You are here:
NZLII >>
Databases >>
Court of Appeal of New Zealand >>
2023 >>
[2023] NZCA 653
Database Search
| Name Search
| Recent Decisions
| Noteup
| LawCite
| Download
| Help
Hudson v Attorney-General [2023] NZCA 653 (18 December 2023)
Last Updated: 23 December 2023
|
IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
|
|
|
BETWEEN
|
STEPHEN THOMAS HUDSON Appellant
|
|
AND
|
ATTORNEY-GENERAL Respondent
|
Hearing:
|
2 June 2022
|
Court:
|
Cooper P, French and Katz JJ
|
Counsel:
|
V E Casey KC and D A Ewen for Appellant M J McKillop and J B Watson
for Respondent
|
Judgment:
|
18 December 2023 at 11.00 am
|
JUDGMENT OF THE COURT
- The
appeal is allowed.
B For the reasons set out at
[74]–[76], there is no order for relief.
- The
respondent must pay costs for a standard appeal on a band A basis and usual
disbursements. We certify for second
counsel.
____________________________________________________________________
REASONS OF THE COURT
(Given by Cooper P)
Table of Contents
|
Para No
|
Introduction
|
|
Background
|
|
The evidence
|
|
Judgment appealed
|
|
The scope of this appeal
|
|
Submissions
|
|
Discussion
|
|
Substantive issues
|
|
Issue one: should relief have been granted in respect of the initial
decision by the Corrections officer to censor Mr Hudson’s
property
request?
|
|
Submissions
|
|
Discussion
|
|
Issue two: when interpreted in accordance with the Bill of Rights, do
s 43(2)(e) and (g) of the Act empower the prison manager to
restrict
Mr Hudson’s access to the magazines he requested?
|
|
What does this issue require us to address?
|
|
Appropriate methodology
|
|
Is the limit prescribed by law?
|
|
Proportionality assessment
|
|
Submissions
|
|
Discussion
|
|
Relief
|
|
Result
|
|
Introduction
- [1] The
Corrections Act 2004 (the Act) empowers prison managers to impose restrictions
on prisoners’ access to
property.[1] Two such restrictions
are contained in s 43(2)(e) and (g) of the Act, which, respectively, enable
a prison manager to refuse to
issue or allow a prisoner to keep an item of
property if he or she has reasonable grounds to believe that the item is
objectionable,
or may interfere with the effective management of the prison.
- [2] This appeal
concerns the proposed exercise of those powers to prevent Mr Stephen
Hudson—a prisoner at Rimutaka Prison—from
accessing two magazines:
one FHM magazine and one Ralph magazine. Mr Hudson’s request for these
magazines was initially unlawfully
censored by an unidentified officer of
Ara Poutama Aotearoa | the Department of Corrections (Corrections).
However, Corrections
seeks to maintain its entitlement to restrict
prisoners’ access to magazines like the ones Mr Hudson
requested—magazines
which fall into the genre known as “lad
mags” or men’s magazines, and which are, it was common ground,
generally
available on an unrestricted basis to the wider public. It says,
among other things, that these magazines might interfere with the
rehabilitation
of prisoners, and could become a form of currency in prison, with associated
risks.
- [3] Mr Hudson
commenced a proceeding in the High Court seeking to challenge Corrections’
ability to restrict prisoners’
access to these magazines. He claimed,
among other things, that the restriction breached his right to freedom of
expression, protected
under s 14 of the New Zealand Bill of Rights Act 1990 (the
Bill of Rights), and was ultra vires s 43 of the
Act.[2]
- [4] The High
Court dismissed his claim, finding that the restriction amounted to a justified
limit on Mr Hudson’s s 14
right.[3]
- [5] Mr Hudson
appeals.
Background
- [6] Mr
Hudson is serving a life sentence for murder. In early January 2018,
Mr Hudson submitted a property request form to a Corrections
officer for
vetting, a step needed before the request could be relayed to a friend of his in
the community to procure the items he
sought. The request was for an electric
fan as well as for two magazines: one FHM magazine and one Ralph
magazine.[4]
- [7] When Mr
Hudson’s friend received the request form, she found that his references
to the two magazines had been crossed out
by an unidentified Corrections officer
who had vetted the request. The Attorney‑General concedes, as in the
High Court, that
there was no lawful basis for the Corrections officer to
do so.
- [8] Mr
Hudson’s friend informed him of what had happened and he lodged a
complaint, using the appropriate form, asking for an
explanation. Anticipating
that there might be some sort of prohibition in place which applied to the
magazines, he asked that the
authorities “please provide the statute or
rule such a prohibition relies upon and any other direction or justification for
such a prohibition”.
- [9] In response,
Mr Hudson was advised that the magazines were designated as banned items
under section C.01 of the Prison Operations
Manual (the
POM).[5] He was also provided with a
partially redacted email dated 31 December 2012 which set out a
non‑exhaustive updated list of
magazines and newspapers that constituted
“prohibited titles”, and which listed FHM and Ralph magazines among
other titles,
including Loaded, Playboy and Playgirl. There is no dispute that
no such list was in use by staff at Rimutaka Prison at the time
Mr
Hudson’s request was processed.
- [10] Dissatisfied
with the response, Mr Hudson raised his complaint with the Office of the
Inspectorate | Te Tari Tirohia. Mr Hudson
received a response from the Office
on 3 May 2018. The response noted that while Mr Hudson had been provided with a
copy of “Rimutaka
Prison’s Prohibited Magazine list” and
directed to section C.01 of the POM, he should have been referred to s 43(1) and
(2)(e) of the Act and the property section of the POM. Section 43(1) and (2)(e)
and extracts from the property section were then
set out. The Office considered
that the matter required further attention, and noted it would ask Corrections
Services “to
advise what guidance is given to the prison directors in
making decisions to prohibit a publication to clarify the decision making
on
restricting magazines”. Finally, the Office observed that it appeared
that neither magazine requested by Mr Hudson is still
published.
- [11] With no
remedy immediately forthcoming, Mr Hudson commenced an application for judicial
review in November 2018. He sought declaratory
relief only, advancing a range
of claims, the underlying thrust of which was that the decision banning the
magazines amounted to
an unjustified breach of his right to freedom of
expression, protected by s 14 of the Bill of Rights.
The
evidence
- [12] The
Attorney‑General’s response to the proceeding was based
significantly on affidavits sworn by Ms Vivien Whelan,
the prison director of
Rimutaka Prison, and Dr Juanita Ryan, the chief psychologist for
Corrections. As will become apparent, these
affidavits have taken on a central
importance for the purposes of this appeal. Accordingly, we turn to them now.
- [13] Ms
Whelan’s affidavit set out a history of Mr Hudson’s property
request. She candidly acknowledged some of the issues
that arose in the
handling of Mr Hudson’s request, but maintained that:
...
applying the current statutory provisions, regulations and policies which are
relevant to decisions in this area, prisoners at
Rimutaka Prison would not be
permitted to possess magazines like FHM and Ralph magazine.
- [14] Having
referred to s 43(2) of the Act, Ms Whelan provided four main reasons in support
of her view that prisoners would not be
able to possess the magazines. First,
based on her experience, the magazines would have the real potential to
interfere with the
effective management of the prison. She pointed to the risk
that the magazines would become a form of currency, leading to possible
violence, stand‑over tactics, intimidation and bullying. She noted that,
as with other items that are viewed as a kind of
currency in the prison
environment, the magazines could become associated with other anti‑social
behaviour, such as bartering
for contraband.
- [15] Secondly,
Ms Whelan expressed the concern that the magazines in question, which
“include numerous pictures of half‑naked
women in provocative
poses”, objectify, degrade and sexualise women. She took the view that
the magazines would be unlikely
to assist and could well harm the rehabilitation
of the many prisoners who have committed sexual offences or offences of violence
against women. Ms Whelan was also concerned that magazines which might sexually
prime and excite men could well compromise the safety
of female staff working in
the prison, and staff might be offended if confronted by the material contained
within the magazines.
- [16] Thirdly, Ms
Whelan took issue with articles and advertising in the magazines focussing
respectively on violence and alcohol.
While violence is prohibited in the
prison environment, it remains a persistent problem and Ms Whelan considered it
inappropriate
for prisoners to have access to any material that encourages
violence of any kind. Ms Whelan was also concerned that the magazines
contain
items that promote the consumption of alcohol: content promoting alcohol
consumption might inhibit the rehabilitation of
prisoners for whom alcohol
played a role in their offending.
- [17] Fourthly,
Ms Whelan noted some practical concerns about the allocation of scarce resources
in a prison context and the difficulty
in restricting the flow of information.
She took the view that, even if the potential harms set out above might not
arise in respect
of all of the content contained within the magazines, nor in
respect of all prisoners, it would be administratively unworkable to
try to
redact the problematic aspects of the magazines or restrict access to the
magazines to certain conditions or prisoners.
- [18] Finally, Ms
Whelan noted that, in any event, as the magazines sought by Mr Hudson were
no longer in print at the time of his
request, he would have been unlikely to
have received them.
- [19] Dr Ryan
shared Ms Whelan’s concerns about the potential for the magazines to
interfere with the rehabilitation of prisoners.
She observed that some of the
material in the magazines is known to be consistent with a range of unhealthy
attitudes relating to
women, including attitudes which legitimise violence
against women. The same attitudes were associated with exposure to mainstream
objectification of women in media. Such attitudes have been linked to an
increased risk of reoffending.
- [20] Dr Ryan
also saw access to materials containing sexualised content as being inconsistent
with reducing sexual pre-occupation
and compulsivity. She also cited findings
from before FHM ceased to be published that it was one of the least compliant
magazines
in relation to Australian alcohol advertising standards. This was a
cause for concern since such standards are designed to discourage
the promotion
of unhealthy attitudes relating to alcohol.
- [21] Dr
Ryan acknowledged that it was impossible for Corrections to completely restrict
prisoners’ access to the kind of material
contained in the magazines. For
example, most prisoners have access to television, which might expose prisoners
to sexualised content.
However, she noted:
... men’s
magazines such as Ralph and FHM have as their specific aim the promotion of
negative [content] such as the sexualisation
of women and the glorification of
alcohol use. [Corrections] does what is reasonably practicable to restrict
prisoner access to
this type of content. For the same reason, books and DVDs
are also vetted to minimise prisoner access to the type of material that
could
risk undermining ... rehabilitation efforts.
Judgment appealed
- [22] Dobson
J delivered his judgment on 7 July 2020. The Judge began by noting that Mr
Hudson had acknowledged at the hearing that
a declaration that the unidentified
Corrections officer’s actions (which had effectively prevented Mr Hudson
from accessing
the magazines) were unlawful would not be helpful. That was
because, although Corrections had conceded that the officer’s
actions were
unlawful, it sought to maintain its entitlement to make decisions to deny
prisoners access to publications such as the
ones at issue. Accordingly, the
Judge assessed matters on the following
basis:[6]
[32] Given the
grounds advanced for justifying prohibition, it is appropriate to assess the
lawfulness of decisions to do so on the
basis that they reflect an unwritten or
informal policy that any issues of these magazines will be deemed to be
objectionable. That
is, the Department considers itself entitled to make such a
finding without requiring assessment on an individual basis of any particular
issues of the magazines that might arrive in the mail for Mr Hudson.
- [23] The Judge
then turned to assess this “unwritten or informal policy” by
reference to the Bill of Rights.[7]
He noted that the proportionality assessment required by s 5 of the Bill of
Rights had to be undertaken against the “back
cloth of the prison
environment”, where infringements on protected rights were inevitable, and
where deference should be accorded
the expertise and experience of prison
managers.[8]
- [24] The Judge
concluded that while the magazine policy engaged Mr Hudson’s
s 14 right, the policy was, in terms of s 5 of the
Bill of Rights, a
justified limit on that right. He found that the overall purpose of the
restriction, being to enable the effective
management of prisons, and the safe
custody and welfare of prisoners while detained there, was clearly of sufficient
importance to
justify curtailing
s 14.[9] He also accepted that
there is a rational connection “between the measures that limit the s 14
right and the overall purpose
of the Act and delegated instruments”, given
Mr Hudson’s acknowledgement that “there was justification for
forbidding
prisoners from having access to genuinely objectionable materials,
such as materials inciting violence or promoting hard drug
use”.[10]
- [25] The Judge
also found that the extent of the impairment of Mr Hudson’s s 14
right was reasonably necessary to achieve the
policy’s purpose. In this
context, the Judge relied on the affidavits sworn by Ms Whelan and Dr Ryan.
They said that it would
be difficult to prevent the magazines from being
circulated throughout the prison community, potentially prejudicing some
prisoners’
rehabilitation and encouraging
disobedience.[11] Finally, the
Judge concluded that the limit on Mr Hudson’s right was in due
proportion to the importance of the policy’s
objective. That followed
from the evidence referred to above, and also the fact that the expression Mr
Hudson sought to invoke—a
substantial portion of which involved
“scantily clad young women in sexually provocative poses”—was
of a lower
value than other instances where the courts had intervened to protect
a prisoner’s right to freedom of
expression.[12]
- [26] Having
concluded that Mr Hudson’s claim under the Bill of Rights could not be
sustained, the Judge turned to address Mr
Hudson’s other claims. In doing
so, he rejected Mr Hudson’s arguments that:
(a) the term “objectionable”, used in s 43(2)(e) of the Act, should
be given the same interpretation as it has been given
in the context of the
Films, Videos and Publications Classification Act 1993 (the Classification
Act);[13]
(b) various subordinate instruments said to be relevant to the policy were ultra
vires their empowering
legislation;[14]
(c) a blanket prohibition on the men’s magazines at issue impermissibly
fettered the discretion of
decision‑makers;[15] and
(d) the decision to categorise the magazines as objectionable was
unreasonable.[16]
The scope of this appeal
- [27] Before
we discuss the more substantive grounds of appeal, we address a preliminary
question about the scope of the appeal. Before
us, counsel for both sides
pointed to a potential difficulty in identifying a relevant decision made by
Corrections to which judicial
review might attach.
Submissions
- [28] Ms
Casey KC, for Mr Hudson, submitted that the scope of the appeal should be
limited to the specific decision by the Corrections
officer to prevent
Mr Hudson from accessing the relevant magazines, by censoring his request.
- [29] In Ms
Casey’s submission, the Judge erred by seeking to review a policy which
she characterised as “presumptive,
unwritten, informal and essentially
fictional” and which was of uncertain scope and unclear rationale. The
Judge had effectively
reviewed Ms Whelan’s affidavit, which had set out
her view of the policy’s lawfulness. But there was actually no such
policy to be reviewed: the evidence before the High Court was that policy
work in this area was ongoing. In the result, the proposed
policy put forward
by Ms Whelan failed to meet the “prescribed by law” requirement in s
5 of the Bill of Rights.
- [30] Ms Casey
submitted that, properly understood, the Crown’s arguments as to the
lawfulness of the policy, and Ms Whelan’s
affidavit on which they had
relied, were addressed to the futility of granting relief in circumstances where
Corrections maintained
its entitlement to ban magazines of the kind that Mr
Hudson sought to obtain. They should not have been construed by the Judge as
having been predicated on a policy, the result of which was that the Judge dealt
with matters on an improperly abstract and hypothetical
basis.
- [31] Mr
McKillop, for the Attorney-General, accepted that the Judge had dealt with
matters on a hypothetical basis, but submitted
it was not improper for him to
have done so. It was open for the Judge to in effect give a declaratory
judgment about proposed action
by Corrections. While the High Court’s
approach was unusual, it was in accord with the inherently flexible nature of
judicial
review and Mr Hudson’s concern that Corrections should not
be able to make such decisions in the future. Mr Hudson’s
interests
would not have been served by granting a declaration that crossing out the
references to the magazines was unlawful, because
Corrections wished to maintain
its entitlement to make such decisions.
Discussion
- [32] We
do not consider it would be appropriate to confine the appeal in the way
contended for by Ms Casey. In our view, concerns
about the artificiality of
reviewing a non‑existent policy of uncertain scope and nature can be met
if it is the intended future decision indicated in Ms Whelan’s
affidavit, rather than a policy, which is the subject of analysis. A proposed
exercise of a statutory
power may be the subject of judicial review under
s 3(1)(c) of the Judicial Review Procedure Act 2016. We think that
proceeding
in this way is both a pragmatic and principled response.
- [33] Pragmatically,
it is clear from Ms Whelan’s affidavit that, regardless of the existence
of a magazine policy, Mr Hudson’s
request for the magazines would have
been declined had a person with requisite authority handled it. The existence
or non‑existence
of such a magazines policy is therefore a red herring:
the important point is that had Dobson J remitted the decision back to
Corrections,
the same position would likely have been reached later down the
line. Reviewing the proposed decision by Corrections in this context
enables
practical justice to be achieved: it avoids the cost and delay caused by the
matter going back to the prison, only for the
same decision to be made,
requiring the matter to progress through the courts once again.
- [34] In
principle, remitting the matter back to Corrections to make an actual decision
would allow what was in effect an accident
of procedure to be determinative of
this appeal. The Court will be slow to require such an approach, not least in
the context of
a judicial review proceeding commenced by a
self‑represented litigant. Further, as we discuss below at
[55]–[57] when
we come to the Bill of Rights, we consider there is a
proposed exercise of a statutory power involved here: namely, the proposed
exercise of power under s 43(2) of the Act by Corrections to restrict
Mr Hudson’s access to the impugned magazines.
- [35] In
coming to this conclusion we have borne in mind the observations, referred to by
Ms Casey, of the Privy Council in Phipps v Royal Australasian College of
Surgeons.[17] In that case, the
Board commented that courts will generally be slow to conclude that evidence
given by decision‑makers that,
notwithstanding any procedural defects the
same outcome would have been arrived at, ought to preclude the grant of relief.
Rather,
when a decision is tainted by significant procedural irregularity, the
person prejudiced is normally entitled to have the matter
considered afresh.
However, as was emphasised in that case, the overriding general principle is the
need to achieve a fair result
in the particular
circumstances.[18]
Here, for reasons we have explained, we consider that is best achieved by
reviewing the proposed exercise of power under s 43(2)
of the Act to
restrict Mr Hudson’s access to the impugned
magazines.
Substantive issues
- [36] Once
this point is reached there are two issues that remain to be
determined:
(a) First, should relief have been granted in respect of the initial decision by
the Corrections officer to censor Mr Hudson’s
property request?
(b) Secondly, when interpreted in accordance with the Bill of Rights, do
s 43(2)(e) and (g) of the Act empower the prison manager
to restrict
Mr Hudson’s access to the magazines he requested?
Issue one: should relief have been granted in respect of the initial
decision by the Corrections officer to censor Mr Hudson’s
property
request?
Submissions
- [37] Ms
Casey contended that the Judge was wrong to treat Mr Hudson as having
abandoned his pleading for a declaration that the decision
to ban the FHM and
Ralph magazines was ultra vires. Some leniency should be accorded to him as a
lay litigant who was not aware
that, when the Judge initiated a discussion with
him about the utility of relief, he was effectively being asked to abandon the
relief
he sought in his statement of claim. The Court should have granted a
declaration that what had occurred was unlawful and referred
the decision to
censor the request—and the putative or pending decision to ban the
magazines—back to the prison authorities
with appropriate guidance on the
law.
- [38] Ms Casey
further submitted that the argument that the prohibition would have been
justified in any event is “in effect
a submission that relief by way of a
referral back for a fresh decision should be declined on the grounds that the
same outcome was
inevitable”. To decline relief on such grounds was
unusual, and lacked proper justification.
- [39] Mr
McKillop’s answer on this point was brief: there was no failure to grant
relief in relation to the acknowledged procedural
errors in the case. Mr Hudson
had expressly disavowed such relief and the principle of litigation finality
weighs strongly against
permitting him to now change his mind for the purposes
of this appeal.
Discussion
- [40] The
general approach in the context of judicial review proceedings ought to be that
a claimant who succeeds in establishing the
unlawfulness of administrative
action is entitled to be granted a remedial
order.[19] However, it is common
for pleadings to be clarified and refined as proceedings progress, and it is
open to a litigant to disclaim
relief which had initially been sought. In such
circumstances, it will accord with the flexible remedial approach in judicial
review
proceedings for a court to give effect to the litigant’s wishes.
- [41] We accept
that Mr Hudson may not have fully appreciated the consequences of speaking to
the Judge about the relief he was seeking.
There is no evidence before us
detailing the nature of the discussion he had with the Judge. However, the
Judge said:[20]
[31] For
his part, Mr Hudson acknowledged that a declaration that the particular instance
of prohibition was not lawful had no utility
for him. Given the
Department’s resolve to maintain its entitlement to prohibit his access to
such magazines, the essence
of his complaint was to challenge the lawfulness of
the Department’s entitlement to make such decisions currently and in the
future.
- [42] In these
circumstances, the Judge declined to grant relief in respect of what he
characterised as the “admitted historical
errors” because that would
not respond to the “essence” of Mr Hudson’s
complaint.[21] It was legitimate
for the Judge to clarify the key basis of Mr Hudson’s proceeding in this
manner. The statement of claim
did not make the position clear. For example,
the first head of relief sought was “[a] declaration that in banning
FHM and
Ralph magazines the Department of Corrections has acted ultra vires s 14
of the [Bill of Rights]”. It was not clear from this
whether the
declaration sought related to the actions of the Corrections officer who had
initially censored Mr Hudson’s request,
or the intended future
decision indicated by Ms Whelan’s affidavit.
- [43] Though it
was not made explicit, we think the Judge was also likely influenced by the
evidence before him that, were the decision
to be made again—this time by
a person with the requisite authority—the same outcome would be arrived
at. While that
is certainly an unusual basis for declining to grant relief,
here it was not seemingly the sole basis for doing so, as just discussed.
- [44] For
these reasons we do not consider it would be appropriate to revisit the
Judge’s decision not to grant relief in respect
of the initial decision by
the Corrections officer to censor Mr Hudson’s property
request.
Issue two: when interpreted in accordance with the Bill
of Rights, do s 43(2)(e) and (g) of the Act empower the prison manager to
restrict Mr Hudson’s access to the magazines he requested?
- [45] The
parties agreed that the Judge was right to conclude that Mr Hudson’s
right to freedom of expression was engaged by
a decision to restrict his access
to the magazines in question. The focus of argument was instead on the
Judge’s proportionality
assessment: that is, how he balanced the
rights-infringement against the objectives it was said to have served. In this
section,
we first address a preliminary question about the meaning of the term
“objectionable” as used in the Act. Then, we consider
the
Judge’s Bill of Rights analysis.
- [46] First,
however, it is appropriate to mention the concept of “authorised
property”, which is the tool the Act uses
to regulate what property
prisoners are allowed to keep. The term is defined in s 3(1) as “property
that is declared by rules
made under section 45A as property
that prisoners may be issued with or allowed to
keep”.[22] The Rules on
authorised property under s 45A provide that prisoners may be issued with up to
10 magazines, but that “[n]o
... magazines will be permitted that are
considered to be objectionable e.g. pornographic”. Section 43(2) of the
Act then
empowers the prison manager to refuse to issue or allow a prisoner to
keep an item of property notwithstanding its classification
as authorised
property if he or she has reasonable grounds to believe that certain thresholds
are met. As we have noted, it is the
thresholds set out in paras (e) and (g)
which are invoked by Corrections in this proceeding. Section 43 relevantly
provides:
43 Authorised property
(1) A prisoner may be issued with, or allowed to keep, authorised property
subject to—
(a) any condition set out in rules made under section 45A; and
(b) any special conditions imposed by the prison manager relating to the use
of the property; and
(c) the condition described in section 44(1).
(2) Despite subsection (1), the prison manager may refuse to issue or allow a
prisoner to keep an item of property if he or she has
reasonable grounds to
believe that—
(a) the item may be used to injure the prisoner or any other person, or to
damage property; or
(b) the item is a camera, tape recorder, or electronic device that may be
used to record security features or actions in the prison;
or
(c) the item may be used to circumvent practices or procedures in the
prison; or
(d) the item has been obtained through coercion of a prisoner or as a result
of other improper behaviour; or
(e) the item is objectionable; or
(f) the item may assist a prisoner to—
(i) discover new methods of committing offences; or
(ii) continue offending; or
(g) the item may interfere with the effective management of the prison.
...
What does this issue require us to address?
- [47] Ms
Casey contended that the term “objectionable” in s 43(2)(e)
should be given a meaning consistent with its meaning
in the context of the
Classification Act. She said this was an argument that was independent of, and
logically prior to, any consideration
of the Bill of Rights.
- [48] We do not
consider it necessary to address this issue in the manner contended. First, we
accept the submissions for the Attorney‑General
that the relevant decision
is not solely predicated on whether the magazines in question are objectionable.
Ms Whelan’s affidavit
did not confine itself to such an analysis: it
also engaged with whether, in terms of s 43(2)(g) of the Act, the availability
of
the magazines would have the potential to interfere with the effective
management of the prison. As we have already discussed, her
first reason for
why magazines like FHM and Ralph were prohibited was that they “would have
the real potential to interfere
with the effective management of the
prison”. She went on to point to the likelihood that the magazines would
be commodified,
leading to the possibility of “violence, stand‑over
tactics, intimidation and bullying” and jeopardising “good
order and
discipline”. We reject Ms Casey’s submission that adverse
implications for the effective management of the
prison were not material to Ms
Whelan’s approach and should be excluded from our analysis.
- [49] Secondly,
it is common ground that s 43(2) of the Act does not empower unjustified
interferences with rights protected by the
Bill of Rights. Indeed, it would be
somewhat artificial to begin by assessing in the abstract—that is,
divorced from the interpretative
direction in s 6 of the Bill of
Rights—whether the Act authorises prohibition of the magazines at issue.
Rather, our task
is to interpret s 43(2) in accordance with the direction
in s 6 of the Bill of Rights.[23]
On this approach s 43(2), as an empowering provision which enables prison
authorities to create rules to censor certain material,
will only permit
restrictions on the relevant magazines where that is demonstrably justified in
terms of s 5 of the Bill of
Rights.[24]
- [50] For these
reasons, we prefer to leave the question of whether the term
“objectionable” in s 43(2) of the Act shares
the same meaning
as it has under the Classification Act to a future case.
Appropriate methodology
- [51] In
D (SC 31/2019) v New Zealand Police, a majority of the Supreme Court held
that Tipping J’s six‑step methodology in Hansen v R is
inappropriate when reviewing the exercise of statutory
powers.[25] The Court referred to
decisions of the Canadian Supreme Court which held that aspects of the
methodology set out in R v Oakes (on which Tipping J’s
six‑step methodology was
based)[26] are poorly suited to
situations in which a discretionary administrative decision engages the
protections of the Canadian Charter
of Rights and
Freedoms.[27]
In accordance with these decisions, Winkelmann CJ and O’Regan J instead
preferred an approach of balancing the objectives of
the legislation against the
level of intrusion into rights
involved.[28]
- [52] In
Moncrief-Spittle v Regional Facilities Auckland Ltd a unanimous
Supreme Court affirmed that a less structured inquiry may be appropriate in
the context of a review of a discretionary
power.[29] The Court endorsed a
statement by the Supreme Court of Canada in Doré v Barreau du
Québec that a “more flexible administrative approach” to
assessing the compatibility of an individual decision with rights,
is
“more consistent with the nature of discretionary
decision‑making”.[30]
Though the Court emphasised that there was no immutable rule, the Court in
Moncrief‑Spittle considered the Doré approach was
appropriate given there were no intermediate options for the
decision‑maker to take in respect of the relevant
decision, namely,
whether to cancel a contract for hire of an events
centre.[31]
- [53] To a
certain extent, a comparable situation arises here, where the relevant
(proposed) decision is whether to permit Mr Hudson
to access the relevant
magazines. At a basic level, there are only two possible outcomes: either
permission is granted or it is
not—although, of course, Corrections may be
able to impose conditions on Mr Hudson’s access to the magazines in
question.
- [54] It follows
that we accept the Attorney‑General’s submission that the approach
taken in D (SC 31/2019) v New Zealand Police is the appropriate one for
the purposes of this appeal.[32] We
emphasise, however, that this modified approach entails no “weak or
watered down” version of
proportionality.[33] The intrusion
into protected rights must still be proportionate in light of the statutory
objectives. The overall question to be
answered is whether the limit on the
right affected by the proposed decision to restrict Mr Hudson’s access to
the magazines
is a reasonable limit that can be justified in a free and
democratic society.
Is the limit prescribed by law?
- [55] Section
5 of the Bill of Rights provides, among other things, that the rights and
freedoms in the Bill of Rights may be subject
to “reasonable limits
prescribed by law”. An initial question therefore arises: what is the
“limit” in
this case that must be prescribed by law? The parties
disagreed: the appellant contended that the limit was the (non‑existent)
men’s magazine policy, whereas the Attorney‑General argued that it
was the power reposed in the prison manager by dint
of s 43(2) of the Act.
- [56] The Supreme
Court discussed the prescribed by law requirement in New Health New
Zealand Inc v South Taranaki District
Council.[34] In that case, a
question arose as to whether the decision of the Council to fluoridate the water
supply was prescribed by law.
In answering that question, O’Regan and
Ellen France JJ referred to the decision of the Canadian Supreme Court in
Slaight Communications Inc v Davidson, where that Court considered how to
approach an order made by an administrative tribunal when determining whether
the “prescribed
by law” requirement in s 1 of the Canadian
Charter (the equivalent of s 5 of the Bill of Rights Act) applied. In
Slaight, Lamer J explained that where the “disputed order was made
pursuant to legislation which confers, either expressly or by necessary
implication, the power to infringe a protected right”, then it
was:[35]
... necessary
to subject the legislation [as opposed to the order] to the
test set out in s 1 by ascertaining whether it constitutes a reasonable limit
that can be demonstrably
justified in a free and democratic society.
- [57] We
consider this to be an appropriate approach for the present case. By explicitly
empowering prison managers to restrict prisoners’
access to items of
property, s 43(2) of the Act necessarily implies the power to restrict
prisoners’ rights, including the
right to freedom of expression. It
follows, on this approach, that it is the purported power under s 43(2) to
restrict prisoners’
access to magazines such as the ones in issue that is
the limiting measure that must be shown capable of demonstrable justification.
That limiting measure is clearly prescribed by law, being enacted by Parliament.
Proportionality assessment
Submissions
- [58] For
Mr Hudson, Ms Casey submitted that the Judge’s proportionality assessment
was in error. The Judge had erred when,
having decided at only an
“abstract level” that banning objectionable material in prison may
be demonstrably justified,
he proceeded to consider whether the particular
decision was unreasonable in a Wednesbury sense. This had the effect of
removing the burden on the Crown to positively establish that the rights
infringement was demonstrably
justified.
- [59] Further, Ms
Casey contended that, by characterising the magazines as a low value form of
expression, the Judge had relied on
a subjective value judgement, which was not
appropriate territory for him to enter. Likewise, she claimed he did not
properly engage
with the context of the restriction, namely, one of a prison
environment where rights are already significantly curtailed, and where
further
restrictions therefore need to be carefully justified.
- [60] In terms of
the specific rationales said to justify the decision, Ms Casey
submitted:
(a) A concern that the magazines might become tradable does not justify the ban:
the argument is based on an “unexplained assumption”
that only some
prisoners would be permitted to obtain them. Further, any commodity in prison
is capable of being traded.
(b) Evidence that access to the magazines might undermine rehabilitation was
tentative, lacked nuance, and did not account for the
fact that similar material
to that contained in the magazines was already widely available to prisoners
through other publications.
(c) Evidence that the magazines contained ads promoting drug use and violence
equally did not account for the fact that such material
is already widely
available.
(d) Evidence that the magazines could compromise the safety of female prison
staff was unsubstantiated.
(e) That the magazines might offend staff is not credible given their content is
unrestricted outside the prison environment and
already available within it.
- [61] Mr
McKillop, for the Attorney-General, submitted that the Judge was correct to
conduct the proportionality assessment against
the “backcloth of the
prison environment”.[36] He
supported the Judge’s reasoning that the limit is justified by the need to
facilitate prisoners’ rehabilitation and
a safe prison environment. The
causes of concern identified in the affidavits of Ms Whelan and Dr Juanita Ryan,
in his submission,
provided ample justification for the limit.
- [62] Mr McKillop
was critical of the appellant’s contention that there was a lack of
evidence underpinning the views expressed
in Ms Whelan’s affidavit. He
noted that magazines such as those at issue have long been prohibited in
Rimutaka Prison, arguing
that the prison manager should not be required to allow
the prisoners access to the magazines simply to demonstrate that her views
are
justified.
Discussion
- [63] We
readily accept the submission for the Attorney‑General that a
proportionality assessment of the proposed decision to
restrict prisoners’
access to the magazines must be context‑sensitive, giving due weight to
the institutional competence
of experts such as Ms Whelan and Dr Ryan. As this
Court accepted in Taylor v Chief Executive of Department of Corrections,
the court should be cautious in reaching a different view from the
decision‑maker on matters relating to the security and
good order of the
prison.[37] However, as this Court
also observed, where human rights are engaged in a penal context, prison
authorities tend to be supervised
intensively because they do not have special
expertise or authority on rights and there are important individual interests at
stake.[38]
- [64] Although we
would not characterise the right to access men’s magazines of this nature
as an important one, it nevertheless
clearly falls within the ambit of freedom
of expression, limitations on which must be demonstrably justified in a free and
democratic
society. In this context, we cannot accept Ms Casey’s
submission that the Judge erred by characterising the magazines as low
value
speech. The prediction in the White Paper that it would be the courts’
concern to weigh the value of the particular
speech against the degree and type
of intrusion, the precision of the restraint, and the particular interest the
restraint is designed
to
protect,[39] has been borne out by
subsequent
jurisprudence.[40]
As this Court pointed out in Attorney-General v
Smith,[41] an eminent example of
applying a hierarchical analysis to protected expression can be found in the
speech of Baroness Hale in Campbell v MGN
Ltd:[42]
There are
undoubtedly different types of speech, just as there are different types of
private information, some of which are more
deserving of protection in a
democratic society than others. Top of the list is political speech. The free
exchange of information
and ideas on matters relevant to the organisation of the
economic, social and political life of the country is crucial to any democracy.
Without this, it can scarcely be called a democracy at all. This includes
revealing information about public figures, especially
those in elective office,
which would otherwise be private but is relevant to their participation in
public life. Intellectual and
educational speech and expression are also
important in a democracy, not least because they enable the development of
individuals’
potential to play a full part in society and in our
democratic life. Artistic speech and expression is important for similar
reasons,
in fostering both individual originality and creativity and the
free‑thinking and dynamic society we so much value. No doubt
there are
other kinds of speech and expression for which similar claims can be made.
That kind of hierarchical analysis will be important when addressing the
proportionality of the infringement of s 14 under s 5, as
opposed to identifying
whether s 14 is infringed at the
outset.[43] It was at that former
stage that the Judge considered the value of the expression and we consider that
was clearly the correct approach.
- [65] We have set
out the evidence of Ms Whelan and Dr Ryan that is relied on by way of
justification of the limit on Mr Hudson’s
s 14 right
above.[44] We have noted already
that their views are entitled to some deference. We accept, however,
Ms Casey’s submission that the
prison environment is one where human
rights are already significantly curtailed. Especially where a rights
infringement is not
a necessary corollary of the conditions of
imprisonment—as, for example, restrictions on freedom of movement
are—it must
be scrutinised carefully.
- [66] With the
foregoing in mind, and having looked at two issues of each magazine adduced in
evidence, we cannot help but take the
view that the evidence adduced by the
Attorney‑General does not rise to the level of providing demonstrable
justification for
the restriction on Mr Hudson’s s 14 right.
- [67] First, we
make the general observation that the magazines include sexualised depictions of
women, but there is no nudity and
the content cannot be properly described as
pornographic. It is of a kind that is freely available without restriction to
the wider
public.
- [68] Secondly,
we are inclined to doubt Ms Whelan’s evidence that permitting
Mr Hudson to access the magazines would be likely
to lead to violence,
stand‑over tactics, intimidation and bullying. Ms Whelan did not point to
any instances of those harms
occurring—whether in New Zealand or
abroad—where prisoners have accessed similar content (whether by
permission or subterfuge).
As counsel for both sides accepted, the popularity
of men’s magazines has plummeted over the past decade or so such that FHM
and Ralph—the titles requested by Mr Hudson—are no longer published
in any form. That must bear on the likelihood of
such harms occurring.
Moreover, as Ms Casey submitted, any item has the potential to become a
tradable commodity given the supply
restrictions inherent in a prison
environment. This concern does not rationally justify banning some items sought
by prisoners but
not others, unless it can be shown that the item to be banned
has clearly harmful effects or potential harms associated with it.
Further,
there is no reason to think that permitting access to these magazines, a
substitutable asset insofar as similar content
is already available in the
prison environment—a fact accepted by both Ms Whelan and
Dr Ryan—would increase the harms said to justify the
rights‑infringement. Indeed, if anything a decision to restrict access to
the magazines would
on its face contribute to scarcity, increasing desirability
and the possibility of a division between the “haves and have nots”,
as Ms Whelan put it.
- [69] Concerns
that the availability of the magazines requested by Mr Hudson would
interfere with the rehabilitation of prisoners also
give us pause. The evidence
that might occur was expressed in very tentative terms—Dr Ryan said that
“[a]ccess to men’s
magazines such as Ralph and FHM may
not be conducive” to rehabilitation efforts and acknowledged this was not
an issue for all prisoners. Dr Ryan referred
us to a range of studies but none
of them identified a causal relationship for example, between consumption of
men’s magazines
and violence, and nor did any address rehabilitation
specifically, let alone rehabilitation in a prison context. This degree of
evidence can be contrasted with, for example, the “substantial body of
research ... to support the proposition that the fluoridation
of community
drinking water has a beneficial effect in reducing the incidence of tooth
decay” which was before the Court as
to the demonstrable justification of
water fluoridation in New Health New Zealand Inc v South Taranaki District
Council.[45]
- [70] Critically,
none of the evidence adduced by the Attorney‑General in our view properly
addresses the fact—accepted
by both sides—that material equivalent
to that contained in the magazines requested by Mr Hudson already exists in the
prison
environment. Dr Ryan acknowledged that most prisoners have access to
television, through which they may be exposed to sexualised
content. The
exhibits to affidavits filed by Mr Hudson in the High Court also demonstrate
that there are other mediums through which
such content, together with the other
impugned content, is available. Dr Ryan’s answer to this is that
Corrections “does
what is reasonably practicable to restrict prisoner
access to this type of content”. But that answer is difficult to
reconcile
with the availability to prisoners of free‑to‑air
television. As Ms Casey submits, allowing the content through some
channels while excluding it through others gives rise to questions as to the
rational connection between the proposed decision and
the objectives it is said
to serve. These have not, in our view, been adequately answered.
- [71] In response
to the appellant’s criticism of the evidence tendered in support of the
limit, the Attorney‑General submits
that Corrections should not be
required to allow the magazines in issue into the prison just to demonstrate the
harms claimed. We
agree. However, it is also clear that s 5 of the Bill
of Rights places the burden of proof on the party seeking to uphold a limit
upon
a
right.[46]
As this Court observed in Child Poverty Action Group Inc v
Attorney-General:[47]
That
latitude or leeway to the legislature does not however alter the fact that the
onus is on the Crown to justify the limit on the
right. The justification has
to be “demonstrable”.
Corrections is not required to allow the particular magazines into the prison
to demonstrate the harms claimed. However, in our view
it should point to
evidence demonstrating a causal nexus between access to those magazines and the
claimed harms, whether by reference
to comparator prisons, jurisdictions,
empirical studies or informed academic opinion. It has not done so.
- [72] Accordingly,
we are of the view that the proposed exercise of power under s 43(2) of the
Act by Corrections to restrict Mr Hudson’s
access to the impugned
magazines does not represent a demonstrably justified limit on Mr Hudson’s
s 14 right. We should say
now, as the Supreme Court did in Make It 16
Inc v Attorney‑General, that we leave open the possibility that the
limit could later be held to be
justified.[48] However, evidence
meeting the threshold of demonstrable justification has not been put before the
Court.
- [73] We
emphasise too that the above analysis is specific to the magazines which were
put before us in evidence and which, we were
given to understand, are available
on an unrestricted basis to the wider community. It will remain open for
Corrections to establish
in a future case that restricting access to different
magazines, with different and more objectionable content, amounts to a
demonstrably
justified limit on a prisoner’s s 14 right to freedom of
expression.
Relief
- [74] In
the event the appeal were to be allowed, Ms Casey sought, as relief:
(a) a declaration that the censorship of Mr Hudson’s request for the
magazines in 2017 was unlawful;
(b) an order “quashing the putative directive that he may not receive or
keep copies of the requested magazines”, with
a direction for
reconsideration with guidance on the law; and
(c) costs.
- [75] We are not
prepared to grant relief in the terms sought. We have upheld the Judge’s
decision to decline relief in respect
of the initial decision by the Corrections
officer to censor Mr Hudson’s property request. That makes a declaration
in respect
of that decision inappropriate.
- [76] Although we
have reached the view that, on the evidence, a future decision to refuse access
to the requested magazines would
not be a justified limit on Mr Hudson’s
right under s 14 of the Bill of Rights, an order quashing a “putative
directive”
would be inappropriate. There is nothing to quash.
- [77] If Mr
Hudson wishes to take further steps to obtain the requested magazines he is
entitled to do so. Any future request can
be dealt with in accordance with the
discussion in this judgment, and any policy lawfully adopted by Corrections that
may be in place
at the time.
Result
- [78] The
appeal is allowed.
- [79] For
the reasons set out at [74]–[76], there is no order for relief.
- [80] The
respondent must pay costs for a standard appeal on a band A basis and usual
disbursements. We certify for second counsel.
Solicitors:
Ord Legal, Wellington for
Appellant
Crown Law Office | Te Tari Ture o te Karauna, Wellington for
Respondent
[1] Corrections Act 2004, ss
43–45A.
[2] Section 14 of the New Zealand
Bill of Rights Act 1990 affirms, amongst other things, the right to seek and
receive information.
[3] Hudson v
Attorney-General [2020] NZHC 1608 [High Court judgment] at [49].
[4] It appears that Mr Hudson did
not request specific editions of the magazines. In his first affidavit filed in
the High Court, he
simply recorded that he had requested “1 x FHM magazine
... [and] 1 x Ralph magazine”. In the High Court, Dobson J requested
complete copies of “a small sample of both magazines” which had
originally been provided by Corrections in a redacted
form. These were the
issues of Ralph for November 2009 and March 2010, and for FHM for August 2011
and January 2012: see High Court
judgment, above n 3, at [25] and [29]. It is this sample
of the magazines which was before us for the purposes of this appeal.
[5] Section C.01 of the POM, which
was not referred to in the course of argument, deals with the processing of
prisoners’ mail.
Section C.01.01(4)(f) requires authorised officers
dealing with prisoners’ mail to take into account “the need to
prevent
the entry of unauthorised items into the prison”, but the term
“unauthorised items” is not defined or otherwise
elaborated on.
[6] High Court judgment, above n
3.
[7] As we go on to discuss below
at [32]–[35] we do not consider the Judge was
right to assess matters on this basis, there being no actual policy which could
be the subject of
considered analysis. Rather, the appropriate decision was the
intended future decision indicated by Corrections to prevent prisoners
from
accessing FHM and Ralph magazines, as well as other like magazines.
[8] High Court judgment, above n
3, at [35]–[36], citing
Regina (Hirst) v Secretary of State for the Home Department [2002] EWHC
602, [2002] 1 WLR 2929 at [31]; and Taylor v Chief Executive of the
Department of Corrections, [2015] NZCA 477, [2015] NZAR 1648 at [83].
[9] At [39].
[10] At [40].
[11] At [41]–[44].
[12] At [45]–[49], citing
S v Attorney-General [2017] NZHC 2629 at [455].
[13] At [53]–[56].
[14] At [57]–[62].
[15] At [63]–[66].
[16] At [67]–[76].
[17] Phipps v Royal
Australasian College of Surgeons [2000] 2 NZLR 513 (PC).
[18] At [27], citing Chiu v
Minister of Immigration [1994] NZCA 220; [1994] 2 NZLR 541 (CA).
[19] See Ivan Hare, Catherine
Donnelly and Joanna Bell (eds) De Smith’s Judicial Review (9th ed,
Thomson Reuters, London, 2023) at [18-047].
[20] High Court judgment, above
n 3.
[21] At [31] and [82].
[22] Corrections Act, s 3(1)
definition of “authorised property”.
[23] Section 6 of the Bill of
Rights provides that wherever an enactment can be given a rights-consistent
meaning that meaning is to
be preferred to any other meaning.
[24] See D (SC 31/2019) v New
Zealand Police [2021] NZSC 2, [2021] 1 NZLR 213 at [101]–[102] per
Winkelmann CJ and O’Regan J and [259], n 361 per Glazebrook J.
[25] At [101]–[102] per
Winkelmann CJ and O’Regan J and [259], n 361 per Glazebrook J. See also
Fitzgerald v R [2021] NZSC 131, [2021] 1 NZLR 551 at [46], n 66 per
Winkelmann CJ.
[26] R v Oakes [1986] 1
SCR 103.
[27] Canadian Charter of Rights
and Freedoms, pt 1 of the Constitution Act 1982, being sch B to the Canada Act
1982 (UK). See D (SC 31/2019) v New Zealand Police, above n 24, at [100], citing Doré v
Barreau du Québec 2012 SCC 12, [2012] 1 SCR 395 at [37]–[38];
Loyola High School v Attorney General of Quebec 2015 SCC 12, [2015] 1 SCR
613 at [3]–[4] per LeBel, Abella, Cromwell and Karakatsanis JJ; and Law
Society of British Columbia v Trinity Western University 2018 SCC 32, [2018]
2 SCR 293 at [57] per Abella, Moldaver, Karakatsanis, Wagner and
Gascon JJ.
[28] D (SC 31/2019) v New
Zealand Police, above n 24, at
[100]–[101] and [108].
[29] Moncrief-Spittle v
Regional Facilities Auckland Ltd [2022] NZSC 138, [2022] 1 NZLR 459 at [87].
[30] At [89], citing
Doré v Barreau du Québec, above n 27, at [37].
[31] At [90]–[91].
[32] In adopting this
methodology for the purposes of this appeal, we mean no criticism of the Judge,
whose decision preceded that of
the Supreme Court in D (SC 31/2019) v New
Zealand Police, above n 24.
[33] Law Society of British
Columbia v Trinity Western University, above n 27, at [80].
[34] New Health New Zealand
Inc v South Taranaki District Council [2018] NZSC 59, [2018] 1 NZLR 948.
[35] Slaight Communications
Inc v Davidson [1989] 1 SCR 1038 at 1079–1080.
[36] High Court judgment, above
n 3, at [36], citing Regina (Hirst)
v Secretary of State for the Home Department, above n 8, at [31].
[37] Taylor v Chief Executive
of Department of Corrections [2015] NZCA 477, [2015] NZAR 1648 at [89].
[38] At [89].
[39] Geoffrey Palmer “A
Bill of Rights for New Zealand: A White Paper” [1984–1985] I AJHR A6
at [10.57]. The White
Paper announced that it was the policy of the Government
to introduce a Bill of Rights and it was intended to begin a process of
developing public understanding and consensus building prior to the intoduction
of a Bill in Parliament.
[40] See for example
Attorney-General v Smith [2018] NZCA 24, [2018] 2 NZLR 899 at [38]; and
S v Attorney-General [2017] NZHC 2629 at [455], citing Miss
Behavin’ Ltd v Belfast City Council [2007] UKHL 19, [2007] NI 89 at
[38] per Baroness Hale. See also Chief Executive of the Department of
Corrections v Smith [2020] NZCA 675 at [46].
[41] Attorney-General v
Smith, above n 40, at [38].
[42] Campbell v MGN Ltd
[2004] UKHL 22, [2004] 2 AC 457 at [148] per Baroness Hale.
[43] Attorney-General v
Smith, above n 40, at [38].
[44] See above at [12]–[21].
[45] New Health New Zealand
Inc v South Taranaki District Council [2016] NZCA 462, [2017] 2 NZLR 13 at
[153].
[46] See Child Poverty Action
Group Inc v Attorney-General [2013] NZCA 402; [2013] 3 NZLR 729 at [91];
Make It 16 Inc v Attorney-General [2021] NZCA 681, [2022] 2 NZLR 440 at
[53]–[59], reasoning which was upheld on appeal in Make It 16 Inc v
Attorney‑General [2022] NZSC 134, [2022] 1 NZLR 683 at
[45]–[57]; and Andrew Butler and Petra Butler The New Zealand Bill
of Rights Act: A Commentary (2nd ed, LexisNexis, Wellington, 2015) at
[6.4.1].
[47] Child Poverty Action
Group Inc v Attorney-General, above n 46, at [91] (footnote omitted).
[48] Make It 16 Inc v
Attorney‑General, above n 46, at [57].
NZLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.nzlii.org/nz/cases/NZCA/2023/653.html