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Maid v R [2021] NZCA 456 (10 September 2021)
Last Updated: 16 September 2021
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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|
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BETWEEN
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PREETAM PRAKASH MAID Appellant
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AND
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THE QUEEN Respondent
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Hearing:
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15 June 2021
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Court:
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Clifford, Thomas and Muir JJ
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Counsel:
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L A Andersen QC for the Appellant J A Eng and R D Smith for the
Respondent
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Judgment:
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10 September 2021 at 10.30 am
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JUDGMENT OF THE COURT
A The
appeal against conviction is dismissed.
- The
appeal against sentence is allowed.
- The
sentence of three years’ imprisonment is quashed and substituted for a
sentence of 17 months’ imprisonment.
- Leave
is reserved to apply to the District Court to commute the balance of the
custodial sentence to one of home
detention.
____________________________________________________________________
REASONS OF THE COURT
(Given by Muir J)
Introduction
- [1] Mr Maid
appeals his conviction under s 11(1A) of the Aviation Crimes Act 1972 (the
Act) for taking an imitation improvised explosive device (IIED) into the
“security enhanced area” (SEA) at Dunedin
International Airport
(DIA). He does so on the basis that the jury’s verdict was unreasonable.
He also submits that there
was a miscarriage of justice on account
of:
(a) omission of a material issue in the Judge’s question
trail;
(b) failure by the Judge to make it sufficiently clear in his summing up that
proof Mr Maid had placed the IIED in the location it
was ultimately found
was not proof that he had transported it through the SEA; and
(c) omission by the Judge in his summing up of a defence circumstance
relevant to the quality of the Crown’s circumstantial
case.
- [2] He also
appeals the sentence of three years’ imprisonment imposed by
Judge Crosbie in the District Court at Dunedin as
manifestly
excessive.[1]
Background
- [3] Mr Maid was
an Aviation Security (AVSEC) Officer employed at DIA. His duties included
screening passengers’ personal belongings,
screening baggage for the hold
stow area of aircraft and conducting perimeter checks of the airport for
security purposes. He also
had a role training other AVSEC staff in screening
for restricted items (including IIEDs) and held a quality assurance position
which
involved him carrying out covert testing of the airport’s security
systems from time to time as directed.
- [4] An external
perimeter boundary divides DIA between what is called “airside” and
“landside”. Landside
is the area of the airport the public have
access to. Airside, which includes the airport runway and surrounding area
bordered by
perimeter fences, is a secure area. Within that secure area are
further areas, including the “baggage make up area”
where stowed
baggage is screened and readied for loading onto aircraft, which are categorised
as “security enhanced areas”.
SEAs require specific prior security
authorisation to enter. Entry is con‑trolled by security swipe access via
doors and
gates. SEAs exist by declaration of the Director of Civil Aviation
and may only be entered by certain officials and AVSEC staff.
- [5] On 17 March
2019 (two days after the Christchurch Mosque attacks), Mr Maid was rostered
to work from 10.00 am until 7.30 pm.
- [6] The
Crown’s case at trial was that during the course of the day Mr Maid
obtained from the AVSEC office (which is located
in an annex at the opposite end
of the terminal from the baggage make up area) keys for the dangerous goods
storeroom; that in the
course of two trips to the storeroom he obtained a number
of items, including wire, an energiser battery pack, a cellphone, a butane
cannister, a soda stream cylinder and green bubble wrap and that he then
assembled an IIED using sellotape he obtained from the AVSEC
office.
- [7] On the Crown
case, he then wrote a cryptic note in the format:
A Alpha
B Birds
C Crash
D Dunedin
E Emergency
F Fools
- [8] He placed
the IIED in a black “Voyager” laptop satchel with the note inserted
in the satchel handle. He then put
the satchel in a black “Flylite”
backpack to carry it through public and secure parts of the airport. The Crown
said
he used the Flylite backpack instead of his usual “Adidas”
backpack because it was more capacious, had been issued to
him as part of his
quality assurance role and that in the event he was intercepted, he would
therefore have a ready explanation for
carrying around an IIED.
- [9] The Crown
said that at 3.48 pm Mr Maid went from an area of the airport
the public have access to, through a set of doors into
the baggage make up
SEA carrying the Flylite backpack. This was captured on CCTV. It
said he then deposited the backpack, entered
(via swipe access card) the so
called “HSB Search Room” and from there the “HSB Control
Room”[2] where he uplifted keys
to the AVSEC patrol vehicle and put them in his pocket. It says that he
then collected the backpack, left
the building via an external door and placed
the backpack in the AVSEC patrol vehicle which was located in an airside
carpark. The
Crown said that he undertook various roster checks throughout
the day to ensure that no other staff would be using the vehicle.
- [10] At 6.05 pm
Mr Maid commenced his regular mobile check of the perimeter gates between
airside and landside using the patrol vehicle.
He travelled via
Centre Road to Gate A. At that location he radioed his superior to report
foreign object debris near the 03 runway
Localiser Hut (the
Hut).[3]
- [11] On
completion of his checks he then drove onto the apron area of the tarmac where
he sought permission from Air Traffic Control
to drive (airside) to the Hut.
Permission was granted at 6.31 pm. The Crown case was that he then drove to
the Hut, parked the
patrol vehicle in a way that blocked any view from the
Control Tower, removed the satchel containing the IIED and placed it at the
entrance of the Hut. He then moved his vehicle approximately 50 metres,
took a photograph and notified his supervisor and air traffic
control.
- [12] Air Fire
Rescue was advised and arrived to assist Mr Maid. The combined Threat
Assessment Team then classified the satchel as
a suspicious package. DIA was
subsequently closed. The New Zealand Defence Force and a Bomb Disposal Unit
were then dispatched
from Christchurch. A mobile x-ray of the package indicated
what appeared to be an authentic IED and the bag was neutralised. DIA
remained
closed until the following morning.
- [13] Within half
an hour of completing his shift Mr Maid had contacted five different media
outlets to ensure they were aware of the
incident.
- [14] On the
Crown case Mr Maid’s scheme was intended to highlight security
failings which he had earlier repeatedly raised at
the airport. The Crown also
suggested an associated financial benefit to Mr Maid in terms of the longer
hours of work that may result
from additional screening.
The
conviction appeal
The unusual Aviation Crimes Act regime
- [15] As
indicated, the charge against Mr Maid was brought under s 11(1A)
of the Act which was inserted as of 26 September
2007.[4] It
provides:
(1A) Every person commits an offence and is liable on
conviction to imprisonment for a term not exceeding 5 years, who, without
lawful
authority or reasonable excuse, takes, or attempts to take, into a
sterile area or a security enhanced area an item or substance
specified in
subsection (1).
- [16] Section
11(1) creates an offence (again punishable by up to five years’
imprisonment) of the taking or attempting to take
on board any aircraft any
firearm, any other dangerous or offensive weapon or instrument of any kind
whatsoever, ammunition, any
explosive substance or device, or an
“imitation” of any such items.
- [17] Surprisingly,
it is not an offence under the Act to take any of the items identified (whether
real or imitation) through any
part of an airport building or the surrounding
security area that is not a SEA. Nor, is it an offence under the Act to deposit
an
IIED at an airside location that is not within an SEA. It is common ground
in this case that the Hut was not within a SEA. Mr Maid
could not therefore be
convicted of an offence under the Act unless, in the course of his efforts to
deposit the IIED at the Hut,
he transited through a SEA with the device.
The appellant’s case
- [18] For the
purposes of the appeal Mr Andersen QC accepts that the Crown made out a
sufficient circumstantial case that Mr Maid constructed
the IIED and transported
it in an AVSEC vehicle to the Hut, where he deposited it for the purposes of
creating a security incident.
In particular, although noting Mr Maid’s
continuing denial of any involvement, he submits that the expert handwriting
evidence,
in addition to the other circumstantial evidence, was sufficient to
sustain the conclusion that Mr Maid was the person responsible.
However, he emphasises that assembly of the device and its deposit at the Hut
were not themselves offences under the Act and were
therefore only
circumstantial threads in the Crown case under s 11(1A).
- [19] In respect
of that case, he submits that there was no evidence that the black Flylite
backpack — which CCTV footage evidenced
Mr Maid had carried into and
through the SEA en route to the car park — contained the device. He said
it was equally plausible
that Mr Maid had obtained access to the car park
(itself in a secure area but not a SEA) from security gates adjacent to the
roadway.
He emphasises that although there were keys for the patrol vehicle in
the HSB Control Room, which the CCTV footage establishes were
uplifted by
Mr Maid at 3.50 pm,[5] there was also
a spare set of keys located in the AVSEC office annex where the evidence
established Mr Maid had been on various occasions
during the day. He submits
that although any circumstantial case is based on an accumulation of individual
strands of evidence,
nevertheless, if two possibilities were equally likely
— placement of the device in the patrol car by passing through a
security
area or alternatively a SEA — then a jury verdict assuming proof
beyond reasonable doubt of the latter would be unreasonable.
- [20] Although
not addressed in his oral submissions, Mr Andersen’s written submissions
also argued:
(a) the Judge’s summing up was confusing in that
it inappropriately allowed the issue of whether Mr Maid placed the IIED at
the Hut to be interwoven with the issue of whether he had committed the actus
reus of the offence under s 11(A);
(b) the question trail should have separated the issue of whether
Mr Maid placed the IIED at the Hut and the issue of whether he took
it
through the SEA; and
(c) in the discussion of the respective “circumstances”
emphasised by the Crown and defence, the Judge did not specifically
identify the
defence submission that there was no direct evidence that such a device was in
the Flylite backpack and “you can’t
rule out he was carrying
something else in the black bag instead of an [imitation]
IED”.[6]
The principles
- [21] These are
uncontentious. The jury’s verdict can only be considered
unreasonable[7] if, “having
regard to all the evidence, no jury could reasonably have reached [it] to the
standard of beyond reasonable
doubt”.[8]
In that context the cases recognise that the weight to be given to individual
pieces of evidence is essentially a jury function,
that reasonable minds
may disagree on matters of fact and that because the body charged with finding
the facts is the jury, appellate
courts should not
lightly interfere.[9]
- [22] In respect
of the balance of the appellant’s arguments, this Court would need to be
satisfied first that there was some
error or omission in the Judge’s
approach and secondly that this gave rise to a miscarriage of justice in the
sense that it
created a real risk that the outcome of the trial was affected, or
that it resulted in an unfair
trial.[10]
Discussion
- [23] We accept
the conclusion, expressed by the Judge at sentencing, that the Crown case that
Mr Maid assembled the IIED and deposited
it at the Hut in the Voyager laptop
satchel was “so compelling that the only piece missing was actually seeing
[him] place
the imitation IED by the
hut”.[11]
- [24] We accept
also that the reality of the trial was that the Crown had to prove the overall
course of conduct. That is because
Mr Maid’s defence was one of identity.
He claimed he had no involvement in assembling or placing the IIED at all.
In that
context we agree with Mr Eng’s submission that the Crown could
“hardly prove that he had taken the device into the SEA
without answering
that contention”.
- [25] As to
identity, the Crown relied on multiple threads of circumstantial
evidence including:
(a) the timing of Mr Maid’s various
movements that day, as recorded by his dedicated electronic swipe card or on
CCTV, clearly
established an opportunity for him to access the dangerous goods
store via the landside corridor (which he entered at 11.19 am and
2.39 pm
respectively) to procure relevant components;
(b) there was similarly adequate opportunity for him to assemble the
components into an IIED in his office at the annex (in which
there was no CCTV),
either side of the 15 minutes (between 3.10 pm and 3.25 pm) when he was
engaged in writing a report;
(c) there was CCTV footage of him uplifting a roll of sellotape and returning
it empty (the IIED having been stuck together with a
quantity of sellotape);
(d) the components in the IIED were among those which the evidence
established were located in the dangerous goods storeroom;
(e) Mr Maid had been issued with a Voyager laptop satchel of the type used to
hold the device (these satchels having since been decommissioned);
(f) the handwriting expert was sure that Mr Maid had written the
cryptic note;
(g) Mr Maid also told a police officer that the note had been handwritten
when that was not information discernible from examination
of the satchel
(the note was rolled up and placed inside the handle with the text facing
inwards);
(h) when Mr Maid drove to the Hut he parked it in an unusual way from which
an available inference was that he sought to obscure the
Hut from the Control
Tower;
(i) he purported not to be able to identify the satchel as a bag from
landside in the course of his perimeter check despite using
binoculars;
(j) he showed unusual nonchalance in approaching the device consistent with
knowledge that it posed no actual danger, and when other
personnel sought to
approach it he did not seek to discourage them; and
(k) he had motive, given a history of professional complaints about the
adequacy of security at the airport and, in seeking maximum
publicity for the
incident, acted in a manner consistent with such motive.
- [26] However, we
accept Mr Andersen’s submission that of itself, proof that Mr Maid
assembled the device and/or placed it at
the Hut can be considered only as
a part of the Crown’s circumstantial case that he took the device
through the SEA. As we
have indicated, Mr Andersen emphasises alternative
routes by which the device could have been taken to the patrol vehicle; the
absence
of evidence as to what was in the black Flylite backpack when Mr Maid
went into the SEA; and the absence of any compelling reason
to take the IIED
into that area en route to the vehicle because a spare vehicle key was in
the AVSEC annex office.
- [27] Clearly,
the fact that there is no direct evidence of the contents of the satchel at the
relevant time is not of itself decisive.
That is the very point of
circumstantial evidence. It allows the fact finder to infer the existence of a
particular fact from a
variety of surrounding circumstances.
- [28] Although
the circumstantial evidence that the backpack contained the IIED at the
point Mr Maid carried it into and through the
baggage make up SEA is not as
overwhelming as the circumstantial evidence of his involvement in the wider
scheme, we nevertheless
regard it as strong. We refer in particular to the
following circumstances:
(a) whereas previously in the day Mr Maid
was observed on CCTV using his personal Adidas backpack (with three white
stripes), he uses
the plain black Flylite backpack for the 12 minute interval
during which he leaves the annex, walks through the door
to the SEA,
enters the HSB Control Room, leaves the building, and then
returns;
(b) the Flylite backpack could more comfortably fit the Voyager
laptop satchel;
(c) because it was a quality assurance bag he could, if questioned about it
or caught, either deny ownership or play off his involvement
as part of his
quality assurance role;
(d) in walking out to the patrol vehicle with the backpack he avoided a room
occupied by his colleagues but on the return trip (by
which point the Crown said
the IIED had been deposited in the vehicle) he was apparently happier to do
so;
(e) the alternative theory — that he used the Flylite backpack to take
things from his locker to his personal vehicle —
was inherently unlikely
when he had, up until that point, used his own bag and it would mean him doing
so in the middle of his shift
when he would be finishing only a few hours
later; and
(f) his involvement in the wider scheme.
- [29] We accept
as conceivable that there was an alternative route to the AVSEC vehicle whereby
Mr Maid would not have infringed the
SEA. It is conceivable also that Mr Maid
knew about the spare key for the vehicle in the annex office. But, in
the absence of evidence
(whether CCTV or otherwise) that he took some
alternative route to the car and with the CCTV evidence clear that he uplifted
keys
to the vehicle from the HSB control room at 3.50 pm, it was, in our view,
more than open to the jury to conclude that the various
circumstantial threads
together established (to the requisite standard) that he in fact passed through
the SEA carrying the IIED.
The case was, in our view, a considerable distance
from that postulated by Mr Andersen: equally likely possibilities existing in
terms of how the satchel was placed in the car.
- [30] Moreover,
the argument on appeal assumes that Mr Maid knew of the nuances of s 11(1)
and (1A) of the Act and on that basis reasonable
doubt that he would pass
through the SEA when passage through a simple security area would not have seen
him prosecuted. As Mr Andersen
acknowledges, there is no evidence of his having
turned his mind to that matter specifically.
- [31] We are not
therefore persuaded that the jury’s verdict was unreasonable.
- [32] In respect
of the subsidiary points in Mr Andersen’s written submission, we can
be comparatively brief.
- [33] We do not
accept that the Judge’s summing up failed to focus appropriately on the
core element of the charge, or created
an environment where the jury improperly
proceeded from (1) an assessment Mr Maid was responsible for assembling the
device and depositing
it at the Hut to (2) the conclusion that he must therefore
be guilty of the offence under s 11(1A). To the contrary, the Judge made
the position, in our view, plain. He said:
[35] The first
question is, “Has the Crown made you sure that Mr Maid intentionally took
an imitation explosive device into
a security enhanced area?” So,
remember, this is the aspect of the case where the Crown says that you may infer
from all of
the facts that what he had in the black pack was an IED and he
took that into a security enhanced area. As I will say to you later
on, it
being found somewhere else is one of the inferences that the Crown says enables
you to conclude that he must have taken it
through the security enhanced area.
So in that respect it invites you to work backwards. ...
- [34] Earlier he
likewise said:
[9] The Crown case is that it was Mr Maid who
assembled and placed the IED in the computer bag, placed it in the door of the
ILS hut
and then raised an alert. However, that of itself is not the charge he
faces. The charge he faces is that he took the IED into
and/or through an
airport security enhanced area. That security enhanced area is the area within
the northern part of the airport
building at Momona. ...
[11] In this case the underlying and ultimate issue is whether you are
satisfied beyond reasonable doubt that he, without lawful authority
or
reasonable excuse, intentionally took an IED into a security enhanced area at
Dunedin International Airport.
- [35] The Judge
therefore clearly identified where the jury’s focus should lie. Evidence
that Mr Maid had fulfilled his ultimate
objective was, equally clearly,
identified as only part of the Crown’s circumstantial case.
- [36] Nor are we
persuaded that the question trail should have commenced by asking “Did the
defendant place the Imitation IED
at the localiser hut”
as Mr Andersen suggests. He says that if it had done so this would
have enabled the jury to focus on
the issue appropriately and independently of
the two subsequent questions.[12]
However we agree with the Crown that this would have elevated one aspect of a
circumstantial case to the status of an element of
the offence and that this is
not permissible, let
alone desirable.[13] Although
placement of the satchel at the Hut was an important part in the Crown’s
circumstantial case, it was not a condition
precedent for consideration of the
charge under s 11(1A). The Crown’s closing address was unambiguous
in that respect,[14] as was the
Judge’s summing up.
- [37] Mr
Andersen’s final point is that the summing up did not repeat defence
counsel’s observation that “[y]ou can’t
rule out he was
carrying something else in the black bag instead of an Imitation IED”. He
says this should have been referred
to in the Judge’s long recitation of
the circumstances supporting the respective cases. We do not consider it a
defence circumstance
as such. It was simply an observation forcefully made in
the defence closing as to the existence of reasonable doubt on a key aspect
of
the Crown case. We have no doubt that this proposition would have been at the
forefront of the jury’s mind in its assessment
of the s 11(1A) charge having regard to the way in which the
Judge otherwise summed up — in particular his focus on the fact
their
job was to determine that “what he had in the black pack was an
[imitation] IED and he took that into a security enhanced
area”. There
can be no miscarriage of justice in this context.
- [38] Accordingly
we dismiss the conviction appeal.
Sentence appeal
The District Court’s approach
- [39] The Judge
imposed a sentence of three years’ imprisonment having recognised
discounts for personal factors of 20 per cent.
His starting point was three
years and nine months’ imprisonment against a statutory maximum of five
years.
- [40] In fixing
this starting point he considered that the offending exhibited a number of
aggravating features,
namely:[15]
(a) Mr Maid
was an aviation security officer “sworn to protect” the
targeted premises;
(b) he used his training as an AVSEC officer to construct a realistic IIED
and caused serious alarm;
(c) he breached security protocols by doing things which were not part of his
duties, including using swipe cards and pin numbers
to access rooms and spaces
for which there was no proper purpose;
(d) the offending involved a gross breach of trust;
(e) there was a high degree of premeditation and planning;
(f) Mr Maid would have known from his training and experience that
the offending would cause significant disruption and alarm, including
the
diversion and/or cancellation of flights; and
(g) the close proximity in time of the offending to the Christchurch Mosque
attacks at a time when all AVSEC staff were on high alert.
- [41] The
Judge then referred to two other cases, one involving an imitation explosive
device and another a device intended to explode
but not having the capacity to
do
so.[16]
He noted that the Act did not distinguish in terms of penalty between actual and
imitation devices for the reason that “it
is the act of taking the device
into a security enhanced area itself that is the
mischief”.[17] He said that
he agreed with the Crown that it was difficult to imagine a more serious example
of such an offence given the aggravating
features identified and that this
was relevantly reflected in the requirement to hold Mr Maid to account under s
7(1)(a) of the Sentencing
Act
2002.[18]
- [42] Next the
Judge considered the requirement to denounce the
conduct.[19] He said it was
“cynical” and “cruel” offending occurring two days after
the Christchurch Mosque attacks
while the country was “reeling and in
mourning”.[20] He again
emphasised that the defendant would have known from his experience how
significant and costly the disruption from an airport
closure would be. But it
was not, he said, “a stunt by a larrikin or a cry for help by someone
with mental health
issues”.[21] It was a
“gross breach of trust” by someone who knew what the effect would be
on the airport, the public and emergency
services.[22] As such he said it
warranted significant denunciation.
- [43] Finally,
the Judge referred to the need for
deterrence.[23] He said it was
significant that there had never previously been such an incident in New Zealand
which “must be because Civil
Aviation and aviation security provide an
effective preventative
service”.[24] He said it was
significant that “one of their own” circumvented the safety and
security of the airport, that this was
done in a covert way and that there was
accordingly:
[40] ... a need through this sentencing today to deter
such acts, to uphold the importance of aviation security and to react firmly
when a member of that service utilises their knowledge and trust to commit such
a cynical offence against the Act.
- [44] In
establishing his starting point the Judge did not expressly refer to s 8(d)
of the Sentencing Act (requiring a penalty near
to the maximum prescribed
if the offending is near to the most serious case), but must be considered to
have approached the sentencing
on that premise.
- [45] The Judge
then turned to personal mitigating factors. He considered a discount of 10 per
cent appropriate to reflect Mr Maid’s
absence of previous convictions and
allowed a further discount of 10 per cent for his “family’s personal
difficulties”[25] and his
“offer to make
amends”.[26]
- [46] The final
sentence imposed was therefore three years’ imprisonment.
- [47] We note
that the reparation of $6,000 which Mr Maid committed to making has not been
paid.
The appellant’s submissions
- [48] Mr Andersen
submits that the Judge’s starting point was manifestly excessive because
it proceeded from a fundamental mistake
in the assessment of Mr Maid’s
culpability. He says that Mr Maid was in fact sentenced for the wider scheme of
gathering components
and constructing and planting the imitation IED, which
would not have been an offence if he had not travelled through the SEA. As
a
result he submits it was irrelevant that the airlines and DIA suffered losses of
approximately $42,000 or that significant disruption
was caused to the public.
These, he said, were functions of the IIED having been placed at the Hut which
was not in itself criminal
offending.
- [49] He submits
that while it was necessary for the Crown to prove Mr Maid was responsible for
planting the IIED as part of the wider
factual narrative surrounding
the case, because this did not of itself constitute an offence, the actual
offending must be seen as
purely incidental to non-criminal activity and as such
in the “technical” category.
- [50] He submits
that the overall legislative purpose of s 11 of the Act is to prevent IIEDs
being carried or loaded onto an aircraft
and that, in this context,
s 11(1A) can appropriately be seen as creating a “preventative”
offence. He draws an analogy
with the law of attempts, submitting that the
s 11(1A) offence was intended to “extend the boundary” of the
s 11(1) offence
by criminalising actions proximate to the loading
of any such device on to an aircraft.
- [51] He submits
that the offending in Taylor v
R[27] and R v
Nicholas[28] was significantly
more serious given that it involved threats to the public and/or to property
and, in the case of Nicholas, caused emotional harm. He points out that
in Nicholas there was an actual attempt to detonate the device, albeit
that the expert evidence was that this was not possible. He submits that
this
demonstrated a clear intention to cause terror not present in the case of Mr
Maid’s offending.
- [52] He further
submits that the primary motive identified by the Crown was a desire to
highlight deficits in aviation security in
the hope that Mr Maid’s
concerns might be addressed. As such he says Mr Maid’s motive was
ultimately public spirited,
not to cause terror, and that this mitigates his
culpability.
- [53] Against
this background he suggests an appropriate maximum starting point was one
year’s imprisonment which, after a discount
of 20 per cent, would take
the sentence to approximately nine-and-a-half months.
The
Crown’s submissions
- [54] Mr Eng
submits that the sentence was not manifestly excessive and that, having regard
to the aggravating features identified
by the Judge, and in particular
Mr Maid’s gross breach of trust, s 8(d) of the Sentencing Act
was engaged. He says that characterising
the offending as
“technical” disregards “the recognised seriousness of the
offence”, and that it fell within
the mischief contemplated by
s 11(1A) by “compromising New Zealand’s aviation security and
causing major disruption”.
He endorses the comment in the
Judge’s sentencing notes that “[i]t is difficult to imagine how much
more one could have
done in terms of what was required to commit the offence and
the
consequences”.[29]
Discussion
- [55] Assessing
the appropriate level of Mr Maid’s sentence raises a seemingly novel point
— certainly one for which neither
counsel nor we have been able to obtain
any substantial assistance from the authorities. Although the consequences of
his composite
actions on 17 March 2019 were substantial, involving significant
disruption and cost to the various entities and individuals involved,
these were
all consequences of a non-criminal act (placement of the IIED outside the Hut).
The criminal offending (transporting
the IIED through the SEA) was essentially
incidental to this non-criminal act and was not itself an act with material
consequences.
Indeed it took place within a period of less than three minutes,
between 3:48:37 and 3:51:35 pm, and, because no one was aware of
the contents of
the Flylite backpack, caused no anxiety, alarm, or consequence of any kind.
- [56] We start
with what we identify to be the purpose of s 11(1A). As indicated, this
was inserted in 2007 as part of a suite of
aviation reforms. These were stated
in the explanatory note of the relevant Bill to provide “enhanced security
measures for
New Zealand civil aviation”, to “allow New Zealand to
support its obligations under the Convention on International Civil
Aviation
(1944)”, to strengthen “the legal framework for New Zealand’s
aviation security system” and to contribute
“to the goals of the New
Zealand Transport Strategy, in particular by assisting safety and personal
security and assisting
economic
development”.[30]
- [57] The
explanatory note contains a useful statement of the purpose of the proposed
subs (1A):[31]
In
addition, while it is an offence to carry, or attempt to carry, a potential
weapon onto an aircraft, it is not an offence to take
such an item into the
sterile area. This creates a security risk and a legal loophole whereby a
passenger found with a potential
weapon in the sterile area cannot necessarily
be proved to be trying to board the aircraft with the item.
- [58] This
underscores the fact that subs (1A) was intended to be an adjunct to
the prohibition in subs (1) against taking on board
any aircraft a
firearm, weapon, ammunition, explosive device or imitation thereof. As such it
filled a lacuna whereby anyone identified
with such an item in a SEA (and who
therefore was clearly a security risk) could be successfully
prosecuted without establishing
an intention to board an aircraft with the item
(obviating for example a defence based on a professed intention to dispose of
the
item before boarding).
- [59] Against
this background, Mr Maid’s offending can, in our view, be correctly
identified as incidental to the mischief which
the legislation was attempting to
address. He had no intention of boarding an aircraft with the IIED or even
placing it in the vicinity
of one. His objective was not to cause terror to any
one or more individuals. It was therefore in the nature of happenstance that
an
offence took place. Had he placed the IIED in the AVSEC security vehicle via a
different route, no offence would have occurred
under the Act.
- [60] We do not
consider that offending which is incidental to the legislative purpose of the
relevant prohibition could ever be described
as near to the most serious of its
kind for the purposes of s 8(d) of the Sentencing Act. We would reserve
such description to transit
through a SEA with a firearm or live explosive with
the intention of subsequently boarding an aircraft. Nor do we consider the
Judge
was correct in saying that the offending represented a “cynical
offence against the
Act”.[32]
Although cynical in a general sense, it was not within the specific
purposes of the Act.
- [61] As such we
consider the Judge to have been in error in the way he approached the assessment
of the starting point. Rather than
focusing on the legislative purpose of the
section and how the criminal component of Mr Maid’s various activities
related to
the prescribed purpose, he appears to have focused on the
consequences of Mr Maid’s overall activities that day — in
small part criminalised by the Act, in most part not. The significant
disruption and cost identified by him in fact resulted from
a non-criminal
action not captured within the conduct s 11(1) and (1A) was designed
to address.
- [62] We do not
find a great deal of assistance in the two cases referred to by the Judge
and counsel. Taylor involved four separate fake bomb threats of
increasing sophistication over a two-week
period.[33] The last of these
involved creating an IIED which included an electronic buzzer and home-made
pressure switch. It buzzed continuously
with a note attached suggesting that,
if the person reading it moved, the bomb would be set off. The Court
considered it minor to
moderate offending of its kind adopting a starting point
of two years and six months’ imprisonment with an end sentence of
10
months’ home detention.
- [63] In
Nicholas, the defendant built an explosive device out of flammable
chemicals and went to a high rise building with the device in a
suitcase.[34] He notified staff he
intended to blow himself and the building up. When the Police arrived he
attempted to detonate the device
by lighting a wick which protruded from the
suitcase. He was unsuccessful and the expert evidence was that the contents
could not
be detonated. Potentially, however, they could have produced toxic
fumes if exposed to a sufficient heat source. Brewer J adopted
a starting point
of 14 months’ imprisonment which was confirmed as the final sentence after
all adjustments.
- [64] In one
respect at least the offending in Nicholas was more serious than that in
the present case. The defendant’s clear intention was to cause terror and
no doubt his threats
did cause significant anxiety to those exposed to them.
Moreover, he attempted to detonate the device, assuming that in so doing
he
would cause an explosion.
- [65] Likewise in
Taylor the device was calculated to create terror in anyone who
approached it and read the attached message. There was also a high level
of
premeditation as evidenced by escalation in the offending over a two-week
period.
[66] Both cases involved charges under s 307A of the
Crimes Act 1961 relating to threats of harm to people or
property.[35] Mr Maid was not
prosecuted under this section for which we note the maximum penalty is seven
years’ imprisonment.
- [67] However,
despite the limitations of the comparison, Nicholas and Taylor
reinforce the conclusion that the starting point adopted by the Judge in this
case was too high. Indeed it exceeded by nine months
the starting point upheld
by this Court in R v Coombs where functional dry ice bombs were
exploded resulting in injury
to one bystander.[36]
- [68] In this
case we consider the Judge was overly influenced by what he considered
“cynical” and “cruel”
behaviour in the context of the
Christchurch Mosque attacks. He conflated all of Mr Maid’s actions that
day into a single
tranche of criminal offending and failed to relate the actual
(and largely incidental) offending to the legislative purpose of s
11. In
so doing he adopted a starting point which we regard as manifestly
excessive.
- [69] We consider
that the appropriate starting point was in the order of 20 months’
imprisonment. We accept that, even in respect
of the limited conduct properly
categorised as criminal, Mr Maid’s actions involved a gross breach of
trust having regard to
his dedicated role as a security officer. He had no
legitimate purpose in transporting an IIED through a SEA that day. We also
consider it artificial in assessing Mr Maid’s culpability to
completely insulate the specific and proven offending from his
wider purposes,
which, although not criminal, themselves constituted a gross breach of trust to
his employer and the wider community
he was dedicated to serve.
- [70] Having
regard to all the circumstances of this somewhat unusual case we consider a
starting point at this level adequately meets
the relevant purposes of
accountability, deterrence and denunciation, particularly having regard to the
inevitable consequences that
his conviction will have in the context of his
chosen career in aviation security.
- [71] In respect
of discounts from the starting point, we note that the Judge’s
20 per cent allowance included a component for
reparation which has
not been paid. From our starting point of 20 months’ imprisonment we
therefore make total deductions
of three months (15 per cent), for a finite
sentence of 17 months’ imprisonment.
- [72] Mr Maid has
already served approximately six months of his custodial sentence and will be
automatically released in less than
three months. Existing advice to the Courts
is that a proposed home detention address was unsuitable. We grant Mr Maid
leave to
apply to the District Court to substitute home detention for
the adjusted sentence imposed.
Result
- [73] The appeal
against conviction is dismissed.
- [74] The appeal
against sentence is allowed.
- [75] The
sentence of three years’ imprisonment is quashed and substituted for a
sentence of 17 months’ imprisonment.
- [76] Leave is
reserved to apply to the District Court to commute the balance of the custodial
sentence to one of home detention.
Solicitors:
Crown Law Office, Wellington
[1] R v Maid [2021] NZDC
1547 [Sentencing notes].
[2] Both within the SEA.
[3] A localiser is part of the
navigational equipment situated at an airport.
[4] Aviation Crimes Amendment Act
2007, s 5(3).
[5] The exact time stamp is
15:50:18.
[6] The identified extract is from
the defence closing address.
[7] Criminal Procedure Act 2011,
s 232(2)(a).
[8] R v Munro [2007] NZCA
510, [2008] 2 NZLR 87 at [87], approved in R v Owen [2007] NZSC 102,
[2008] 2 NZLR 37 at [15].
[9] R v Munro, above n 8, at [87]–[88], approved in R v
Owen, above n 8, at [13].
[10] Criminal Procedure Act,
s 232(2)(c) and (4).
[11] Sentencing notes, above n
1, at [40].
[12] 1.1 “Has the Crown
made you sure that Mr Maid intentionally took an imitation explosive device
(IED) into a security enhanced
area?”.
1.2 “Has the Crown made you sure that he did so without lawful
authority or reasonable excuse?”
[13] In Perez v R [2015]
NZCA 267 at [45] this Court observed that “[i]t is axiomatic that a
question trail must reflect the elements of the relevant charge and the
factual
decisions to be made in respect of each element”.
[14] In his closing address
Crown counsel observed that “a significant amount of evidence” was
peripheral to the core elements
of the offence noting that “I want you to
remember that it’s only the elements of the offence the Crown has to
prove”.
[15] Sentencing notes, above n
1, at [23]–[27].
[16] Taylor v R [2017]
NZHC 1356; and R v Nicholas [2017] NZHC 3043.
[17] Sentencing notes, above n
1, at [35].
[18] At [36].
[19] Sentencing Act,
s 7(1)(e).
[20] Sentencing notes, above n
1, at [37] and [39].
[21] At [39].
[22] At [39].
[23] Sentencing Act,
s 7(1)(f).
[24] Sentencing notes, above n
1, at [40].
[25] Mr Maid’s wife
suffers from complex vertigo meaning his family are reliant on him as the
primary caregiver of the couple’s
two young children aged 12 years and 16
months.
[26] At [45]. The offer was to
pay $6,000 which the Judge described as “relatively insignificant against
the total costs that
have been set out by the relevant victims but also that
additional human cost” (at [42]). Victim Impact Statements indicated
that
Air New Zealand’s total costs as a result of the disruption (primarily
passenger accommodation costs) were $31,386.07,
DIA’s costs were
approximately $4,225.00 and Virgin Australia’s estimated costs between
$7,000 and $8,000.
[27] Taylor v R, above n
16.
[28] R v Nicholas,
above n 16.
[29] Sentencing notes, above n
1, at [36].
[30] Aviation Security
Legislation Bill 2007 (110-1) (explanatory note) at 1.
[31] At 19.
[32] Sentencing notes, above n
1, at [40] (emphasis added).
[33] Taylor v R, above n
16.
[34] R v Nicholas, above
n 16.
[35] It seems to us that the
same section could have been involved against Mr Maid. Section 307A(1)(b)
provides that it is an offence
to communicate information:
(i) that purports to be about an act [creating, inter alia a risk to health
or causing major property damage].
(ii) That the offender believes to be false.
[36] R v Coombs [2008]
NZCA 329.
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