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Kriel v R [2024] NZCA 45 (6 March 2024)
Last Updated: 11 March 2024
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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|
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BETWEEN
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HERMANUS THEODORUS KRIEL Applicant
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AND
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THE KING Respondent
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CA364/2023
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BETWEEN
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LEONARD GUS NATTRASS-BERGQUIST Applicant
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AND
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THE KING Respondent
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CA365/2023
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BETWEEN
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BEAUEN DANIEL GEORGE WALLACE-LORETZ Applicant
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AND
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THE KING Respondent
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CA475/2023
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BETWEEN
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JOEL LO Applicant
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AND
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THE KING Respondent
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CA482/2023
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BETWEEN
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HEATH ERIC MORRIS Applicant
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AND
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THE KING Respondent
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Hearing:
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22 November 2023
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Court:
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Courtney, Collins and Katz JJ
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Counsel:
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D J Matthews and S E M Payne for Applicant Kriel H G de Groot and T
J Conder for Applicants Nattrass-Bergquist, Wallace-Loretz and Lo D M Kirby
for Applicant Morris C A Brook and N J Wynne for Respondent
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Judgment:
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6 March 2024 at 10.30 am
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JUDGMENT OF THE COURT
- The
applications to adduce further evidence brought by
Mr Nattrass‑Bergquist, Mr Wallace-Loretz and Mr Lo are
granted.
- The
applications for leave to appeal out of time by Mr Kriel,
Mr
Nattrass-Bergquist, Mr Wallace-Loretz and Mr Morris are
dismissed.
- The
application for leave to appeal out of time by Mr Lo is
granted.
____________________________________________________________________
REASONS OF THE COURT
(Given by Collins J)
Introduction
- [1] Five men,
each convicted of murder, have applied for leave to appeal their sentences.
Each application has been filed significantly
beyond the 20-working-days time
limit for filing a notice of appeal prescribed in s 248(2) of the Criminal
Procedure Act 2011. The
applications before us were filed between four to 13
years after the time for lodging any appeals against sentence had expired.
We
have jurisdiction to extend time to file appeals in these cases.
Section 248(4)(a) of the Criminal Procedure Act provides that
a first
appeal court may, at any time, extend the time allowed for filing a notice of
appeal or notice of application for leave to
appeal.
- [2] At the time
of their offending the applicants ranged from 14 to 18 years of age. Their
applications are based on the contention
that in Dickey v
R,[1] this Court changed the law
relating to the sentencing of young persons convicted of murder, and that, if
they were to be sentenced
in accordance with Dickey, different sentences
would now be imposed.
The applicants
Mr Kriel
- [3] Mr Kriel was
14 years old when, in 2008, he murdered 15-year-old Ms Templeman.
- [4] Mr Kriel
was brought up by a supportive family. He did not suffer any social deprivation
or psychological issues.
- [5] The exact
details of how Ms Templeman came to be murdered have never been determined as Mr
Kriel has given four different accounts
of what happened.
- [6] Mr Kriel was
convicted of murder following a trial in early 2010. He was sentenced in March
2010 by Asher
J.[2]
- [7] The
sentencing of Mr Kriel proceeded on the following
bases:[3]
(a) Mr Kriel knew Ms Templeman. They had attended the same school in Kerikeri
until Ms Templeman moved with her parents to Auckland.
(b) Ms Templeman returned to Kerikeri over the weekend of 1 and 2 November 2008.
She went back to Kerikeri to spend time with friends,
including her
boyfriend.
(c) On the Saturday afternoon, Ms Templeman met up with a group of friends. Mr
Kriel was in the group that Ms Templeman met with.
(d) At about 6.30 pm, Ms Templeman left her friends and proceeded towards the
New World supermarket where her boyfriend worked on
a part-time basis. Mr Kriel
accompanied Ms Templeman.
(e) When they reached a bridge which crosses the Wairoa Stream,
Ms Templeman went down a track beside the stream with Mr Kriel.
(f) For reasons that have not been explained, Mr Kriel punched Ms Templeman
at least twice in the head, rendering her unconscious.
As Ms Templeman lay
on the ground, Mr Kriel tried to strangle her. He then removed her clothes
and dragged her into the stream
where he left her face down in the water. Ms
Templeman died from drowning.
(g) Mr Kriel returned to his home where he disposed of his bloody clothing.
When questioned about what had happened to Ms Templeman,
Mr Kriel lied. He
said he had not seen her since they parted ways on their walk towards the
supermarket.
(h) Six days later, in his third statement to the police, Mr Kriel accepted
responsibility for Ms Templeman’s death and said
that she was still
breathing when he dragged her into the stream.
- [8] At trial, Mr
Kriel claimed that Ms Templeman was already dead when he placed her in the
stream and that, at most, his conduct
constituted manslaughter. The jury
and Asher J thought otherwise.
- [9] Mr Kriel was
sentenced on the basis that his conduct engaged s 104(1)(a) of the Sentencing
Act 2002.[4] Later in this judgment
we will set out the relevant provisions of the Sentencing Act that govern
sentencing for murder. For present
purposes it is sufficient to note that s 104
provides that, in certain types of particularly serious murder, the court must
impose
a sentence of life imprisonment with a minimum period of imprisonment
(MPI) of 17 years that must be served before the defendant
is eligible to be
considered for parole. The MPI prescribed by s 104 can, however, be reduced if
the court is satisfied that such
a MPI would be manifestly unjust.
- [10] Asher J was
satisfied that s 104 was engaged in this case because Mr Kriel murdered Ms
Templeman in order to avoid detection,
prosecution or conviction for the
assaults he inflicted upon her when she was knocked
unconscious.[5]
- [11] The Judge
also referred to other aggravating features of the murder of
Ms Templeman:
(a) the murder was “brutal, cruel and callous” but not sufficiently
egregious so as to engage s 104(e) of the Sentencing
Act;[6] and
(b) Ms Templeman was vulnerable when she drowned, but not sufficiently
vulnerable to satisfy the “particularly vulnerable”
requirement of
s 104(g) of the Sentencing
Act.[7]
- [12] Asher J
reasoned that it would be manifestly unjust to sentence Mr Kriel to
17 years’ imprisonment, primarily because of
his
age.[8] The end sentence was
life imprisonment with an MPI of 11 and a half
years.[9]
- [13] Mr Kriel
was granted parole in December 2022.
- [14] Mr
Kriel’s application for leave to appeal was filed approximately 13 years
after the expiration of the time limit to appeal
his sentence.
- [15] In his
affidavit filed in support of his application for leave to appeal out of time,
Mr Kriel explains that, although he has
been granted parole, he will remain
subject to recall for the rest of his life unless his sentence of life
imprisonment is quashed
by this Court. He says that the prospect of him being
liable to recall for the rest of his life causes him “significant
fear”.
Mr Kriel filed his application for leave to appeal out of time
after this Court delivered its judgment in Dickey. He explains he did
not do so beforehand because “following [his] sentencing in 2010 [he] was
not aware that there would be
any prospect of successfully arguing against a
sentence of life imprisonment at the time”.
- [16] Mr
Kriel’s trial counsel, Ms Cull KC, has also sworn an affidavit. She
confirms that it was accepted by her at the time
of Mr Kriel’s
sentencing “that there was a presumption of a sentence of life
imprisonment and that no argument [could]
be made to argue against the
presumption”.
Mr Nattrass-Bergquist and Mr
Wallace-Loretz
- [17] Mr
Nattrass-Bergquist and Mr Wallace-Loretz were 17 years old when they murdered
54-year-old Mr Gillman-Harris in December 2014.
Mr Nattrass-Bergquist and Mr
Wallace-Loretz did not have good upbringings. As Mr de Groot submitted on their
behalf, they had the
disadvantage of living “unstructured lifestyles,
revolving heavily around drugs and alcohol”. Mr Nattrass-Bergquist
was
also likely to have been suffering from post-traumatic stress disorder at the
time of the offending and, as we explain at [95],
he was also likely to have
been suffering from a condition called conduct disorder in the period leading up
to the murder of Mr Gillman-Harris.
- [18] Mr
Nattrass-Bergquist provides an insight into his upbringing in his affidavit
filed in support of his application for leave
to appeal out of time. He
says:
2.2 Some parts of my childhood I lived mainly with my mum,
some of it was also shared with my dad. However, my dad was a heroin addict
which meant that the parts of my life where I was in his care, I was not cared
for very well. Sometimes he would leave me in the
care of junkie friends of
his. Other times it was a just general kind of neglect. I also witnessed a lot
of drug use as these types
of things were not hidden from me.
- [19] Mr
Nattrass-Bergquist also says that he was sexually abused by a friend of his
father when he was about seven years old.
- [20] Mr
Wallace-Loretz says, in his affidavit filed in support of his application for
leave to appeal out of time, that when he was
a toddler his father tried to kill
him and his mother. He believes he spent three months in hospital with head
injuries as a result
of that incident. His father was a patched member of a
gang and his mother suffered from methamphetamine addiction. Mr Wallace-Loretz
was brought up for many years by an uncle whom Mr Wallace-Loretz says physically
and mentally abused him. As we explain at [93]
Mr Wallace-Loretz’s
dependence on methamphetamine and heavy use of alcohol were likely to have been
factors in his offending.
- [21] Mr
Gillman-Harris had previously befriended the applicants and had sought to pay
them to engage in consensual sexual activity
with him.
- [22] On the
night of 26 December 2014, Mr Gillman‑Harris picked up the applicants in
his car. During the evening, the applicants
exchanged texts in which they
resolved to seriously injure Mr Gillman-Harris and rob him. They persuaded him
to drive to a carpark
where they had stored a baseball bat. Mr Wallace-Loretz
retrieved the bat and concealed it in his clothing. The applicants then
went
with Mr Gillman‑Harris to a Burger King outlet where they reached a
deal to have sex with Mr Gillman‑Harris for
$400.
Mr Gillman‑Harris then drove the applicants to an ATM where he
withdrew $400. Thereafter the group went to a motel.
Mr Wallace‑Loretz
took the concealed bat into the motel room.
- [23] Inside the
motel room the applicants attacked Mr Gillman-Harris, striking him at least four
times on the head with the bat.
- [24] The
applicants then took Mr Gillman-Harris’ cash and his car. They drove from
the motel and later abandoned Mr Gillman-Harris’
vehicle.
- [25] Mr
Gillman-Harris died in hospital about five hours after he was attacked by the
applicants.
- [26] The
applicants defended the murder charges brought against them by alleging they
were defending themselves from unwanted sexual
advances by
Mr Gillman‑Harris. The applicants now acknowledge that Mr
Gillman-Harris did not attempt to impose himself on
them, and that they planned
and carried out the fatal attack on Mr Gillman-Harris.
- [27] When
sentencing the applicants, Toogood J accepted they did not set out to kill Mr
Gillman-Harris. The Judge
said:[10]
[15] I am
satisfied on the evidence that you did not intend to kill Mr Gillman-Harris
and also that you did not, at the time of the
attack, appreciate the risk that
he might die from the blows that were struck. I have concluded that whoever
struck Mr Gillman-Harris
with the bat – whether just one of you or both of
you – did so in something of a frenzy without giving any thought to
the
risk of death. I am sure, however, that you intended to cause Mr Gillman-Harris
really serious harm in order to rob him and
get away without being caught. That
is the very thing that you had planned by your text messages.
- [28] The Judge
was also satisfied that s 104 of the Sentencing Act was engaged because the
murder of Mr Gillman-Harris took place
during an aggravated
robbery.[11] The Judge concluded,
however, that it would be manifestly unjust to sentence the applicants to life
imprisonment with an MPI of
17
years:[12]
[52] A
starting point of 17 years is reserved for the most serious murders. A feature
of this case which distinguishes it from other
murders where a minimum period of
17 years’ imprisonment or more has been imposed is that you did not intend
to kill Mr Gillman-Harris
or even turn your mind to the risk of his death. You
were convicted of murder only because he died as a result of an attack in which
you planned only to cause him really serious harm so you could rob him. Without
in any way minimising the tragic and devastating
consequences of your actions
for Mr Gillman-Harris and his family, it is only because of the unusual way the
law treats your offending
that you are being sentenced for murder and not
manslaughter.
- [29] Toogood J
adjusted the MPIs down from 17 years because the applicants had been found
guilty under the “felony murder rule”
in s 168 of the Crimes Act
1961, and because they were 17 years old at the time of the
offending.[13]
- [30] Mr
Nattrass-Bergquist was sentenced to life imprisonment with an MPI of
10 years and nine months.[14]
Mr Wallace-Loretz was sentenced to life imprisonment with an MPI of 11
years.[15] They unsuccessfully
appealed their convictions to this
Court,[16] but they did not, at the
time, seek to challenge their sentences. The applications for leave to
appeal against sentence by Mr Nattrass-Bergquist
and Mr Wallace-Loretz were
filed approximately seven years after the time to appeal their sentences had
expired.
- [31] Mr
Nattrass-Bergquist explains that he has filed his application because he has
“nothing to lose”. His application
is also predicated on the basis
that had he been sentenced after this Court had delivered its judgment in
Dickey, he would not have received a sentence of life imprisonment.
- [32] Mr Gibson
acted for Mr Nattrass-Bergquist at his trial. Mr Gibson has filed an affidavit
saying that he did not consider that
the circumstances of
Mr Nattrass‑Bergquist’s offending “were sufficient to
justify a departure from the presumption
of life imprisonment in s 102 [of the]
Sentencing Act”. There was therefore no appeal against sentence.
- [33] Mr
Wallace-Loretz candidly states in his affidavit that he does not want to get his
hopes up and that he also has “nothing
to lose” by pursuing his
current application.
- [34] Mr
Wallace-Loretz was represented at his trial by Mr Kovacevich and
Ms Feyen. Mr Kovacevich explains that before sentencing,
Mr Wallace-Loretz
was told that the sentence would be life imprisonment with an MPI. He also says
that, at the time of sentencing,
he did not consider the presumption of life
imprisonment in s 102 of the Sentencing Act could or would be displaced in
Mr Wallace-Loretz’s
case.
Mr Lo
- [35] In
September 2012, Mr Lo, then aged 17, and Mr Adams, who was
15 years old, murdered Mr Tupe. Mr Lo, who is of Tongan descent,
endured a lot of physical abuse at the hands of his father. The pre-sentence
report describes Mr Lo as having been disciplined in
a physically severe manner.
“He related that the beatings [he received from his father] were severe
and brutal and often unprovoked”.
As we explain at [98] and [99], there
is evidence that Mr Lo suffered from post-traumatic stress disorder, depression
and manic
episodes. His exposure to significant trauma also led to him
suffering psychological challenges and associated personality and behavioural
difficulties.
- [36] The
pre-sentence report records:
Mr Lo is the unfortunate product of a
lifestyle premised on aggressive behaviour and domineering values which have
become entrenched
by his affiliation with the Crypts gang, an association which
has been cemented by his patched status. He indicated that his links
with the
gang began when he was between 12 and 13 years of age and that after he turned
14 his association became more pervasive.
He confirmed that his father forced
him to leave the family home when he was 15 years of age and that since then he
had been largely
independent of his immediate family. He indicated that he
lived with an aunt for a brief period and that she remained the only tangible
link he has with his family.
- [37] The
offending commenced when Mr Adams met Mr Tupe by chance at a bus stop. Mr
Adams attacked Mr Tupe and then took the victim,
who was in a groggy state, to
two other locations. Mr Lo joined the assault at the third location. Mr Lo and
Mr Adams engaged in
a series of assaults upon Mr Tupe, which involved kicking
and punching the victim and stomping on his head.
- [38] Mr Lo
defended the charge of murder laid against him by saying that he only inflicted
a single blow. Fogarty J, the trial Judge,
and the jury, did not accept this
explanation.
- [39] When
sentencing Mr Lo, the Judge noted that there was evidence he had inflicted a
number of blows and kicks to Mr Tupe. The
Judge said it was “a prolonged
assault against a totally innocent young man who gave no provocation
whatsoever”.[17]
- [40] The Judge
was satisfied that the prolonged nature of the assault by Mr Adams was so
callous that it engaged s 104(e) of the Sentencing
Act.[18] The Judge was also
satisfied, however, that it would be manifestly unjust to sentence Mr Adams to
life imprisonment with an MPI
of 17
years.[19] Mr Adams was sentenced
to life imprisonment with an MPI of 14
years.[20]
- [41] Mr Lo was
sentenced to life imprisonment with an MPI of 12
years.[21] This sentence was
reached after the Judge reasoned that Mr Lo was not as culpable as
Mr Adams.[22] It appears the
Judge did not think Mr Lo’s offending engaged s 104 of the Sentencing Act
when he said:
[32] Your behaviour was also brutal, cruel and callous
but you don’t qualify for the highly brutal, cruel and callous in my
judg[e]ment. The more culpable was Mr Adams. So, therefore, in my judg[e]ment
justice requires your sentence to be less than Mr
Adams’.
- [42] The
sentence imposed on Mr Lo was on the basis that his offending engaged s 103
of the Sentencing Act which we explain later
in this
judgment.[23] The Judge plainly
took account of Mr Lo’s age when determining the
sentence.[24]
- [43] Mr Lo never
appealed his conviction or sentence. His application for leave to appeal his
sentence was filed approximately nine
years after the expiration of the time to
appeal his sentence. Mr Lo states in his affidavit that he accepts full
responsibility
for his offending, that he is remorseful and that he did not mean
to kill anybody. He explains that he entered prison as a 17-year-old,
and
after all these years he says he is “ready to engage the justice system
again to see if [he] can get a different outcome”.
Mr Lo says,
“[a]ll [he] want[s] is an end date, so [he has] a release date to work
towards”.
- [44] Mr Lo
was represented at his trial by Ms Finau Tu’ilotolava. She explains in an
affidavit that she believes Mr Lo’s
conviction and sentence should have
been appealed soon after he was sentenced. She says:
[She] cannot
offer any reasons why the appeal was not lodged beyond [her] belief that [Mr] Lo
against his difficult upbringing and
background simply did not understand or
[believe] that anything positive will come out from challenging the
decision.
Mr Morris
- [45] In June
2018, Mr Morris, who was 18 years old, met Mr Johnston at a restaurant and began
socialising with him over social media
following that meeting. Mr Johnston was
20 years old. Mr Morris had the advantage of a stable family background, and he
had no
previous convictions. Mr Morris also had psychological issues.
- [46] Mr Morris
and Mr Johnston arranged to meet at a party in late June 2018. Mr Morris,
Mr Johnston and another friend left the
party to go back to
Mr Morris’ place. During the course of the drive to Mr Morris’
home, he asked his friend on a number
of occasions if they should kill Mr
Johnston and said words to the effect that “no one’s [going to] miss
[Mr Johnston]”.
- [47] The three
young men went to sleep in a sleepout at Mr Morris’ home.
Mr Johnston slept in a sleeping bag on a mattress
on the floor of the
sleepout. While Mr Johnston slept, Mr Morris got a weapon, possibly a hammer,
and struck Mr Johnston multiple
times in the head causing his skull to
fracture. Throughout this, the other friend continued to sleep. Mr Morris
dragged Mr Johnston’s
body outside and left it in a paddock opposite his
home. He attempted to conceal the body by covering it with soil and long
grass.
- [48] Mr Morris
then returned to the sleepout and started to clean blood that was on the
mattress. When his friend woke and asked
what had happened, Mr Morris said he
had gotten into an argument with Mr Johnston and that he had hit him in the
mouth. Mr Morris
said Mr Johnston had then left the property. He later told
his father what had happened to Mr Johnston. Mr Morris then acknowledged
to the
police that he had killed Mr Johnston.
- [49] Mr Morris
is the only applicant before us who pleaded guilty to murder. He was
sentenced by Dunningham J in April
2019.[25]
- [50] The Judge
was satisfied s 104 of the Sentencing Act applied because of
Mr Johnston’s vulnerability, and the brutal and
callous nature of the
attack.[26] The Judge was also
satisfied that a 17-year MPI would be manifestly unjust because of
Mr Morris’ age, guilty plea and his
mental health
issues.[27] The sentence imposed
was life imprisonment with an MPI of 13 years and six months’
imprisonment.[28]
- [51] Mr Morris
explains he is seeking leave to only challenge the length of the MPI imposed by
the High Court. Mr Morris’ application
for leave to appeal was filed
approximately four years after the time for him to appeal his sentence had
expired.
- [52] Mr Morris
says in his affidavit filed in support of his application for leave to appeal
that he was quite naïve and did
not understand the legal processes at the
time. He says:
[He] was advised about an appeal at the time [his]
sentence was passed. Other inmates in prison told [him] not to appeal because
it would ruin [his] parole chances and cause [him] trouble in jail. They said
it could extend [his] length of sentence.
- [53] Mr Morris
was represented in the High Court by Mr Rapley KC. He has filed an affidavit
saying that Mr Morris pleaded guilty
after receiving a sentence indication from
Dunningham J. The sentence imposed was consistent with the sentence indication.
Mr Rapley
says that he wrote to Mr Morris and explained his view
“that the sentence imposed was appropriate”. He also stated
that:
[He] was of the opinion at the time, given the aggravating
and mitigating features of the offending ... and the case law, that the
sentence
imposed was within range and not manifestly excessive.
Relevant legislative provisions governing sentences for murder
- [54] In addition
to the purposes and principles of sentencing and the aggravating and mitigating
factors set out in ss 7, 8 and 9
of the Sentencing Act, the following sections
are engaged by the applications before us.
- [55] Section
102(1) of the Sentencing Act contains a presumption in favour of life
imprisonment for those convicted of murder:
(1) An offender who is convicted of murder must be sentenced to imprisonment for
life unless, given the circumstances of the offence
and the offender, a sentence
of imprisonment for life would be manifestly unjust.
- [56] Section 103
of the Sentencing Act requires a defendant sentenced to life imprisonment for
murder to be ordered to serve an MPI.
Section 103(2) provides:
(2) The minimum term of imprisonment ordered may not be less than 10 years,
and must be the minimum term of imprisonment that the
court considers necessary
to satisfy all or any of the following purposes:
(a) holding the offender accountable for the harm done to the victim and the
community by the offending:
(b) denouncing the conduct in which the offender was involved:
(c) deterring the offender or other persons from committing the same or a
similar offence:
(d) protecting the community from the offender.
- [57] As
foreshadowed, s 104 of the Sentencing Act is also highly relevant to the
majority of the applications before us. The relevant
portions of s 104(1)
provide:
(1) The court must make an order under section 103 imposing a minimum
period of imprisonment of at least 17 years in the following
circumstances,
unless it is satisfied that it would be manifestly unjust to do so:
(a) if the murder was committed in an attempt to avoid the detection,
prosecution, or conviction of any person for any offence or
in any other way to
attempt to subvert the course of justice; or
...
(d) if the murder was committed in the course of another serious offence; or
(e) if the murder was committed with a high level of brutality, cruelty,
depravity, or callousness; or
...
(g) if the deceased was particularly vulnerable because of his or her age,
health, or because of any other factor; or
...
- [58] Counsel
also emphasised s 25(h) of the New Zealand Bill of Rights Act 1990
(NZBORA). That section provides:
Everyone who is charged with an
offence has, in relation to the determination of the charge, the following
minimum rights:
...
(h) the right, if convicted of the offence, to appeal according to law to a
higher court against the conviction or against the sentence
or against both:
...
Dickey v R
- [59] As we have
explained at [2], the applications are predicated on the basis that, in
Dickey, this Court changed the law governing the way young persons should
be sentenced for murder. It is therefore necessary for us to
explain
Dickey.
- [60] There were
three appellants in Dickey. Ms Dickey and Mr Brown appealed their
sentences following their convictions for the murder of Mr McAllister.
Ms Dickey pleaded
guilty to murder and Mr Brown was found guilty following
a trial. The third appellant was Ms Epiha, who pleaded guilty to having
murdered Ms Nathan.
- [61] Mr
McAllister was stabbed to death after having been lured to a stadium in
Invercargill. A number of young people were involved
in Mr McAllister’s
death. Ms Dickey, who was 16 years old at the time, was the youngest
member of the group. Ms Dickey bore
a grudge against Mr McAllister because
she believed he had sexually assaulted her, when she was inebriated, several
months before
the events that led to Mr McAllister’s death. Ms Dickey,
together with Mr Brown and another offender, formed a plan to lure
Mr McAllister to the stadium. On the night Mr McAllister died he went
to the stadium where he was attacked by a group of six young
people. The
principal offender was Mr Whiting-Roff, who stabbed Mr McAllister 14 times.
Mr McAllister was restrained by Ms Dickey
while he was being stabbed and
Mr Brown kicked Mr McAllister to the ground when he tried to escape.
- [62] When
sentencing Ms Dickey, Dunningham J observed that Ms Dickey effectively engaged
in a form of “vigilante justice”
that involved a “planned and
calculated response” to Mr McAllister’s alleged sexual assault
against her.[29]
- [63] The Judge
adopted a notional MPI of 15 years from which she deducted:
(a) three years to reflect Ms Dickey’s youth and her personal
circumstances set out in a psychologist’s
report;[30]
(b) two and a half years to reflect the assistance that Ms Dickey had provided
to the authorities, which resulted in another person
being prosecuted and
strengthened the Crown case against a number of
co‑defendants;[31] and
(c) one and a half years to reflect Ms Dickey’s guilty
plea.[32]
- [64] The
psychologist’s report said:
[Ms Dickey’s] background of
insecure attachment, [unstable living and school arrangements], her reported
exposure to domestic
violence, her reported history as a victim of family
violence and her drug and alcohol abuse were collectively instrumental in her
forming relationships with an antisocial group of older persons and conforming
to their values.
- [65] In what the
Judge described as a “finely balanced” assessment she concluded that
it would not be manifestly unjust
to sentence Ms Dickey to life imprisonment
with an MPI of 10 years.[33] That
was the sentence that was ultimately
imposed.[34]
- [66] Mr Brown,
who was 19 years old at the time of Mr McAllister’s death, was also
sentenced by Dunningham
J.[35]
The Judge proceeded on the basis Mr Brown had formed a common intention with the
other offenders to assault Mr McAllister knowing
that a killing with murderous
intent could ensue.[36] The Judge
said:
[51] ... while [Mr Brown was] only involved peripherally in
the physical attack, [he] played a significant part in organising all
the
parties to be present. [He was] also well aware that Mr Whiting-Roff had a
hunting knife and [he] heard him say he was going
to stab Mr McAllister and
“take him out”, and [Mr Brown] actively encouraged [Mr Whiting-Roff]
in that course.
- [67] Dunningham
J had before her reports about Mr Brown from Dr Eggleston, a clinical
psychologist, and Dr Barry-Walsh, a forensic
psychiatrist:[37]
[30] ...
The report from Dr Eggleston advised that Mr Brown had an IQ of 76, which
placed him in the borderline range for intellectual
disability. Dr Barry-Walsh
explained Mr Brown had “profound” mental health issues. The
information placed before Dunningham
J also demonstrated Mr Brown had a
disturbed upbringing. He had been placed in more than 50 foster homes and had
been subject to
abuse before he turned six.
- [68] The Judge
adopted a notional MPI of 13 years from which she deducted three years to
reflect Mr Brown’s youth, his remorse,
his psychological difficulties and
cognitive impairment.[38] This
produced an end sentence of life imprisonment with an MPI of 10
years.[39]
- [69] At the time
she murdered Ms Nathan, Ms Epiha was 18 years old. She was in a relationship
with a former boyfriend of Ms Nathan’s
although, at the time, Ms Epiha was
not aware of the previous connection between her boyfriend and Ms Nathan.
Ms Nathan went to
a party at the address where Ms Epiha was living. At one
point in the evening, Ms Nathan went upstairs where she and Ms Epiha became
involved in an argument about the volume of the music that was being played. A
few minutes later Ms Nathan went downstairs. She
was followed by Ms Epiha, who
continued to argue with Ms Nathan. Ms Epiha went into the kitchen where she
picked up a large knife
and entered the lounge where Ms Nathan was standing. Ms
Epiha ignored pleas from people to put down the knife. Ms Epiha stabbed
Ms
Nathan in the neck causing the blade to penetrate into her chest cavity. Ms
Nathan collapsed and died at the scene.
- [70] Ms Epiha
was sentenced by Nation J following sentence indications in which the Crown
submitted that an MPI starting point of
11 years was appropriate in
Ms Epiha’s case.[40]
Nation J adopted a starting point of 12 years from which he deducted two years
to reflect Ms Epiha’s guilty plea and personal
circumstances that were set
out in a psychologist’s
report.[41]
- [71] The
psychologist’s report explained that Ms Epiha had a very disturbing
upbringing. She had been born into a gang environment
and she had started to
use drugs and alcohol when she was six. By the time she was seven years old,
Ms Epiha was in the care of
Oranga Tamariki. The psychologist’s
report stated:
- All
sources of information indicate that [Ms Epiha] had an unstable, chaotic and
traumatic childhood, and developmental history, at
the very severe end of the
spectrum. [Ms Epiha] reports that at no stage did she feel wanted or cared for.
She describes an absence
of boundaries for her behaviour from her earliest
memory. Extensive and repeated violence and neglect are documented in
psychological
reports. [Ms Epiha] reports that she was frequently subjected to
violence from [a member of her family], including being kicked
to the face with
loss of teeth, beaten with wooden instruments and having household items smashed
over her head. She reports witnessing
[the] shooting [of] her mother when she
was five years old. She was allegedly raped by a partner of her mother at the
age of seven.
- [Ms
Epiha] reports that she was taken into CYFS [now Oranga Tamariki] care by the
age of seven. She reports that she had constant
changes of carers, including
from family members and Government agencies from the age of five. She is
recorded to have been frequently
and seriously assaulted by an older sister
between the ages of five and seven. ...
- [Ms
Epiha] describes markedly precocious abuse of alcohol and drugs from the age of
six ... in home environments where drug and alcohol
use and significant violence
in response to minor provocation or frustration [was] seemingly the norm.
- [Ms
Epiha] describes disruptive behaviours from her earliest stage at school,
progressing to rebelliousness, frequent fights with
other children and multiple
changes of schools. She reportedly left school at the age of 13 without any
qualifications.
- [72] Like the
other appellants, Ms Epiha was sentenced to life imprisonment with an MPI of 10
years pursuant to s 103(2) of the Sentencing
Act.[42]
- [73] The
gravamen of the appeals in Dickey was that it was manifestly unjust to
sentence the appellants to life imprisonment and that the appropriate outcome
was one which
involved finite sentences for each of the appellants.
- [74] In allowing
the appeals, this Court recognised the legislative policy that rendered life
imprisonment the normal sentence for
those convicted of murder. The Court
also, however, had regard to expert evidence, which demonstrated the
neurological underdevelopment
of adolescents and young people which meant that
it was no longer correct to say, as this Court had done in R v
Rapira,[43]
that youth carried little weight when determining whether or not a life sentence
for murder would be manifestly
unjust.[44]
- [75] The
neurological evidence concerning the cognitive and emotional immaturity of
adolescents and young persons had previously been
acknowledged by this Court in
Churchward v
R,[45]
a case that engaged s 104 of the Sentencing Act and in which it was held that
the age of an offender can be relevant when assessing
whether or not a
17‑year MPI is manifestly unjust because of the slow neurological
development of adolescents.[46] It
was said that the neurological abilities of an adolescent “can lead to a
reduction in culpability of young people as compared
to
adults”.[47]
- [76] In
Dickey, we explained that generally, youth alone is not enough to
establish manifest injustice.[48]
Instead, when sentencing adolescents and young persons for murder, courts are
required to assess the seriousness and culpability
of the offending, and whether
a young defendant had, through a combination of relevant mitigating factors and
personal issues, demonstrated
that a life sentence would be manifestly
unjust.
- [77] In
re-sentencing each of the appellants in Dickey to finite terms of
imprisonment we emphasised:
[169] ...it is not open to us to create
an exception to life imprisonment for all youth murderers. As we have
explained, the Sentencing
Act contemplates that young people convicted of murder
will be sentenced to life imprisonment, unless manifest injustice is
established.
Creating a category exception for youth murderers would be
inconsistent with the statutory scheme and could only be done by Parliament.
The Children’s Commissioner suggested and some of the
appellants’ counsel submitted we should create a special category
for
young persons. We must, however, not trespass upon Parliament’s domain.
As will be seen, our judgment does not have the
effect of creating a special
category for young persons convicted of murder.
...
[249] ... the appeals we have determined have all involved cases in which the
High Court imposed sentences of life imprisonment with
an MPI of 10 years.
Different considerations may be engaged where sentences of life imprisonment and
MPIs of greater than 10 years
are imposed by the High Court.
- [78] In
quashing the sentence of life imprisonment imposed on each of the appellants in
Dickey, this Court imposed the following finite sentences with
MPIs:
(a) Ms Dickey was sentenced to 15 years’ imprisonment with an MPI of seven
and a half years.[49]
(b) Mr Brown was sentenced to 12 years’ imprisonment with an MPI of
six years.[50]
(c) Ms Epiha was sentenced to 13 years’ imprisonment with an MPI of seven
years.[51]
Principles governing leave to appeal out of time
- [79] In
R v
Knight,[52]
a Full Bench of this Court granted the appellant an extension of time to appeal
her conviction for benefit fraud. At the time, s
388(1) of the Crimes Act
prescribed a 10-day time limit for a defendant to lodge an
appeal.[53] The delay in Ms
Knight applying for leave to appeal was approximately two years. Her
application for leave to appeal was triggered
by a decision of this Court in
Ruka v Department of Social
Welfare,[54] in which
this Court restated the law governing living in a relationship in the nature of
marriage. The effect of Ruka was that Ms Knight was entitled to receive
a benefit from the Department of Social Welfare whereas, in order to have been
convicted
of benefit fraud, the jury must have accepted she was not entitled to
the benefit in question.
- [80] The
Court in Knight set out the relevant principles for granting an extension
of time to bring a criminal appeal. In doing so, the Court
said:[55]
... The
touchstone is the interests of justice in the particular case. The discretion
must be exercised in accordance with the policy
underlying the legislative
provisions. The feature which provides the reason for the time‑limit for
appealing set by s 388(1)
is the interest of society in the final determination
of litigation. That necessarily carries through as a powerful consideration
in
determining whether leave should be granted under s 388(2) to appeal out of
time. The overall interests of justice in a particular
case may call for
balancing the wider interest of society in the finality of decisions against the
interest of the individual applicant
in having the conviction reviewed. Also
relevant is “the respect which is traditionally shown for the liberty of
the subject”.
- [81] Factors
which the Court in Knight identified as being relevant to the assessment
as to whether or not to grant an extension of time to appeal
were:[56]
(a) the strength of the proposed appeal;
(b) the practicality of the remedy sought;
(c) the length of time and the reasons for the delay;
(d) the impact on others similarly affected and on the administration of justice
(“the floodgates” consideration); and
(e) the absence of prejudice to the Crown.
- [82] When
commenting on applications for leave to appeal out of time based upon a
restatement of the relevant law, the Court
said:[57]
Reflecting the
policy underlying s 388, the starting point must be the principle that a
conviction obtained according to law as it
was then understood and applied
should stand. Leave to appeal out of time on the ground that there has been a
restatement of the
applicable law should be granted only where special
circumstances can be shown to justify a departure from the principle of
finality.
- [83] The
principles we have set out at [79] to
[81] correspond with the approach
taken[58]n England and Wales.58 In
R v Jogee, Lords Hughes and Toulson said:
[100] The effect of
putting the law right is not to render invalid all convictions which were
arrived at over many years by faithfully
applying the law as [previously] laid
down ...
- [84] The same
point was reiterated by the Court of Appeal for England and Wales in R v
Johnson:[59]
[18] ...
As the Supreme Court [in Jogee] stated ... a long line of authority
clearly establishes that if a person was properly convicted on the law as it
then stood, the
court will not grant leave without it being demonstrated that a
substantial injustice would otherwise be done. The need to establish
substantial injustice results from the wider public interest in legal certainty
and the finality of decisions made in accordance
with the then clearly
established law. The requirement takes into account the requirement in a common
law system for a court to
be able to alter or correct the law upon which a large
number of cases have been determined without the consequence that each of
those
cases can be re-opened. It also takes into account the interests of the victim
(or the victim’s family), particularly
in cases where death has resulted
and closure is particularly important.
- [85] For
completeness, we record that in R v
Lee,[60] a Full Bench of this
Court said that:
[106] The test to be applied to applications to
extend time to appeal is a balancing one, with the aim being to ascertain where
the
interests of justice lie, both as regards the would-be appellant and society
at large. All relevant factors must be taken into account
...
- [86] The Court
did not accept a submission by counsel for Mr Lee that a finding that an appeal
is arguable will automatically lead
to an extension of time being granted.
Indeed, the Court pointed out that cases suggest there is not even a requirement
for the
Court in every case to consider the substantive merits of the appeal in
detail.[61]
- [87] This Court
in Mikus v R acknowledged that extensions of time applications in the
criminal jurisdiction will normally focus upon the reasons for the delay
and the
merits of the proposed
appeal.[62]
Section
25(h) of the NZBORA
- [88] Mr Kirby,
counsel for Mr Morris, submitted that s 25(h) of the NZBORA provides a perpetual
right to appeal. That submission
was based in part upon
R v Taito,[63] in
which the Privy Council held that a system of dismissing criminal appeals on the
papers without hearing from the appellants breached
an appellant’s right
to an effective right of appeal contrary to s 25(h) of the
NZBORA.[64]
- [89] Mr Kirby
also sought to rely on the Supreme Court judgment in
Petryszick v R.[65]
In that case the Supreme Court reinstated an appeal that had been struck out by
the Court of Appeal after Mr Petryszick had failed
to comply with timetables
imposed pursuant to the Court of Appeal (Criminal) Rules 2001.
Mr Petryszick consistently failed to file
submissions when directed to do
so. The Supreme Court held
that:[66]
The substance
of such right [as conferred under s 383 of the Crimes Act and s 25(h) of
the New Zealand Bill of Rights Act] cannot
be eroded by subordinate legislation
or the exercise of the inherent powers of the Court to control its procedure.
Nor can it be
undermined by the exercise of general powers under the rules.
- [90] In our
assessment, both Taito and Petryszick can be distinguished from
the applications before us. In Taito, the appellants were never afforded
the opportunity to exercise their right of appeal. Here, the applicants had a
right of appeal
which was not denied by the State. It was the applicants who
elected not to exercise their rights of appeal against the sentences
imposed
because the sentences were, at the time, consistent with prevailing sentencing
principles and practices. Similarly, Petryszick is readily
distinguished. Mr Petryszick did exercise his right of appeal, but failed to
comply with administrative deadlines. The
law governing the imposition of
timetables in criminal appeals has now been addressed by s 338 of the
Criminal Procedure Act.
- [91] We also do
not accept Mr Kirby’s submission that the right of appeal exists in
perpetuity. Reasonable time limits for
criminal appeals have been recognised by
the European Court of Human
Rights.[67] A similar approach has
been taken by the Court of Appeal of England and Wales when, in R v
Ballinger,[68] the Court held
there was nothing incompatible with the European Convention on Human Rights in
putting time limits in place to commence
criminal appeals, provided the time
limits are not too short or too rigorously enforced.
Applications
to adduce further evidence
- [92] Mr
Wallace-Loretz, Mr Nattrass-Bergquist and Mr Lo have applied for leave to adduce
psychiatric reports prepared on each of them.
We summarise those reports in the
following paragraphs.
- [93] Dr Lehany,
a forensic psychiatrist diagnosed Mr Wallace-Loretz as fulfilling the criteria
for substance use disorder and opines
that Mr Wallace-Loretz’s dependence
on methamphetamine was a factor in his offending. Dr Lehany
states:
Mr Wallace-Loretz’s experience of his youth and
upbringing provided him with little opportunity to develop normal functioning
as
an adult, including supporting himself, gaining education, obtaining work, and
broadly developing a prosocial life.
- [94] Dr Lehany
observes that Mr Wallace-Loretz now accepts responsibility for his actions, is
remorseful and is engaging in a restorative
justice programme with the
victim’s family.
- [95] Dr
Panckhurst completed a psychiatric report on Mr Nattrass‑Bergquist.
Dr Panckhurst says Mr Nattrass-Bergquist does not
suffer a major mental
disorder but that there is strong evidence Mr Nattrass-Bergquist had features of
oppositional defiant disorder
in his early adolescence. Features of this
condition include frequent and persistent patterns of anger or irritable moods,
argumentative
or defiant behaviour, or vindictiveness. Dr Panckhurst also
suggests Mr Nattrass-Bergquist presented with conduct disorder in the
period
leading up to the murder of Mr Gillman-Harris. Dr Panckhurst explains that
conduct disorder is a neurodevelopment disorder
that is often attributed in
large part to genetic influences. Dr Panckhurst also concludes that
Mr Nattrass-Bergquist meets the
criteria for post-traumatic stress disorder
as a result of him having been sexually abused at the age of seven.
- [96] Dr
Panckhurst reports that Mr Nattrass-Bergquist’s offending was influenced
by his cognitive immaturity and that at the
time of the murder of
Mr Gillman-Harris, Mr Nattrass-Bergquist was heavily influenced by his
peers.
- [97] When
assessing Mr Nattrass-Bergquist’s risks of future offending,
Dr Panckhurst said:
Mr Nattrass-Bergquist poses a low risk
of serious future violence and a moderate risk of relapse into elements
of his prior antisocial lifestyle that could be associated with aggression and
fighting.
- [98] Dr Lokesh
prepared a report on Mr Lo. Dr Lokesh reports that Mr Lo does not have a
significant mental disorder but that he nevertheless
has developed several
psychological deficits and associated personality and behavioural difficulties
as a result of his exposure
to trauma. Other factors that have impacted upon
his poor social development are his "lack of parental role models, and using
substance
abuse as a maladaptive way of coping with unhealthy emotions to block
out his negative experiences”.
- [99] Dr Lokesh
suggests Mr Lo satisfies the criteria for post-traumatic stress disorder. In
addition, Mr Lo suffers from periods
of recurrent depressive episodes and
periods of manic episodes. Dr Lokesh is concerned that “due to [Mr
Lo’s] long-term
substance abuse, there appears to be some evidence of
executive functioning deficits, mostly in [Mr Lo’s] frontal lobes”
which can explain his impulsive behaviour, suggestibility and lack of abstract
reasoning. As we understand Dr Lokesh’s report,
there is a low chance of
Mr Lo committing another homicide but there is a moderate risk of him committing
a violent offence.
- [100] The
criteria for allowing applications to adduce further evidence are well
established. In Lundy v R the Privy Council
stated:[69]
The Board
considers that the proper basis on which admission of fresh evidence should be
decided is by the application of a sequential
series of tests. If the evidence
is not credible, it should not be admitted. If it is credible, the question
then arises whether
it is fresh in the sense that it is evidence which could not
have been obtained for the trial with reasonable diligence. If the
evidence is
both credible and fresh, it should generally be admitted unless the court is
satisfied at that stage that, if admitted,
it would have no effect on the safety
of the conviction. If the evidence is credible but not fresh, the court should
assess its
strength and its potential impact on the safety of the conviction.
If it considers that there is a risk of a miscarriage of justice
if the evidence
is excluded, it should be admitted, notwithstanding that the evidence is not
fresh.
- [101] We are
mindful that we are dealing with applications for leave to appeal sentences out
of time. Issues concerning the safety
of the convictions are not raised by the
applications. Much of the information contained in the psychiatric reports is
not fresh
in the sense that it could have been obtained at the time the
applicants were sentenced. Nevertheless, the reports are cogent in
that they
explain in considerable detail the psychiatric and psychological factors that
may have influenced the offending by Mr Nattrass-Bergquist,
Mr Wallace-Loretz
and Mr Lo. We therefore think that it is in the interests of justice to admit
the reports.
Analysis
- [102] We shall
consider each of the applications separately. Before doing so it is helpful to
explain why the applications are predicated
upon a misunderstanding of
Dickey, particularly where it is argued that Dickey stands for the
proposition that youth by itself can negate the presumption of life imprisonment
for murder. This Court in Dickey explicitly stated that the judgment did
not create an exception to life imprisonment for all youth
murderers.[70]
- [103] In
Dickey, we departed from what had been said in Rapira about the
significance of youth when determining sentences for murder in the context of ss
102 and 103 of the Sentencing Act. Dickey, however, applied similar
reasons which had found favour in Churchward in the context of s 104. In
Churchward, this Court recognised that a defendant’s age could
influence an assessment as to whether or not it would be manifestly unjust
to
impose a 17-year MPI on an adolescent or young person convicted of
murder.[71] Churchward
recognised that the neurocognitive underdevelopment of adolescents and young
persons can reduce their culpability as compared to
adults.
- [104] In
Dickey, each of the appellants was able to identify a number of factors
that reduced their culpability. Those factors included their age,
their
profound social disadvantages and, in the case of Mr Brown, significant
cognitive limitations. It was the combination of those
factors when assessed in
the context of the offending, that enabled the Court to conclude life sentences
were manifestly unjust in
those cases. Age, by itself, was not determinative of
the appeals.
- [105] Four of
the five factors identified in Knight as being relevant to the exercise
of the discretion to extend time to appeal, are engaged to varying degrees by
the applications
before us. We accept Mr Kirby’s submission that the
“floodgates” consideration is not particularly relevant when
determining the current applications because there is no evidence that if the
applications were granted this Court would be inundated
with similar
applications.
Mr Kriel’s application
- [106] Not only
was the sentence imposed on Mr Kriel consistent with the law governing the
sentencing of adolescents for murder at
the time, it also reflects current
approaches to such sentences. The reasons for this can be succinctly
stated:
(a) The murder of Ms Templeman involved what Asher J accurately described as
“a wicked and callous”
crime,[72] committed in order to
avoid detection and prosecution for the assaults Mr Kriel inflicted to
Ms Templeman’s head. Unlike the
appellants in the Dickey
appeals, Mr Kriel’s offending engaged s 104 of the Sentencing
Act.
(b) Mr Kriel’s very young age was the only mitigating factor in his case.
Asher J provided a large discount (five years and
six months) to reflect the
fact that Mr Kriel was only 14 years old at the time he murdered
Ms Templeman.
(c) Were Mr Kriel to be sentenced today, it is highly likely that he would
receive the same sentence as that imposed by Asher J in
2010, having regard to
the circumstances of the offending and Mr Kriel’s personal
circumstances.
(d) We are also concerned that the delay of 13 years in Mr Kriel’s
application for leave to appeal is an extremely long delay.
If his application
were granted, it would significantly undermine the principle of finality which
is an important consideration
in cases involving serious criminal offending.
(e) The Parole Board will, in due course, be able to consider any application to
remove the parole conditions currently imposed upon
Mr Kriel. He will
always be at risk of recall, should he offend again. We do not however consider
this factor undermines in any
way our conclusion that the sentence imposed on Mr
Kriel would be likely to be imposed if he were to be sentenced following this
Court’s judgment in Dickey.
- [107] We are
therefore satisfied that there is no merit to Mr Kriel’s proposed
appeal, and that the efficacy of the remedy sought
and the very long delay in
bringing the application weigh heavily against granting the application. It is
ultimately not in the
interests of justice for Mr Kriel to now challenge the
sentence properly imposed in 2010.
Mr Nattrass-Bergquist
and Mr Wallace-Loretz
- [108] We are
also satisfied that had they been sentenced after this Court’s judgment in
Dickey, Mr Nattrass-Bergquist and Mr Wallace-Loretz would be likely to
receive the same sentences that were imposed upon them by Toogood
J.
- [109] Our
reasons for this conclusion can be summarised in the following ways:
(a) Although they were convicted of murder because of the “felony murder
rule”, the applicants’ offending nevertheless
engaged s 104 of
the Sentencing Act. On this basis alone, Mr Nattrass-Bergquist’s and
Mr Wallace-Loretz’s cases are
distinguishable from those of Ms Dickey
and her fellow appellants.
(b) The offending by Mr Nattrass-Bergquist and Mr Wallace-Loretz was
significantly more culpable than that of Ms Dickey who was considered
to be
the most culpable of the offenders in the appeal brought by her and her fellow
appellants.
(c) Mr Nattrass-Bergquist and Mr Wallace-Loretz suffered significant social
deprivation which also likely contributed to their offending.
Their ages and
disadvantaged upbringings were important mitigating factors. Nevertheless, we
do not think that these considerations
would lead to the quashing of the life
sentences imposed by Toogood J when he sentenced the applicants.
(d) We are concerned that the seven-year delay between sentencing and the filing
of the applications before us, significantly undermines
the principle of
finality. While Mr Nattrass-Bergquist and Mr Wallace‑Loretz believe
they have “nothing to lose”
by bringing their applications, the
Court must have regard to the importance to society of not re-opening serious
criminal cases
unless the interests of justice require us to do so.
- [110] Because we
are satisfied that the sentence imposed upon Mr Nattrass-Bergquist and Mr
Wallace-Loretz would be imposed post-Dickey, we dismiss their application
for leave to appeal out of time.
Mr Lo
- [111] The Crown
acknowledges Mr Lo’s application is different from the other applications
before us, although the Crown does
not concede that there is merit to
Mr Lo’s application.
- [112] In the
case of Mr Lo:
(a) His offending did not trigger s 104 of the Sentencing Act and he was
less culpable than Mr Adams, the principal offender.
(b) Mr Lo suffered significant social deprivation which likely contributed to
his offending, such as the “abusive manner in
which” Mr Lo was
brought up, referred to in the pre-sentence report. The beatings he received
were “severe and brutal
and often unprovoked”. This appears to have
had a significant impact on his “inability to empathise with victims,
which
may give rise to psychopathic tendencies”. The physical abuse meted
out to Mr Lo by his father appears to have caused Mr Lo
to spend much of his
youth in the company of gang members and other anti-social associates.
(c) Mr Lo’s age (17 years old at the time of the offending) was also a
factor that probably contributed to his role in the
murder of Mr Tupe. As we
have previously observed, it is now well established that the neurological
immaturity of youth is a factor
that contributes to poor decision making,
particularly at times of elevated stress. There is also a suggestion in the
pre-sentence
report that at the time of the offending Mr Lo was suffering the
effects of methamphetamine withdrawal.
- [113] Given the
combination of these factors, Mr Lo’s situation is more akin to the three
appellants in Dickey than the other four applicants. We consider that it
is possible that, if Mr Lo was sentenced today post-Dickey, he may have
received a finite sentence. Thus, unlike the other applicants, there is some
merit to Mr Lo’s proposed appeal.
- [114] The one
factor that weighs heavily against Mr Lo’s application is the nine-year
delay between his sentencing and the filing
of his application for leave to
appeal out of time. Allowing Mr Lo to pursue his appeal against sentence after
this period of time
conflicts in a profound manner with the principle of
finality in the criminal justice system.
- [115] Ultimately,
although it is a finely balanced conclusion, we accept that the overall
interests of justice merit allowing Mr Lo
the opportunity for this Court to
consider an appeal against the sentence imposed. In reaching this conclusion we
are mindful of
the fact that although friends and relatives of Mr Tupe will be
concerned that Mr Lo is being afforded the opportunity to appeal
his sentence,
even if he is successful, Mr Lo is likely to be sentenced to a very long finite
term of imprisonment.
- [116] For these
reasons, we allow Mr Lo’s application for leave to appeal out of
time.
Mr Morris
- [117] The murder
of Mr Johnston by Mr Morris clearly engaged s 104 of the Sentencing Act.
As with Mr Kriel, Mr Nattrass-Bergquist
and Mr Wallace-Loretz,
Mr Morris’ sentence was entirely consistent with the law governing
the sentencing of young persons for
murder when he was sentenced by Dunningham J
in 2019. The sentence imposed also conforms with the principles that
continue to govern
the sentencing of young persons convicted of murder in cases
that engage s 104 of the Sentencing Act.
- [118] The only
mitigating factors that justified the reduction in the MPI from 17 years to
13 years and six months imprisonment were
Mr Morris’ age, his guilty plea,
his psychological issues, and his previous good record. Nothing said in
Dickey would be likely to impact upon the sentence imposed on Mr Morris
if he were to be sentenced today.
- [119] We are
therefore satisfied that there are no merits to Mr Morris’ proposed appeal
and that it is in the interests of justice
for his application to be
dismissed.
Result
- [120] The
applications to adduce further evidence brought by
Mr Nattrass‑Bergquist, Mr Wallace-Loretz and Mr Lo are granted.
- [121] The
applications for leave to appeal out of time by Mr Kriel,
Mr Nattrass‑Bergquist, Mr Wallace-Loretz and Mr Morris are
dismissed.
- [122] The
application for leave to appeal out of time by Mr Lo is
granted.
Solicitors:
Crown Law Office | Te Tari
Ture o te Karauna, Wellington for Respondent
[1] Dickey v R [2023] NZCA
2, [2023] 2 NZLR 405.
[2] R v Kriel HC
Whangārei CRI-2008-027-2728, 23 March 2010 [Sentencing notes
(Kriel)].
[3] At [2]–[26].
[4] At [42].
[5] At [42]; and Sentencing Act
2002, s 104(1)(a).
[6] Sentencing notes
(Kriel), above n 2, at [48]–[51].
[7] At [52].
[8] At [61]. The Judge also took
into account lack of extensive premeditation, absence of a weapon, and
acceptance of wrongdoing.
[9] At [77].
[10] R v Nattrass-Bergquist
[2016] NZHC 1089 [Sentencing notes (Nattrass-Bergquist and
Wallace‑Loretz)].
[11] At [51]; and Sentencing
Act, s 104(1)(d).
[12] Footnotes omitted.
[13] Sentencing notes
(Nattrass-Bergquist and Wallace-Loretz) at [52]–[53]. The
Judge also took into account their “upbringings, the traumas [they had]
suffered, and the lack of
settled family lives”.
[14] At [61].
[15] At [62].
[16] Nattrass-Bergquist v
R [2017] NZCA 552.
[17] R v Lo [2014] NZHC
1117 [Sentencing notes (Lo)] at [2].
[18] At [5].
[19] At [21]–[23].
[20] At [23].
[21] At [37].
[22] At [31]–[32] and
[36].
[23] At [35].
[24] At [31] and [36].
[25] R v Morris [2019]
NZHC 806 [Sentencing notes (Morris)].
[26] At [23]; and Sentencing
Act, ss 104(1)(e) and 104(1)(g).
[27] Sentencing notes
(Morris), above n 25, at
[25].
[28] At [29].
[29] R v Dickey [2018]
NZHC 1403 at [38]–[39].
[30] At [44].
[31] At [30] and [45].
[32] At [45].
[33] At [47].
[34] At [48].
[35] R v Whiting-Roff
[2018] NZHC 3239.
[36] At [38].
[37] Dickey v R, above n
1.
[38] R v Whiting-Roff,
above n 34, at [52].
[39] At [52].
[40] R v Epiha [2019]
NZHC 1075 at [27].
[41] At [27].
[42] At [30].
[43] R v Rapira [2003] NZCA 217; [2003] 3
NZLR 794 (CA).
[44] Dickey v R, above n
1, at [177], citing R v Rapira, above n 43, at [120].
[45] Churchward v R
[2011] NZCA 531, (2011) 25 CRNZ 446.
[46] At [76]–[92].
[47] At [81].
[48] Dickey v R, above n
1, at [177].
[49] At [253].
[50] At [254].
[51] At [255].
[52] R v Knight [1998] 1
NZLR 583 (CA), (1997) 15 CRNZ 332.
[53] Crimes Act 1961, s 388(1)
(1 January 1967 to 9 December 2001).
[54] Ruka v Department of
Social Welfare [1996] NZCA 487; [1997] 1 NZLR 154 (CA).
[55] R v Knight, above n
52, at 587, citing R v Hawkins
[1997] 1 Cr App R 234 at 239.
[56] R v Knight, above n
52, at 589.
[57] At 588–589.
[58] R v Mitchell [1977]
1 WLR 753; and R v Jogee [2016] UKSC 8, [2017] AC 387.
[59] R v Johnson [2016]
EWCA Crim 1613, [2017] 4 All ER 769.
[60] R v Lee [2006] NZCA 60; [2006] 3
NZLR 42 (CA).
[61] At [106], citing R v
Wotten [1961] NZLR 621 (CA) at 621 and R v Ridout [2002] BCL 1054 at
[15].
[62] Mikus v R [2011]
NZCA 298 at [26] citing R v Slavich [2008] NZCA 116 at [14].
[63] R v Taito [2002]
UKPC 15, [2003] 3 NZLR 577.
[64] At [13]–[20].
[65] Petryszick v R
[2010] NZSC 105, [2011] 1 NZLR 153.
[66] At [30] and [32].
[67] Laaksonen v Finland
ECHR 36321/97, 17 September 1999 at [1].
[68] R v Ballinger [2005]
EWCA Crim 1060, [2005] 2 Cr App R 29 at [22].
[69] Lundy v R [2013]
UKPC 28, [2014] 2 NZLR 273 at [120].
[70] Dickey v R, above n
1, at [169].
[71] Churchward v R,
above n 45, at [76].
[72] Sentencing notes
(Kriel), above n 2, at [48].
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