganging up together and taking turns to inflict violence on a single victim. Again, this was an aggravating factor.

(c) The tree branches and the car were used as weapons. We acknowledge that the tree branches were not brought to the scene with the intent of using them as weapons. Rather, they were picked up in the general area where the victim was ultimately knocked to the ground by Peter Diaz using the motor vehicle. They were passed around between the attackers who took turns to hit Mr Henry with them. We accept that there was no danger to the public from the use of the tree branches and the vehicle as weapons. The use of the tree branches and the car were aggravating features, but we do not consider that they were particularly serious features in the circumstances of this case.

(d) The victim, Mr Henry, suffered serious injury. He required hospitalisation. We acknowledge that the fact of injury is inherent in the charge laid — causing grievous bodily harm with intent to cause grievous bodily harm — but as noted in Taueki, it is the intentional inflicting of the serious injury which is significant. An offender who acts with intent to cause grievous bodily harm, and does in fact cause such harm, cannot escape responsibility for the consequences of his or her actions.[30]

(e) Mr Henry was particularly vulnerable after he was knocked to the ground by Peter Diaz using the car. Given the number of attackers, he was unable to defend himself thereafter. He curled into a foetal position as his multiple attackers laid blow after blow on him.

(a) There was an element of provocation. It seems from the Judge’s summary of what occurred that Mr Henry and Mr Diaz initially engaged in a verbal altercation and that Mr Henry threw the first punch. This feature could serve to reduce the starting point sentence, but only if there was serious provocation, it was an operative cause of the violence inflicted and it remained an operative cause throughout the commission of the offence.[31] Here, we are not so satisfied.

(b) There was no attack to Mr Henry’s head. Although the lack of an attack to the head is not expressly identified as a mitigating feature in Taueki, we note that this is relatively unusual in offending of this kind.

(c) There is the issue of self-defence. The Judge was prepared to accept that, at least initially, Mr Diaz thought that the victim may have a knife. It is clear that Mr Diaz went too far in his response, but we accept the Judge’s view that Mr Diaz’s attack may have commenced in an effort to defend himself.[32]

The uplift for the injuring charge

Discounts for personal circumstances

End sentence for grievous bodily harm charge

Home detention

Sentence for injuring charge


REASONS OF GODDARD J


Table of Contents

Para No

A different route to the same result?

The implications of s 18 of the Sentencing Act

6.45 Only if the court is satisfied that the offence crosses the custody threshold, and that no other sentence is appropriate, the court may, as a preliminary consideration, consult the equivalent adult guideline in order to decide upon the appropriate length of the sentence.

Applying that approach in the present case

Home detention criteria and conditions

Result

(a) Mr Diaz must travel directly from prison to the home detention address and must remain at that address to be met by a Field Officer.

(b) Mr Diaz must not consume or possess alcohol or illicit drugs for the duration of the sentence.

(c) Mr Diaz must undertake and complete appropriate treatment/counselling to the satisfaction of the Probation Officer and treatment provider. The details of the treatment or counselling are to be determined by the Probation Officer.

(d) Mr Diaz must undertake and complete an appropriate departmental, cultural, or other programme, to the satisfaction of the Probation Officer and programme facilitator, if a suitable programme is available. The details of the programme and suitability are to be determined by the Probation Officer.

(e) Mr Diaz must not contact or associate with the victims or co-offenders, either directly or indirectly, without the prior written approval of a Probation Officer.






Solicitors:
Crown Solicitor, Manukau for Respondent


[1] R v Diaz [2021] NZDC 3593 [Sentencing decision].

[2] Crimes Act 1961, ss 66 and 188(1) — maximum penalty 14 years’ imprisonment.

[3] Section 189(2) — maximum penalty five years’ imprisonment.

[4] Sentencing decision, above n 1, at [4].

[5] Sentencing decision, above n 1.

[6] At [3].

[7] At [20], referring to R v Taueki [2005] NZCA 174, [2005] 3 NZLR 372.

[8] At [21], referring to R v Taueki, above n 7, at [39(a)].

[9] At [29].

[10] At [22]–[27].

[11] At [30], referring to Singh v R [2018] NZCA 388.

[12] Singh v R, above n 11, at [31].

[13] Sentencing decision, above n 1, at [30]–[31].

[14] At [38].

[15] At [38].

[16] At [36].

[17] At [40].

[18] At [39].

[19] Criminal Procedure Act 2011, s 250(2).

[20] R v Shipton [2006] NZCA 530; [2007] 2 NZLR 218 (CA) at [139]; and Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482 at [26]–[36].

[21] Tutakangahau v R, above n 20, at [36].

[22] Police v Moala [2008] DCR 70 (HC) at [53]; and Fonua v Police HC Auckland
CRI-2009-404-341, 22 February 2010 at [24]–[25].

[23] Sentencing Act 2002, s 19.

[24] See for example R v MHTRC [2015] NZDC 3753 at [16]–[17].

[25] R v Taueki, above n 7, at [34]–[41].

[26] At [27].

[27] At [31].

[28] At [42].

[29] Sentencing decision, above n 1, at [22].

[30] R v Taueki, above n 7, at [31(c)].

[31] At [32(a)].

[32] At [32(b)].

[33] Noting that this Court recommended a flexible approach to applying the bands in Taueki: at [42].

[34] At [39(a)].

[35] Singh v R, above n 11; Wiseman v R [2018] NZHC 1684; and Joseph v R [2013] NZCA 290.

[36] See for example Gatoloai v R [2007] NZCA 319 — starting point of five years’ imprisonment — multiple attackers, vulnerability and attack to the head; Hita v R CA505/05, 29 November 2006 — starting point of seven years and six months’ imprisonment — at least five attackers involved, use of a weapon, attack to the head and some premeditation; Elisaia v R [2015] NZCA 516 — starting point of nine years’ imprisonment — multiple attackers, not impulse offending and hallmarks of a concerted street attack; Connelly v R [2008] NZCA 550 — starting point of nine years’ imprisonment — two attackers, no weapons but attack to the head, no premeditation and attack unprovoked; and Tuhiwai v R [2012] NZCA 209 — starting point of nine years’ imprisonment (“top end of band two”) — concerted street attack, serious injuries, degree of premeditation and no weapons.

[37] Moses v R [2020] NZCA 296, [2020] 3 NZLR 583 at [49].

[38] Had the offending occurred after 1 July 2019, Mr Diaz would have been dealt with as a young person under the Oranga Tamariki Act 1989: on 1 July 2019 the s 2 definition of “young person” changed from someone over the age of 14 to under the age of 17, to someone over the age of 14 but under the age of 18. Most 17 year olds now fall within the jurisdiction of the Youth Court but there is a general exception for sch 1A offences. Causing grievous bodily harm with intent to cause grievous bodily harm is a sch 1A offence. Young persons accused of this offence fall outside the jurisdiction of the Youth Court. They will have their first appearance in the Youth Court and will then be transferred to the District Court or the High Court, depending on whether the sch 1A offence with which they are charged is a category 3 or category 4 offence. Mr Diaz would have been transferred to the District Court under s 275 of the Oranga Tamariki Act. The injuring with intent to injure charge is not a sch 1A offence. Section 276A provides that the Youth Court can determine whether the non-sch 1A charge is related to the sch 1A charge. It is likely that Mr Diaz’s non-sch 1A charge would have been found to be unrelated to his sch 1A charge. The injuring with intent to injure charge could have then been dealt with in the Youth Court but not the causing grievous bodily harm with intent to cause grievous bodily harm charge. There was no bar to Mr Diaz being sentenced to a term of imprisonment for the principal offending, notwithstanding that he was under the age of 18 years at the time that the offence was committed: Sentencing Act, s 18.

[39] See Churchward v R [2011] NZCA 531, (2011) 25 CRNZ 446 at [76]–[92].

[40] Pouwhare v R [2010] NZCA 268, (2010) 24 CRNZ 868 at [98].

[41] R v Mako [2000] NZCA 407; [2000] 2 NZLR 170 (CA); Millar v R [2019] NZCA 570 at [30] — discount of 15 per cent for 19-year-old offender; R v Molia [2013] NZCA 512 at [19] — discount of 15 per cent for 18-year-old offender with eight previous convictions; Hemopo v R [2016] NZCA 242 at [8] and [19]–[20] — discount of 11 per cent for youth for 19-year-old offender with previous convictions; and Arahanga v R [2014] NZCA 379 at [30] — “very slight discount” for 17-year‑old convicted of wounding with intent to cause grievous bodily harm, aggravated robbery, burglary and two counts of aggravated assault.

[42] Campbell v R [2020] NZCA 356 at [41]–[45]; R v Harlen [2001] NZCA 130; (2001) 18 CRNZ 582 (CA) at [21]–[22]; and Jarden v R [2008] NZSC 69, [2008] 3 NZLR 612 at [13].

[43] Parole Act 2002, s 4(1), definition of “short-term sentence”.

[44] Sentencing Act, s 15A(1)(b).

[45] Sections 8(g) and 10A.

[46] Parole Act, s 20(1) and 86(1).

[47] The joint reasons at [37] refer to the (now well-recognised) age-related neurological differences between young people and adults. These have significant implications for the assessment of culpability, and for the prospect of rehabilitation with appropriate support. And as the joint reasons record, imprisonment is likely to be disproportionately severe for young people.

[48] United Nations Convention on the Rights of the Child 1577 UNTS 3 (opened for signature 20 November 1989, entered into force 2 September 1990), art 37(b)

[49] At the risk of stating the obvious, NZBORA applies to the judicial branch of government.: see NZBORA, s 3; Simpson v Attorney-General [1994] 3 NZLR 667 (CA) at 676; and Andrew Butler and Petra Butler The New Zealand Bill of Rights Act: A commentary (2nd ed, LexisNexis, Wellington, 2015) at [5.6].

[50] Sentencing Council Sentencing Children and Young People: Definitive Guideline (June 2017).

[51] Although less severe, as in many New Zealand prisons prisoners spend significant periods locked up in cells, with their movement restricted to a single room.

[52] Other limits on the exercise of rights and freedoms protected by NZBORA and the common law in prisons relate to matters such as access to information and freedom of communication, clothing and other forms of personal expression in relation to appearance, meal times and dietary options, and access to personal possessions.

[53] And in particular, incremental deterrence based on the difference between a sentence of home detention and a sentence of imprisonment: see R v Vhavha [2009] NZCA 588 at [40] per William Young P.

[54] The two-step process contemplated by s 15A involves some artificiality, and is difficult to reconcile with conventional ideas about the hierarchy of sentences, as William Young P noted in Vhavha, above n 53, at [31].


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