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Hohua v R [2022] NZCA 550 (16 November 2022)
Last Updated: 21 November 2022
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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|
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BETWEEN
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DALLAS TIHINI FRASER HOHUA Appellant
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AND
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THE KING Respondent
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Hearing:
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16 June 2022
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Court:
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Courtney, Mander and Fitzgerald JJ
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Counsel:
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J N Olsen for Appellant B J Thompson for Respondent
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Judgment:
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16 November 2022 at 11.30 am
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JUDGMENT OF THE COURT
- The
appeal against sentence is allowed.
- The
sentence of six years and three months’ imprisonment is set aside and
substituted with a sentence of five years and three
months’
imprisonment.
- The
minimum period of imprisonment of three years is set aside and substituted with
a minimum period of imprisonment of two years.
- The
suppression order made by Muir J on 16 December 2021 is set
aside.
____________________________________________________________________
REASONS OF THE COURT
(Given by Courtney J)
Introduction
- [1] Lani Paul
died of a single stab wound inflicted by Dallas Hohua during an altercation at
the end of an evening of drinking at
Mr Hohua’s home. Mr Hohua was
charged with Mr Paul’s murder. At trial he asserted self-defence. The
jury returned
a manslaughter verdict. Muir J imposed a sentence of six years
and three months’ imprisonment with a minimum period of imprisonment
(MPI)
of three years.
- [2] Mr Hohua
appeals his sentence on the ground that the sentence is manifestly excessive as
a result of error by the Judge in:
(a) taking too high a starting point; and
(b) failing to give adequate weight to Mr Hohua’s personal background.
The offending
- [3] There were
variations in the witnesses’ accounts of events in the hours before Mr
Paul’s death. The following account
is largely drawn from the
Judge’s sentencing notes; the Judge had noted that the account he recorded
was based on a combination
of the Crown summary of facts, with the Judge
essentially agreed, and the Judge’s own findings where required.
- [4] Mr Hohua,
who was 57 years old, and Mr Paul, then aged 29, were known to one another. At
about 5 pm on 23 October 2020, Mr Paul,
his partner and several of their
associates went to Mr Hohua’s address. Mr Hohua was not present but his
partner, Ms Delamare
was there, with the couple’s young son and other
whānau. Many of the group that arrived had been drinking. Mr Hohua
arrived a short time later. He, too, had been drinking.
- [5] At about 11
pm, after an argument began between Mr Paul and his partner, Mr Hohua and
Ms Delamare decided to close the party down.
What happened next was described
by the Judge:[1]
[5] ...
You told everyone to get off your property, including Mr Paul and his
associate known as “Stretch”.
[6] Mr Paul and his friends did not want to leave. You were determined that
they do so and began pushing them out onto the driveway
adjacent to the shed in
which the party had occurred. A fight then broke out between you and Mr Paul
during which you punched him
in the face several times. You also took punches
from Mr Paul resulting in swelling/bruising to your own face and a laceration.
[7] Throughout this period Ms Delamare vocally supported you and endeavoured
to arm herself, including with a golf club which Mr Hohua
removed from her.
[8] In due course, as a result of the intervention of others, you and
Mr Paul disengaged.
[9] Mr Paul went out into the street, or the lane adjacent to your house,
removed his shirt, and then walked back towards your property.
You had at this
stage gone around to the front of your house. You went inside for a short
period before returning and taking up
a position on the front law[n],
brandishing a golf club. At about this point you were joined by your grandson
who had retrieved
a baseball bat from his car.
[10] Mr Paul then made an attempt to jump over a side fence into your
property before returning to the street where you and Mr Paul
yelled abuse at
each other culminating in you leaving your front yard and advancing on him. As
you did so, you discarded the golf
club. But while inside the house I conclude,
based on my assessment of all the facts, you had armed yourself with a knife.
[11] Mr Paul then retreated back up the street towards his own home. Stretch
was with him. Either at that point or a little earlier
they had removed a
paling from the neighbour’s fence. As you closed the gap on Mr Paul he
grabbed the paling. Your grandson
was doing his best to get you to disengage
but you weren’t listening. Mr Paul then swung the paling but your
grandson blocked
the blow. At that point you stabbed Mr Paul deeply in the mid
chest.
- [6] Having
canvassed the facts of the offending the Judge made the following
comments:[2]
[14] These
facts do not fit neatly within a standard legal construct because, although in
one (I consider artificial) sense you may
be considered to have stabbed Mr Paul
in response to his intended assault of you, and accordingly acted
self-defensively, that was
in the context of you being the aggressor having
jumped the fence and advanced on Mr Paul. A leading commentary, Simester and
Brookbanks’
Principles of Criminal Law, says that in such cases the
determinative questions are likely to be whether:
... [the defendant] has foreseeably and wrongfully created the
circumstances in which he or she is endangered by [the victim], and whether the
danger is being posed by [the victim’s]
justified response to those
wrongfully-created circumstances.
[15] The same authors state:
Public policy, too, would seem to demand that an unjust aggressor not be
entitled to plead self-defence. To not enforce such a limitation
on the defence
would imply that the state is willing to offer impunity to any unjust aggressor
simply because his or her victim used
force in self-defence.
The starting point
Selecting the starting point
- [7] The Judge
took an orthodox approach to the selecting the starting point —
considering the aggravating and mitigating factors
of the offending by reference
to R v Taueki and then considering comparable
cases.[3]
- [8] The Judge
identified three aggravating features — extreme violence, serious injury
and the use of a weapon. As to the first,
he rejected the submission made by
Mr Munro, for Mr Hohua, that the use of the knife was not
gratuitous:
[23] ... The jury’s verdict necessarily implies
that it rejected your claim of self-defence. Production and use of a knife
was,
at a minimum, a totally disproportionate response to the threat faced and in
circumstances where the threat itself had defensive
origins.
[24] I therefore consider the level of violence administered by you a
significantly aggravating feature.
- [9] As to the
second, the Judge described the injury as “a mortal wound which resulted
in proximate death”.[4] He
considered the seriousness of the injury to be a significantly aggravating
feature.
- [10] As to the
third, the use of a weapon, the Judge said:
[27] I am prepared to
accept that when you armed yourself with a knife you did not do so with the
intention of necessarily stabbing
Mr Paul. Had the jury thought this was the
case, a murder verdict may well have been appropriate. But you nevertheless
introduced
a lethal weapon into what was already a very volatile situation.
Your use of that weapon is also a significant aggravating feature
of the
offending.
[28] Implicitly in what I have just said, I reject the Crown proposition that
use of the knife was in any material sense premeditated.
The fact you remained
on the front lawn remonstrating with Mr Paul for a period after uplifting it,
belies that proposition. My
assessment is closer to that of Mr Munro. He
suggests that your use of the knife was not premeditated but an impulsive act
—
that you did not brandish it but produced it in the heat of the
moment.
- [11] Mr
Hohua’s counsel had submitted that Mr Hohua’s culpability was
significantly reduced, first, as a result of Mr
Paul’s actions in refusing
to leave the property, becoming aggressive and goading Mr Hohua into a fight;
and, secondly, because
Mr Hohua had been acting defensively throughout.
- [12] The Judge
accepted that some modest recognition of Mr Paul’s provocative behaviour
was appropriate:
[31] ... Had Mr Paul simply gone home after the
initial altercation and removal from the property, this tragedy would have been
avoided.
Instead, he continued goading and taunting you into a fight. He would
not leave you alone. He pressed all the wrong buttons by
referring to your age,
implicitly elevating his own superior physicality. He did so in front of your
female partner who was egging
you on and, despite the mature attempts of your
grandson to de-escalate the situation, you rose to the bait. Mr Paul then
attempted
to jump the side fence back into your property. This was apparently
the final straw; you then abandoned your defensive position
and pursued him down
the footpath. The fatal stabbing occurred shortly after. Some modest
recognition of these provocations is
appropriate. That said, the response was
still disproportionate and extreme. ...
- [13] The Judge
did not accept that Mr Hohua had been acting defensively so as to reduce his
culpability. Mr Munro had argued that
the jury must have accepted that
Mr Hohua was acting in self-defence but had used unreasonable force,
because if the Crown had proven
that Mr Hohua was not acting in self-defence
then the motive for stabbing Mr Paul would have been anger or retaliation and
the verdict
would necessarily have been one of murder. Rejecting that
submission, the Judge
said:[5]
[33] ... It is
possible that the jury considered you were not acting in self‑defence but
nevertheless considered that you failed
to appreciate, in the heat of the
moment, that your action may well lead to Mr Paul’s death. It would of
course have been
conscious of the standard of proof on the murder charge. It is
not a necessary corollary of the jury’s verdict that they thought
you were
acting in self-defence.
[34] However, in the context of this offending rarefied discussions about
whether you acted self-defensively at all or whether you
did so but in a way
which was disproportionate, tend to the arcane and have little bearing on
sentencing outcome. That is because
whether the issue is analysed in the way I
have previously quoted from Principles of Criminal Law or whether, as
Adams on Criminal Law puts it, the actions of a nominally defensive
aggressor “cannot be seen as reasonable”, the same end point is
ultimately
reached — even though Mr Paul attempted to strike you or your
grandson with a fence paling as you, the aggressor, advanced
on him, this cannot
be seen as mitigating your offending in any material sense. As you pursued
Mr Paul and as you saw him grab the paling to defend himself against your
inevitable attack, you chose, against all
of your grandson’s pleading, to
advance further, driven by aggression and frustration, your emotions fuelled by
alcohol, knowing
that you had by far the more lethal weapon at your
disposal.
[35] I do not therefore accept that purported self-defence or excessive
self‑defence reduces your culpability for Mr Paul’s
death.
- [14] On the
basis of there being three aggravating features — extreme violence,
serious injury and the use of a weapon —
the Judge placed the offending
towards the upper end of band two.[6]
He considered comparator cases involving single stab wounds causing
death.[7] He concluded
that:
[44] ... [i]n the final altercation between you and Mr Paul,
you were the aggressor. You chose to pursue him knowing you had a knife
in your
possession. He was backing away from you as you approached. His swing of the
paling was, I find, an attempt to forestall
your advance and an attack on
him.
[45] The cases therefore confirm me in my assessment that the starting point
should be towards the upper end of band two. I adopt
a starting point of eight
years’ imprisonment. From that however I deduct six months (or 6.25 per
cent) on account of provocation.
The result is an adjusted starting point of
seven years, six months’ imprisonment.
- [15] The Judge
imposed an uplift of three months to reflect Mr Hohua’s previous
convictions for violent offending.[8]
From the adjusted starting point of seven years and nine months the Judge
allowed discounts of 15 per cent for Mr Hohua’s
personal circumstances and
five per cent for remorse.[9] This
resulted in the end sentence of six years and three months’
imprisonment.[10] The Judge imposed
an MPI of three
years.[11]
The
starting point
- [16] Mr Olsen,
for Mr Hohua, submitted that the Judge erred in placing the offending in the
upper part of band two. Although he accepted
that band two would ordinarily
have been appropriate, the mitigating factors — Mr Paul’s own
behaviour and the fact that
Mr Hohua was acting defensively — ought to
have brought the offending into band one, with a range of starting points
between
three and six years’ imprisonment. Mr Thompson, for the Crown,
did not accept this analysis. He supported the starting point
taken by the
Judge on the basis of the aggravating features identified by Muir J and by
reference to comparable cases involving fatal
stab wounds.
- [17] We start by
noting that we see some duplication in the Judge’s identification of
aggravating features. Given that death
is reflected in the charge of
manslaughter itself, the mortal nature of the wound was not an aggravating
feature. However, the adjustment
required in applying Taueki to cases of
a fatal attack brought the offending within band two, though we consider that it
is more appropriately placed in the
middle of the band (subject to the issues
regarding mitigating features of provocation and defensiveness that we come to
later).
- [18] Mr Olsen
submitted that the Judge’s factual finding that Mr Hohua was
inevitably going to attack, was driven by aggression
and knew he had a lethal
weapon was inconsistent with the jury’s verdict, particularly in light of
the Judge’s direction
to the jury that “murderous intent does not
require any premeditation or planning [and] can be unplanned, impulsive and
instantly
regretted”. He argued that if the jury had found that Mr Hohua
was acting aggressively (as the Judge viewed things) the verdict
would have been
murder. The manslaughter verdict necessarily meant that he was acting out of
self-defence or defence of his grandson,
albeit that the force used was
unreasonable. In those circumstances the generally defensive nature of
Mr Hohua’s actions,
although not a defence to the charge, was
properly viewed as a mitigatory feature of the offending.
- [19] We do not
see the Judge’s assessment of the facts as inconsistent with the
manslaughter verdict. Aggression is not incompatible
with manslaughter. Even
an intention to attack (indicated by the Judge’s finding of inevitability
of the attack) is not incompatible
with manslaughter. We accept the submission
made by Mr Thompson for the Crown that it was equally possible that the
jury was simply
unable to be satisfied beyond reasonable doubt that Mr Hohua had
murderous intent. That did not exclude him acting out of anger,
aggression or
frustration.
- [20] Reviewing
the notes of evidence, we agree that, although the incident was fast moving,
there was a distinct point when Mr Paul
and his associate were no longer on Mr
Hohua’s property and were walking backwards, that Mr Hohua could have
disengaged. It
was Mr Hohua moving forward that led to Mr Paul swinging the
fence paling and Mr Hohua responded by moving forward, with a knife.
It is
taking too narrow a view of the incident to focus only on the moment at which
the fence paling was swung. That instant had
to be viewed against the preceding
moments in which Mr Hohua chose to advance. We therefore find that the Judge
made no error in
declining to accept that there was an element of self-defence
by way of a mitigating feature in the offending.
- [21] We also
consider that the allowance for provocation of six months (equating to 6.25 per
cent) was appropriate. While the conduct
of the victim is a matter that may be
taken into account this Court has previously said that an allowance on this
account will, at
best, give rise to a modest discount on the starting
point.[12]
- [22] On the
basis that the offending sits within the middle of band two of Taueki,
which has a range of starting points from five to 10 years, we turn to consider
the comparable cases. We find that in “single
stab” cases involving
some level of discount for provocation starting points between six and seven and
a half years are usual.
Specifically, we find the following cases of
assistance.
- [23] In R v
Herewini the defendant had intervened to stop an assault on the
deceased’s partner. He was fended off. The deceased taunted him.
The
defendant went inside, got a knife and stabbed the deceased once, fatally.
Allowing for a degree of provocation Stevens J took
a starting point of seven
years and three months’
imprisonment.[13]
- [24] In R v
Eastham, following a fight in a bar between the defendant and the deceased,
the defendant left and got into a
vehicle.[14] The deceased
approached the vehicle. The defendant got out, carrying a homemade knife.
After more fighting the defendant ended
up on the ground being punched in the
head by the deceased. The defendant stabbed him once in the chest.
Allowing for the victim’s
conduct, Ronald Young J took a starting point of
seven years’ imprisonment.
- [25] In R v
Hepi, an altercation between two groups associated with rival gangs led to
the deceased and the defendant walking towards one another
looking ready for a
fight.[15] When they reached each
other there was an exchange of punches before the defendant stabbed the
deceased, who was unarmed. Andrews
J found that the defendant had willingly
engaged in the confrontation and stabbed him deliberately but, in the heat of
the moment,
did not realise that thrusting the knife at the deceased could lead
to a fatal wound. She took a starting point of six years’
imprisonment.
This has similarities to the present case, although the stabbing occurred in the
context of a broader confrontation.
- [26] In R v
Skeen the defendant and the deceased got into a fight at a
party.[16] The deceased
punched the defendant to the ground. The defendant either broke a bottle or
picked up a broken bottle. He swung it
at the deceased, cutting the jugular
vein. Peters J placed the offending squarely within band two of
Taueki and took a starting point of seven and a half years’
imprisonment.
- [27] Finally, in
R v Wirihana the defendant had been drinking at his partner’s
house.[17] His partner’s aunt
took a dislike to him and left, returning with four men, including the deceased.
Two of them rushed at
the defendant. During the following fight the defendant
was beaten, including being hit on the head with a shovel. The defendant
went into the house and returned waving a knife, but he was outnumbered. The
deceased then drove a vehicle at the defendant and
his partner, pinning the
defendant’s partner’s car against another vehicle. The defendant
reached into the vehicle and
stabbed the deceased in the neck. Edwards J
accepted that there was provocation in the events leading up to the stabbing but
that
at the time of the stabbing there was no imminent threat. Citing the
present case, Edwards J took a starting point of seven years.
- [28] We were
also referred to R v Smith, in which the deceased tried to goad the
defendant into a fight because he thought the defendant had been spreading
rumours about
his ex-girlfriend.[18]
The defendant walked away but later in the evening the deceased and his friends
came looking for him to start a fight. The defendant
found himself with his
back to the bonnet of a parked car. When the deceased grabbed the defendant by
his hoodie the defendant took
a knife out of his jeans and stabbed the deceased
three times in the back. Dunningham J accepted that there was a “limited
amount of provocation” and of excessive self-defence but considered that
his reaction was “prompted as much, if not more,
by the goading ... and
[the defendant’s] desire to get even ... as it was by self
defence.”[19] A starting
point of eight years was taken. Although this case has some comparable
features, three stab wounds means it must be
viewed as more serious.
- [29] Other cases
cited by Mr Thompson were “single stab” cases in which higher
starting points were taken but where there
was no element of provocation, so
they cannot be viewed as truly comparable. Two were ones relied on by the
Judge. In R v Olley, there had been an argument between the deceased and
the defendant during which the deceased had pulled a knife on the
defendant.[20] But a third party
took the knife from the deceased without difficulty and put it on a bench. The
defendant then took up the knife
and stabbed the deceased, who was seated and of
much smaller build than him. Although the defendant had asserted a degree of
provocative
conduct by the deceased, Woodhouse J declined to recognise that
conduct as having any significant weight, given that the fatal wound
was
inflicted after the deceased had been disarmed and was no longer any threat. A
starting point of nine years was taken.
- [30] In R v
Kaihau, the defendant had been found hiding on private property and the
defendant lunged at the deceased with a
knife.[21] There was no question of
provocation and the deceased was much older and smaller than the defendant.
Dobson J took a starting point
of eight years and nine months.
- [31] In
addition, we note R v Scollay, which the Judge also relied
on.[22] The defendant had
stabbed her partner when very distressed — described by Mander J as
being a time of personal crises —
as a result of stress and unhappiness in
her marriage. However, the stabbing was premeditated, the deceased vulnerable
because he
was in bed and only partly awake, and there was no suggestion of
provocation. The Judge took a starting point of eight years. We
do not
see these circumstances as comparable.
- [32] Mr Olsen
also referred to cases decided in the context of a domestic relationship in
which lower starting points were taken.
We do not find these comparable either.
In R v Patangata the defendant stabbed her partner in the course of a
fight.[23] The Judge concluded that
the defendant had stabbed her partner because she was angry before the fight,
her partner’s violence
during the fight scared her and exacerbated her
anger, and because she was already disposed to using knives after she had been
drinking.
The defendant’s partner’s conduct in “kicking and
briefly choking” the defendant was recognised in the starting
point on the
basis that the deceased had “used violence and it aggravated [the
defendant’s] state of
mind.”[24] An adjusted
starting point of six years was taken. Self-evidently, those facts differ from
the present because the stabbing occurred
impulsively, during the fight itself.
- [33] In R v
Rose the defendant and the deceased were arguing and during the argument the
deceased punched the defendant causing bruising and
cuts.[25] After that assault the
defendant texted an associate saying that if her partner touched her again she
would stab him. However,
the verbal argument continued. The defendant took out
a pocketknife. The deceased laughed at her and began to get up. As he did
so
the defendant stabbed him in the upper back. The Judge took into account the
assault on the defendant, and the threat by the
deceased that she would die, and
treated the text message as showing desperation, anger and fear rather than
premeditation. He viewed
the stabbing as a somewhat impulsive response.
Moreover, the stab wound was to an area that was not obviously vulnerable. A
starting
point of three years and nine months was taken. Again, we see a
significant difference between this case and an impulsive stabbing
in the
context of an ongoing argument between domestic partners where there has been
previous actual and threatened violence, and
where the stab wound was not to an
obviously vulnerable part of the body.
- [34] Mr Olsen
also drew our attention to two other cases, R v
Rakete[26] and R v
Kirk.[27] However, neither
involved stab wounds and the circumstances were markedly different to the
present case.
- [35] In our view
the Judge’s starting point of seven years and six months was slightly too
high to reflect the circumstances
of the offending, including
Mr Paul’s provocative conduct. We consider that seven years and
three months would have properly
reflected all the circumstances of the
offending.
Discount for personal circumstances
- [36] The Judge
had before him the report of a clinical psychologist,
Dr Loshni Rogers.[28] The
report recorded Mr Hohua’s 2014 diagnosis of post‑traumatic stress
disorder (PTSD) resulting from childhood physical
and sexual abuse.
That diagnosis had been made by an ACC Sensitive Claims therapist.
- [37] Dr
Rogers’ report recorded the following information about Mr Hohua’s
childhood. He was the fifth youngest of 17
children. His father died when he
was seven. His mother began a new relationship with a man who inflicted severe
physical abuse
on Mr Hohua. He recalls being knocked unconscious, hung upside
down on a clothesline and locked in a wardrobe. Mr Hohua was both
physically
and sexually abused by his step-siblings, including being raped by his
step-brother. Although he felt safe at school,
the abuse at home made it
difficult to succeed at school. Mr Hohua also suffered from deafness and wore
hearing aids as a child.
Mr Hohua moved to live with an adult brother when he
started high school. This provided a better environment where he was not
abused.
He did not return home after that. He joined the Black Power gang when
he was 19 which provided a sense of belonging and support.
- [38] It is not
clear from Dr Rogers’ report what led to Mr Hohua seeking help from ACC.
Dr Rogers refers to the ACC claim having
been made in 2013 and Mr Hohua
receiving counselling between 2013 and 2016. Dr Rogers drew on the ACC notes
for information about
Mr Hohua’s diagnosis to inform her
view.[29] Those notes recorded a
diagnosis of DSM-V PTSD of chronic type. They recorded observations during
engagement in therapy of Mr Hohua’s
emotional fragility and being easily
aroused and overwhelmed by past sexual abuse.
- [39] ACC
assessor and psychologist, Mr Grove, concluded that an initial first defence, if
Mr Hohua could not run, was to flash to
a state of anger. Ms McGee noticed
similar tendencies, describing Mr Hohua as displaying “classic PTSD
symptoms” and
living in “survival mode (“a fighter rather than
a fleer”).” Dr Rogers recorded Ms McGee observing Mr
Hohua’s
tendency “to be easily triggered and to exhibit distorted
thinking and poor problem solving within this context.” His
preference
for isolation in order to keep safe was also emphasised, as well as his tendency
to be a rescuer.
- [40] Dr Rogers
noted:
... A prominent theme during the current assessment and
during Mr Hohua’s prior engagement with Sensitive Claims counselling
suggested an entrenched internalised belief of being unsafe, and Mr
Hohua’s longstanding efforts to maintain a sense of safety
and control
over his environment.
...
It was considered by the writer and previous ACC assessor that Mr Hohua
likely experienced significant developmental, neurobiological,
and psychological
impairment/damage that impacted his central nervous system. As such, it was
considered likely that this hindered
his ability to develop effective regulation
skills for managing distress, including strong negative emotions.
- [41] Dr
Rogers’ opinion was:
... As a consequence of his abuse, he
developed an entrenched distrust of others and perceptions of the world being
unsafe. His abuse
also left him with PTSD symptoms which he struggled to cope
with. Combined with modelling of violence within the home, Mr Hohua
became
easily triggered and reactive, and likely perceived the need to protect himself.
As such, he developed a propensity for violence
in response to his triggers and
feeling unsafe, and to resolve conflict. Mr Hohua did not appear to develop
appropriate self-control
and emotional regulation skills, and his violence was
likely exacerbated by earlier substance abuse. In order to manage his distress
and triggers, Mr Hohua used avoidance to cope. Within this context, he
appeared determined to ensure that others understood they
were not to visit him,
and he maintained strong control over his environment to maintain his sense of
safety.
...
Unfolding events on the evening of Mr Hohua’s index offending when
associates including the victim were at his home, likely
caused him to be
hypervigilant. This was likely influenced by the presence of his son, and
underlying distrust of younger [B]lack
[P]ower members. Thereafter, his sense
of safety appeared further threatened by perceptions of his associates being
under the influence
of methamphetamine and becoming unruly. Mr Hohua also
appeared to be significantly triggered when they refused to leave his home,
and
his emotions likely became heightened during altercations with the victim.
Within this context, Mr Hohua’s subsequent
index offending was deemed
likely related to his sensitivity to fears for his safety and increased
reactivity within this context,
given his PTSD symptoms and underdeveloped
coping skills. Given his alcohol use through the evening, his reactivity was
also likely
exacerbated, and he engaged in poor decision (sic) when he offended
against the victim.
- [42] The Judge
accepted that Mr Hohua’s personal circumstances had a causative effect on
the offending, which he recognised
by a 15 per cent
discount:
[47] ... Your upbringing, like so many that appear before
the Court, was married (sic) by hardship and trauma. One consequence of
that
upbringing is that you are described by clinical psychologist, Dr Loshni Rogers,
as having an “entrenched internalised
belief of being unsafe”. You
need to maintain a sense of safety and control over your environment, have
difficulties managing
distress, have a quick temper and are “in constant
survival mode”. I consider these and other factors were directly
relevant
to your perception of the threat posed by Mr Paul and others on the night in
question — in this way, they had a direct
causative bearing on the
decision-making that led to your offending.
[48] While your background in no way excuses what you did to Mr Paul, it does
go some way towards explaining it, in turn impacting
on your culpability. Some
discount is therefore appropriate to reflect these factors albeit that in the
case of very serious offending
such as this there is an emphasis on
proportionality. It is important not to lose sight of the fact that at the
centre of this whole
process is a young man, antisocial although some of his
conduct was, whose life was cut short as a result of your actions. I consider
that in all the circumstances a discount of 15 per cent is warranted for
personal circumstances.
- [43] The Judge
also gave a further specific discount of five per cent for
remorse.[30]
- [44] Mr Olsen
submitted that the Judge erred in tempering the discount for personal
circumstances to reflect the proportionality of
the process, given Mr
Paul’s death. He argued that in fixing a discount to recognise personal
factors issues relating to the
victim was not a relevant consideration. Mr
Olsen submitted that a discount of 30 per cent was appropriate for the
circumstances
of this case because Mr Hohua’s personal circumstances,
specifically his PTSD, were integral to the actions on the evening.
- [45] Mr
Thompson, however, maintained that the discount provided was in line with the
level of discount applied and recognised as
appropriate in broadly similar
situations. He cited particularly this Court’s decisions in Minogue v
R,[31] and Kreegher v
R.[32] In Minogue and
Kreegher, the discounts allowed were 15 and 10 per cent respectively.
However, neither case is truly comparable. Minogue involved serious,
sustained, sexual and violent offending against the defendant’s
ex-partner. The psychiatric evidence was
that Mr Minogue did not suffer from
any mental illness, intellectual impairment or cognitive disability. Rather,
his history of
persistent offending and major relationship difficulties
suggested antisocial personality disorder complicated by methamphetamine
use,
neither of which were amenable to psychological or psychiatric
intervention.[33] The 15 per cent
discount recognised by this Court as appropriate did not reflect mental illness
but, rather, Mr Minogue’s
seriously disadvantaged background which was
regarded as being relevant to his culpability.
- [46] Kreegher
concerned serious violent offending (kidnapping, aggravated robbery, wounding
with intent to cause grievous bodily harm and arson).
Mr Kreegher had
suffered a deprived and violent childhood and also claimed to have been sexually
abused but had not addressed that
issue. The sentencing judge had given a
discount of six months for “gang affiliation, mental health and substance
abuse ...
[which] are shaped by traumatic violent and abusive issues in your
past”.[34] This Court
considered that those issues and, more generally, a life marred by social
deprivation, likely influenced Mr Kreegher’s
decision-making on the night
in question and bore on his relative culpability. A discount of 10 per cent was
considered adequate
to reflect those
issues.[35]
- [47] Both cases
are markedly different to Mr Hohua’s situation. Mr Hohua endured a
violent, chaotic and abusive childhood that
might well justify a discount in
itself. But more than that, he emerged from that childhood psychologically
damaged in a very distinct
way. That damage has been recognised and is capable
of clear definition. Mr Hohua has clearly tried to address the resultant effect
on him by attending counselling.
- [48] In E
(CA689/2010) v R discounts of between 12 and 30 per cent were regarded as
appropriate to recognise mental health issues that operated as a mitigating
factor relevant to the offender’s personal
circumstances.[36] In Orchard v
R the Court added, however, that this indication of range was not to be
taken as confining the upper range discount where diminished
responsibility by
reason of mental health deficits substantially diminishes moral culpability and
the need for deterrence, accountability
and denunciation generally as sentencing
concerns.[37]
- [49] Mr
Hohua’s case is closer to Orchard, in that the defendant also
suffered from PTSD following an accident. He was responsible for a serious
assault — grievous bodily
harm against his wife. Differing from the
sentencing judge, who had given a “lesser” discount of 15 per cent
because
of the risk Mr Orchard’s mental health issues posed to his family,
this Court observed that where a mental health condition
has contributed
causally to the offending, and thereby mitigated that offending, the full
measure of that mitigation ought to be
allowed unless it can be said that the
reduced discount is likely to make a difference in terms of
safety.[38] The Court increased the
discount to 20 per cent as being a proper reflection of the causative
effect of Mr Orchard’s mental
health disability on the
offending.[39]
- [50] However,
while comparable in the sense that Mr Orchard also suffered from PTSD, there are
differences between that case and the
present. Mr Orchard’s illness was
caused by an accident, rather than childhood trauma, and caused generalised
symptoms such
as anxiety, depression and emotional dysregulation. Importantly,
the circumstances of the offending did not provoke the same specific
triggers
regarding personal safety as the circumstances in which Mr Hohua’s
offending occurred.
- [51] The
consequences of PTSD in the present case was that Mr Hohua’s need to
ensure his personal safety was seriously threatened
by Mr Paul’s refusal
to leave and his aggressive goading of Mr Hohua to fight. Dissected clinically,
it is possible to see
that the opportunity existed for Mr Hohua to step back and
disengage. But viewed through the lens of Mr Hohua’s mental state
it is
clear that this would have been a very difficult thing for him to do. His
instinctive response was to fight and that instinct
reflected the disordering
effect of PTSD. In our view the circumstances of this offending warranted a
discount at a greater level
than recognised by the Judge. We consider that
a discount of 25 per cent would have been appropriate.
- [52] We have
concluded that the appropriate starting point was seven years and three
months’ imprisonment. There was no challenge
to the uplift of three
months. The adjusted starting point should therefore have been seven years and
six months. From that, a
30 per cent discount (25 per cent for personal
circumstances and five per cent for remorse) results in an end sentence of five
years
and three months’ imprisonment.
Minimum period of
imprisonment
- [53] The Judge
imposed an MPI of three years on the basis
that:[40]
[53] ... as
your psychologist reports, you are a person quick to anger and a
“fighter” by natural disposition. Not even
the intervention and
wise counsel of your grandson was sufficient to stop you re-engaging with Mr
Paul. You did so knowing you had
a knife. It was entirely foreseeable how this
could all end up. There is a particular premium on accountability, deterrence
and
denunciation in this context.
[54] I therefore impose a minimum period of imprisonment of three years (48
per cent). I note that given your extensive history of
violence parole may not,
even at that point, be a realistic option unless you use the available time in
prison to address the root
causes of such offending, many of which may lie in
your early upbringing, and to seek the assistance available to chart a better
course on release.
- [54] Mr Olsen
did not challenge the imposition of an MPI. He sought only an adjustment of the
MPI in the event the sentence appeal
otherwise succeeded.
- [55] In cases
where culpability is reduced as a result of a mental health condition it may be
that the purpose of denunciation and
holding the offender accountable will not
be achieved through an MPI. However, community protection was a legitimate
concern that
warranted an MPI. In the circumstances however, we think that an
MPI of two years was adequate for this purpose.
Result
- [56] The appeal
against sentence is allowed.
- [57] The
sentence of six years and three months’ imprisonment is set aside. A
sentence of five years and three months’
imprisonment is substituted.
- [58] The MPI of
three years is set aside and substituted with an MPI of two years.
- [59] The
suppression order made by Muir J on 16 December 2021 is set
aside.
Solicitors:
Crown Law Office, Wellington
for Respondent
[1] R v Hohua [2021] NZHC
1242 (footnote omitted).
[2] Footnotes omitted.
[3] R v Taueki [2005] NZCA
174, [2005] 3 NZLR 372; R v Tai [2010] NZCA 598; Ioata v R [2013]
NZCA 235; and Everett v R [2019] NZCA 68.
[4] At [25].
[5] Footnote omitted, emphasis
added.
[6] At [37].
[7] R v Olley [2012] NZHC
40; R v Kaihau [2013] NZHC 3192; and R v Scollay [2014] NZHC
465.
[8] At [46].
[9] At [48]–[49].
[10] At [50].
[11] At [54].
[12] Wairau v R [2015]
NZCA 215 at [31].
[13] R v Herewini HC
Rotorua CRI 2006-063-3151, 5 October 2007.
[14] R v Eastham [2013]
NZHC 2792.
[15] R v Hepi [2015] NZHC
1449.
[16] R v Skeen [2016]
NZHC 1904.
[17] R v Wirihana [2022]
NZHC 863.
[18] R v Smith [2014]
NZHC 2091.
[19] At [9]–[10].
[20] R v Olley [2012]
NZHC 40.
[21] R v Kaihau [2013]
NZHC 3192.
[22] R v Scollay [2014]
NZHC 465.
[23] R v Patangata [2019]
NZHC 744.
[24] At [31].
[25] R v Rose [2017] NZHC
1488.
[26] R v Rakete [2013]
NZHC 1230.
[27] R v Kirk [2016] NZHC
1249.
[28] In a minute dated 16
December 2021, Muir J made an order suppressing the contents of this report and
reports provided by the Department
of Corrections addressing matters personal to
Mr Hohua. In this Court, Mr Hohua’s counsel has advised that Mr Hohua does
not
wish to have this judgment redacted in accordance with that order. Counsel
for both parties have confirmed that the suppression
order may be set aside and
we make an order accordingly.
[29] The ACC notes were provided
by therapists Mr C Grove and Ms D McGee.
[30] At [49].
[31] Minogue v R [2020]
NZCA 515.
[32] Kreegher v R [2021]
NZCA 22.
[33] Minogue v R, above n
31, at [36].
[34] R v Kreegher [2019]
NZDC 25842 at [24].
[35] Kreegher v R, above
n 32, at [47].
[36] E (CA689/2010) v R
[2011] NZCA 13, (2011) 24 CRNZ 411 at [68] and [70]. See also Gotz v R
[2019] NZCA 99 at [20]..
[37] Orchard v R [2019]
NZCA 529, [2020] 2 NZLR 37 at [48].
[38] At [51].
[39] At [52].
[40] At [53].
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