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Fielding v McIntyre [2021] NZCA 582 (5 November 2021)
Last Updated: 9 November 2021
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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BETWEEN
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ALISOHN JOAN FIELDING Appellant
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AND
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ANDREW JAMES ALAN MCINTYRE Respondent
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Court:
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French and Brown JJ
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Counsel:
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Appellant in Person D M Abricossow and H J Dempsey for Respondent
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Judgment: (On the papers)
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5 November 2021 at 10.30 am
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JUDGMENT OF THE COURT
The application
for an extension of time under r 43(2) of the Court of Appeal (Civil) Rules 2005
is
declined.
____________________________________________________________________
REASONS OF THE COURT
(Given by Brown J)
Introduction
- [1] A claim for
damages by the appellant, Ms Fielding, against the respondent, Mr McIntyre,
for intentionally causing her physical
and psychological harm was struck out on
the ground that the statement of claim disclosed no reasonably arguable cause of
action.[1]
On 21 September 2020 Ms Fielding filed a notice of appeal against the
High Court judgment. An amended notice of appeal was filed
on 9 April 2021
adding a challenge to the costs award in the High Court judgment.
- [2] On 1 July
2021 the Registrar issued a notice of result certifying that
Ms Fielding’s appeal was deemed abandoned as at 24
June 2021 because
of her failure to satisfy the requirements of r 43(1) of the Court of Appeal
(Civil) Rules 2005 by filing a case
on appeal and applying for the allocation of
a hearing date. On 6 July 2021 Ms Fielding filed an application
for an extension of
time under r 43(2) which is the subject of this
judgment.
The appeal
- [3] Ms Fielding
and Mr McIntyre were in a relationship for nine months. Ms Fielding ended
the relationship when she discovered Mr
McIntyre was having sex with other
women. Her claim for damages was advanced on the footing that Mr McIntyre
had a duty not to cause
her foreseeable harm and that the psychological harm she
suffered as a result of his actions was foreseeable.
- [4] In striking
out the claim as disclosing no reasonably arguable cause of action Clark J
explained:
[28] Even accepting the pleadings at face value, as is
generally required in a strike-out context, the legal position is clear. On
Ms
Fielding’s own account, her first shock was the result of finding Mr
McIntyre in his own home having sex with another woman.
Ms Fielding said she
had been with Mr McIntyre at his home and left. But because he seemed
“odd” she returned to his
home. She entered his home and that is
where she said she discovered him having sex.
[29] The conduct Ms Fielding describes is not conduct directed towards her
for which there is no justification or reasonable excuse.
Ms Fielding obviously
regarded it as a complete breach of trust between them and inexcusable for the
range of reasons she has given.
But in terms of the legal requirement for the
conduct element it cannot be said from Mr McIntyre’s perspective, that
there
was no justification or reasonable excuse for behaving as he chose in the
privacy of his own home.
[30] It is also a stretch to say that the necessary intention to cause
Ms Fielding physical harm or severe mental or emotional distress
was
present when Mr McIntyre had the very reasonable expectation of privacy in the
confines of his own home. Ms Fielding does not
say that he expected her to
return. Indeed, her own explanation is that she only returned and entered his
home because he seemed
odd.
- [5] Ms Fielding
did not have counsel in the High Court and her notice of appeal appears to have
been prepared without legal assistance.
In addition to criticisms of Mr
McIntyre’s counsel, a significant focus of the notice is on evidential
issues. Ms Fielding
does not seem to have heeded the Judge’s advice
that in the context of a strike-out application the Court is not able to
resolve
disputed facts.[2] The Judge
recorded that she resisted invitations by both sides to take her through the
extensive affidavit evidence which they filed.
Steps in this
Court
- [6] On 19
October 2020 Ms Fielding filed an application to dispense with the obligation to
pay security for costs on her appeal.
Then on 23 October 2020 she made an
informal application under r 43(1B)(a) for an extension of time to comply with
the r 43(1) requirements
on the grounds that she had applied for legal aid and
her application had yet to be determined. She advised that an initial grant
of
five hours had been approved for counsel to review the appeal.
- [7] Her
application for an extension of time was premature because the three‑month
period prescribed by r 43(1) would not expire
until 21 December 2020. In a
letter dated 20 November 2020 the Deputy Registrar advised that, although she
was minded to grant the
application, she would wait until closer to the 21
December 2020 deadline as a suspension could only be made on the basis of
circumstances
applying at that date. The Deputy Registrar further advised
that she would put the security for costs application to one side until
after
the legal aid application had been determined and communicated to the Court and
Mr McIntyre.
- [8] Ms Fielding
engaged a Queen’s Counsel who provided a report on her claim. On 23
November 2020 the Legal Services Commissioner
advised that
Ms Fielding’s application for legal aid had been refused as her
prospects of success on the appeal were not sufficient
to justify a grant of
aid. Ms Fielding advised the Deputy Registrar that legal aid had been
declined but that she was considering
filing an application for reconsideration.
- [9] On 16
December 2020 the Deputy Registrar wrote to the parties recording that she was
not aware whether Ms Fielding was applying
for a reconsideration of her legal
aid application and hence whether r 43(1B)(a) applied. However the Deputy
Registrar suspended
the application of r 43 for one month pursuant to r
43(1B)(b) on the basis that Ms Fielding’s application to dispense
with
security for costs was yet to be determined.
- [10] Subsequently
five further informal applications for suspension of time made by Ms Fielding on
22 January, 19 February, 16 March,
20 April and 24 May 2021 were granted.
- [11] On 30 March
2021 the Deputy Registrar declined Ms Fielding’s application for
dispensation from security for costs but made
an order reducing the security
from $7,060 to $4,000 and directed that it be paid by 20 April 2021. She
explained:
[24] I am satisfied Ms Fielding is impecunious. However,
her legal aid application was declined on the basis that her appeal has
insufficient prospects of success. Consequently, I do not consider dispensation
can be justified. My own assessment is that the
appeal is not hopeless, though
its merits seem slight. I put it no higher than that a reasonable and solvent
litigant might proceed with the appeal.
- [12] Ms Fielding
sought a review of that decision by a Judge. On 31 May 2021 Clifford J declined
the application for review
concluding:[3]
[10] In my
view, the conclusion Clark J reached on the strike out application, namely that
the pleadings disclosed no reasonably arguable
cause of action, was correct. On
that basis it is in my view difficult to avoid the conclusion that this is not
an appeal which
a reasonable and solvent litigant would pursue. Mr McIntyre
accepts the Deputy Registrar’s decision reducing security. In
my view,
that decision is one favourable to Ms Fielding and not one which, on her
application, discloses any reviewable error.
- [13] On 8 June
2021 Ms Fielding requested an extension of time within which to pay security for
costs. In declining that application
the Deputy Registrar
stated:
[3] I do not consider an extension of time ought to be
granted under r 35(10) to allow Ms Fielding to apply again for a deferral
of
the date by which security for costs must be paid. Ms Fielding already
applied for a deferral, including on the same ground she
raises today. As
noted, that previous application has been determined, and upheld on review. Ms
Fielding has already been given
over six months’ extra time in which to
pay security for costs. There are no new circumstances justifying either a
fresh application
for deferral or an extension of time to allow such a fresh
application to be made.
(footnote omitted)
- [14] On 24 June
2021, the last day of the Deputy Registrar’s sixth suspension,
Ms Fielding sent an email to the Court requesting
an extension of one month
pursuant to r 43(1B)(a) for the reason that she wished to apply for legal aid.
The Deputy Registrar responded
advising there was no basis for a further
suspension under r 43(1B). She advised that Ms Fielding could either seek
a review of
the decision to decline the requested suspension or apply to the
Court for an extension of time under r 43(2). Ms Fielding then
filed the
current application on 6 July 2021.
Analysis
- [15] Our review
of the history of this matter demonstrates that there are several factors which
weigh against granting the indulgence
of a still further extension of time.
- [16] The first
anniversary of the filing of Ms Fielding’s appeal has now passed, during
which there has been ample opportunity
for the preparation of the case on appeal
for this matter. The appeal is from a decision striking out a statement of
claim disclosing
no reasonably arguable cause of action. The documents
comprising the case on appeal would necessarily be confined. Contrary to
the
tenor of the notice of appeal, the case would not include evidence. The Judge
correctly ruled that in the context of a strike-out
application the Court is not
able to resolve disputed facts. The Judge appropriately resisted invitations to
traverse evidence.
The same approach would be adopted by this Court on appeal.
- [17] Secondly,
notwithstanding her unsuccessful review of the Deputy Registrar’s security
for costs determination, Ms Fielding
has not paid the reduced amount of $4,000.
Consequently she is not entitled to apply for the allocation of a hearing
date.[4] Thus she is precluded at
this time from complying with r 43(1).
- [18] Thirdly,
this is a case where the prospects of success on appeal are remote. The issue
is whether the statement of claim discloses
a reasonably arguable cause of
action. The High Court Judge rejected the proposition. Clifford J agreed that
the strike-out decision
was correct. We share that view. As the High Court
Judge
concluded:[5]
[31] ...
Even if Ms Fielding was able to prove that, at the outset, Mr McIntyre
committed to not having sex with other women, disregarded
her feelings about
that, put her at risk medically and psychiatrically from doing so, and was aware
that she was emotionally or psychiatrically
“fragile”, the threshold
of actual intention to cause illness or severe distress resulting in a
recognisable illness
is not made out. Recklessness is insufficient.
- [19] Ms Fielding
has failed to demonstrate an intention to progress the preparation of the case
on appeal and she is in default in
complying with the direction that she pay
security for costs. In these circumstances we do not consider that a still
further extension
of time should be granted, the effect of which would be to
prolong the period in which Mr McIntyre is potentially exposed to this
implausible claim.
Result
- [20] The
application for an extension of time under r 43(2) of the Court of Appeal
(Civil) Rules 2005 is declined.
Solicitors:
Morrison Kent, Wellington for Respondent
[1] Fielding v McIntyre
[2020] NZHC 2232 [High Court judgment].
[2] At [12].
[3] Fielding v McIntyre
[2021] NZCA 217.
[4] Court of Appeal (Civil) Rules
2005, r 37(2).
[5] High Court judgment, above n
1.
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