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Karena v R [2024] NZCA 55 (13 March 2024)
Last Updated: 18 March 2024
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IN THE COURT OF APPEAL OF NEW
ZEALANDI
TE KŌTI PĪRA O AOTEAROA
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|
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BETWEEN
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RACHEL LUKHME KARENA Appellant
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AND
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THE KING Respondent
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Hearing:
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12 February 2024
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Court:
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Wylie, Edwards and Gault JJ
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Counsel:
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J P R Scott for Appellant H G Clark for Respondent
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Judgment:
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13 March 2024 at 11 am
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JUDGMENT OF THE COURT
- The
appeal against conviction is dismissed.
- The
appeal against sentence is allowed.
- The
sentence of two years and ten months’ imprisonment is quashed and
substituted with a sentence of two years and five months’
imprisonment.
____________________________________________________________________
REASONS OF THE COURT
(Given by Gault J)
Introduction
- [1] Following a
jury trial in the District Court at Whangārei, Ms Rachel Karena was
convicted of wounding with intent to injure
contrary to s 188(2) of
the Crimes Act 1961. The charge related to stabbing an associate
in the back during an altercation. Ms
Karena was sentenced to two years
and ten months’
imprisonment.[1]
- [2] Ms Karena
appeals against both conviction and sentence. The conviction appeal is brought
on the grounds that:
(a) in a pre-trial decision, Judge Rzepecky erred in ruling inadmissible
passages of Ms Karena’s police
interview;[2]
and
(b) the trial Judge, Judge Orchard, erred in ruling that a Crown witness,
Mr Petersen, was a hostile witness and allowing the Crown
to
cross‑examine him on his previous inconsistent
statements.[3]
- [3] In her
sentence appeal, Ms Karena argues that Judge Orchard’s starting point was
too high and her discounts for rehabilitation
and background factors were
insufficient.
- [4] The appeal
was filed two days out of time and an extension of time was
granted.[4]
The Crown
case
- [5] The Crown
case was that on 1 May 2021, at approximately 7:30 pm, Ms Karena went to
the victim’s house after being asked
by the victim not to do so.
Ms Karena parked her vehicle on the road and walked down the victim’s
driveway.[5] Ms Karena was armed with
a large, black-handled kitchen knife. The victim was not home, but she arrived
home soon after to find
Ms Karena standing on her driveway. As the victim
was driving down the driveway, she confronted Ms Karena and asked her what she
was doing there. Ms Karena tried to climb through the open car window.
The victim got out of her car and told Ms Karena to leave.
Ms Karena and
the victim walked down the driveway together for a short distance. There was a
struggle between them, during which
Ms Karena dropped a can of gin on the
driveway. The victim turned her back on Ms Karena and began walking back
towards her vehicle.
On her way, the victim bent down to pick up the can. As
she was bending down, Ms Karena stabbed her in the back with the kitchen
knife.
This caused a two to three centimetre laceration behind her right armpit. While
still holding the knife, Ms Karena walked
to the end of the driveway and left in
her vehicle.
Pre-trial decision
- [6] Two days
after the incident, Ms Karena went to Whangārei police station, was
arrested and gave a police video interview.
She accepted her presence on the
victim’s driveway, claimed that the victim had been the aggressor, denied
stabbing the victim
and said that she had seen two other unknown people on the
driveway that night before she drove away.
- [7] The Crown
intended to produce Ms Karena’s police interview but gave notice that it
did not intend to include certain passages.
Ms Karena applied to have those
passages left in. The Crown said the likely issue at trial would be whether the
Crown could prove
that Ms Karena caused the wound to the victim.
- [8] In a
reserved decision dated 8 June 2022, Judge Rzepecky ruled a number of passages
inadmissible.[6] The passages now in
issue covered three topics:
(a) Ms Karena’s suggestion that the victim was intoxicated from using
methamphetamine on the night of the offending;
(b) the alleged supply of drugs from the victim’s address; and
(c) alleged general methamphetamine use by Crown witnesses, including the
victim.
- [9] In relation
to the first topic, the Judge said there was no other evidence to support the
claim that the victim was intoxicated
on methamphetamine — it was mere
speculation and would be prejudicial to the Crown
case.[7]
- [10] In relation
to the second topic, the Judge said that Ms Karena’s statement as to any
other activity occurring at the house,
including the sale of drugs, was not
relevant. There were either other people in the driveway or there were not.
Ms Karena’s
unsupported speculation that the victim sells drugs from
her house was not corroborative of her assertion that there were other people
on
the driveway, one of whom could have stabbed the
victim.[8]
- [11] In relation
to the third topic, counsel for Ms Karena submitted to the Judge that the
passages from the prosecution witness statements
painted Ms Karena in a
certain light, namely that she was mentally unwell and could not cope after her
relationship breakdown. In
Ms Karena’s police interview however she
offered a completely different narrative, with the significant factor being the
allegation
that the victim and Mr Petersen, who had been in a relationship with
Ms Karena, had been using methamphetamine on the night of the
offending.
The defence said this was relevant because it made it more likely that the
victim was the aggressor if she had been taking
methamphetamine. However,
the Judge considered that this went to the very point of s 21 of the
Evidence Act 2006 (the Act), which
prohibits a defendant from offering his or
her hearsay statement in evidence if the defendant does not give evidence.
The Judge
said that under that section, a defendant who wishes to
offer evidence of his or her pre-trial statement will have to give evidence
and
be subject to cross‑examination. That option remained open to
Ms Karena. She did not need to rely upon what she said
to the police
for this purpose.[9]
- [12] This third
issue arose again at trial when the victim was cross-examined.
Judge Orchard considered that the pre-trial ruling
did not preclude
evidence at trial relating to methamphetamine use at the house, merely that it
could not come in via Ms Karena’s
statement to
police.[10] The Judge ruled that
the defence was entitled to give evidence as to the cause of animus on the part
of the victim towards Ms Karena
(that it was the result of Ms Karena
wanting to get her partner, Mr Petersen, away from methamphetamine use as
opposed to any fault
of Ms Karena herself), and entitled to put to the victim,
the victim’s partner and/or Mr Petersen, that they had been using
methamphetamine on the night of the
offending.[11] In evidence, the
victim did not accept that Mr Petersen would visit her address and would use
methamphetamine with her.
Hostility ruling at trial
- [13] Mr Petersen
made two police statements, one on the night of the incident and the other on
the following day. In the first statement,
he said that he was at the house
with the victim and her partner and ran outside when he heard a commotion that
involved the victim
and another woman yelling. He said that the victim said
“Rachel has stabbed me” and that he saw Ms Karena run down the
driveway and leave in his car.
- [14] In his
statement made the next day, Mr Petersen said that just prior to the commotion,
he heard a vehicle approaching down the
driveway. He then heard the victim say
“[f]uck off the driveway” or similar. He said he ran out with
the victim’s
partner. The victim shouted to her partner for help. Mr
Petersen saw the victim holding her own back and he asked her what had
happened.
The victim said “she stabbed me”. He asked who, and the victim
replied “Rachel”. He looked down
the driveway and saw a person
he believed was Ms Karena run around the corner and then saw his car drive
off. He did not see her
well enough to say who it was, but the person was the
same build as Ms Karena. He said he did not see or hear anyone else
around.
- [15] Several
weeks later, on 28 June 2021, Mr Petersen signed a statutory declaration
recanting his statements, which he asserted
had been taken under duress. He
also said he and Ms Karena had never separated.
- [16] At trial,
Mr Petersen was called to give evidence for the Crown. He said he was still in
a relationship with Ms Karena. He
said the shouting sounded very angry and that
he had always known the victim to be quite aggressive and violent. He said he
saw
the victim’s wound but nothing else. He only heard the victim yelling
and holding her own back and then saying: “[d]id
somebody stab me?”
and “[d]id she stab me?” In cross-examination, he said that he
had not seen anybody. In re‑examination,
he repeated that he had always
known the victim to be very violent and uncontrollable, and that he did not see
anyone down the driveway.
- [17] During
re-examination, the Crown applied to have Mr Petersen declared hostile. The
Judge ruled that the Crown could cross-examine
him on three issues as a hostile
witness:[12]
(a) to clarify the timing of events;
(b) with defence counsel having raised the issue of whether the witness saw
anybody in the driveway during cross-examination, the
Crown should be permitted
to draw the witness’ attention to his earlier statements and ask him to
clarify why there was a difference
between them and the evidence he had given at
trial; and
(c) vilification of the victim — the Crown should be permitted to ask the
witness if he agreed that these criticisms were absent
from the statements, and
for an explanation of this.
- [18] Re-examination
then continued. When asked about the references in his first statement to Ms
Karena being at the scene, Mr Petersen
said he did not say that. When asked
about the second statement and whether his memory might have been a bit fresher
at the time,
Mr Petersen said no, as he was intoxicated, confused, in shock, and
only knew what the victim had told him. In relation to the reference
in his
second statement to seeing a person he believed to be Ms Karena at the scene, he
said he did not say that. He said he was
under duress and these statements were
composed mostly by police and the victim’s partner who was also in the
room. He denied
lying to protect Ms Karena and said the police were lying.
- [19] In answer
to questions arising from defence counsel, Mr Petersen said that, when he made
the first statement, the victim’s
partner told him what to say; that he,
the victim and her partner had been using methamphetamine, cannabis and alcohol
on the night
of the offending; and that he had subsequently gone to the police
station and to the Court to recant the statements, as they were
taken under
duress.
- [20] The
evidence of the police officer who took the first statement was that
Mr Petersen and the victim’s partner were in the
same room when the
first statement was taken as police were short‑staffed, but that he took
the statements one at a time.
The police officer who took the second statement
said Mr Petersen was alone.
Defence case at trial
- [21] The defence
case was that Ms Karena had gone to the victim’s address, but the victim
was the sole aggressor and it was
not Ms Karena who had inflicted the stab
wound.
- [22] Ms Karena
gave evidence that she was concerned about the victim and her partner using
methamphetamine, and Mr Petersen’s
involvement with the victim and her
partner. She described the victim attacking her on the night and seeing
two people coming down
the driveway. She panicked thinking they were coming to
join in, then realised they were walking backwards slowly towards the
street.
- [23] Under
cross-examination, Ms Karena said the victim had yelled out that she was under
the influence and that “as she yelled
it out to me, she had been up for
nine days and she couldn’t have time with my shit”. Ms Karena
accepted that she was
previously a user of methamphetamine. She then said that
the victim was a dealer.
Approach on appeal
- [24] In the case
of a jury trial, a conviction appeal must be allowed if the court is
satisfied that:[13]
(a) the jury’s verdict was unreasonable having regard to the evidence,
or
(b) a miscarriage of justice has occurred for any reason.
- [25] Miscarriage
of justice means any error, irregularity, or occurrence in or in relation to or
affecting the trial
that:[14]
(a) has created a real risk that the outcome of the trial was affected, or
(b) has resulted in an unfair trial or a trial that was a nullity.
- [26] The inquiry
involves a two-step process: was there an error, irregularity or occurrence in
or in relation to or affecting the
trial and, if so, did either of
s 232(4)(a) or (b) arise in
consequence?[15]
- [27] In relation
to (a), whether an error, irregularity or occurrence in or in relation to or
affecting the trial “has created
a real risk the outcome was
affected”, the Supreme Court has
confirmed:[16]
[67] ...
That question “requires consideration of whether there is a reasonable
possibility another verdict would have been
reached”. If the answer to
that question is “no”, that is the end of the matter and the appeal
will be dismissed.
If the answer to that question is “yes”, ... the
appeal court then asks whether it is sure of guilt. If the answer
is
“no”, the appeal will be allowed. If the answer is
“yes”, the court determines the error did not in fact
create a real
risk that the outcome was affected and the appeal will be dismissed. ...
- [28] In relation
to (b), consideration of whether the error, irregularity, or occurrence
“has resulted in an unfair trial or
a trial that was a nullity”,
contrary to the defendant’s absolute right to a fair
trial,[17] requires an assessment of
the circumstances of the trial as a whole. As the Supreme Court said in
Condon v R:
[78] ... A verdict will not be set aside merely
because there has been an irregularity in one, or even more than one, facet of
the
trial. It is not every departure from good practice which renders a trial
unfair ... it is at the point when the departure from
good practice is “so
gross, or so persistent, or so prejudicial, or so irremediable” that an
appellate Court will have
no choice but to condemn a trial as unfair and quash
the conviction as unsafe. ...
- [29] On an
appeal against sentence, the first appeal court must allow an appeal if
satisfied that for any reason there was an error
in the sentence imposed on
conviction and a different sentence should be
imposed.[18] The appeal court must
dismiss the appeal in any other
case.[19]
Conviction
appeal
Pre-trial admissibility ruling
- [30] Mr Scott,
for Ms Karena, submitted that the edited version of her police interview played
at trial made her appear to have changed
her evidence. He submitted that,
depending largely on the jury’s assessment of the credibility of Ms Karena
compared to the
credibility of the victim, the apparent change unfairly
undermined the appellant’s evidence. In addition, he submitted that
the
edited version omitted Ms Karena’s explanation for why there were
other people at the scene at the time of the offending.
That omission made her
bare assertion of those others’ presence appear incredible and
unbelievable. That was unfair because
Ms Karena had explained why those others
were present. He submitted those errors created a real risk that the outcome of
the trial
was affected, and resulted in an unfair trial.
- [31] The
starting point is that the issue arose in the context of the Crown’s
intention to adduce the police interview. Section
21(1) of the Act, referred to
by Judge Rzepecky, provides that if a defendant in a criminal proceeding
does not give evidence, the
defendant may not offer his or her own hearsay
statement in evidence in the proceeding. The Judge was correct at the pre-trial
stage
to proceed on the basis that Ms Karena might not give evidence. If a
defendant does give evidence, s 35(2)(a) of the Act provides
that a previous
statement of a witness that is consistent with the witness’s evidence is
admissible if the statement responds
to a challenge that will be or has been
made to the witness’s veracity or accuracy, based on a previous
inconsistent statement
of the witness or on a claim of invention on the part of
the witness.
- [32] Section 27
of the Act deals with defendants’ statements offered by the prosecution.
Relevantly, s 27 provides that evidence
offered by the prosecution in a criminal
proceeding of a statement made by a defendant is admissible against that
defendant unless
it is excluded under ss 28, 29, or
30,[20] and that s 21 (among other
provisions) does not apply.[21]
- [33] Mr Scott
referred to Hewett v R.[22]
In that case, this Court referred to the well‑settled principle, which
pre‑dates the Act, that where the Crown seeks
to produce statements made
by a defendant to police which include a mix of inculpatory and exculpatory
statements, the entire statement
should go before a
jury.[23]
- [34] Mr Scott
acknowledged that here, the police interview was wholly exculpatory but
submitted that nevertheless, the Crown chose
to play it. Accordingly, he said
that the entire statement should have been played. However, Hewett does
not require irrelevant and unfairly prejudicial material in a police statement
to be admitted. As this Court
said:[24]
[19] In R v
Green this Court recognised that the operation of s 27 is subject to ss 7
and 8. We agree. A defendant’s EVI or any other form
of statement a
defendant may make to police often contains irrelevant material. Typically,
this material remains in the EVI/statement
and it attracts little, if any,
attention. It is not usual for a line-by-line relevance analysis of an EVI
transcript or a defendant’s
written statement to be carried out. So
generally, these EVIs/statements are admitted under s 27, without any
consideration of ss
7 and 8. However, on occasion they may contain
attention-attracting material that is irrelevant and unfairly prejudicial. In
this
circumstance we consider a ss 7 and 8 analysis should be applied for
the purpose of deciding whether redaction is required. We do
not see this to be
a departure from the principle identified in Kendall v R.
- [35] That
applies with at least equal force in the case of an essentially exculpatory
statement, as here. In this context, the Crown
case was clearly that Ms
Karena’s statement to police was false. The issue at the pre‑trial
stage was whether the statements
in issue were irrelevant and unfairly
prejudicial.
- [36] We consider
the three evidence topics in issue were correctly ruled inadmissible at the
pre‑trial stage. They were of
marginal relevance to Ms Karena’s
defence that someone else stabbed the victim and they were unfairly prejudicial.
In any event,
the position changed at trial and the question is whether any
unfairness has resulted.
- [37] Taking the
first evidence topic in issue — Ms Karena’s claim that the victim
was intoxicated on methamphetamine —
Ms Clark, for the respondent,
submitted that Judge Rzepecky did not err in finding that mere speculation
about the victim’s
methamphetamine use on the night of the offending was
not relevant without more and was highly
prejudicial.[25] We do not
characterise the claim as mere speculation even though, in part, Ms Karena was
expressing an opinion. However, as already
noted, we agree with the Judge that
the statements were of marginal relevance and unfairly prejudicial.
- [38] We do not
consider that the exclusion of the relevant part of the interview created an
unfairness by making Ms Karena look like
she was lying at trial since the
earlier statement was not in evidence, for four reasons. First, at trial,
Ms Karena was permitted
to give evidence that the victim was on
methamphetamine at the time. Secondly, it was not suggested that Ms Karena was
lying about
or had recently invented the claim. Such a suggestion would have
engaged s 35 of the Act and allowed the earlier statement to be
admitted.
This never arose. The Crown made nothing of such an inconsistency in closing.
- [39] Thirdly,
the claim was not raised as a reason Ms Karena was lying about the stabbing.
The Crown did not dispute her evidence
about use of methamphetamine.
In her closing address, Crown counsel said:
Yes, you’ve
heard all the evidence about meth and them smoking marijuana and all of that,
you’ve heard all of that. Ladies
and gentlemen, that is not why you are
here. Yes, it is accepted that that’s the evidence that came out. What
does that have
to do with what happened that evening? The reason why you are
here is to determine what happened on that driveway. Who did it?
- [40] Similarly,
in summing up, Judge Orchard said:
[9] ... I mentioned that you have
heard allegations of drug abuse, in particular use of methamphetamine and
allegations made by Ms
Karena that [the victim] and [the victim’s partner]
were encouraging Mr [Petersen] to return to or continue using
methamphetamine.
You may disapprove of drug use but whether Ms Karena’s
allegations on that score are true or not will be of little use to
you, I
suggest, in determining the important issues in this trial. ...
...
[31] ... it was suggested by Mr [Petersen] that he, [the victim’s
partner] and [the victim] were taking drugs and drinking before
the events
of this night and were all intoxicated. ...
[32] Now of course if you accepted that evidence then that would be something
you should take into account in assessing whether these
witnesses’
evidence is reliable. ...
[33] You have also heard from the police officers and there is more than one
who dealt with both Mr [Petersen] and [the victim’s
partner] on the night.
They said that they did not detect any sign of intoxication. ...
- [41] Fourthly,
as the Judge noted, the medical evidence did not indicate that the victim was on
methamphetamine at the time.
- [42] We turn to
the next evidence topic in issue; the alleged supply of drugs from the
victim’s address. As Ms Clark submitted,
Judge Rzepecky was live to the
potential relevance of the victim dealing methamphetamine from her home, insofar
as it related to
the likelihood of the presence of others on the driveway. But,
as the Judge said, there were either other people on the driveway
or there were
not.[26] Ms Karena’s police
interview still contained her assertion that she saw two people on the driveway
before she drove off, in
support of her defence that there were others who could
have stabbed the victim that night. Her comment suggesting that perhaps
they
were there because it was a drug house was highly speculative. The Judge did
nor err in concluding that the victim generally
supplying methamphetamine was
not relevant to Ms Karena’s
defence,[27] and clearly the
suggestion that a witness is a methamphetamine dealer is highly prejudicial.
The comments about the address being
a drug house were also gratuitous.
Ultimately, as Ms Clark emphasised, Ms Karena did give evidence at trial of the
victim supplying
drugs when she said that the victim “ran a meth house and
marijuana house. She was a traffic house”. Even though Ms
Karena gave
the “drug house” evidence in spite of the Judge Orchard’s
ruling during the trial,[28] the
jury heard her explanation for why people may have been at the victim’s
property. There was no suggestion to the jury
that it was a throwaway line that
had not been mentioned earlier. No unfairness arose.
- [43] In relation
to the third topic, alleged general methamphetamine use by Crown witnesses (the
victim, her partner and Mr Petersen),
at trial Ms Karena was permitted to give
evidence of their methamphetamine use as this became relevant to her explanation
for the
animosity between the parties. She said she had objected to
Mr Petersen using the drug with the victim and the victim’s partner,
causing conflict prior to the incident on the driveway. This defence theory was
further supported by Mr Petersen’s evidence
at trial, in which he
accepted that he had been using drugs with the victim and her partner and that
the house was an environment
“where drugs were heavily used”.
- [44] We do not
accept that Ms Karena’s evidence of general methamphetamine use was
of much less weight since the jury did not
hear this in her police interview.
As with the first topic, had there been any suggestion at trial that Ms
Karena had recently invented
the witnesses’ drug use then it would have
been open to defence counsel to apply under s 35 of the Act to lead Ms
Karena’s
prior statements — this did not occur. Again, there was no
unfairness.
Hostility ruling
- [45] Mr Scott
submitted that the trial Judge, Judge Orchard, erred in ruling that
Mr Petersen was a hostile witness.
- [46] Section 94
of the Act provides:
94 Cross-examination by party of own
witness
In any proceeding, the party who calls a witness may, if the Judge determines
that the witness is hostile and gives permission, cross‑examine
the
witness to the extent authorised by the Judge.
- [47] Hostile, in
relation to a witness, means that the
witness:[29]
(a) exhibits, or appears to exhibit, a lack of veracity when giving evidence
unfavourable to the party who called the witness on
a matter about which the
witness may reasonably be supposed to have knowledge; or
(b) gives evidence that is inconsistent with a statement made by that witness in
a manner that exhibits, or appears to exhibit, an
intention to be unhelpful to
the party who called the witness; or
(c) refuses to answer questions or deliberately withholds evidence.
- [48] Mr Scott
submitted that the Judge did not specify under which sub-paragraph she found Mr
Petersen hostile. We consider it was
clear the Judge found Mr Petersen was
hostile under both paragraphs (a) and (b).
- [49] Mr Scott
acknowledged that Mr Petersen’s evidence at trial was on a matter about
which he might reasonably be supposed
to have knowledge and was inconsistent
with his pre-trial statements, but submitted the other requirements of
paragraphs (a) and
(b) of the definition were not met. We acknowledge that
inconsistency is insufficient under either limb of the definition. As the
Supreme Court said in Hannigan v R, even where the inconsistency is
stark, if there is nothing otherwise suggestive of hostility, it is premature to
make a determination
of
hostility.[30]
- [50] However, we
consider the Judge was entitled to conclude that Mr Petersen exhibited or
appeared to exhibit “a lack of veracity”
on whether he saw someone
at least closely resembling his partner on the
driveway.[31] Contrary to Mr
Scott’s submission, it does not matter that the pre‑trial statement
was not before the jury — it
is the Judge who makes a
determination of hostility. Moreover, the Judge was entitled to conclude that
Mr Petersen’s inconsistent
evidence was given “in a manner that
exhibits, or appears to exhibit, an intention to be unhelpful to the party who
called
the witness” in his criticisms of the victim. We do not
accept Mr Scott’s submission that “unhelpful” in
the context
of a Crown witness requires an independent assessment of the reliability of the
evidence given the Crown’s prosecutorial
function is to be
“ministers of justice, and not to struggle for a
conviction”.[32] No authority
was cited for such an approach to the meaning of “hostile”. Also,
we are unable to say that Mr Petersen
could not have seen Ms Karena,
someone resembling her or his car leaving the scene. We consider that
Mr Petersen was showing an
intention to be unhelpful to the Crown. As Ms
Clark submitted, Mr Petersen had given evidence amounting to a full
retraction of
his prior statements on who else he saw on the driveway, and there
was no need to explore further an ambiguity in his
evidence.[33]
- [51] Finally,
while the Judge did become involved in asking Mr Petersen some questions after
the declaration, we do not accept that
the Judge’s role amounted to an
unfairness. There was a need for the Judge to ensure that the evidence was
limited to the
three topics on which she had allowed the Crown to
cross‑examine Mr Petersen.
Conclusion on conviction
appeal
- [52] We are
satisfied that no miscarriage of justice has occurred and the appeal against
conviction should be dismissed.
Sentence appeal
- [53] As
indicated, Ms Karena argues that the Judge Orchard’s starting point was
too high and her discounts for rehabilitation
and background factors were
insufficient.[34]
- [54] The Judge
correctly identified Nuku v R as the relevant tariff
decision.[35] Nuku sets
the following bands:[36]
(a) Band one: where there are few aggravating features, the level of violence
is relatively low and the sentencing judge considers
the offender’s
culpability to be at a level that might have been better reflected in a less
serious charge, a sentence of less
than imprisonment can be appropriate.
(b) Band two: a starting point of up to three years’ imprisonment will be
appropriate where three or fewer of the aggravating
factors listed at [31] of
Taueki are present.
(c) Band three: a starting point of two years up to the statutory maximum
(either five or seven years, depending on the offence)
will apply where three or
more of the aggravating features set out in Taueki are present and the
combination of those features is particularly serious. The presence of a high
level of or prolonged violence
is an aggravating factor of such gravity that it
will generally require a starting point within band three, even if there are few
other aggravating features.
- [55] The Judge
considered that the three aggravating features identified by the Crown —
seriousness of the injury, the fact
that a weapon was used and
premeditation — were all present to a high
degree.[37] In addressing the
seriousness of the injury, the Judge said that Dr Blakelock’s evidence was
that there was considerable loss
of blood and that there was a real risk
attached to loss of blood. The Judge understood the doctor’s evidence to
be that it
was a threat to life.[38]
Addressing the use of a knife as a weapon, the Judge said that she considered Ms
Karena was lucky not to have been convicted of wounding
with intent to cause
grievous bodily harm.[39] She
accepted the jury’s verdict as to intention but added that she regarded Ms
Karena as being reckless.[40] The
Judge added two further culpability factors: impact on the victim (to a
moderate degree) and the victim’s vulnerability
(to a low
degree).[41] The Judge also
said that the use of knives was far too prevalent in the community and that,
certainly in the Whangārei area,
knives are introduced in disputes with an
alarming degree of readiness. The Judge considered that matter was made worse
in this
case because Ms Karena brought the knife, which the Judge said was
relevant to deterrence, both for Ms Karena and
others.[42]
- [56] The Judge
considered the offending fell in band 3 of Nuku. The Judge noted that
counsel for the Crown had argued that it was in the upper area of band 2 or the
lower area of band 3 and submitted
that a starting point of between three and
three and a half years was appropriate, whereas defence counsel had submitted
that the
offending was in the “high midrange” of band
2,[43] and that a starting point of
between two and a half years and two years and nine months was appropriate.
Having considered the culpability
factors and the extent to which they were
present, together with the view she took of the seriousness of the offending
overall, the
Judge adopted a starting point of three and a half years’
imprisonment.[44]
- [57] On appeal,
Mr Scott submitted that the following factors contributed to the Judge’s
starting point error:
(a) overstating the seriousness of the wound that the victim suffered;
(b) overstating Ms Karena’s culpability when referring to her as reckless
about causing grievous bodily harm;
(c) overstating the degree of premeditation involved;
(d) not allowing for the overlap between culpability factors involved; and
(e) taking into account the prevalence of the use of knives without there being
evidence of that prevalence.
- [58] Mr Scott
submitted that there were at most three aggravating features: limited
premeditation, the use of the weapon and the
relative seriousness of the injury.
He submitted the latter two overlap. He submitted that victim impact or
vulnerability were not
present to a sufficient extent to be described as
aggravating features.
- [59] We consider
the Judge was entitled to conclude the offending fell within band 3 of
Nuku. There were three or more aggravating factors present to a moderate
or high degree. The injury was serious. A weapon (a knife)
was used. There
was premeditation given the evidence that Ms Karena had brought the knife to the
scene and was holding the knife
on the driveway. The victim impact statement
indicated the impact of the offending on the victim was a moderate factor.
- [60] We
interpret the Judge’s remark about recklessness (which we understand was
not part of the Crown case) to be no more than
her observation on the
jury’s verdict and the gravity of the offending. The Judge was also
entitled to comment on the prevalence
of knives. We do not consider this
comment erroneously affected the Judge’s assessment of the
aggravating factors.
- [61] However, as
Mr Scott submitted, the Judge’s comments, in our view, overstated the
seriousness of the wound. Dr Blakelock’s
evidence was that the wound was
actively bleeding which required it to be stitched closed. It therefore had the
potential to be
very serious in terms of loss of blood, but it only involved
muscles and soft tissue. She went on to say that in the general area
of the
wound, there are “lots of important things” like lungs and bigger
blood vessels that could have been damaged but
were not. The seriousness of the
actual injury should not be conflated with the risk of an even more serious or
life‑threatening
injury. Overall, we consider that the starting point of
three and a half years’ imprisonment was too high and that a starting
point of three years’ imprisonment was appropriate.
- [62] In relation
to Ms Karena’s personal mitigating factors, the Judge allowed a
10 per cent discount for Ms Karena’s
background circumstances plus
three months’ credit for time spent on EM
bail.[45]
- [63] Mr Scott
submitted that the Judge should have given a discount for rehabilitation that Ms
Karena had undertaken and her rehabilitative
prospects. He also sought a
discount of up to 15 per cent for background circumstances.
- [64] We do not
consider the Judge erred in relation to personal factors. In relation to
rehabilitation, accepting that Ms Karena
had previously made efforts to address
her methamphetamine use, she said she had not used methamphetamine for some
years and was
not affected by methamphetamine on the night — it played no
part in the offending.
- [65] We
accept that Ms Karena may need rehabilitation for past trauma. A discount for
such background circumstances is available
where there is a connection with the
offending in the sense explained in Berkland v
R.[46] A report prepared for Ms
Karena under s 27 of the Sentencing Act indicated that as a child, she had
exposure to serious violence
or other trauma, separation from family (including
being placed into state care at the age of four), lack of prosocial familial
support
and connection, having a caregiver who was or had been in prison,
chaotic living circumstances and high truancy. She also had poor
educational
outcomes, although did go on to complete further study as an adult.
- [66] However,
the Judge observed that she did not see much of a connection between Ms
Karena’s background and the
offending.[47] The Judge also noted
that Ms Karena maintained she was not responsible for the
offending.[48] We agree that the
absence of remorse for offending constrains rehabilitative prospects and so will
moderate any available discount.
In any event, we consider the 10 per cent
discount adequately reflected the causative contribution of the background
factors to
the offending. We consider the Judge’s 10 per cent
discount for Ms Karena’s background circumstances was appropriate
and
within range.
Conclusion on sentence appeal
- [67] Adopting a
reduced starting point of three years’ imprisonment, the discounts of 10
per cent and of three months bring
the end sentence to two years and five
months’ imprisonment. The reduction of five months’ imprisonment in
this case
is not tinkering.
Result
- [68] The appeal
against conviction is dismissed.
- [69] The appeal
against sentence is allowed.
- [70] The
sentence of two years and ten months’ imprisonment is quashed and
substituted with a sentence of two years and five
months’
imprisonment.
Solicitors:
Thode Utting &
Co, Auckland for Appellant
Crown Law Office | Te Tari Ture o te Karauna,
Wellington for Respondent
[1] R v Karena [2023] NZDC
7945 [sentencing notes].
[2] R v Karena [2022] NZDC
10270 [pre-trial decision].
[3] R v Karena [2022] NZDC
23106 [hostility ruling].
[4] R v Karena CA266/2023,
6 September 2023.
[5] Ms Karena shared this vehicle
with Mr Petersen.
[6] Pre-trial decision, above n 2.
[7] At [19]–[20].
[8] At [26].
[9] At [39]–[41].
[10] R v Karena [2022]
NZDC 22903 at [4].
[11] At [5]–[6].
[12] Hostility ruling, above n
3, at [10].
[13]
Criminal Procedure Act 2011, s 232(2)(a) and
(c).
[14] Section 232(4).
[15] Wiley v R [2016]
NZCA 28, [2016] 3 NZLR 1 at [24].
[16] Haunui v R [2020]
NZSC 153, [2021] 1 NZLR 189.
[17] New Zealand Bill of Rights
Act 1990, s 25(a); and Condon v R [2006] NZSC 62, [2007] 1 NZLR 300 at
[77].
[18] Criminal Procedure Act, s
250(2); and Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482 at
[3].
[19] Criminal Procedure Act, s
250(3).
[20] Evidence Act 2006, s 27(1)
and (2).
[21] Section 27(3).
[22] Hewett v R [2022]
NZCA 265.
[23] At [16].
[24] At [19] (footnotes
omitted).
[25] Pre-trial decision, above n
2, at [20].
[26] At [26].
[27] At [26].
[28] It is unnecessary to
determine whether this was the result of a misunderstanding as to the concession
recorded by the Judge: R v Karena [2022] NZDC 22903 at [7].
[29] Evidence Act, s 4
definition of “hostile”.
[30] Hannigan v R [2013]
NZSC 41, [2013] 2 NZLR 612 at [90].
[31] See hostility ruling, above
n 3, at [9].
[32] R v Puddick [1865] EngR 61; (1865)
176 ER 662 at 663.
[33] Hannigan v R, above
n 29, at [107]: the Court considered that where counsel wished to explore
ambiguities in the evidence, they could use s 89(1)(c)
of the Act.
[34] Sentencing notes, above n
1.
[35] Nuku v R [2012] NZCA
584, [2012] 2 NZLR 39.
[36] At [38].
[37] Sentencing notes, above n
1, at [13].
[38] At [6].
[39] At [9].
[40] At [9]–[10].
[41] At [12]–[13].
[42] At [14].
[43] At [22].
[44] At [22].
[45] At [28]–[30].
[46] See Berkland v R
[2022] NZSC 143, [2022] 1 NZLR 509 at [16(c)].
[47] Sentencing notes, above n
1, at [27].
[48] At [18].
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