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Taylor v Roper [2021] NZCA 691; [2022] 2 NZLR 671 (16 December 2021)
Last Updated: 16 October 2022
For a Court ready (fee required) version please follow this LINK
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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MARIYA ANN TAYLOR Appellant
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AND
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ROBERT ROPER First Respondent
ATTORNEY-GENERAL Second
Respondent
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Court:
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French, Brown and Clifford JJ
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Counsel:
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G F Little SC and G E Whiteford for Appellant J F Mather and L M
Herbke for First Respondent A C M Fisher QC and E N C Lay for Second
Respondent
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Judgment: (On the papers)
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16 December 2021 at 10.30 am
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JUDGMENT OF THE COURT
A The
application for recall is granted.
B [2020] NZCA 268 is recalled and reissued.
- The
second respondent must pay the appellant costs for a standard application on a
band A basis with usual
disbursements
____________________________________________________________________
REASONS OF THE COURT
(Given by Brown J)
Introduction
- [1] In May 2016
Ms Taylor commenced a civil action against Mr Roper claiming that he sexually
assaulted and falsely imprisoned her
in the late 1980s at Whenuapai Airbase and,
as a result, she suffered mental injury in the form of depression, anxiety and
post-traumatic
stress disorder (PTSD). Her proceeding was dismissed in the
High Court as being time-barred under the Limitation Act 1950 and also
barred by the Accident Compensation
legislation.[1] Allowing in part an
appeal from the High Court judgment, a majority of this
Court[2] held that Ms Taylor’s
claim was not barred by the Limitation Act. Moreover, the cause of action for
false imprisonment in
respect of her detention by Mr Roper in a tyre cage and
while driving Mr Roper to his home was not a claim for personal injury.
Hence
it was not captured by the statutory bar in the Accident Compensation
legislation.
- [2] The
Attorney-General and Mr Roper filed applications to the Supreme Court for leave
to appeal. The leave panel raised the issue
of whether cover might have been
available for Ms Taylor via the application of s 21B of the Accident
Compensation Act 2001 (the
Act). The leave panel did not consider it
appropriate to hear an appeal on the false imprisonment issue until the parties
had had
an opportunity to argue the s 21B issue in this Court. Hence on 21
December 2020 the applications for leave were dismissed in order
that the
applicants could seek a recall of this Court’s judgment to enable the
s 21B issue to be
ventilated.[3]
The
recall application
- [3] On 5
February 2021 the Attorney-General filed an application for recall of this
Court’s judgment on the following grounds:
2.1 Section 21B ...
is relevant to the question of whether the claims for compensatory damages made
by appellant, Ms Taylor, are barred
by s 317 of the Act;
2.2 Cover under s 21B arises independently of cover under s 21 of the Act;
and
2.3 The relevance of s 21B of the Act was not drawn to the Court’s
attention by any party.
- [4] We accept
that these circumstances satisfy the second category for recall in Horowhenua
County v Nash (No 2), namely where counsel have failed to direct the
Court’s attention to a legislative provision of plain
relevance.[4] Consequently we grant
the application for recall in order to consider the issue of the application of
s 21B. Due to the length
and complexity of the original judgment, our
reasons in relation to this issue are contained in this current decision.
Accordingly
we order [2020] NZCA 268 to be recalled and the judgment
amended and reissued in order that it clearly acknowledges the addendum
contained herein.
Section 21B
- [5] The cover
for personal injury provided by s 20 of the Act is subject to exceptions in
respect of both mental injury caused by
certain criminal acts (addressed in s
21) and work-related mental injury. “Work-related personal injury”
is defined
in s 28(1) as personal injury suffered while, inter alia, a person is
at a place for the purpose of employment or taking a break
at his or her place
of employment. Section 28(4A) then states that work-related
personal injury includes work-related mental injury that is suffered in the
circumstances
described in s 21B which provides:
21B Cover for
work-related mental injury
(1) A person has cover for a personal injury that is a work-related mental
injury if—
(a) he or she suffers the mental injury inside or outside New Zealand on or
after 1 October 2008; and
(b) the mental injury is caused by a single event of a kind described in
subsection (2).
(2) Subsection (1)(b) applies to an event that—
(a) the person experiences, sees, or hears directly in the circumstances
described in section 28(1); and
(b) is an event that could reasonably be expected to cause mental injury to
people generally; and
(c) occurs—
(i) in New Zealand; or
(ii) outside New Zealand to a person who is ordinarily resident in New Zealand
when the event occurs.
(3) For the purposes of this section, it is irrelevant whether or not the
person is ordinarily resident in New Zealand on the date
on which he or she
suffers the mental injury.
(4) Section
36(1) describes how the date referred to in subsection (3) is
determined.
(5) In subsection (2)(a), a person experiences,
sees, or hears an event directly if that person—
(a) is involved in or witnesses the event himself or herself; and
(b) is in close physical proximity to the event at the time it occurs.
(6) To avoid doubt, a person does not experience, see, or hear an event
directly if that person experiences, sees, or hears it through
a secondary
source, for example, by—
(a) seeing it on television (including closed circuit television):
(b) seeing pictures of, or reading about, it in news media:
(c) hearing it on radio or by telephone:
(d) hearing about it from radio, telephone, or another person.
(7) In this section, event—
(a) means—
(i) an event that is sudden; or
(ii) a direct outcome of a sudden event; and
(b) includes a series of events that—
(i) arise from the same cause or circumstance; and
(ii) together comprise a single incident or occasion; but
(c) does not include a gradual process.
Submissions
- [6] Both Mr
Roper and the Attorney-General contended that s 21B provides cover in respect of
Ms Taylor’s mental injury because
it was suffered on or after 1 October
2008 and it was caused by a series of sudden
events,[5] the incidents of false
imprisonment, which she directly experienced at a place for the purposes of her
employment.
- [7] Ms Taylor
did not take issue with the proposition that both the driving and tyre cage
incidents occurred while she was present
for the purposes of her employment in
terms of s 28(1)(a). However on her behalf Mr Little SC contended that s 21B
does not apply
to her claim for two reasons. First, the provision is not
retrospective: not only the mental injury but also the causative event
must
occur after 1 October 2008. However he submits Ms Taylor experienced the
relevant conduct between 1985 and 1988. Secondly,
Mr Little submits that
the relevant incidents were not sudden but comprised a continuous course of
conduct throughout that period
and hence they did not qualify as a single
event.
- [8] Subsequent
to the filing of the parties’ initial submissions on the recall issue, we
invited further submissions on two
matters. The first matter concerned the
implications of s 28(6) which
states.[6]
(6) Work-related personal injury does not include a personal injury
suffered by a person when all the following conditions exist:
(a) the personal injury is suffered in any of the circumstances described in
subsection (1); and
(b) the personal injury is suffered in the circumstances described in section
21; and
(c) the person elects to have the personal injury regarded as a non-work injury,
in which case that personal injury is a non‑work
injury.
- [9] The parties
were unanimous in their view that s 28(6) is of no relevance to the present
issue. Even if their collective view
was erroneous, it would still be necessary
for Ms Taylor to make the election in s 28(6)(c) for the provision to assume
relevance.
That has not occurred. Consequently we have not explored that
matter further.
- [10] Our second
question was whether a single sudden event and a gradual process are exhaustive
alternatives or does s 21B(7) envisage
a third scenario, namely an event or
events which do not satisfy either of those
criteria.[7] That is, could a series
of events fail to constitute a single event or occasion but also not amount to a
gradual process.
- [11] From our
review of all the submissions filed in response, we consider that the following
issues fall to be addressed:
(a) Is s 21B inapplicable because it is prospective only?
(b) Were the incidents of false imprisonment “sudden” events
(s 21B(7)(a)(i))?
(c) Were the incidents of false imprisonment a gradual process
(s 21B(7)(c))?
(d) Did the incidents of false imprisonment arise from the same cause or
circumstance and together comprise a single incident or
occasion
(s 21B(7)(b)(i) and (ii))?
While there is a degree of overlap in the latter issues, it is nevertheless
useful for the purposes of analysis to consider them separately.
Is s 21B inapplicable because it is prospective only?
- [12] The answer
to Mr Little’s retrospectivity contention is to be found in s 21B(4). It
provides that the date upon which
mental injury is suffered is that described in
s 36(1) which states:
36 Date on which person is to be
regarded as suffering mental injury
(1) The date on which a person suffers mental injury in the circumstances
described in section
21 or 21B
is the date on which the person first receives treatment for that mental injury
as that mental injury.
- [13] Cover
for mental injuries caused by certain criminal acts has an equivalent provision,
s 21(4), linking to s 36. This was discussed
by French J in this Court’s
original judgment. Her Honour observed that according to Ms Taylor’s
medical records the
first date on which she received treatment for her PTSD was
well after 1 April 2002, that being the material date in s
21(1)(a).[8]
- [14] In our view
the effect of the reference in s 21B(4) to s 36(1) must defeat
Mr Little’s argument that the conjunction of
(a) and (b) in s 21B(1)
requires that both the causative event and the mental injury must occur after 1
October 2008. We consider
the effect of s 36(1) to be that cover will be
available for a work-related mental injury occasioned by an event experienced
prior
to 1 October 2008 where the person suffering that mental injury
first receives treatment for the injury on or after 1 October 2008.
- [15] We accept
the submission for the Attorney-General that the date on which Ms Taylor
first received treatment for PTSD was subsequent
to 1 October 2008 and most
likely not before November 2015. The evidence demonstrated that:
(a) the first mention of Mr Roper in Ms Taylor’s medical notes was in
19 November 2015;[9]
(b) the first reference to PTSD was on 4 July 2016;
(c) there is no evidence of Ms Taylor ever seeing a psychologist or psychiatrist
prior to December 2016;[10] and
(d) the first diagnosis of PTSD was in Dr Eshuys’ report, completed on
5 January 2017 following the interview on 5 December
2016.
- [16] This
conclusion is fortified by the fact that Ms Taylor herself claimed that,
although she appreciated that Mr Roper’s
actions had caused her mental
health problems,[11] she only
discovered that she was suffering PTSD because of his conduct subsequent to the
publication of his trial and conviction
in late 2014.
- [17] The cover
provided by s 21B would, therefore, not be rendered unavailable to Ms Taylor
just because she was falsely imprisoned
in the late 1980s.
Were
the incidents of false imprisonment “sudden” events?
- [18] Two reasons
were advanced by Mr Little in support of the proposition that the incidents of
false imprisonment were not sudden
events and hence were not events which give
rise to cover under s 21B. Observing that Ms Taylor’s mental injury was
the result
of events that occurred between 1985 and 1988, it was his original
submission that the events were “not sudden but were a continuous
course
of conduct over those years”. However in his most recent submissions, the
focus of which was the single event issue,
Mr Little
submitted:
Neither were the events that occurred sudden because she
was forewarned about the conduct of her tormentor so what occurred was not
unexpected although it was untoward.
- [19] In his
response to the latter submission, the Attorney-General observed that the word
“sudden” has two different
meanings: the primary one being an
absence of foreseeability or warning, and the secondary having a temporal
connotation, namely
rapid or
instantaneous.[12] Attention was
drawn to Lumbercorp (BOP) Ltd v GIO Insurance
Ltd,[13] an insurance case where
the insurer declined liability on the basis that an alleged progressive
subsidence of a property was not
within the cover provided for a “sudden
and unforeseen” subsidence. The insured argued for the absence of
foreseeability
meaning[14] while the
insurer contended for the temporal meaning of
“instantaneous”.[15]
- [20] The
Attorney-General noted that a similar question was considered in
Accident Compensation Corporation v E where this Court concluded
that an incident alleged to have caused a personal injury was not required to
“be unexpected and
undesigned for such injury to come within the
description of ‘personal injury by
accident’”.[16] This
Court approved the following observations of Greig J at first
instance:[17]
It is not
and never has been necessary to show some causative incident which is unexpected
and undesigned. That is often the situation
with accident and the injury which
results from it. But it is still personal injury by accident when the event or
activity, or the
incident is designed and intended and may have usually
unremarkable results. The accident in that case is the unexpected and
unintended
consequence and is equally an accident as that in which the result or
injury is the inevitable and expected consequence of an unforeseen
event.
- [21] Although
since that case Parliament has now prescribed the circumstances in which a
person has cover (such that the question
is no longer simply whether a person
has suffered a “personal injury by accident”), the Attorney-General
submitted that
in the Accident Compensation context there is no policy basis to
interpret “sudden” as limited to what counsel described
as
“the narrow sense only” provided the other elements of s 21B have
been met. Accordingly, notwithstanding Ms Taylor
could have foreseen or
expected the incidents of false imprisonment, they nevertheless constituted
“sudden” events, attracting
cover accordingly.
- [22] In our view
the significance of Lumbercorp lies in illustrating that the meaning of
the word “sudden” is necessarily contextual. The reason why Wild J
preferred
the insurer’s suggested meaning (abrupt, all at once,
instantaneous) was because an interpretation of “sudden”
as meaning
unforeseen or unexpected would create a tautology whereby the phrase would
effectively become “unforeseen and
unforeseen”.[18] By contrast
in Sun Alliance & London Insurance Group v North West Iron Co Ltd,
the word sudden, when used in qualifying the word “stoppage of the
functions thereof”, was construed to mean unforeseen
and
unexpected.[19] Sheppard J made the
point that the relevant phrase needed to be read as a whole and one had to be
careful not to approach its construction
in a “piecemeal
fashion”.[20]
- [23] Section 21B
has been considered in several cases four of which warrant mention. First,
seemingly the first District Court case
on s 21B, is KB v Accident
Compensation Corporation which involved an embalmer who claimed she had
suffered mental injury from attending a police-call out to a suicide. However
the
appellant had experienced a number of significant traumatic incidents in her
employment and a single incident could not be identified
as the cause of her
mental injures. Accordingly Judge Beattie held s 21B did not
apply.[21] Similarly in OCS Ltd
v TW the appellant, who experienced mental health difficulties including
manic episodes, could not show a link to a single event at her
work. A
face-squashing incident was held to be no more than an event forming an integral
element of long‑running bullying
and harassment, being the last or
“final straw” event at most. The Judge also noted it was far
removed from the “seriously
traumatic events” s 21B was intended to
address.[22]
- [24] MC v
Accident Compensation Corporation concerned a soldier suffering from PTSD.
It was uncontested that his PTSD was linked to a number of traumatic events the
appellant
experienced while serving two tours of duty in 2005 and 2009 as a
reserve force soldier overseas (particularly in Afghanistan) in
an active combat
environment. [23] The Judge
distinguished OCS Ltd v TW, finding that the cumulative total of all the
relevant stressors over nearly a decade was not an example of a “final
straw”
event described in that
case.[24] The criteria in s 21B
were held to have been established for the reason that the most serious events
of the appellant’s tour
of duty in 2009 were a material cause of his PTSD
and could be isolated out, rather than a more general accumulation or
constellation
of stressors as a whole being
causative.[25]
- [25] However in
MHF v MidCentral District Health Board Judge Walker considered MC
was specific to its facts and did not provide a precedent for applying
s 21B to “multiple events” such as those in the
facts before
him.[26] The appellant was a
psychiatric nurse in an acute psychiatric in-patient unit who suffered PTSD.
Her claim for work-related mental
injury cited two different occasions: a
patient committing suicide in April 2014, and then an attempted suicide by a
patient the
following month. Citing KB the Judge ruled that s 21B did
not allow the totality of all events to be taken into
account.[27] Ultimately in this
case the Judge held there was no event that could reasonably be expected to
cause mental injury to people
generally.[28]
- [26] While these
decisions are of interest in relation to the single event versus a series of
events consideration in s 21B(7)(b),
they do not assist on the issue of whether
or not “sudden” should be construed as unexpected, in addition to
(or alternatively
to) instantaneous.
- [27] The only
other instance of the use of “sudden” in the Act appears in the
first definition of accident in s 25(1)(a):
25 Accident
(1) Accident means any of the following kinds of occurrences:
(a) a specific event or a series of events, other than a gradual process,
that—
...
(ii) involves the sudden movement of the body to avoid a force (including
gravity), or resistance, external to the body; or
...
- [28] The sudden
movement event in s 25(1)(a)(ii) did not feature in the definition of accident
in the Accident Insurance Act
1998.[29] According to Personal
Injury in New Zealand,[30] this
provision was added in response to the District Court decision in
O’Regan v Accident Rehabilitation and Compensation Insurance
Corporation.[31] In that
case the injury was sustained by the appellant twisting her body in a sudden
movement in order to evade the flying hoof of
a cow. The Court held this was
not an accident because it could not be said that there was any application of a
force or resistance
external to the body.
- [29] We consider
that the description of the particular type of bodily movement in
s 25(1)(a)(ii) as sudden conveys a temporal meaning.
It is a movement for
the purpose of avoiding an external force or resistance. In addition it must be
sudden. Read in its entirety
this does not convey to us the notion of an
anticipated or apprehended event.
- [30] Irrespective
of the meaning of s 25(1)(a)(ii), in our view the context of s 21B points away
from a sudden event as including
one that is anticipated or foreseen.
The explanatory note to the Bill introducing s 21B
stated:[32]
The Act
covers mental injury in 2 situations: mental injury suffered because of the
claimant’s physical injuries, and mental
injuries suffered as a result of
certain types of sexual abuse or assault. No cover is currently available for
mental injury caused
by exposure to a sudden traumatic event in the course of
employment (for example, witnessing a colleague shot in a bank robbery,
or a
train driver hitting someone on the tracks).
...
The Bill introduces cover for mental injury caused by exposure to a sudden
traumatic event in the course of employment. This provides
cover for clinically
significant mental injuries, rather than temporary distress that constitutes a
normal reaction to trauma. The
event must be seen, heard, or experienced by the
person directly (and not, for example, seen on television), and be one which
could
reasonably be expected to cause mental injury. It does not introduce
cover for mental injury caused by non-physical stress (gradual
onset) in the
workplace. ...
- [31] The
immediacy of the event for the person who sustains a mental injury is reflected
in the requirement that the claimant experience,
see or hear the event
directly.[33] That requirement is
given greater specificity in s 21B(5) and (6), including by precluding delayed
exposure to the event by means
of various forms of media or telecommunications.
However, in addition, having regard to the cumulative requirements for cover
under
s 21B, including that the event be one which could reasonably be expected
to cause mental injury to people
generally,[34] we have difficulty
with the proposition that the section is intended to extend to apprehended,
albeit unwanted, incidents of physical
harassment in the nature of detention or
confinement. Given a contextual interpretation, we view s 21B as incorporating
elements
of both the primary and secondary meanings of the word highlighted at
[19] above.
- [32] As Mr
Little pointed out, Mr Roper had earned an unpleasant reputation for sexual
harassment of the Airbase staff. On the night
shift roster a call for
transportation home for the then Sergeant Roper in an intoxicated state could be
expected and, at least in
Ms Taylor’s case, feared. In the course of the
journey the anticipated sexual overture would commence while Ms Taylor was
locked in the vehicle. In our view such anticipated and feared episodes are not
fairly characterised as “sudden”.
- [33] Furthermore
it is implicit in the concept of detention or confinement that it will be for a
period of time rather than momentary.
As the Attorney-General’s
submissions noted, the Judge in the High Court recognised that for Ms Taylor her
confinement in
the tyre cage may have felt like an hour or a very long
time.[35] Even if ultimately the
Judge found it improbable Ms Taylor was locked in there for up to an hour, the
confinement was clearly of
a notable length. Similarly, in relation to the
incidents of being locked in the car, it would naturally take some time to drive
Mr Roper home. We consider that it would be unduly stretching the meaning
of sudden event in s 21B in order for it to embrace incidents
of that duration.
- [34] We accept
that individual incidents of false imprisonment would have a sudden component in
the sense that each instance, while
anticipated, would necessarily involve a
point of commencement. However the substantial effect of the detention on a
victim would
lie not in the mere fact of its commencement but also its prolonged
nature, combined with the fear of what else might occur during
the period of
confinement. For these reasons we consider it unrealistic to characterise the
incidents of false imprisonment to which
Ms Taylor was subjected as being sudden
events in the sense that expression is employed in s 21B.
- [35] While this
would be sufficient to conclude that s 21B is not applicable to Ms Taylor,
for completeness we address the remaining
issues.
Were the
incidents of false imprisonment a gradual process?
Submissions following this Court’s minute
- [36] In order to
comprehend the parties’ positions on both this issue and the final issue
discussed below, it is necessary first
to note their responses to the question
posed in our third minute, which relevantly
stated:[36]
[3] The
parties’ submissions proceeded on the binary footing that the operative
cause of a work-related mental injury was either
an event as particularised in s
21B(7)(a) and (b) or the result of a gradual process. See for example paragraph
21 of the second
respondent’s submissions explaining what distinguishes a
“series of events” from a “gradual process”.
[4] The parties’ submissions do not explicitly address the possibility
that s 21B(7) should be interpreted so as to accommodate
three permutations
namely:
(a) an event satisfying the criteria in s 21B(7)(a) and (b); or
(b) a sequence of events that do not fulfil the criteria in s 21B(7)(b),
for example because they comprise a number of events which
occur over a
substantial period of time and which cannot sensibly be viewed as arising from
the same cause or circumstances; or
(c) a gradual process.
- [37] Ms
Taylor’s response to our question was in the negative. As her submission
stated, the intention of the legislature had
been clearly expressed
as:
... excluding the combining of a number of events on different
occasions to have a cumulative effect in causing the mental injury
as qualifying
for cover. This is perhaps loosely described in s 21B(7)(c) as not including a
gradual process i.e. not a continuum
of a specific causative event but an
accumulation of separate and distinct events separate in place and time. The
latter cannot
be converted into being “caused by a single
event.”
Her submission in response to our question further stated:
Subsection 7(c) merely refers to the exclusion of a disease of gradual
process to make it abundantly clear that incidents could not
be accumulated over
time to produce the mental injury when the entitlement was strictly controlled
to a single event which could
be a sole occurrence or a chain of occurrences
still being part of the one event.
- [38] Mr
Roper’s response was to the contrary of Ms Taylor’s position, albeit
the basis for his position appeared to be
that he viewed subparas (a) and (b) of
s 21B(7) disjunctively:
[Section] 21B(7) does not preclude cover for
a sequence of events that do not fulfil the criteria in s 21B(7)(b). Any
sequence of
events that factually formed one event would come within s
21B(7)(b), and any series of events, each one of which arose from a separate
cause or circumstance, would fall within s 21B(7)(a).
- [39] The
Attorney-General appeared to also answer the question in the affirmative. His
response, which we record verbatim, was that
there were five possible scenarios,
three of which give rise to cover.
3.1 In some instances (such as
seeing someone hit by a train or shot in a robbery), there is a singular
distinct experience which
would make it unnecessary to take a detailed
assessment of the various components of the ‘event’.
3.2 Subsection 21B(7)(b) clarifies the definition of ‘event’, so
that a person may also qualify for cover where they have
experienced a series of
events that arise from the same cause or circumstance and together comprise a
single incident or occasion.
3.3 As this Court observed, there may be a sequence of events that do not
fulfil the criteria in s 21B(7)(a) and (b). An example
of this is where a
person has the misfortune of falling victim to a number of unrelated events, say
a mixture of work-related and
personal stressors. Where the individual events
alone are not of sufficient gravity to cause mental injury and are not linked to
one another as required, a person would not have cover under s 21B.
3.4 The definition is also tempered by subs 21B(7)(c) which clarifies that an
‘event’ (including a series of events) does
not include a gradual
process. This is where the events are “so gradually incremental that they
cannot be distinguished one
from the other” such that a single causative
event or series of events cannot be identified. A case with a background of
minor
events concluding with a “final straw” event may also fall
into the category of a gradual process.
3.5 Finally, the Courts have recognised that there may be a combination of
both a process of indistinguishable minor events as well
as more significant
stressor events. The question in these cases is whether the serious events can
be isolated out from the other
stressors — so that it is not an
accumulation or constellation of stressors as a whole that can be said to be
causative —
but a small number of events (arising from the same cause or
circumstance and comprising an event) that are a material cause of the
mental
injury.
It was the Attorney-General’s contention in this set of submissions
that each instance of false imprisonment could qualify for
cover under the first
scenario, or in the alternative Ms Taylor’s circumstances satisfied the
second of the scenarios and hence
she qualified for cover.
“Gradual process”
- [40] “Gradual
process” is not a defined term. It appears in several provisions as part
of the composite phrase “gradual
process, disease or infection”.
Cover is available under s 20(2)(e) for personal injury caused by a work-related
gradual process,
disease or infection, that being one of the exceptions to the
general exclusion in s 26(2) of personal injuries caused wholly or
substantially
by a gradual process, disease or infection. Its relevance here is that s 21B,
which gives cover for work-related mental
injuries caused by a “single
event”, expressly excludes a gradual process from the definition of event.
This definition
of “event” in s 21B(7) finds a parallel in the first
definition of “accident” in s 25(1)(a) which refers
to “a
specific event or a series of events, other than a gradual process”.
- [41] This
limitation in respect of cover for work-related mental injury reflects a policy
decision that can be gleaned from the legislative
history. The explanatory note
to the Bill, quoted at [30] above, stated that the Bill introduced cover for
mental injury caused
by exposure to a sudden traumatic events at work but not
for mental injury caused by “non-physical stress (gradual onset) in
the
workplace”.[37]
- [42] As the
submissions for the Attorney-General noted, the Transport and Industrial
Relations Committee accepted that mental injury
caused by a series of events
ought also to be covered. But it considered that extending the proposed cover
to “include mental
injuries arising from gradual or cumulative exposure to
work tasks or the characteristics of a particular job would have significant
policy and financial
implications”.[38] The
Committee confirmed the intention of the requirement that the event be one that
could be reasonably be expected to cause mental
injury is “to ensure that
cover for work-related mental injury does not extend to injuries caused by minor
events or by gradual
process.[39]
- [43] Mr
Little’s submission for Ms Taylor appears to assume that, although there
were a number of individual instances of conduct
amounting to false imprisonment
over a significant period of time, because those incidents constituted a
continuous course of conduct
they qualified as a gradual process for the
purposes of s 21B(7). We do not agree. The concept is not merely about
something happening
repeatedly. There is the requirement of some type of
process taking place. Moreover, the legislative history highlights injuries
that may occur from “gradual or cumulative exposure”, which suggests
progressive development over days, weeks or months.
Putting this together, in
our view the reference to a “gradual process” is a reference to a
transformative process occurring
progressively over time.
- [44] We agree
with the Attorney-General’s submission that in the case of a gradual
process, a single causative event or series
of events cannot be identified. In
our view the course of conduct to which Ms Taylor was subjected was not a
gradual process within
the terms of s 21B(7)(c).
Did the
incidents of false imprisonment arise from the same cause or circumstance and
together comprise a single incident or occasion?
- [45] The
Attorney-General contended that each instance of false imprisonment of Ms Taylor
was a single and sudden event as defined
in s 21B(7)(a) and hence she has cover
under s 21B for each individual incident. We are unable to accept this
submission. Ms Taylor’s
complaint has never been about a single incident
of false imprisonment, but the effect taken together which these incidents had
on
her. It would be mischaracterising her experience, and Mr Roper’s
conduct, to single out a particular event for the purpose
of saying there is
cover under s 21B.
- [46] The
alternative submission of the Attorney-General, echoed by Mr Roper, is that
there was a series of events that can be linked
as required in s 21B(7)(b). His
position was that a conclusion that the events did not arise from the same cause
or circumstance
was not available on the evidence, and that together they
comprised a “single incident or occasion”.
- [47] We agree
with the Attorney-General’s submission that Mr Roper was the sole author
and cause of the traumatic and distressing
events experienced by Ms Taylor at
Whenuapai and that, taken together, the incidents comprise a predatory and
sexualised course of
conduct by
him.[40] However we consider it is
quite unrealistic to view the incidents of false imprisonment during 1986 and
1987 as comprising a single
incident or occasion. The tyre cage incidents and
the driving incidents occurred at different places and in different
circumstances.
They involved different conduct, albeit all comprising detention
or confinement of some kind. The nature of Ms Taylor’s case
is in our
view similar to that in KB where the appellant had experienced multiple
significant traumatic incidents.[41]
Like Judge Walker in
MHF,[42] we do not view
MC as a relevant precedent for this matter.
- [48] We do not
consider that this objection is answered by the Attorney‑General’s
still further alternative submission
that the tyre cage incidents together
amount to one series of events comprising a single incident and similarly that
the driving
incidents taken together amount to another series of events
comprising a discrete single incident. In our view the Attorney-General’s
argument in its diverse forms endeavouring to characterise Mr Roper’s
prolonged course of conduct towards Ms Taylor as one,
or alternatively two,
single incidents involves casting the net far too
wide.
Conclusion
- [49] Mr
Roper’s sexual predation of Ms Taylor in the course of her employment
involved a number of incidents of false imprisonment
either in the tyre cage or
in the motor vehicle when she was summoned to drive him home from the
sergeants’ mess. As a matter
of plain language they can be described as a
series of events and there is no doubt that Mr Roper was the “cause”
of
each incident.
- [50] However we
do not consider that s 21B applies to those incidents for two reasons:
(a) they were not “sudden” incidents; and
(b) they did not together comprise a single incident or occasion.
- [51] Consequently
we conclude that s 21B does not provide cover for the PTSD suffered by Ms Taylor
as a consequence of these incidents.
Hence her claim for compensatory damages
for false imprisonment is not statute barred.
Result
- [52] The
application for recall is granted.
- [53] [2020] NZCA
268 is recalled and reissued.
- [54] While the
application has been granted, ultimately the respondents have been unsuccessful
in their arguments. In light of this,
and the continuing protracted nature of
her claim, we are of the view Ms Taylor is entitled to costs. As Mr Roper is
legally aided,
the Attorney-General must pay Ms Taylor costs for a standard
application on a band A basis with usual disbursements.
Solicitors:
Davenports City Law, Auckland for
Appellant
Barter Law, Auckland for First Respondent
Crown Law Office,
Wellington for Second Respondent
[1] M v Roper [2018] NZHC
2330.
[2] Taylor v Roper [2020]
NZCA 268 [Court of Appeal judgment] per Brown and Clifford JJ, French J
dissenting.
[3] Attorney-General v
Taylor [2020] NZSC 152.
[4] Horowhenua County v Nash
(No 2) [1968] NZLR 632 (SC) at 633.
[5] The Attorney-General also
makes an argument that each instance of detention could be considered a single
event. This submission
is discussed later.
[6] Taylor v Roper
CA597/2018, 21 April 2021 (Minute No 2).
[7] Taylor v Roper
CA597/2018, 21 September 2021 (Minute No 3).
[8] Court of Appeal judgment,
above n 2, at [143].
[9] At [23] and [116].
[10] At [30].
[11] At [39].
[12] Reference was made to the
definition in The Oxford English Dictionary (2nd ed, Clarendon
Press, Oxford, 1989) vol XVII at 115: “Happening or coming without
warning or premonition; taking place
or appearing all at once.”
[13] Lumbercorp (BOP) Ltd v
GIO Insurance Ltd (2000) 11 ANZ Insurance Cases 61-475.
[14] Citing New Zealand
Municipalities Co-operative Insurance Co Ltd v Mayor, Councillors and
Citizens of the City of Tauranga CA171/86, 21 September 1988.
[15] Citing Vee H Aviation
Pty Ltd v Australian Underwriting Pool Pty Ltd SC61/1993,
20 December 1996 (ACTSC).
[16] Accident Compensation
Corporation v E [1991] NZCA 167; [1992] 2 NZLR 426 (CA) at 428 and 432.
[17] Accident Compensation
Corporation v E [1990] NZHC 1419; [1991] 2 NZLR 228 (HC) at 231.
[18] Lumbercorp (BOP) Ltd v
GIO Insurance Ltd, above n 13, at [29].
[19] Sun Alliance &
London Insurance Group v North West Iron Co Ltd [1974] 2 NSWLR 625 at
631–633 (NSWSC), following a similar interpretation adopted in Anderson
& Middleton Lumber Co v Lumbermen’s Mutual Casualty Co 333 P 2d
938 (Wash 1959) at 940–941. This was also the interpretation adopted in
the more recent case of Visy Packaging Pty Ltd v Siegwerk Australia
Pty Ltd [2013] FCA 231, (2013) 301 ALR 560 at [93].
[20] At 632.
[21] KB v Accident
Compensation Corporation [2013] NZACC 41 at [26]–[27]. Leave to
appeal to the High Court was declined: KB v Accident Compensation
Corporation [2014] NZACC 336.
[22] OCS Ltd v TW [2013]
NZACC 177 at [79]–[82].
[23] MC v Accident
Compensation Corporation [2016] NZACC 264, [2017] DCR 59 at [5]. The PTSD
was also said to be linked to his work during a similar period as a police
officer.
[24] At [77].
[25] At [83]–[85].
[26] MHF v MidCentral
District Health Board [2020] NZACC 18 at [397].
[27] At [403].
[28] At [443].
[29] Found in s 28 of that
act.
[30] Samuel Hack and others (ed)
Personal Injury in New Zealand (online looseleaf ed, Thomson Reuters) at
[AC25.09].
[31] O’Regan v Accident
Rehabilitation and Compensation Insurance Corp DC Huntly No 5/99,
21 January 1999.
[32] Injury Prevention,
Rehabilitation, and Compensation Amendment Bill (No 2) 2007 (170-1) (explanatory
note) at 4.
[33] Section 21B(2)(a).
[34] Section 21B(2)(b).
[35] M v Roper, above n
1, at [52].
[36] Minute No 3, above n 7.
[37] Injury Prevention,
Rehabilitation, and Compensation Amendment Bill (No 2) 2007 (170-1) (explanatory
note) at 4.
[38] Injury Prevention,
Rehabilitation, and Compensation Amendment Bill (No 2) 2007 (170-2)
(select committee report) at 2.
[39] At 3.
[40] Quoting Court of Appeal
judgment, above n 2, at [168] per French J.
[41] KB v Accident
Compensation Corporation, above n 21.
[42] MHF v MidCentral
District Health Board, above n 26, at [397].
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