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Mosen v Chief Executive of the Department of Corrections [2022] NZCA 507 (25 October 2022)

Last Updated: 31 October 2022

IN THE COURT OF APPEAL OF NEW ZEALAND

I TE KŌTI PĪRA O AOTEAROA
CA616/2020
[2022] NZCA 507



BETWEEN

WILLIAM GEORGE MOSEN
Appellant


AND

CHIEF EXECUTIVE OF THE DEPARTMENT OF CORRECTIONS
Respondent

Hearing:

22 August 2022

Court:

Cooper P, Mallon and Wylie JJ

Counsel:

Appellant in person
M R Bott as counsel to assist the Court
B C L Charmley and J B Watson for Respondent

Judgment:

25 October 2022 at 4.00 pm


JUDGMENT OF THE COURT

  1. The application for an extension of time to appeal is granted.
  2. The application for leave to adduce fresh evidence is granted.
  1. The appeal is allowed.
  1. The extended supervision order is cancelled.

____________________________________________________________________

REASONS OF THE COURT

(Given by Mallon J)





Table of Contents

Para No
Introduction
Background
Personal circumstances
Conviction history
Custodial history
ESO application history
Current circumstances
Statutory regime
Interpretation of the statutory regime in light of Chisnall v Attorney-General
This case
Health assessment reports before the District Court
Pervasive pattern of serious violence
Intense drive, desires or urges to commit acts of violence
Extreme aggressive volatility
Persistent harbouring of vengeful intentions to one or more other persons
Behavioural evidence of clear and long-term planning of serious violent offences to meet a premeditated goal
Limited self-regulatory capacity
Absence of understanding or concern about the impact of his violence
Very high risk of committing a relevant violent offence in the future
Is an ESO strongly justified?
Term
Result

Introduction

Background

Personal circumstances

Conviction history

(a) 2000: wounding with intent to cause grievous bodily harm — Mr Mosen and an associate went to a house wearing army-style clothing and balaclavas, and were armed with a loaded cut-down shotgun. They waited for the owner of the house to come outside. When he did, they fired a shot at his dog and then at him. The owner was hit on the upper left side of his body. Mr Mosen was sentenced to five years’ imprisonment for this offending, along with charges of unlawful possession of a pistol, burglary, theft, and shoplifting committed on other dates of that year.

(b) 2003 to 2009: various assaults, including:

(i) 2007: male assaults female, which involved choking a woman for several seconds and for which he received a six-month sentence of imprisonment.

(ii) 2008: two counts of assaulting a police officer, for which he received a cumulative four-month sentence of imprisonment as part of sentencing for other offending.

(iii) 17 April 2009: assaulting a police officer, threatening to kill, unlawfully taking a car, and intentionally damaging property, for which, along with an earlier charge of threatening to kill in January 2009, he received a sentence of one year and 12 months’ imprisonment.

(iv) 24 May 2009: assaulting a prison officer by hitting him in the face, for which he received a six-month sentence of imprisonment concurrent on his sentence for the April offending.

(c) 29 August 2010: aggravated robbery — Mr Mosen entered a supermarket with a sawn-off shotgun, held his finger on the trigger while pointing it directly at the heads of several employees, and took $1,994.60 from them. He was subject to release conditions at the time. He was sentenced to four years and six months’ imprisonment and received his first strike warning for this offending.[10]

(d) 6 January 2013: injuring with intent to cause grievous bodily harm — while serving his sentence for the aggravated robbery, Mr Mosen and a co-offender attacked a fellow prisoner in the exercise yard, with Mr Mosen kicking and punching the victim to the head and body. Mr Mosen was sentenced to two years and six months’ imprisonment and received a final strike warning for this offending.[11]

(e) 21 October 2017: possession of an offensive weapon and wilful damage — this offending took place three months after his release from prison. He was sentenced to supervision but was subsequently sentenced to imprisonment for breaching his release conditions, burglary and unlawfully being in an enclosed area in December 2017.

(f) 2018: four counts of breach of release conditions, and one count each of possession of cannabis plant, possession of methamphetamine, and breach of an interim supervision order (ISO),[12] for which he received short-term sentences of imprisonment.

(g) January/February 2019: two counts of breach of an ISO.

(h) 5 July 2019: possession of a shotgun and cartridges, and unlawfully getting into a car — in March 2020 Mr Mosen was sentenced to 22 and a half months’ imprisonment for this offending.

(i) 13 December 2019: injuring with intent to injure — this related to a fight with a cellmate when Mr Mosen was in prison. Mr Mosen was initially told the incident would be dealt with internally by the Department of Corrections but he was subsequently charged. On 21 January 2021 he was sentenced to one year and three months’ imprisonment concurrent on his sentence for the 2019 offending.

(a) 2021: breach of an ESO, speaking threateningly and unlawful possession of a pistol.

(b) 2022: two counts of breach of an ESO.

Custodial history

ESO application history

Current circumstances

13. I would like for this ESO to go away.

Statutory regime

(a) the offender has, or has had, a pervasive pattern of serious ... violent offending; and

(b) either or both of the following apply:

...

(ii) there is a very high risk that the offender will in future commit a relevant violent offence.

...

(b) whether—

(i) the offender displays each of the behavioural characteristics specified in section 107IAA(2); and

(ii) there is a very high risk that the offender will in future commit a relevant violent offence.

(2) A court may determine that there is a very high risk that an eligible offender will commit a relevant violent offence only if it is satisfied that the offender—
(a) has a severe disturbance in behavioural functioning established by evidence of each of the following characteristics:
(i) intense drive, desires, or urges to commit acts of violence; and

(ii) extreme aggressive volatility; and

(iii) persistent harbouring of vengeful intentions towards 1 or more other persons; and

(b) either—

(i) displays behavioural evidence of clear and long-term planning of serious violent offences to meet a premeditated goal; or

(ii) has limited self-regulatory capacity; and

(c) displays an absence of understanding for or concern about the impact of his or her violence on actual or potential victims.

Interpretation of the statutory regime in light of Chisnall v Attorney-General

(a) The statutory requirement is a “very high risk” that the offender “will in future” commit a relevant violent offence.[37] There is no temporal requirement in that test.

(b) The fact that an ESO may be made for up to 10 years contemplates that the risk may relate to offending within a 10-year time frame.[38]

(c) The criterion of “displays behavioural evidence of clear and long-term planning of serious violent offences to meet a premeditated goal”[39] indicates that an ESO is available for those whose risk relates to violence that has involved “long-term planning”. That kind of risk is not one that would necessarily give rise to an “immediate” risk.

This case

Health assessment reports before the District Court

Pervasive pattern of serious violence

Intense drive, desires or urges to commit acts of violence

Extreme aggressive volatility

Persistent harbouring of vengeful intentions to one or more other persons

[58] The applicant submits that McCord’s past offending illustrates that he does possess this characteristic of persistent harbouring of vengeful intentions. Having regard to his conduct whereby he acted violently towards both his intimate partners in respect of whom he had developed feelings of sexual jealousy, and also towards others in response to feeling disrespected, I am satisfied that he does possess this characteristic. The violence he has exhibited in those circumstances was not reactive and an immediate response to a particular situation, but rather it appears to have been the result of rumination and a subsequent acting out of a vengeful intention.

Behavioural evidence of clear and long-term planning of serious violent offences to meet a premeditated goal

Limited self-regulatory capacity

Absence of understanding or concern about the impact of his violence

Very high risk of committing a relevant violent offence in the future

...

  1. Mr Mosen’s offending includes five convictions for relevant violent offences. Mr Mosen is considered to be at high risk for violent re‑offending. However, given specific idiosyncratic and environmental factors Mr Mosen’s risk will escalate to very-high. Future situations where his risk will be very-high include a relapse into drug abuse and more specifically the associated financial difficulties to sustain his drug addiction. In the event that Mr Mosen remains a recipient of a methadone prescription, his risk could escalate to very high if problems arise with his methadone prescription. Likely problems could be the availability of prescribed methadone or if he is provided more than one day’s supply, for instance over a weekend, and he consumes it all at once. Interpersonal conflict and personally distressing events would exacerbate these potential periods of acute risk. ... Mr Mosen presents with a number of high end and complex needs and his current release plan is not considered sufficient to mitigate his risk. Paramount to successful reintegration and mitigating his risk will be Mr Mosen’s attitude towards the support services, including the Probation Service and his willingness to engage. Mr Mosen’s anti‑authority attitudes and [beliefs] are considered a major obstacle in his engagement with these support services.

Is an ESO strongly justified?

Term

Result

Solicitors:
Crown Law Office | Te Tari Ture o te Karauna, Wellington for Respondent


[1] Department of Corrections v Mosen [2020] NZDC 11123.

[2] Court of Appeal (Criminal) Rules 2001, r 107R(2); and Criminal Procedure Act 2011, s 248(2).

[3] See Parole Act 2002, s 107R.

[4] Chisnall v Attorney General [2021] NZCA 616, [2022] 2 NZLR 484. As we discuss later, at [25] below, in Department of Corrections v Gray [2021] NZHC 3558 at [23], the High Court considered a recalibrated approach was necessary.

[5] Court of Appeal (Criminal) Rules, r 12B.

[6] New Zealand Bill of Rights Act 1990, s 26(2).

[7] Mr Mason’s Youth Court appearances were for offending including multiple burglaries, a theft and a robbery. In the adult jurisdiction he has convictions for burglary (1998 x 11, 2000 x 2, 2010 x 1 and 2017 x 1), theft (2000 x 2 and 2009 x 1), shoplifting (1999 x 1, 2000 x 3, 2008 x1 and 2010 x 3), receiving stolen property (1998 x 1 and 1999 x 1) and unlawfully getting onto a motorcycle (2019 x 1).

[8] Including aggravated robbery (2010 x 1); wounding with intent to do grievous bodily harm (2000 x 1); injuring with intent (2019 x 1); male assaults female (2007 x 1); assault (2008 x 3 and 2009 x 1); assault of a police officer (2008 x 2 and 2009 x 2); threats to kill (2009 x 2); possession of a knife (2000 x 1 and 2008x 1); unlawful possession of a pistol or firearm (2001 x 1, 2020 x 2 and 2021 x 1); possession of an offensive weapon (2008 x 1, 2017 x 1 and 2018 x 1); and behaving or speaking threateningly (2007 x 1, 2019 x 1 and 2021 x 1).

[9] Including breach of release conditions (2007 x 2, 2010 x 5 and 2018 x 4); breach of standard conditions (2017 x 2); breach of interim supervision order (ISO) and ESO (2018 x 1, 2021 x 1 and 2022 x 2); breach of parole (1999 x 1); and escaping from a penal institution (2003 x 1). He also has convictions for wilful damage (1998 x 1, 2005 x 1, 2007 x 1, 2008 x 2, 2009 x 1 and 2017 x 1); intentional damage (2009 x 1); contravening a protection order (2000 x 1 and 2008 x 2); possession of cannabis or cannabis oil (1999 x 1, 2000 x 2, 2005 x 1 and 2018 x 1); possession of methamphetamine (2018 x 1); and various driving offences (2005 x 3, 2007 x 2 and 2018 x 1).

[10] Sentencing Act 2002, s 86B.

[11] Section 86C.

[12] See [12] below.

[13] R v Mosen DC Whanganui CRI-2017-083-1608, 5 February 2018.

[14] See Department of Corrections v Mosen DC Palmerston North CRI-2017-083-1608, 9 April 2020 [Minute of Judge G M Lynch setting aside the Extended Supervision Order made 23 March 2020] at [1].

[15] At [2]–[3], [7]–[9] and [13], referring to Parole Act, s 107IAA(2)(a)(iii).

[16] At [15].

[17] At [13].

[18] Department of Corrections v Mosen, above n 1, at [130] and [142].

[19] Parole Act, s 107C(1)(a).

[20] Section 107B(2A)(o).

[21] Section 107I(2).

[22] Section 107F(2A).

[23] Chisnall v Attorney General, above n 4, at [177].

[24] At [190].

[25] At [223].

[26] At [225]–[226].

[27] At [216].

[28] Chisnall v Attorney-General [2022] NZCA 24, (2022) 13 HRNZ 107.

[29] Department of Corrections v Gray, above n 4, at [23].

[30] At [21]. This is a controversial point. A division of this Court in Wilson v Department of Corrections [2022] NZCA 289 at [17] subsequently also took the view that an ESO “clearly engaged” the presumption of innocence. However, this is contrary to the earlier view of this Court in McDonnell v Department of Corrections [2009] NZCA 352, (2009) 8 HRNZ 770 at [39]–[40]. The Court then held it was inappropriate to treat an application for an ESO as being analogous with the bringing of a fresh charge against the offender. Rather, it was analogous with the sentencing process which follows conviction. The presumption of innocence was therefore inapplicable. Similarly and earlier, the Human Rights Commission by majority held in Rameka v New Zealand (2003) 7 HRNZ 663 at [7.4] that the presumption of innocence had no application to a sentence of preventative detention because no new charge to attract that presumption had been laid.

[31] At [23].

[32] At [24].

[33] At [24].

[34] At [24].

[35] New Zealand Bill of Rights Act, s 6.

[36] R v Hansen [2007] NZSC 7, [2007] 3 NZLR 1 at [90]–[92] per Tipping J. See also at [252] per McGrath J; and D (SC 31/2019) v New Zealand Police [2021] NZSC 2, [2021] 1 NZLR 213 at [281] per William Young J.

[37] Parole Act, s 107I(2)(b)(ii).

[38] See ss 107A(b) and 107I(4).

[39] Section 107IAA(2)(b)(i).

[40] R (CA586/2021) v Department of Corrections [2022] NZCA 225; and Wilson v Department of Corrections, above n 30.

[41] Department of Corrections v Gray, above n 4, at [22].

[42] R v Hansen, above n 36, at [104] per Tipping J.

[43] Department of Corrections v Gray, above n 4, at [25].

[44] D (SC 31/2019) v New Zealand Police, above n 36.

[45] At [88] per Winkelmann CJ and O’Regan J. See New Zealand Bill of Rights Act, ss 14, 17 and 18.

[46] At [20] per Winkelmann CJ and O’Regan J; and Child Protection (Child Sex Offender Government Agency Registration) Act 2016, s 9(2).

[47] At [100]–[101] per Winkelmann CJ and O’Regan J. Glazebrook J at [263] approached the matter similarly. Ellen France J at [149]–[151] considered that there was little room for the discretion to operate if the statutory criteria was met. William Young J at [293] and [296] was of a similar view to Ellen France J.

[48] At [101] per Winkelmann CJ and O’Regan J.

[49] R (CA586/2021) v Department of Corrections, above n 40, at [53]; and Wilson v Department of Corrections, above n 30, at [19]–[20].

[50] Department of Corrections v Mosen, above n 1, at [41], referring to Parole Act, s 107I(2)(a).

[51] At [39].

[52] At [40].

[53] At [52], referring to Parole Act, s 107IAA(2)(a)(i).

[54] At [49].

[55] At [51].

[56] Department of Corrections v Gray, above n 4, at [23].

[57] Parole Act, s 107IAA(2)(a)(i).

[58] Department of Corrections v Alinizi [2016] NZCA 468 at [27]. See also Department of Corrections v Wilson [2016] NZHC 1082 at [33] and [35].

[59] Parole Act, s 107IAA(2)(a)(i).

[60] Department of Corrections v Mosen, above n 1, at [57], referring to Parole Act, s 107IAA(2)(a)(ii).

[61] At [53].

[62] At [55].

[63] Referring to s 107IAA(2)(a)(iii).

[64] Footnotes omitted and original emphasis.

[65] Department of Corrections v Mosen, above n 1, at [88]–[111].

[66] At [120].

[67] At [122].

[68] At [126]–[128].

[69] Lesley Brown (ed) Shorter Oxford English Dictionary (5th ed, Oxford University Press, Oxford, 1993) at 2167.

[70] Collins English Dictionary (13th ed, HarperCollins Publishers, Glasgow, 2018) at 1487.

[71] “Persistent” Cambridge Dictionary <www.dictionary.cambridge.org>.

[72] Collins English Dictionary, above n 70, at 892, definition of “harbour”.

[73] “Harbouring” Cambridge Dictionary <www.dictionary.cambridge.org>.

[74] “Harbor” Merriam-Webster <www.merriam-webster.com>.

[75] Brown, above n 69, at 3517.

[76] Collins English Dictionary, above n 70, at 2200.

[77] “Vengeful” Cambridge Dictionary <www.dictionary.cambridge.org>.

[78] Department of Corrections v Wilson, above n 58.

[79] At [39].

[80] Department of Corrections v McCord [2017] NZHC 744.

[81] Department of Corrections v Paul [2017] NZHC 1294 at [26].

[82] Department of Corrections v Amohanga [2017] NZHC 1406; and Department of Corrections v Paniora [2018] NZHC 1505.

[83] See Department of Corrections v Amohanga, above n 82, at [35] and [55]; and see generally Department of Corrections v Paniora, above n 82, at [28] and [32].

[84] Department of Corrections v Amohanga, above n 82, at [4] and [26]–[30].

[85] Department of Corrections v Paniora, above n 82, at [14] and [19], as cited in Department of Corrections v Mosen, above n 1, at [109].

[86] Parole Act, s 107IAA(2)(a)(iii).

[87] Section 107IAA(2)(a)(i) and (ii).

[88] Department of Corrections v Mosen, above n 1, at [61], referring to Parole Act, s 107IAA(2)(b)(i).

[89] At [59].

[90] Parole Act, s 107IAA(2)(b).

[91] Department of Corrections v Mosen, above n 1, at [64], referring to Parole Act, s 107IAA(2)(b)(ii).

[92] At [62].

[93] At [68], referring to Parole Act, s 107IAA(2)(c). See Department of Corrections v Alinizi, above n 58, at [13] setting out a three-step process involving: (i) determining whether the offender has, or has had, a pervasive pattern of sexual or violent offending; (ii) making specific findings as to whether the offender meets the criteria in s 107IAA; and (iii) if those criteria are met, determining the risk of the offender committing a relevant offence.

[94] See at [65]–[67].

[95] Parole Act, s 107I(2)(b)(ii).

[96] Department of Corrections v Mosen, above n 1, at [42]–[48] and [129].

[97] Department of Corrections v Mosen, above n 1, at [141].


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