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O'Keeffe v New Plymouth District Council [2021] NZCA 55 (10 March 2021)
Last Updated: 16 March 2021
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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|
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BETWEEN
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WAYNE O’KEEFFE Appellant
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AND
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NEW PLYMOUTH DISTRICT COUNCIL First Respondent
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AND
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TARANAKI ANGLICAN TRUST BOARD Second Respondent
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Hearing:
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11 February 2021
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Court:
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Brown, Clifford and Goddard JJ
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Counsel:
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J D K Gardner-Hopkins for Appellant H P Harwood and O L Rego for
First Respondent M J E Williams for Second Respondent
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Judgment:
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10 March 2021 at 11.00 am
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JUDGMENT OF THE COURT
- The
appeal is dismissed.
- The
appellant must pay costs to the second respondent for a standard appeal on a
band A basis, with usual
disbursements.
____________________________________________________________________
Table of contents
Para No
REASONS OF THE COURT
(Given by Goddard J)
Introduction and summary
- [1] The second
respondent, the Taranaki Anglican Trust Board (the Trust Board), applied to the
first respondent, the New Plymouth
District Council (the Council), for a
resource consent for the redevelopment of the St Mary’s Cathedral complex
in New Plymouth
(the cathedral complex). On 19 March 2020 the Council
granted the resource consent on a non-notified basis.
- [2] The
appellant, Mr O’Keeffe, owns a house situated on the corner of Robe and
Fulford Streets, across the road from the cathedral
complex. He considers that
the resource consent application should have been notified, so that he and
others could make submissions
to the Council in relation to the application. He
applied for judicial review of the Council’s decision to grant the
resource
consent. His application for judicial review was heard by Doogue J on
19 October 2020. The Judge dismissed the application for
judicial review on 23
November
2020.[1]
- [3] Mr
O’Keeffe appealed to this Court. The Trust Board applied for an urgent
fixture, on the basis that Mr O’Keeffe’s
outstanding challenge to
the resource consent put at risk the funding the Trust Board had obtained from
various sources for the redevelopment.
This Court granted an urgent
fixture.[2]
- [4] As the
appeal evolved, the main focus of Mr O’Keeffe’s argument before
this Court was on what the Trust Board’s
resource consent application
termed “special events”[3]
which included weddings, baptisms, funerals and memorial services, associated
receptions, and concerts in the cathedral. Mr O’Keeffe
argued in his
written submissions that the Council had not considered the implications of
special events by reference to rules in
the New Plymouth Operative District Plan
(ODP) relating to noise, and to the supply of alcohol under a liquor licence, in
the residential
A zone in which the cathedral is situated. These arguments had
not been pursued in the High Court and were in any event misconceived:
nothing in the resource consent authorised any activity that would breach the
ODP rules relating to noise or supply of alcohol.
The arguments based on those
rules were not ultimately pursued at the hearing of this appeal.
- [5] Mr
O’Keeffe also argued that the Council had failed to consider the traffic
and parking effects of special events, in particular,
the effects on residential
amenity of an increase in traffic movements and parking in nearby streets in
connection with special events.
The claim before the High Court was not framed
in terms of residential amenity effects caused by increased traffic and parking.
But in any event, we are not persuaded that the information available to the
Council in relation to traffic and parking generated
by special events was
inadequate. Nor are we persuaded that there was any defect in the
Council’s consideration of traffic
and parking effects, or any reason to
think that the effects on Mr O’Keeffe and other nearby residents of
traffic and parking
attributable to special events were other than
insignificant. It was open to the Council to conclude that any traffic or
parking
effects from special events, including any effects on residential
amenity, were less than minor and did not require limited notification
of the
Trust Board’s application.
- [6] Before the
High Court, another significant focus of Mr O’Keeffe’s claim was the
adequacy of the Council’s assessment
of the impact of the redevelopment
(in particular, the relocation of the old vicarage) on visual amenity for
nearby residents such
as Mr O’Keeffe, and on viewshafts from public places
towards Pūkākā/Marsland Hill. The visual amenity issue
received much less emphasis in this Court: as Mr O’Keeffe accepted, the
relocation of the old vicarage actually reduced any
intrusion into views from Mr
O’Keeffe’s property. We do not consider that any relevant plan
required the Council to
consider viewshafts towards
Pūkākā/Marsland Hill. The Council did not err in assessing the
effects of the redevelopment
on visual amenity or viewshafts. And even if there
had been an error, it would not have been appropriate to award any relief to
Mr
O’Keeffe in circumstances where he was not prejudiced in any way by this
aspect of the redevelopment, and there was no evidence
of any adverse effects on
any other person.
- [7] The appeal
must therefore be
dismissed.
Background
- [8] St
Mary’s Taranaki cathedral is New Zealand’s oldest stone church. It
opened in September 1846. It is a Category
1 Heritage Building. In 2016 the
cathedral was identified as being earthquake prone and was closed until such
time as it could be
strengthened. A proposal for redevelopment of the cathedral
complex was developed by the Trust Board, in consultation with mana
whenua and
others. The redevelopment project was concisely summarised in the Assessment of
Environmental Effects (AEE) section that
was submitted in support of the Trust
Board’s resource consent application:
St Marys Taranaki
Cathedral Development comprises four main components:
- Strengthening
the St Marys Taranaki Cathedral, NZ’s oldest stone church.
- Te
Whare Hononga (The House that Binds) – a new community building to act
as a catalyst for peace, reconciliation, and collaboration in the heart of New
Plymouth.
- Strengthening,
refurbishing and changing the use of the Vicarage, and moving the
building northward by 17 m to be accessible to the new complex.
- Associated
development of the grounds of western end of the church site, with a new
courtyard integrating Te Whare Hononga, the Vicarage and a reworked Hatherley
Hall and St Marys.
Works include a new carpark, paths and entry
canopy and landscaping whilst retaining graves and significant trees.
This application for resource consent relates to items 2, 3 and 4.
The Cathedral Project has been conceived and progressed with the kaupapa of
reconciliation, and will provide a living example of bicultural
commitment and
Christian principles of repentance, forgiveness, peace and reconciliation and
support further positive change in Taranaki.
Te Whare Hononga will reflect the place of Ngāti Te Whiti, Te
Ātiawa as mana whenua and form the cornerstone of the Sir
Paul Reeves
Centre for Peace and Reconciliation. Te Whare Hononga will also be developed as
a site with information and displays
to increase understanding of the land and
NZ Wars origins, and it is intended to become a nationally significant tourist
drawcard.
- [9] The Trust
Board advised Mr O’Keeffe of its proposed redevelopment in December 2019.
At that time, he expressed some concerns
about the proposal.
- [10] In January
2020, the Trust Board lodged an application under the Resource Management
Act 1991 (RMA) for a resource consent for
the redevelopment work, including the
relocation of the vicarage, construction of Te Whare Hononga, and associated
development of
the grounds including establishment of an on-site carpark. (A
separate resource consent was sought and obtained in relation to the
strengthening of the cathedral.)
- [11] The
application was accompanied by the AEE referred to above, a drawing and
landscaping package prepared by an architect, a heritage
assessment, an
earthworks assessment, an arborist assessment, an archaeological assessment, and
a traffic impact assessment (TIA).
- [12] In late
January 2020, the Council made a request to the Trust Board for further
information under s 92 of the RMA, including
the impact of traffic
generation, parking and visual effects. The requested information was provided
to the Council in March 2020.
The response to the information request
included an amended TIA.
- [13] In February
2020, Mr O’Keeffe learned that the application had been made.
Mr Robinson, a consultant planner for the Council,
met with Mr
O’Keeffe to discuss the application and the resource consent process.
Following that meeting Mr Robinson received
a letter from Mr O’Keeffe
outlining his concerns about the project.
- [14] In March
2020, Mr Robinson prepared a decision report for the Council in relation to the
application for resource consent. That
report is described in more detail
below. The decision report was reviewed and approved by the Council’s
planning lead, who
made the final decision to grant the consent on a
non-notified basis. On 19 March 2020 the Council issued a resource
consent to
the Trust Board to undertake redevelopment of the grounds of the
cathedral complex, subject to a number of conditions imposed under
s 108 of the RMA.
- [15] Later in
March 2020, Mr Robinson emailed Mr O’Keeffe to advise him that the
application had been approved. He discussed
the decision with Mr O’Keeffe
by telephone. The Council also wrote to Mr O’Keeffe in May 2020, and met
with him in July
2020, in response to his continuing concerns about the
project.
- [16] Meanwhile,
following the grant of the resource consent, the Trust Board took steps to
implement the redevelopment. On 6 June
2020, a building contract was awarded
for the relocation of the vicarage. That work was underway when, on
13 July 2020, the Trust
Board was advised that judicial review
proceedings would be filed by Mr O’Keeffe. The relocation of the old
vicarage has since
been completed, but the Trust Board agreed with Mr
O’Keeffe that no further work beyond making the site safe and secure would
take place until the proceedings were determined.
- [17] As a result
of these proceedings, further work on the redevelopment project by architects,
engineers, and civil consultants was
largely suspended. The Trust Board had
obtained funding from various sources for the work, subject to agreed completion
dates.
The Trust Board has sought extensions to those completion dates but is
concerned that delay caused by these proceedings may imperil
that funding.
The Trust Board is also concerned that a decision setting aside the
resource consent and requiring a decision to be
made on a notified basis would
significantly delay the redevelopment project and would put its funding at
risk.
The Council’s decision
report
- [18] The
decision report prepared by Mr Robinson describes the current site and the
surrounding environment, including Pūkākā/Marsland
Hill. It
outlines the redevelopment proposal in some detail. It identifies the
information provided in support of the application,
and records Mr
Robinson’s view that the information provided, including the additional
information requested under s 92 of
the RMA, is sufficient to enable a full
assessment of the effects of the development to be carried out.
- [19] The report
identifies the relevant consenting matters under the ODP and the New Plymouth
Proposed District Plan issued in 2019
(PDP). It records that the proposal is
a restricted discretionary activity under certain rules in the ODP. It
also records that
the proposal would be a non-complying activity under a rule
relating to relocation of heritage buildings in the
PDP.[4] For the purpose of assessing
whether notification of the application was required, the report applied the
most onerous relevant
activity status, which was that the activity was a
non-complying activity under the PDP. So there was no limit on the scope of the
effects that the Council could consider when assessing the effects of the
proposal on the environment.
- [20] The report
notes that the Council received correspondence from Mr O’Keeffe outlining
a number of specific concerns with
the proposed redevelopment, including issues
in relation to parking and pedestrian movements. Mr Robinson recorded that he
addressed
the concerns outlined by Mr O’Keeffe as part of his effects
assessment under ss 95A and 95B of the RMA.
- [21] The report
considered whether public notification of the application was required by s 95A
of the RMA and concluded that it was
not. There is no challenge to that
conclusion. The report then went on to consider whether limited
notification to affected groups
and affected persons was required under
s 95B of the RMA. The report noted that under s 95E of the RMA the
Council must decide that
a person is an affected person if the relevant
activity’s adverse effects on them are minor or more than minor, but are
not
less than minor.
- [22] By
reference to that test, the report then reviewed in some detail possible effects
on residents of nearby properties, including
the effects of the relocated
vicarage, the carpark, traffic and parking, and construction. The report
concluded that the adverse
effects of the proposal on those residents would be
less than minor, and that the application therefore need not be notified on a
limited basis under s 95B of the RMA.
- [23] The report
then proceeded to assess the merits of the application under s 104 of the
RMA. After reviewing the effects of the
proposed redevelopment by reference to
the relevant provisions of the ODP and the PDP, the report concluded that the
effects of the
proposal were acceptable, and the proposal was consistent with
the objectives and policies of the relevant plans. The application
could be
granted under the ODP and the PDP. The report recommended approving the
application. As noted above, that recommendation
was accepted by the
Council’s planning lead and a resource consent for the redevelopment work
was granted.
The proceedings
- [24] The
statement of claim filed on 15 July 2020 challenged the decision to grant the
resource consent on two grounds.
- [25] The first
ground of review set out in the statement of claim was that the Council had
erred in law by undertaking an improper
assessment of the proposal’s
effects or failing to have regard to relevant effects or considerations. Mr
O’Keeffe alleged
that in making its decision, in particular its decision
to proceed without limited notification of any neighbours including Mr
O’Keeffe,
the Council erred by:
(a) failing to properly test
the assumptions in respect of traffic generation arising from the proposal;
(b) identifying only an additional 750 vehicle equivalent movements (VEM)
per week;
(c) failing to assess the effects of the additional 750 VEM per week;
(d) wrongly disregarding traffic and parking effects because events such as
hireage of Te Whare Hononga and the cathedral, and orchestra
performances had
not been factored in, and on the basis that neighbours had their own parking
which would not be affected by the
proposal;
(e) in respect of visual amenity and the maintenance of viewshafts,
incorrectly disregarding provisions of the PDP, ignoring the viewshaft
provisions of the ODP, and failing to take into account the cumulative effects
of the proposal;
(f) focussing on the effects on the subject site and the heritage of the site
and its buildings, rather than effects on neighbours
and the wider
environment;
(g) failing to take into account relevant objectives and policies in making
the notification decision; and
(h) failing to identify what the s 95E threshold of “minor or more than
minor (but ... not less than minor)” entailed.
- [26] The second
ground of review set out in the statement of claim was that the Council erred in
law in granting consent when the
application should have been notified, but was
not notified. Mr O’Keeffe pleaded that in these circumstances the Council
had
breached s 104(3)(d) of the RMA, which provides that a consent
authority must not grant a resource consent if the application should
have been
notified but was not.
- [27] The
statement of claim sought a declaration that the decision to grant the resource
consent, including the non-notification decision,
was unlawful and invalid, and
an order quashing or setting aside the decision.
- [28] The Council
and the Trust Board opposed the application for review, on the basis that the
decision had been lawfully made in
accordance with the requirements of the RMA.
The Council had sufficient information to enable it to decide that notification
was
not required, and to determine the application for resource consent. The
Council and the Trust Board also opposed the grant of relief
on the basis that
even if the Council had erred in some or all of the respects alleged, setting
aside the resource consent would
be disproportionate and unjust having regard to
the impact on the Trust Board and the community.
High Court decision
- [29] Before the
High Court, Mr O’Keeffe argued that the Council’s decision to grant
the resource consent on a non-notified
basis was unlawful
because:[5]
(a) It was
made without adequate information.
(b) In assessing who was an affected person for the purposes of the
notification decision, the Council failed to address relevant
considerations, in
particular, in respect of traffic generation and parking, special events,
viewshafts and visual amenity. Mr O’Keeffe
argued that these effects on
neighbouring properties were more than minor.
- [30] After
setting out the background to the proceedings, the Judge referred to
a number of recent authorities on the general approach
of the Court to
judicial review of decisions of this kind, including the recent decision of
Whata J in Ennor v Auckland
Council:[6]
[30] It
is necessary to reiterate that judicial review is not an opportunity to revisit
the merits of a decision made by the Council
to proceed on
a non‑notified basis or to grant a consent. As Harrison J stated in
Auckland Regional Council:
The High Court does not exercise an appellate function on review. It is
the decision-making process followed by the consent authority
and its
lawfulness, not the decision itself which is under consideration.
[31] Thus, an applicant on review must identify an error of law, failure to
have regard to a relevant consideration, regard to an
irrelevancy or procedural
unfairness. I agree, however, with [counsel for the applicant] that there must
be adequate information
upon which to make those decisions. That is a basic
requirement of reasonable and procedurally fair decision making.
- [31] The Judge
then set out the relevant provisions of the RMA. As she recorded, s 95A of
the RMA provides that a consent authority
must determine whether to publicly
notify an application for resource consent. If an application is not publicly
notified, the consent
authority must then decide whether to give limited
notification of the application under s 95B of the RMA. Section 95B(9)
provides
that limited notification must be given to any “affected
persons”. That term is defined in s
95E,[7] which provides that a person
is an affected person if “the consent authority decides that the
activity’s adverse effects
on the person are minor or more than minor (but
are not less than minor).”
- [32] Section
104(1) requires a consent authority, when considering an application for
resource consent, to have regard to:
(a) any actual and potential
effects on the environment of allowing the activity; and
(ab) any measure proposed or agreed to by the applicant for the purpose of
ensuring positive effects on the environment to offset
or compensate for any
adverse effects on the environment that will or may result from allowing the
activity; and
(b) any relevant provisions of—
(i) a national environmental standard:
(ii) other regulations:
(iii) a national policy statement:
(iv) a New Zealand coastal policy statement:
(v) a regional policy statement or proposed regional policy statement:
(vi) a plan or proposed plan; and
(c) any other matter the consent authority considers relevant and reasonably
necessary to determine the application.
[33] Section 104(3)(d) provides that a consent authority must not grant a
resource consent if the application should have been notified
and was not.
- [34] Section
104D imposes restrictions on granting consent for non-complying
activities:
104D Particular restrictions for non-complying
activities
(1) Despite any decision made for the purpose of notification in relation to
adverse effects, a consent authority may grant a resource
consent for a
non-complying activity only if it is satisfied that either—
(a) the adverse effects of the activity on the environment (other than any
effect to which section 104(3)(a)(ii) applies) will be
minor; or
(b) the application is for an activity that will not be contrary to the
objectives and policies of—
(i) the relevant plan, if there is a plan but no proposed plan in respect of
the activity; or
(ii) the relevant proposed plan, if there is a proposed plan but no relevant
plan in respect of the activity; or
(iii) both the relevant plan and the relevant proposed plan, if there is both
a plan and a proposed plan in respect of the activity.
...
- [35] It was
common ground in the High Court that if the notification decision was wrongly
made, then as a consequence the decision
to grant the resource consent would
fall with it.
- [36] It was also
common ground that:
(a) A decision to grant a resource consent must
be supported by adequate information.
(b) An effect is “less than minor” if it is insignificant in its
effect in the overall context and is so limited that
it is objectively
acceptable and reasonable in the receiving environment and to potentially
affected persons.[8]
- [37] After
reviewing the information available to the Council and the decision report, the
Judge concluded that the decision report
was supported by adequate information.
In particular, the information relating to traffic was
adequate.[9]
- [38] The Judge
then considered the challenges to the assessment in the decision report of
traffic generation and parking needs, special
events, and viewshafts and visual
amenity.
- [39] Mr
O’Keeffe advanced five criticisms of the Council’s decision in
relation to traffic generation and parking needs.
He said the Council erred
because:
(a) There was inadequate or misleading information in
relation to traffic generation and parking needs. In particular, the Council
erred by failing to require an integrated transport assessment, accepting there
would be fewer traffic movements as a result of the
redevelopment, and not
factoring in traffic and parking needs generated by tourism and special
events.
(b) It overlooked the concerns of Mr O’Keeffe and his neighbours that
the traffic generated would interfere with their properties,
including by
depriving their visitors of carparking.
(c) It ignored the parking requirements of the ODP.
(d) It assessed the application on the basis of existing use rights, meaning
the cathedral was not required to provide parking facilities,
when those
existing use rights had expired.
(e) It proceeded inconsistently in acknowledging that the Council, as road
controlling authority, would need to consult with adjacent
neighbours in respect
of changes to be made to on-street parking resulting from the proposal, while
failing to adopt a limited notification
of the proposal.
- [40] The Judge
did not accept any of these criticisms of the Council’s decision.
She considered that the Council had sufficient
information about traffic
generation and parking. It had not overlooked Mr O’Keeffe’s
concerns. The Council expressly
addressed the relevant parking requirements
under the ODP and the potential effects of a shortfall in parking. It concluded
that
the effects of overflow parking, including from major events, were less
than minor. The Council had not proceeded on the basis of
existing use status
under s 10 of the RMA. There was no logical inconsistency between the
Council’s approach to on-street
parking and its non-notification
decision.[10]
- [41] The Judge
then turned to consider special events. Because these were the focus of the
argument in this Court, we set out the
Judge’s reasoning in
full:[11]
[72] Mr
O’Keeffe has concerns about the impacts of big events that will be held at
the redeveloped Cathedral complex, such as
weddings and private parties. In
addition to the traffic and parking concerns, he is worried about late-night
noise generated after
11.00 pm by these sorts of events. He emphasised
that the Cathedral has been closed since 2016, so these big events will
constitute
a change in use from his perspective.
[73] There is no restriction within the ODP on events of the kind raised by
Mr O’Keeffe – such activity can proceed on
the site as of
right. These effects fall within the existing/permitted consenting environment.
The consent holder will be required
to comply with the ODP noise limits for all
activities onsite, including more stringent noise limits applying after 10.00
pm. To
the extent that any such effects would in fact eventuate, there is a
review provision in the consent conditions to address them.
[74] To the extent there is otherwise a lack of express reference to this
topic in the decision report, that is understandable in
the overall context of
this matter and is by no means material to the assessment of the development or
its relevant effects.
- [42] There was
also extensive argument in the High Court about the visual impact of the
relocated vicarage, including the intrusion
of the vicarage into the
Pūkākā/Marsland Hill viewshaft and the effect on views from
private properties on Robe Street,
including Mr O’Keeffe’s
property.
- [43] The Judge
noted that two of the ODP provisions triggering the need for resource consent
were relevant to this issue:
(a) Rule OL71: the maximum height
within the Pūkākā/Marsland Hill Urban Viewshaft area 1A is 7.5
metres.
(b) Rule Res7: the maximum height in the residential A zone is 9 metres.
- [44] As the
Judge noted, the vicarage is 10.5 metres high in its new location. So it would
breach both of the above rules. But the
relocation of the vicarage resulted in
a net reduction in height of 1.86 metres and moved the vicarage 17 metres
away from Pūkākā/Marsland
Hill. So the visual impact of the old
vicarage on properties in Robe Street, including Mr O’Keeffe’s
property, was if
anything,
reduced.[12]
- [45] The Judge
did not accept that the Council had failed to assess the impact of the
redevelopment on visual amenity and viewshafts.
Those issues were discussed in
the decision report. The Council had all the information it needed to assess
these matters. The
assessment required under s 95E was made and was based
on adequate information.[13]
- [46] The Judge
also concluded that the other grounds on which the decision was challenged were
not made out. The first ground of
review failed because the Council’s
conclusions that the scale of the relevant effects complained of by
Mr O’Keeffe were
less than minor were reasonably reached, having
regard to all relevant considerations, and were based on adequate information.
There
was no failure on the Council’s part in assessing effects. There
was a potential for special events to have more impact, but
the resource consent
required review of this aspect of the redevelopment in one
year.[14]
- [47] It followed
that s 104(3)(d) of the RMA was not engaged, and the second ground of
review also failed.[15]
- [48] The Judge
went on to say that even if she had found an error, particularly in the area of
special event management (which was
the only matter that gave her any pause for
thought), she would in any event have refused to quash the decision and remit
the matter
back to the Council for limited notification. The effects on the
Trust Board would be disproportionate to the gravity of that error.
There
did not appear to be any proven substantial prejudice to Mr O’Keeffe from
the grant of the consent. By contrast, there
would be substantial and
material prejudice to the Trust Board and the redevelopment project if
relief were to be
granted.[16]
Issues
on appeal
Mr O’Keeffe’s arguments on
appeal
- [49] The
arguments advanced by Mr O’Keeffe on appeal evolved significantly
from those pursued before the High Court.
- [50] The written
submissions filed by Mr Gardner-Hopkins, on behalf of
Mr O’Keeffe, focussed on special events including weddings,
baptisms,
funerals and memorial services, associated receptions, and concerts in the
cathedral. The application anticipated that
such events might occur up to
80 times a year and could cater for anywhere between 50 to 350 people. Mr
Gardner-Hopkins said that
the “primary complaint” was that while the
parameters of such special events had been identified, the effects of those
special events were not identified or assessed by the Council. The Council did
not have adequate information before it in respect
of the effects of special
events to satisfy itself that the effects on neighbours would be less than
minor, and that notification
could be dispensed with. Alternatively, the
Council failed to have regard to the effects of special events in making its
decision
to proceed without notification.
- [51] Mr
Gardner-Hopkins submitted that special events at the redeveloped cathedral
complex would involve noise in breach of the rule
in the ODP setting limits on
noise from activities in the relevant residential A zone (the noise
rule),[17] and the rule in the ODP
restricting the consumption of liquor in circumstances where a liquor licence is
required (the alcohol rule).[18]
These matters had not been considered by the Council. Nor had the Council
considered the effects of traffic and parking generated
by special events at the
redeveloped cathedral complex and, in particular, effects on residential amenity
such as noise from people
going to and from their parked cars.
- [52] Mr
Gardner-Hopkins also argued, though very much as a secondary issue, that the
Council erred in its assessment of the effects
of the proposal on the
Pūkākā/Marsland Hill viewshaft. He submitted that the Council
failed to have regard to:
(a) whether relocation of the
vicarage could further reduce effects on neighbours and that viewshaft;
and/or
(b) effects on (or into) the Pūkākā/Marsland Hill viewshaft
from public spaces, not just effects on the viewshaft from
that hill.
- [53] Before this
Court, Mr O’Keeffe no longer sought an order quashing the entire resource
consent. Rather, he sought the following
relief:
(a) quashing of
the resource consent as it relates to special events;
(b) declarations as to unlawfulness in respect of the
“visual/viewshaft” errors, even if other aspects of the resource
consent are not quashed; and
(c) costs.
Respondents’ arguments on appeal
- [54] The Trust
Board submitted that a number of the issues that Mr O’Keeffe sought to
raise on appeal were not properly the
subject of an appeal to this Court, as
they had not been pleaded in the statement of claim or argued before the High
Court. In particular,
Mr O’Keeffe was seeking to pursue novel
arguments that had not previously been advanced in relation to the noise rule
and the
alcohol rule in the ODP. There was no reference to noise or alcohol in
the statement of claim, whether in relation to those rules
or residential
amenity more generally.
- [55] Both
respondents also emphasised that nothing in the resource consent engaged the
noise rule or the alcohol rule. The resource
consent that the Trust Board
applied for, and that the Council granted, is confined to the redevelopment of
the cathedral complex.
The Trust Board did not apply for consent to carry out
activities in the redeveloped complex that would generate noise in breach
of the
limits applicable to the residential A zone in which the cathedral complex is
situated. Nor was consent sought for the supply
of alcohol. The consent did
not authorise any activities that would breach those rules. In those
circumstances, it was not necessary
for the Council to assess effects resulting
from a breach of those rules. Those rules would continue to apply, and would be
enforced
by the Council, unless and until any further resource consent was
sought and obtained by the Trust Board to permit activities that
would
contravene those rules.
- [56] We accept
the respondents’ submission that nothing in the resource consent permits
activities that would breach the alcohol
rule or the noise rule. We consider
that is clear from the terms of the consent. The suggestion that such
activities were in some
way implicitly authorised by the resource consent was,
in our view, misconceived. Be that as it may, the position has now been
clarified.
Mr Gardner‑Hopkins accepted that in those circumstances,
the arguments he wished to raise about the effects of contravention
of those
rules fell away. So we need not consider whether these arguments could properly
have been pursued on appeal.
- [57] The Trust
Board also submitted that the attempt to reframe traffic and parking effects in
terms of residential amenity was a
novel argument that had not been pleaded and
had not been argued in the High Court. It could not fairly be raised for the
first
time on appeal, when the respondents had not had the opportunity to
address it in their evidence and submissions in the High Court.
We address this
point in more detail below.
- [58] The
respondents’ submissions in relation to the traffic and parking
consequences of special events, and the visual effects
of relocating the
vicarage, are set out below in the sections of this judgment addressing those
issues.
Framework for judicial review
of Council decisions
- [59] These
proceedings seek judicial review of the Council’s decisions not to require
limited notification of the Trust Board’s
application, and to grant the
resource consent. It is not the Court’s role to review the merits of the
Council’s decision.
Rather, the focus is on whether the Council had
adequate information to make its decision, and whether that decision was
lawfully
made under the relevant provisions of the RMA.
- [60] The parties
made submissions on the “intensity of review” that applies in
relation to decisions not to notify an
application for a resource consent. That
is not an issue we need to engage with in the context of the present appeal, as
on any
approach the Council acted lawfully and consistently with the statutory
scheme. But we note that this Court has previously rejected
the argument,
advanced by Mr Gardner‑Hopkins in this case, that a “hard
look” approach is required in the context
of non-notification decisions.
As this Court said in Far North District Council v Te Runanga-a-iwi
o Ngati
Kahu:[19]
[56] In
our judgment the aims and purposes of the RMA cannot be construed as justifying
a more intensive standard of review of a non‑notification
decision
than would otherwise be appropriate for a Court when exercising its powers. The
judicial inquiry is required to determine
whether the decision maker has
complied with its statutory powers or duties. The construction or application of
the relevant provisions
remain objectively constant, and there can be no
justification for adopting a sliding scale of review of decisions under the RMA
according to a judicial perception of relative importance based upon subject
matter.
Traffic consequences of special events
Mr O’Keeffe’s submissions on
traffic and parking issues
- [61] Mr
Gardner-Hopkins confirmed that the effects of special events that remained in
issue were traffic consequences including carparking,
and in particular the
effect on residential amenity of increased traffic movements and noise from
people coming and going from parked
cars when attending special events. He
submitted that those matters were not assessed in the TIA or by the Council in
making its
decision.
- [62] Mr
Gardner-Hopkins submitted that any existing use rights under s 10 of the
RMA that may have extended to special events had
been lost, as there had been no
use of the cathedral complex for such events for more than 12 months. He
confirmed, in response
to questions from the Court, that Mr O’Keeffe was
not arguing that use of the cathedral as a cathedral would give rise to any
issues under the RMA. Rather, the focus was on additional activities that would
follow from the redevelopment of the cathedral complex.
Mr Williams, counsel
for the Trust Board, helpfully clarified that the Trust Board considers that
services and other longstanding
uses of the cathedral do not require resource
consent, as they are consistent with the current residential A zone and do not
have
any effects prohibited by the ODP. So the question of existing use rights
did not arise in the present context and need not be addressed
by the Court.
- [63] Against
that backdrop, Mr Gardner-Hopkins focused on his argument that the incremental
traffic and parking generated by special
events required consideration
generally, and in particular because of their effects on residential amenity.
He submitted that the
TIA did not provide adequate information about
traffic and parking generated by special events, and the effects of increased
traffic
and parking had not been considered by the Council.
- [64] Mr
Gardner-Hopkins emphasised a passage in the TIA which
read:
Comparison of the Proposed Traffic Generation to the Existing
Traffic Generation rates shows a decrease in regular weekly traffic
through this
proposal of 56 vehicle movements per week. It should be noted however that
events such as Whare hireage, Cathedral Hireage
and Orchestra performances have
not been factored in as these are sporadic events with
uneven / unpredictable attendance numbers.
It is also not considered
practical to provide on-site carparking for these events and it is expected that
on-street parking will
be required and possibly event management.
- [65] Mr
Gardner-Hopkins submitted that this was an explicit acknowledgement that the
traffic effects of special events had not been
taken into account in the
quantitative assessment of traffic generation and parking. Nor, he said, were
these discussed anywhere
else in the TIA. He also noted that although there
would be more on-site parking in the cathedral complex than before, it would
be
far from sufficient for special events.
- [66] In response
to questions from the Court, Mr Gardner-Hopkins acknowledged that there was no
evidence before this Court in relation
to the existence or magnitude of any
effects on residents of neighbouring properties from increased traffic movements
or parking
attributable to special events. But Mr Gardner-Hopkins submitted that
such effects could be inferred and had not been assessed.
Respondents’ arguments on
traffic and parking issues
- [67] Mr Williams
submitted that the question of residential amenity effects of parking and
traffic generation had not been pleaded
as a relevant issue that was overlooked
by the Council. Nor was this argument advanced in the High Court. Because it
was not pleaded,
it had not been addressed in the evidence from the
Trust Board. Had the issue been raised in the High Court, the Trust Board
would
have been able to provide relevant evidence, including acoustic evidence
about noise from people going to and from their cars. But
the Trust Board had
not had the opportunity to do so. In those circumstances, it was not
appropriate for the issue to be raised
before this Court for the first
time.
- [68] Mr Williams
noted that the amended TIA did set out information about the frequency and
nature of special events. The Council
had all the information it needed to make
a “real world” assessment about the traffic and parking effects of
such events,
which had been identified and assessed in the decision report. The
decision report concluded that any such effects on neighbouring
residents would
be less than minor.
- [69] Mr Williams
also emphasised the absence of any evidence before the Court that there would be
any effects on residents from increased
traffic and parking generated by special
events that exceeded the “less than minor” threshold.
Analysis
- [70] There is
force in the Trust Board’s submission that although Mr
O’Keeffe’s statement of claim referred to traffic
and parking
effects of special events, it did not allege that the Council had erred by
failing to consider whether residential amenity
would be affected by increased
traffic movements or parking, and in particular by noise from people coming and
going from their cars.
Because the Trust Board and Council were not on notice
that this was a live issue, they did not have an opportunity to respond to
that
argument with evidence, in particular acoustic evidence, focused on this issue.
- [71] But in any
event, we are satisfied that the argument lacks merit. The amended TIA set out
information about the expected frequency
of special events, and likely
attendance at those events, including evening reception functions at the
vicarage following weddings.
It did not attempt to quantify associated traffic
movements on a daily basis because such events would be sporadic. The
reference
to special events “not [being] factored in” in the passage
from the amended TIA set out at [64]
above is a reference to those events not being factored into the table showing
the expected traffic generation profile from the redeveloped
complex on a daily
basis. But the amended TIA provided sufficient information to enable the
Council to form a practical view about
the likely frequency, scale and traffic
and parking effects of such events. Mr Gardner-Hopkins did not identify any
material information
about such events that the Council did not have that might
have led to a different assessment of these matters.
- [72] The
decision report prepared for the Council expressly identified the traffic
movement and parking implications of the redevelopment
on neighbouring
residences, including reference to the “overspill” of parking that
would result from special events.
The decision report recorded Mr
Robinson’s view that:
(a) The effects of parking and traffic
generation on the surrounding roading network were minor.
(b) Based on the assessment in the decision report (including an assessment
of carparking) he was “able to conclude that the
residential amenity
effects on all surrounding residential and non-residential properties is less
than minor”.
(c) Because the development “is likely to increase the number of
traffic movements to and from the site and increase parking
demand [he had] been
mindful of the effects on surrounding residences”.
(d) The periodic overspill of parking from the expanded on-site facilities on
the cathedral grounds would “not impact on the
ability of private
residents to park their own vehicles in close proximity to their
residences”. The effects were “considered
to be less than minor in
this respect”.
- [73] The
implications of increased traffic and parking for nearby residents were assessed
relatively briefly. But that reflected
an assessment of their significance that
was well open to the Council on the basis of the information before it.
- [74] Nor, on the
basis of the material before us, is there any factual basis for a concern
that additional traffic and parking generated
by special events would have any
effect on the residential amenity of neighbouring properties. The letter that
Mr O’Keeffe
sent to the Council in connection with the proposal did
not identify this as a concern. There was nothing in the material before
the
Council or in the evidence before us to support the proposition that increased
traffic and parking associated with special events
would have any appreciable
effect on residents of nearby properties that the Council should have taken into
account, but had overlooked.
- [75] For all
these reasons, the challenge to the Council’s decision on the basis that
the Council lacked adequate information
about special events, or failed to give
proper consideration to the effects of traffic movements and parking generated
by special
events (including any effects on residential amenity), cannot
succeed.
Alleged errors in relation to
visual impact of relocation of vicarage
- [76] Mr
Gardner-Hopkins submitted that there were two errors on the part of the Council
in relation to the assessment of the visual
effects of relocating the
vicarage:
(a) The Council should have considered whether the effect
of the intrusion of the vicarage into the viewshaft could be further reduced.
It was not sufficient to focus on the reduction in impact in circumstances where
it could have been reduced further still.
(b) The Council had focussed on the viewshaft from
Pūkākā/Marsland Hill and had not considered viewshafts to the
hill
from other public places.
- [77] In response
to questions from the Court, Mr Gardner-Hopkins accepted
that:
(a) The original location of the vicarage represented an
existing and lawful use of the property.
(b) Mr O’Keeffe had not provided any evidence of adverse effects on any
views to or from the hill as a result of relocation
of the vicarage.
(c) Any effect on Mr O’Keeffe was less than minor: he was better off in
terms of views from his property as a result of the
vicarage being moved further
away and situated at a lower level.
- [78] Mr
Gardner-Hopkins accepted that under the ODP, protection of views to
Pūkākā/Marsland Hill was not required.
The ODP protected views
from the hill, not towards it. However he submitted that under the PDP
objectives and policies, views “from/to”
various locations including
Pūkākā/Marsland Hill were to be protected. It was necessary
for the Council to have regard
to the PDP under s 104(1)(b)(vi) of the RMA.
Weight was a matter for the decision-maker, but it was necessary that the issue
be considered.
The decision report was silent on the objectives and policies
under the PDP in relation to viewshafts, and in particular on viewshafts
to the
hill.
- [79] However, Mr
Gardner-Hopkins accepted that if one goes beyond the objectives and policies in
the PDP and looks at the rules in
the PDP, the viewshafts identified as
viewshafts to be protected in relation to Pūkākā/Marsland Hill
are all depicted
looking away from the hill. That is confirmed by the
associated text, referring to views from the assessment point.
- [80] We asked Mr
Gardner-Hopkins whether he accepted that these provisions in the PDP were fatal
to his argument. He recognised that
they posed a difficulty for it, but
suggested there might be a contradiction between the reference in the PDP
objectives and policies
to views “from/to” the specified assessment
points, and the detailed rules that focussed only on views from the assessment
points. That contradiction, he submitted, required resolution by the
Court.
Analysis
- [81] In
considering whether the RMA required limited notification of the
Trust Board’s application, the Council was required
to consider
whether the effects on neighbouring residents would be “less than
minor”. So far as Mr O’Keeffe was
concerned, the effect of
relocating the vicarage was plainly less than minor: indeed it represented an
improvement. The theoretical
possibility of a different relocation that
would have reduced the effects further still was irrelevant to this assessment.
The same
applies to other residents similarly situated. The argument based
on the theoretical possibility of further reductions in the height
of the
vicarage was both novel and misconceived.
- [82] Nor was
there anything before us to suggest that the Council had erred in its assessment
of visual effects so far as any other
residents were concerned. In particular
Mr O’Keeffe did not argue that the relocation of the vicarage closer to
some properties
resulted in effects on those properties that exceeded the
“less than minor” threshold.
- [83] The
submission that the Council should have had regard to the effect of the
relocation on views towards Pūkākā/Marsland
Hill is also
misconceived. As noted above, Mr Gardner-Hopkins accepted that the ODP did
not require consideration of views towards
the hill. We consider it is clear
that the PDP, properly understood, also does not require assessment of effects
on views towards
the hill from other locations. The statement of policies
and objectives identifies, at a high level, the desirability of protection
of
viewshafts “from/to” a list of locations. The rules in the PDP give
content to those broadly expressed policies and
objectives and make it quite
plain that in relation to Pūkākā/Marsland Hill, the effects with
which the PDP is concerned
are effects on views from that hill to
certain specific locations, including Mt Taranaki.
- [84] It follows
that there was no need for the Council to assess effects on views towards
Pūkākā/Marsland Hill from
any other location. And even if there
had been, there was no basis for thinking that any material issue arose in
relation to views
towards Pūkākā/Marsland Hill that the Council
ought to have considered, but did not consider.
- [85] We
therefore do not accept the arguments advanced before us in relation to visual
effects and viewshafts. No case has been made
out for declaratory relief, or
any other form of relief.
Summary
- [86] In summary,
none of the arguments ultimately advanced on behalf of Mr O’Keeffe
before this Court has been made out. The
appeal must therefore be
dismissed.
Costs
- [87] It was
common ground that costs should follow the event and should be awarded on a band
A basis for a standard appeal. The Council
did not seek costs in the event that
the appeal was dismissed.
- [88] The Trust
Board sought an uplift of costs on the basis that Mr O’Keeffe had expanded
the scope of the appeal to include
issues that were not canvassed before the
High Court. Mr Gardner-Hopkins submitted that no uplift should be awarded:
Mr O’Keeffe
had responsibly sought to focus and narrow the issues on
appeal and had jettisoned aspects of his original claim. He had also
significantly
curtailed the relief he sought on appeal.
- [89] We agree
that costs should follow the event in the usual way. We gave careful
consideration to whether an uplift was appropriate
in circumstances where issues
had been advanced on appeal that were not properly open as they had not been
pursued below. However,
we accept Mr Gardner-Hopkins’ submission
that other issues that might properly have been pursued were (realistically)
abandoned
and not pursued before this Court, with the result that the appeal was
narrower in scope than it might have been if all issues that
were live before
the High Court had been canvassed again before this Court. The appeal was
ultimately able to be heard in a little
over half a day. In those
circumstances we do not consider that an uplift is
justified.
Result
- [90] The appeal
is dismissed.
- [91] Mr
O’Keeffe must pay one set of costs to the Trust Board for a standard
appeal on a band A basis, with usual disbursements.
Solicitors:
RMY Legal, New Plymouth for
Appellant
Simpson Grierson, Wellington for First Respondent
Gifford
Devine, Hastings for Second Respondent
[1] O’Keeffe v New
Plymouth District Council [2020] NZHC 3099 [High Court decision].
[2] O’Keeffe v New
Plymouth District Council CA741/2020, 14 January 2021.
[3] Called “big
events” in the High Court decision.
[4] The decision report also
records that the proposal would be a discretionary activity or restricted
discretionary activity under
other rules contained in the PDP.
[5] High Court decision, above n
1, at [4].
[6] At [27], citing Ennor v
Auckland Council [2018] NZHC 2598, [2019] NZRMA 150, which cited Auckland
Regional Council v Rodney District Council HC Auckland CIV-2007-404-3464,
24 August 2007 at [44] (footnotes omitted).
[7] See Resource Management Act
1991, s 95B(8).
[8] See Gabler v Queenstown
Lakes District Council [2017] NZHC 2086 at [94].
[9] High Court decision, above n
1, at [53].
[10] At [62]–[71].
[11] High Court decision, above
n 1 (footnote omitted).
[12] At [86].
[13] At [89].
[14] At [96].
[15] At [97].
[16] At [98]–[99].
[17] New Plymouth Operative
District Plan: Residential Environment Area Rules, r Res72.
[18] Rule Res53.
[19] Far North District
Council v Te Runanga-a-iwi o Ngati Kahu [2013] NZCA 221 (footnotes
omitted).
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