You are here:
NZLII >>
Databases >>
Court of Appeal of New Zealand >>
2023 >>
[2023] NZCA 596
Database Search
| Name Search
| Recent Decisions
| Noteup
| LawCite
| Download
| Help
Attorney-General v Grinder [2023] NZCA 596 (24 November 2023)
Last Updated: 27 November 2023
|
IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
|
|
|
BETWEEN
|
ATTORNEY-GENERAL First Appellant
NEW ZEALAND PAROLE
BOARD Second Appellant
|
|
AND
|
BRETT DAVID GRINDER Respondent
|
Hearing:
|
30 May 2023
|
Court:
|
Collins, Mallon and Wylie JJ
|
Counsel:
|
C A Griffin for First Appellant M S Smith and V J Owen for Second
Appellant D A Ewen and E T Blincoe for Respondent S Thode and J W Wall for
Criminal Bar Association of New Zealand as Intervener
|
Judgment:
|
24 November 2023 at 3 pm
|
JUDGMENT OF THE COURT
- The
appeal is allowed.
- The
High Court decision is set
aside.
____________________________________________________________________
REASONS OF THE COURT
(Given by Mallon J)
Table of contents
Introduction
- [1] This
appeal concerns the correct test for determining whether, when a person subject
to preventive detention is granted release
on parole, any special conditions on
which that release is granted may be varied or discharged. In particular, it
concerns whether
a special condition can only be maintained if, without that
condition, the person will be an “undue risk” to the
community.[1] It also concerns
whether the purpose of special conditions is to take a parolee “from [an]
undue risk to something less than
that”.[2]
- [2] These issues
arose in relation to the special conditions of Brett David Grinder, the
respondent on this appeal. He remains subject
to one of the special conditions
that gave rise to the issues that are before us. The correct approach to these
issues is important
for the decision‑making of the New Zealand Parole
Board (the Parole Board) beyond Mr Grinder’s case. For that
reason,
we heard from the Parole Board and the Criminal Bar Association of
New Zealand Inc (CBANZ) as well as from counsel for Mr Grinder
and the
Attorney‑General (the parties who took an active role in the judicial
review proceeding in the High Court that is subject
to the appeal before
us).[3]
Background
- [3] Mr
Grinder was sentenced to preventive detention in 2003 for sexual offending
against 13 young victims between 1976 and 2001.
He was therefore required to
remain in prison unless granted release on parole by the Parole Board. Release
could be granted only
if the Parole Board was satisfied on reasonable grounds
that, if released on parole, Mr Grinder would not pose an “undue
risk”
to the safety of the community or any person or class of
persons.[4] If released on parole, he
would be subject to standard release conditions and any special conditions
imposed by the Parole Board.[5] He
would also be subject to the possibility of recall by the Parole Board to prison
for the rest of his life.[6]
- [4] Mr Grinder
was first released on parole on 15 August 2011 subject to standard and special
conditions. He was recalled to prison
on 5 July 2012 for breaching his
conditions — the concerns were that he had engaged in relationships with
vulnerable adults
and had not engaged well with his probation officer or been
open and honest about his relationships.
- [5] Mr Grinder
was released on parole for a second time on 1 April 2019, subject to standard
and special conditions. The special
conditions were imposed for a period of
five years. That is, until 31 March 2024. They included a special condition
not to enter
or loiter near specified places where children might congregate
(such as schools, early childhood centres, parks, libraries and swimming
pools)
without prior written approval from a probation officer or unless in the
presence of an approved adult (a whereabouts condition).
They also
included a special condition requiring GPS monitoring so as to monitor his
compliance with the whereabouts condition
(the
GPS condition).[7]
- [6] Due to Mr
Grinder’s risks and his earlier unsuccessful parole, the Parole Board held
two monitoring hearings at six month
and 12 month intervals following his
release on 1 April 2019.[8] At both
hearings, Mr Grinder unsuccessfully sought to vary or discharge the whereabouts
and GPS conditions:
(a) At the first of these hearings, on 22 October 2019, the Parole Board
described the whereabouts condition as remaining “relevant
and
necessary” until it could be satisfied that Mr Grinder was established in
the community and had demonstrated sustained
compliance with release conditions
that mitigated his risk. Strict compliance with them was considered necessary
so that he could
safely remain in the community.
(b) At the second hearing, on 12 March 2020, the Parole Board noted the
reasonably permissive approach of Mr Grinder’s probation
officer to the
whereabouts condition which provided Mr Grinder with “plenty of
opportunity” for recreation as part of
a balanced life without creating
risks. It noted that the conditions had been imposed for “compelling
reasons”.
- [7] Mr Grinder
subsequently made a formal application to vary his special
conditions.[9] He sought the
discharge of the whereabouts and GPS conditions. The Parole Board declined this
application on 14 October 2021.
Mr Grinder applied for a review of that
decision. This was dismissed by the Panel Convenor on
27 January 2022. It is these decisions
(discussed further below at [19]–[25]) that led Mr Grinder to file an
application for judicial review in the High Court. His application sought
orders quashing these
decisions and directing that the Parole Board reconsider
his application to vary his conditions.
- [8] In
the High Court, Gwyn J granted the judicial review
application.[10] The Judge directed
the Parole Board to consider whether the special conditions were a
“reasonable, necessary and proportionate
means of ensuring [Mr Grinder]
does not represent an undue risk to the
community”.[11] The Judge
also directed this reconsideration to be carried out with reference to updated
information as to the likelihood Mr Grinder
would reoffend and the nature and
seriousness of any likely future
offending.[12] It is this judgment
(discussed further below at [26]–[28]) that is the subject of the appeal
before us.
- [9] On
25 January 2023, following the judicial review, the Parole Board
reconsidered Mr Grinder’s application (discussed further
below at [29]–[35]). It discharged the GPS condition
but declined to discharge the whereabouts
condition.
Statutory
provisions
- [10] Section
7 of the Parole Act 2002 sets out guiding principles that apply to decisions of
the Parole Board. As relevant here,
s 7 provides:
7 Guiding
principles
(1) When making decisions about, or in any way relating to, the release of an
offender, the paramount consideration for the Board
in every case is the safety
of the community.
(2) Other principles that must guide the Board’s decisions
are—
(a) that offenders must not be detained any longer than is consistent with the
safety of the community, and that they must not be
subject to release
conditions that are more onerous, or last longer, than is consistent with
the safety of the community; and
...
(3) When any person is required under this Part to assess whether an offender
poses an undue risk, the person must consider both—
(a) the likelihood of further offending; and
(b) the nature and seriousness of any likely subsequent offending.
- [11] Section 28
provides for release on parole as follows:
28 Direction for
release on parole
(1AA) In deciding whether or not to release an offender on parole, the Board
must bear in mind that the offender has no entitlement
to be released on parole
and, in particular, that neither the offender’s eligibility for release on
parole nor anything else
in this Act or any other enactment confers such an
entitlement.
(1) The Board may, after a hearing at which it has considered whether to
release an offender on parole, direct that the offender be
released on
parole.
(2) The Board may give a direction under subsection (1) only if it is
satisfied on reasonable grounds that the offender, if released
on parole, will
not pose an undue risk to the safety of the community or any person or class of
persons within the term of the sentence,
having regard to—
(a) the support and supervision available to the offender following release;
and
(b) the public interest in the reintegration of the offender into society as a
law-abiding citizen.
...
- [12] Section 14
sets out the standard conditions that apply to every offender released on
parole.[13] They include
requirements to report to the probation officer as and when required, not to
move to a residential address in a different
“probation area”
without the prior written approval of the probation officer, not to leave New
Zealand without the prior
written approval of a probation officer, and to take
part in a rehabilitative and reintegrative needs assessment if and when directed
to do so by a probation
officer.[14]
- [13] Section
29AA provides for the Parole Board to impose special conditions. The power is
broadly worded, providing, as relevant
here, that “[i]n releasing an
offender on parole, the Board may impose any special conditions on that offender
that the Board
specifies” and that they apply “for the period that
the Board specifies”.[15]
- [14] Further
detail of this power is set out in s 15 which provides (as
relevant):
15 Special conditions
(1) The Board may (subject to subsections (2) and (4)) impose any 1 or more
special conditions on an offender.
(2) A special condition must not be imposed unless it is designed
to—
(a) reduce the risk of reoffending by the offender; or
(b) facilitate or promote the rehabilitation and reintegration of the offender;
or
(c) provide for the reasonable concerns of victims of the offender; or
(d) comply, in the case of an offender subject to an extended supervision order,
with an order of the court, made under section
107IAC, to impose an intensive monitoring condition.
(3) The kinds of conditions that may be imposed
as special conditions include, without limitation,—
(a) conditions relating to the offender’s place of residence (which may
include a condition that the offender reside at a particular
place), or his or
her finances or earnings:
(ab) residential restrictions:
(b) conditions requiring the offender to participate in a programme (as defined
in section
16) to reduce the risk of further offending by the offender through the
rehabilitation and reintegration of the offender:
(ba) conditions prohibiting the offender from doing 1 or
more of the following:
(i) using (as defined in section
4(1)) a controlled drug:
(ii) using a psychoactive substance:
(iii) consuming alcohol:
(c) conditions that the offender not associate with any person, persons, or
class of persons:
(d) conditions requiring the offender to take prescription medication:
(e) conditions prohibiting the offender from entering or remaining in specified
places or areas, at specified times, or at all times:
(f) conditions requiring the offender to submit to the electronic monitoring of
compliance with any release conditions or conditions
of an extended supervision
order, imposed under paragraph (ab) or (e), that relate to the whereabouts of
the offender:
(g) an intensive monitoring condition, which must, and may only, be imposed if a
court orders (under section
107IAC) the imposition of an intensive monitoring condition.
...
- [15] Section 29B
provides the Parole Board with the power to monitor the offender’s
compliance with release conditions through
asking Ara Poutama Aotearoa |
Department of Corrections (Corrections) for a progress report on the
offender’s compliance or
requiring the offender to attend a
hearing.[16] At a hearing that an
offender is required to attend, the Parole Board “may, if it considers it
appropriate to do so”
vary any special conditions previously imposed,
impose new special conditions on the offender, and make an order with the same
effect
as an interim recall
order.[17]
- [16] Section 56
permits an offender who is subject to release conditions imposed by the Parole
Board, or a probation officer, to apply
to the Parole Board at any time for the
variation or discharge of any of the release
conditions.[18] Section 58(1)
provides that, on any such application, “the Board may direct the
variation or discharge of any release condition”.
- [17] Section 61
provides the grounds for the recall of a parolee by the Parole
Board:
61 Grounds for recall
The grounds for recall are that—
(a) the offender poses an undue risk to the safety of the community or any
person or class of persons; or
(b) the offender has breached his or her release conditions; or
(c) the offender has committed an offence punishable by imprisonment, whether or
not this has resulted in a conviction; or
(d) in the case of an offender who is subject to residential
restrictions,—
(i) the offender is jeopardising the safety of any person at his or her
residence; or
(ii) a suitable residence in an area in which a residential restriction scheme
is operated by the chief executive is no longer available;
or
(iii) the offender no longer wishes to be subject to residential restrictions;
or
(e) in the case of an offender who is subject to a special condition that
requires his or her attendance at a residential programme,—
(i) the offender is jeopardising the safety of any person at the residence, or
the order or security of the residence; or
(ii) the offender has failed to remain at the residence for the duration of the
programme; or
(iii) the programme has ceased to operate, or the offender’s participation
in it has been terminated for any reason.
- [18] Section
66(1) provides for the Parole Board to make a final recall order if satisfied
that one or more of the grounds in s 61
have been established.
Section 62(1) provides for the Parole Board to make an interim recall order
on grounds that include being
satisfied on reasonable grounds that the offender
poses an undue risk to the safety of the community or to any person or class of
persons.
Parole
Board decisions and review
14 October 2021
decision
- [19] Mr
Grinder submitted to the Parole Board that there was no longer any reason for
him to be subject to the GPS and whereabouts
conditions. He said that the
GPS monitoring at times created difficulties for his employment, it was
sometimes difficult to charge
the GPS monitor, and more generally the conditions
limited his capacity to meet people and to undertake recreation and to travel
as
he would like to.
- [20] The Board
noted that:
(a) Mr Grinder was currently doing well on parole. He had good employment and
accommodation and had recently received a promotion.
(b) The most recent psychologist report had concluded that, over the next five
years, he was in the low risk range of committing
further sexual offending while
in the community having regard to his static and dynamic risk factors. The risk
would most likely
be to children known to him either via a relationship or
association. This risk could be increased in the context of loneliness,
rejection or emotional collapse. An unbalanced lifestyle including overworking
might also increase his risk.
(c) The above report contrasted with the 2018 report prepared six months before
Mr Grinder’s release. That report assessed
Mr Grinder as posing a
medium‑high risk of further sexual offending. Any offending would likely
include children only recently
or briefly known to Mr Grinder.
Difficulties in relationships, loneliness and feelings of inadequacy would be
potential triggers
of reoffending.
(d) Mr Grinder stressed to the Parole Board that his past offending was very
much related to children with whom he had spent time
developing a relationship.
- [21] In
declining the application, the Parole Board described the conditions that
Mr Grinder sought to have removed as providing a
“significant
protective factor”. It took into account: that his extensive sexual
offending included some children whom
he had known only recently or briefly; Mr
Grinder having acknowledged that he was “very clever” at
understanding children
to get them onside and knew how to offend when the chance
of complaint was modest; and that his offending involved deception of parents
and caregivers.
- [22] The Parole
Board concluded:
- Whatever
the current accurate assessment of risk is, it is not no risk. We consider that
ensuring that Mr Grinder does not offend
against children by the imposition of a
GPS monitoring device to reassure the public that Mr Grinder is not going to
places where
children on their own might congregate and so providing him with an
opportunity of developing relationships with those children out
of sight of
adults and out of contact with any of those supervising him is a reasonable
protection against the risk of him doing
so.
- While
we appreciate that the presence of the monitoring device may limit some of Mr
Grinder’s prosocial opportunities we consider
that is modest. In the
circumstances we do not consider that changes our assessment of risk to any
significant degree. While we
acknowledge the inconveniences of having a GPS
monitoring device, that inconvenience in our view pales into insignificance when
compared
with the potential risk that Mr Grinder has toward young
children.
27
January 2022 review
- [23] Mr
Grinder applied for review of the Parole Board’s
decision.[19] One of the grounds
was that the Parole Board was in error in noting that Mr Grinder was not
“no risk” as the correct
test was whether he was an
“undue risk”.
- [24] The Panel
Convenor rejected this for the following reasons:
- The
Board did not have to form a view about whether that was a low risk or the
higher risk as contained in the 2018 risk assessment.
It also did not have to
establish that without the special conditions Mr Grinder was an undue risk.
Special conditions mitigate
risk. Sometimes they are necessary to ensure that
an offender is no longer an undue risk. Sometimes they simply enhance risk
mitigation
for an offender who is already assessed as falling well below the
undue risk threshold.
- Section
15(2) simply requires the Board to consider whether the special conditions that
were at issue remained designed to reduce
the risk of offending by Mr Grinder.
The Board had to make that decision with regard to the paramount consideration
of community
safety in section 7(1).
- In
Mr Grinder’s case the Board concluded that the conditions remained
designed to reduce Mr Grinder’s risk of reoffending.
The Board’s
reasons were clearly stated and included the following:
a) the very extensive sexual offending committed by Mr Grinder, some of
which was in relation to children that he had only known
relatively recently or
briefly;
b) Mr Grinder’s recorded acknowledgment (apparently during the hearing)
that he was very clever at understanding children,
how to get them onside to
manipulate them and their [parents’] feelings, how to approach and
maintain a relationship and undertake
sexual offending when he felt the chance
of complaint was modest; and
c) that at this time the special conditions provide a reasonable protection
against the risk of Mr Grinder going to places where
children might congregate
and developing a relationship with those children out of sight of adults and out
of contact with any of
those supervising him.
- Inherent
in the reasons set out in the Board’s decision was an assessment that, at
this time, the special conditions were not
more onerous, and were not being
imposed for longer[,] than was consistent with ... the safety of the community.
The continuation
of the conditions was proportionate to the risk posed by Mr
Grinder (for the reasons set out in paragraph 32 above).
- [25] The
Panel Convenor also rejected other grounds raised in Mr Grinder’s review
application but they are not relevant for
present
purposes.
High
Court decision
- [26] In
the High Court, Mr Grinder pleaded four grounds of
review.[20] Most relevantly they
included that the Parole Board had applied the wrong test when considering
whether to discharge the GPS and
whereabouts conditions that were the subject of
Mr Grinder’s application. For Mr Grinder, it was argued that the
Parole Board
was required to assess whether he presented an undue risk to the
safety of the community if the conditions that were the subject
of the
application to vary were
deleted.[21]
- [27] The key
part of the High Court decision on this ground of review is as
follows:[22]
[47] While
neither of ss 15 or 29AA, which relate to special conditions, refer to
“undue risk”, I agree with Mr Ewen that
the concept and application
of the undue risk test is not limited to those provisions of the Act where the
term is expressly used.
Those provisions do not arise, and are not to be
interpreted, in a vacuum. Plainly, decisions that relate to special conditions
of release are decisions that relate to the release of an offender, whether made
before release or after. Conditions imposed under
s 15 are “special
conditions of release”. Decisions as to their variation or discharge are
inextricably linked to the
terms of release. The undue risk test informs the
Board’s assessment at the time of imposition of conditions. Conditions
are designed to take the parolee from undue risk to something less than that.
The paramount consideration of community safety is
engaged, and the imposition,
variation or discharge of conditions requires an evaluation of risk. The Court
of Appeal’s decision
in Miller gives support to that approach.
[48] In my view, it would be artificial if the “undue risk” test
applied to release and recall decisions, but not to special
conditions of
release. The same test – undue risk – must necessarily apply when
the Board is deciding whether to continue,
vary or discharge the special
conditions.
[49] I also reject the conclusion of the Convenor that undue risk questions
are limited to release decisions only and that post-release
conditions could be
applied to mitigating risks less than “undue”. As Mr Ewen put it,
there will always be a risk of offending by any parolee, but the Act
delineates the acceptable risk threshold. It is not “any” risk and,
if
not any risk, then what is the threshold? Logically, it is undue risk.
[50] An undue risk analysis requires some judgement as to whether or not the
offender can (in this case) have certain special conditions
removed without that
risk threshold being triggered. The closest the Board came to a risk assessment
was its statement: “Whatever
the current accurate assessment of risk is,
it is not no risk.” At no point does the Board set out explicitly what
risk threshold
it was applying or undertake an analysis of that risk. If it is
the “no risk” threshold, that is plainly the wrong threshold.
[51] I accept Mr Ewen’s submission that assessment of risk must be
sufficient to ensure that the special conditions imposed
(or retained) have a
rational nexus to the s 15(2) purposes and are reasonably necessary and
proportionate. ...
- [28] The
Judge therefore upheld this ground of review and directed the Parole Board to
reconsider Mr Grinder’s
application.[23]
Subsequent
Parole Board decision
- [29] The
Parole Board reconsidered Mr Grinder’s application at a hearing on
25 January 2023. The Board noted that Mr Grinder
had been subject to the
GPS condition since his release from parole and had been fully compliant
with it. Nor was there any indication
that he had breached the whereabouts
condition. While Mr Grinder had earlier convictions for not complying with
release conditions,
these were unrelated to the GPS or whereabouts conditions.
The Parole Board was satisfied that GPS monitoring was no longer required
having
regard to the positive report from Mr Grinder’s probation officer and
Mr Grinder’s unblemished compliance.
- [30] As to the
whereabouts condition, the Parole Board noted that there was no evidence that Mr
Grinder had approached children at
any of the specified areas. His pattern of
offending in the past had been quite different. His offending had largely
followed his
befriending of parents and caregivers and grooming them as a
precursor to offending against children. If the purpose of the condition
was to
limit the opportunity for direct contact with children, the Parole Board would
not regard this as having a sufficient nexus
with the offending to justify the
condition.
- [31] The Parole
Board, however, considered that the purpose of the whereabouts condition was to
limit the opportunities for contact
with adults accompanying their children in
places where children gather. It was satisfied that this had a nexus to his
pattern of
offending that had occurred over a 25‑year span and to the
wider public interest in reducing the pool of future victims. It
considered the
condition met the purposes of s 15(2) of the Parole Act in that reducing the
pool of future victims reduced Mr Grinder’s
risk of reoffending.
- [32] The Parole
Board also considered that the condition was proportionate to the risk. It was
a condition directed at risk management.
And it was not an unreasonable limit
having regard to his offending history, and the facts that he could obtain
approval to enter
the specified areas in some circumstances and had obtained
approval in respect of one of his activities.
- [33] The Parole
Board acknowledged the psychologists’ assessments that Mr Grinder
shared the characteristics of offenders with
a low risk of reoffending.
However, that risk related to offending that was serious in nature. While Mr
Grinder’s living
and social circumstances were stable and his thinking
processes and approach to risk had reportedly changed, this change was
relatively
recent when measured against his 25‑year history of offending
and the period of time since being recalled from his initial
release. A
relatively cautious and stepped view of his progress on parole was necessary and
warranted. In the Parole Board’s
view:
- ...
external measures or controls supplementing the personal changes he referred to
are, in our view, an essential part of the framework
to keep both the community
and Mr Grinder safe.
- [34] As to the
issue on this appeal, the Parole Board said:
- Finally,
the Panel had paid particular attention to the High Court decision of Justice
Gwyn in Mr Grinder’s case, by approaching
the application and viewing our
assessment of the whereabouts condition through a lens of undue risk. We accept
Ms Iggulden’s
point that other special conditions address risk issues more
directly – for example restricting contact with children under
16. But
that is not to say we should discharge the whereabouts condition on that basis.
Similarly, we do not think it right to
approach our task by asking ourselves the
question whether Mr Grinder’s presence in the community would pose an
undue risk
without the whereabouts condition. A similar argument could be made
of other release conditions. We cannot approach risk management
on a
condition-by-condition basis. Rather, we approach the application to discharge
the whereabouts condition on the basis of whether
the condition is a reasonably
necessary part of the framework of conditions directed to ensuring that his
presence in the community
will not pose an undue risk to the safety of children
under the age of 16. In our assessment it does. We regard it as a reasonable,
necessary and proportionate curtailment of his freedom of
movement.
- [35] The
Parole Board discharged the GPS condition but declined to discharge the
whereabouts condition. The whereabouts condition,
along with all other special
conditions to which Mr Grinder is subject, will expire on 31 March 2024.
Discussion
Submissions
- [36] The
Attorney‑General and the Parole Board submit that Gwyn J in the
High Court was incorrect to treat decisions on release,
recall and
conditions as the same. They submit the absence of “undue risk”
from ss 15, 29B and 56 to 58 of the Parole
Act is important. Undue risk is
the test for release and recall decisions but the purpose of conditions is to
reduce risk; and the
correct approach to conditions is a proportionality
analysis guided by s 7(2)(a) of the Parole Act, requiring that the condition
have a rational nexus to the legislative purpose, and be reasonably necessary
and proportionate when considered with the other conditions
imposed.[24]
- [37] Mr Grinder,
supported by the submissions of the CBANZ, submits that the Parole Act must be
read subject to the New Zealand Bill
of Rights Act 1990 (NZBORA). He agrees a
proportionality analysis is required. He says that, because risk implies a
continuum,
there must be a measure of risk against which proportionality is
assessed and the appropriate measure is undue risk. He says that,
even if a
condition can be justified in isolation, it will offend the requirement of least
impairment to his rights if the other
conditions as a package are sufficient to
take his risk profile to below the undue risk standard.
Analysis
- [38] The
High Court decision is somewhat nuanced. It is capable of being read as
requiring that a condition can only be maintained
if, without it, a person will
be an undue risk in the community. That is, it requires an assessment of undue
risk in relation to
the imposition or maintenance of each individual special
condition (the first reading).[25]
It is also capable of being read as the Parole Board approached the matter in
its 25 January 2023 decision. That is, on the basis
of whether the condition is
a reasonably necessary part of the framework of conditions directed to ensuring
that the person’s
presence in the community will not pose an undue risk
(the second reading). If the first reading is what was intended by the Judge,
then we do not agree with it for the following reasons.
- [39] First, the
statutory wording does not require an undue risk assessment on a
condition‑by‑condition basis. Section
7 distinguishes
between:
(a) “decisions about, or in any way relating to, the release of an
offender” (s 7(1)), in respect of which the paramount
consideration
“in every case” is the safety of the community;
(b) “the Board’s decisions” (s 7(2)), which must be guided by
the principles set out in s 7(2)(a)–(d), which
include that offenders
“must not be subject to release conditions that are more onerous, or last
longer, than is consistent
with the safety of the community”; and
(c) when “any person is required under [pt 1] to assess whether an
offender poses an undue risk” (s
7(3)),[26] the person must consider
the person’s likelihood of further offending and the nature and
seriousness of any likely subsequent
offending.
- [40] The section
therefore mandates an undue risk assessment only when it is required under pt 1
(which concerns parole and other
release from detention). Under pt 1, an
“undue risk” assessment is required when the Parole Board makes its
decision
under s 28 (whether or not to release an offender on parole) and is
also a basis for recall (s 61).[27]
Importantly, an undue risk assessment is not specified in relation to the
special conditions that the Parole Board may impose (ss
29AA and 15), nor when
considering whether to discharge or vary conditions (ss 29B and 57).
- [41] Rather, the
Parole Board’s power to impose special conditions or to vary or discharge
them is broadly framed as decisions
it “may” make. These decisions
are subject to the paramount consideration of the safety of the community (s
7(1)) and
that release conditions must not be more onerous or last longer than
is consistent with the safety of the community (s 7(2)). They
are not covered
by s 7(3) — the undue risk assessment.
- [42] Moreover,
the kind of special conditions that may be imposed is set out in s 15(2).
None of them are specifically stated to
be to bring an offender’s risk
down from one that is an undue risk of reoffending to something less than
that:
(a) Of them, only s 15(2)(a) relates directly to reducing the offender’s
risk of reoffending on parole. It does not, however,
specify that any such
condition must reduce the risk of offending from one that is undue to something
less than that.
(b) Section 15(2)(b) (facilitating or promoting the offender’s
rehabilitation and reintegration) is indirectly about the offender’s
risk,
but is more directed to stabilising the offender for the ongoing safety of the
community (rather than reducing an offender’s
risk of reoffending from one
that is undue to something less than that).
(c) Section 15(2)(c) (providing for the reasonable concerns of victims of the
offender) is directed to victim concerns rather than
directly about the
offender’s risk of offending and whether any such risk is undue.
(d) Section 15(2)(d), relating to the imposition of intensive monitoring
conditions where an offender is subject to an extended supervision
order under a
different part of the Parole Act, is not relevant here.
- [43] Secondly,
the use of “undue risk” in relation to release and recall decisions
but not in relation to special conditions,
is consistent with the parole scheme
under the Parole Act. The “undue risk” wording relates to decisions
that are directed
to custodial detention as a possible outcome (either in terms
of a release from or a return to custody). Custodial detention is
not a
possible outcome on an application to vary or discharge release conditions.
Instead, the issue is on what basis an offender
should remain outside of
custodial detention.
- [44] In other
words, decisions on release and special conditions (or their discharge and
variation) are linked but different. Release
on parole can only be directed if
the offender will not pose an undue risk to the safety of the community. While
special conditions
may in some cases bring a high‑risk offender down from
a level of undue risk to a risk that is not undue (so that they may
be
released), they may also be imposed and maintained when an offender is
considered a low risk of reoffending and is not considered
an undue risk, having
regard to the nature and seriousness of any likely subsequent offending. That
is because they may assist with
stabilising the offender so that their risk
level does not rise to an undue one and so trigger a recall. Conditions
directed at
the offender’s rehabilitation and reintegration may even
assist to reduce an offender’s risk to a negligible or de minimis
level,
and conditions with this purpose may still be imposed as consistent with the
ongoing safety of the community.
- [45] This is
demonstrated by Mr Grinder’s case. Although Mr Grinder was assessed as
sharing the characteristics of offenders
with a low risk of reoffending, there
were other factors that warranted a cautious and stepped approach for the
reasons the Parole
Board explained. His offending was serious, and his
progress in his thinking processes and risk were relatively recent when measured
against his 25‑year history of offending and the period of time since
being recalled from his initial release. These were
matters relevant to whether
the whereabouts condition was necessary for the safety of the community, without
it being necessary to
evaluate whether Mr Grinder would be an undue risk of
reoffending without that condition.
- [46] Thirdly, a
condition‑by‑condition approach to undue risk may have practical
implications which suggest that this
approach cannot have been intended. The
Parole Board is concerned that, if an individualised approach to imposing,
varying and discharging
each special condition against an undue risk threshold
is required, it would contemplate multiple individualised assessments, may
involve an element of circularity (as undue risk for the purposes of a release
decision is assessed having regard to the support
and supervision available in
the community (s 28(2)(a)), would not be consistent with the fact that special
conditions are often
interrelated, and would suggest an element of precision
that is not consistent with the nature of risk assessment (where conditions
are
carefully calibrated so that offenders who are subject to them sit just below
the undue risk threshold).
- [47] Fourthly,
existing authority does not require a condition‑by‑condition
approach to undue risk. The High Court Judge
relied on this Court’s
decision in Miller v New Zealand Parole Board where it was
said:[28]
[129] Given
the overall scheme of the [Parole] Act and the human rights jurisprudence as to
arbitrariness of detention, we conclude
that the discretion under s 66 to
make a final recall order ought only to be exercised where public safety is in
issue. Where the
ground specified in s 61(a) is made out, the Board will
necessarily be satisfied that the offender poses an undue risk to public
safety.
The same is likely also to be true in respect of s 61(d)(i) and (e)(i). The
issue arises more acutely in relation to the
other grounds provided for in s 61.
We are of the view that when those grounds are made out, the Board should
address public safety
directly. If the Board, having done so, is of the view
that further detention of the offender is not required for purposes of
consistency
with the public safety of the community (cf s 7(2)(a)) and is
satisfied that the offender can remain in the community without posing
an undue
risk to public safety (cf s 28(2)), the discretion to recall should not be
exercised. In putting the test in this slightly
awkward and labourious way, we
are trying to ensure an approach which is aligned as closely as possible to the
statutory language.
...
- [48] However,
this passage is about how the grounds for recall (some of which are more
directly related to public safety than others)
should be assessed. This Court
was making the point that all grounds should be assessed against the criteria in
s 7(2)(a) (an offender
must not be detained any longer than is consistent with
the safety of the community). As noted
earlier,[29] this reflects the fact
that s 7(2)(a) applies to all decisions of the Parole Board. This Court was
also making the point that the
discretion to recall should not be exercised
unless the Parole Board is satisfied the offender will pose an undue risk. This
reflects
that, under s 28(2), release on parole is available if the Parole
Board is satisfied that the offender does not pose an undue risk.
In other
words, release and recall should be subject to the same threshold because they
are counterparts to one another. The decision
in Miller was not about
whether the undue risk threshold applied to the imposition, discharge or
variation of special conditions, the issue
in this case.
- [49] The
Attorney‑General referred us to Gilmour v Chief Executive of the
Department of Corrections as the more apposite
authority.[30] That
case concerned the content of parole assessment reports from Corrections. It
was argued that these reports needed to address
the issue of undue
risk.[31] This Court did not accept
that argument. It noted that the Parole Act “is explicit in respect of
those who are required to
assess the issue of undue risk and when they are
required to do so”.[32] An
undue risk assessment was not specified as applying to the content of the
reports and the overall statutory scheme was inconsistent
with such a
requirement.[33]
- [50] We agree
that Gilmour provides some support for the view, albeit that it was in a
different context, that the “undue risk” assessment applies
to
decisions to release and recall because that is where the Parole Act explicitly
requires that assessment, and is not the threshold
against which each special
condition is to be tested because the Parole Act has not explicitly required
that. More importantly,
we consider that the passage the Judge relied on in
Miller does not support the view that conditions are designed only to
take the parolee from undue risk to something less than that. Nor
does it
suggest it would be artificial if the undue risk test applied to release and
recall decisions, but not to special conditions
of release.
- [51] Finally, we
consider that an NZBORA consistent interpretation of the Parole Act does not
require that the necessity of special
conditions be tested against the undue
risk threshold.[34] We accept that
special conditions can have NZBORA implications. In particular, as relevant
here, the whereabouts condition limits
the rights to freedom of association and
freedom of movement.[35] It is the
very nature of release on parole, subject to conditions that address the
offender’s risk, that the offender’s
rights typically will be
curtailed. For the reasons we have discussed, that may occur even when an
offender is assessed as a low
risk of offending and does not present an undue
risk of reoffending. The Parole Act seeks to ensure that this curtailment is a
reasonable
limit, as is required by s 5 of NZBORA, through the proportionality
requirement in s 7(2)(a) that conditions must not be “more
onerous, or
last longer, than is consistent with the safety of the community”. An
NZBORA‑consistent approach to conditions
is therefore already inbuilt into
the Parole Act scheme.
- [52] In short,
the undue risk assessment applies to release on parole and recall decisions.
Special conditions are part of the framework
in which the Parole Board makes its
undue risk assessment for release and recall decisions. However, special
conditions can be imposed
or maintained even if they are not necessary for the
purpose of taking a parolee down from an undue risk to something less than that.
They may address the offender’s risk of reoffending even when that risk is
not an undue one provided they are not “more
onerous, or last longer, than
is consistent with the safety of the
community”[36] and are for the
purposes specified in s 15(2)(a)–(d).
- [53] This means
that we have found that, if and in so far as the High Court found that a special
condition can only be maintained
if, without that condition, the person will be
an undue risk, and that the purpose of special conditions is to take an offender
from
undue risk to something less than that, the decision was in
error.
Result
- [54] The
appeal is allowed.
- [55] The High
Court decision is set aside.
- [56] As Mr
Grinder is in receipt of a grant of legal aid, we make no order for
costs.
Solicitors:
Crown Law Office | Te
Tari Ture o te Karauna, Wellington for First Appellant
Vicki J Owen,
Wellington for Second Appellant
Ord Legal, Wellington for Respondent
Thode
Utting & Co, Auckland for Intervener
[1] Parole Act 2002, s 7(3).
[2] Grinder v New Zealand
Parole Board [2022] NZHC 3188 [High Court judgment] at [47].
[3] The New Zealand Parole Board
was a party to the judicial review proceeding in the High Court but, as the
decision‑maker whose
decision was being reviewed, it did not take an
active part in that Court. On 17 January 2023 the Parole Board filed a
notice of
appeal against the High Court decision. The Attorney‑General
filed a notice of cross‑appeal on 18 January 2023. In
a minute dated
8 February 2023 Goddard J directed, by consent, that the appeal be case
managed as a single appeal with the Attorney‑General
as the lead
appellant. The Criminal Bar Association of New Zealand was granted leave
to intervene on this appeal.
[4] Parole Act, s 28(2).
[5] Sections 29(4)(b) and
29AA(1).
[6] Section 6(4)(d).
[7] There were two electronic
monitoring conditions: to comply with electronic monitoring and provide
unimpeded access to Mr Grinder’s
residence for the purpose of maintaining
the equipment; and to submit to electronic monitoring as directed by a probation
officer
to monitor compliance with any conditions relating to Mr Grinder’s
whereabouts. We refer to these two conditions collectively
as the GPS
condition.
[8] Parole Act, s 29B(2)(b).
[9] Section 56(1).
[10] High Court judgment, above
n 2.
[11] At [130(a)].
[12] At [130(b)].
[13] Parole Act, ss 14 and
29(1).
[14] Section 14(1)(c), (fa) and
(i).
[15] Section 29AA(1) and
(2).
[16] Section 29B(1) and (2).
[17] Section 29B(5).
[18] Sections 56(1) and (2).
Mr Grinder’s applications to vary his whereabouts and GPS conditions
were made under s 56 of the
Parole Act.
[19] Section 67.
[20] High Court judgment, above
n 2, at [17].
[21] At [20].
[22] Footnotes omitted.
[23] At [57] and [130]. The
directions are set out at [8]
above.
[24] This was accepted by Gwyn
J: see High Court judgment, above n 2, at [51], which we have quoted at [27]
above.
[25] Mr Grinder submits this is
not the correct interpretation, although aspects of his submission nevertheless
appeared to support it.
The Attorney‑General and the Parole Board
are concerned to ensure that is not how it is to be read.
[26] Emphasis added.
[27] Undue risk assessments also
appear in pt 1 in relation to early referral for parole (s 25), early
release for deportation (s 55)
and interim recall orders (s 62).
[28] Miller v New Zealand
Parole Board [2010] NZCA 600.
[29] Above at [39(b)].
[30] Gilmour v Chief
Executive of the Department of Corrections [2017] NZCA 250.
[31] At [2].
[32] At [34].
[33] At [34]–[36].
[34] Section 6 of the New
Zealand Bill of Rights Act 1990 (NZBORA) provides that where an enactment can be
given a meaning that is consistent
with the rights and freedoms contained within
NZBORA, that meaning “shall be preferred to any other meaning”. The
effect
of s 6 was discussed in Fitzgerald v R [2021] NZSC 131, [2021] 1
NZLR 551 at [44]–[73] per Winkelmann CJ, [174]‑[185] per
O’Regan and Arnold JJ and [287]–[302] per William Young J.
Glazebrook
J considered it was unnecessary to decide on the limits to the use of
s 6, because parliamentary purpose coincided with the proper
interpretation of
the relevant provision: at [244], n 348.
[35] NZBORA, ss 17 and 18.
[36] Parole Act, s 7(2)(a).
NZLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2023/596.html