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High Court of New Zealand Decisions |
Last Updated: 29 June 2015
This case has been anonymized
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI 2006-404-344
BETWEEN H
Appellant
AND NEW ZEALAND POLICE Respondent
Hearing: 16 April, 25 June and 27 June 2007
Appearances: Danielle Beston for Appellant
Anna Longdill for Respondent
Judgment: 11 July 2007
JUDGMENT OF HARRISON J
In accordance with R540(4) I direct that the Registrar endorse this judgment with the delivery time of
4.00 pm on 11 July 2007
SOLICITORS
Danielle Beston (Auckland) for Appellant
Meredith Connell (Auckland) for Respondent
H V POLICE HC AK CRI 2006-404-344 11 July 2007
Introduction
[1] Mr H pleaded guilty in the District Court at Auckland on
28 July 2006 to three charges – first, threatening to kill: s 306(1)(a)
Crimes Act
1961; second, wilful damage: s 11(1)(a) Summary Offences Act 1981; and,
third, unlawfully being on a property: s 29(1)(b) Summary
Offences Act
1981.
[2] On 19 September 2006 Judge Russell Callander convicted Mr H on
all three charges and sentenced him to perform 100 hours
of community work and
pay reparation of $500.
[3] Mr H has appealed against his conviction on the ground that he should have been discharged without conviction: ss 106 and 107 Sentencing Act
2002. His counsel, Ms Danielle Beston, filed a comprehensive memorandum of
submissions raising many grounds which she supported
in oral argument when the
appeal was first heard on 16 April 2007. However, I adjourned argument to
enable Ms Beston to adduce additional
evidence, and file supplementary
submissions. I heard resumed argument on 25 and 27 June.
[4] Mr H is a 21 year old Tongan national who has
lived in New Zealand for some years but does not enjoy
permanent residence.
He applied for that status on 25 January 2005 but his application is yet to be
determined. He has been granted
work and visitor permits which are due to
expire in December 2007.
[5] Mr H is also an outstanding rugby player who has
represented
Auckland and is regarded as having real future prospects in the
sport.
District Court
[6] Judge Callander’s understanding of the relevant facts was as
follows: at [6]- [10] sentencing notes:
(1) Mr H lived with family members in Mt Roskill. The police had reported an ongoing problem of violence and conflict in the area
between two distinct gangs. On 6 November 2005 Mr H was one of a large group of young men who went to a house at
119 O’Donnell Avenue in Mt Roskill looking for Edwin Pasi, a young man
who lived there with a number of other people;
(2) Mr H ’s group went into the house and smashed eight
windows on one side and all the glass in the
front door. The
windows, wing mirrors and tail lights of three vehicles parked there were also
broken. One member of the visiting
group threw lighted fireworks inside the
house;
(3) Mr H ’s role lay in using a piece of 4x2 timber to smash the
windscreen and right hand wing mirror of one of the
three vehicles. The owner of
the van came out of the house at that point and remonstrated with Mr H .
He directed Mr H
to leave and threatened to kill him. Mr H responded by
stating that if his group found Edwin Pasi tonight ‘we will kill
him’.
[7] Initially the Judge understood that Mr H went to the
O’Donnell Avenue property as a member of what was known as
the JDK gang.
However, he accepted that Mr H was not associated with it.
[8] Ms Beston explained that Mr H went to the property in response to
a call from his cousin. He agreed to go because he
wanted to exercise a degree
of moderation. Ms Beston said it was not Mr H , but his cousin, who hit the
vehicle with the timber.
Ms Beston acknowledged that he was guilty as a party
to the offence of intentional damage even on this version. She
said
also that Mr H was surprised by the fact that the threat to kill from the
victim was directed at him. He did not intend
to carry out his threat in
retaliation.
[9] Ms Beston accepted responsibility for failing to ensure the summary of facts was amended to record Mr H ’s role as a party to the offence of wilful damage. It is difficult, however, to accept that Ms Beston would have consented to a summary of facts being presented to Judge Callander on the very different and more
serious basis that Mr H was the principal offender. While I must proceed
on the same factual premise as the Judge, I note
that this offending
was not influential in his decision to enter convictions.
[10] Judge Callander noted that Mr H and his victim had attended a
restorative justice conference. It emerged that both were
part of the same
extended Tongan family. Large numbers attended the conference. A
reconciliation between both sides followed.
In particular, Mr H expressed his
remorse and offered to pay $500 by way of reparation. The victim and
his family
requested the sentencing Judge to discharge Mr H without
conviction.
[11] Judge Callander identified the appropriate question for his
consideration in these terms:
[24] ... It is a matter of assessing the gravity of the offending and
then looking at the direct and indirect consequences of
any conviction as to
career and application for residency, and it is a question of whether the
conviction would be out of proportion
to the gravity of the offending.
[25] As I see it, what that really means is that the more serious the
offending, the harder the climb to achieve success with
an application of this
type... usually applications of this sort relate to quite minor offending
where there is minimal culpability
on the part of the offender.
[12] The Judge placed primary weight upon the offence of threatening to
kill, observing:
[26] ... While, of course, there was no intent on [Mr H ’s] part
to actually carry out the threat to kill Edwin, in the
general circumstances of
this attack on the house, and given what we know occurs in gang violence
situations, a lot worse might have
happened. Certainly a threat to kill would
have alarmed and may well have provoked more violence on the part of the other
young
men who were present. I believe it was a grave offence and is not one to
be treated lightly.
...
[28] I think it has probably been a major learning curve for him. It is just sad that his career prospects lie in rugby football where there is also a lot of public concern with issues of violence. Nobody wants, in any sporting field, any hint of gratuitous violent behaviour and that is obviously something that the police were aware of in their opposition to this application.
[29] As I have said [Mr H ] is 21. I do not think there is any real
likelihood of further offending on his part. He is genuinely
sorry for what
happened and all those matters are in his favour.
[30] Weighing the public interest and reflecting on the various factors
that I have referred to, I do not see at all that an
application of this sort
can be successful and I certainly will not grant the application to discharge
him without conviction.
[13] The Judge had earlier noted the two grounds advanced in
support of Mr H ’s application for a discharge
without conviction: at
[20] and [21]. They were that a conviction was likely to imperil his immigration
status and his rugby career.
The Judge was unable to understand what impact a
conviction might have in either respect, although he assumed it would be
adverse.
I am satisfied that this void was the result of a failure to provide
the Judge with a satisfactory evidential base together with
supporting argument.
The nature and extent of the consequences of a conviction for Mr H did not
fully emerge until supplementary
evidence and submissions were filed in this
Court.
Supplementary Evidence
[14] The grounds of Mr H ’s appeal were interrelated. They were
that the effect of the convictions would be disproportionate
to the gravity of
Mr H ’s offending because the likely consequence would be his loss of the
right to remain permanently in
New Zealand or to travel overseas as a member of
a representative sporting team, thus depriving him of a professional career as a
rugby player. I heard further evidence relating to all aspects of these
contingencies.
[15] Judge Callander understood that NZIS had declined Mr H ’s application for permanent residence. That was correct but it now transpires that the NZIS decision was based on a misunderstanding and the application remains under review. Mr H has disclosed to NZIS the existence of the three convictions and the underlying facts and must apply for a character waiver to advance his application. In exercising its discretion as to whether to grant this waiver, Ms Beston understands the NZIS will consider whether Mr H is able to make a contribution to New Zealand and all other relevant circumstances including the result of this appeal.
[16] As noted, Mr H is in receipt of work and visitor’s permits
which will expire in December 2007. NZIS was aware of
his convictions when
granting the applications. The result of this appeal may also affect
Mr H ’s applications
for renewal if his application for permanent
residency is not granted in the interim.
[17] I had the benefit of evidence from Mr David Tomoana
relating to Mr H ’s rugby career. Mr Tomoana
is an experienced former
police officer. He now provides life training to the New Zealand Rugby
Union as part of a professional
development programme. He is responsible
for assisting young rugby players with risk assessment and
management.
[18] Mr Tomoana explained the basis for the Auckland Rugby Football
Union’s confidence that Mr H has the talent and ability
necessary to
succeed as a professional rugby player. I accept his evidence that, even if
NZIS allows him to remain in New Zealand,
Mr H ’s convictions will
cause him significant difficulties in obtaining visas to travel to some
countries while a member
of representative or national rugby teams.
[19] Mr Tomoana also provided an informed insight into the effect of these
convictions on Mr H ’s life. He said that Mr
H went into his shell in
the months following his apprehension in November 2005. He lost interest in and
commitment to his rugby
career. On Mr Tomoana’s assessment, Mr H was a
shy, naïve and socially unaware person who was overwhelmed and depressed
by
the events leading to his conviction. His distress was compounded by a sense
of injustice that only two of the group of offenders,
as Judge Callander
accepted, were ever apprehended and punished. With balance and
realism, Mr Tomoana volunteered
that Mr H was struggling with anger
management and alcohol abuse problems at the time.
[20] Mr Tomoana also gave an explanation of what led to Mr H ’s participation in the offending. He had accompanied his cousin who sought to retaliate for an unprovoked attack on his mother’s (Mr H ’s aunt’s) house.
Mr H had lived with her for some years and the attack affected him in the
same way that he would experience as if it was on the
family home.
[21] In Mr Tomoana’s assessment, which I accept, Mr H has turned
his life around. He has addressed his anger management
problems. He has
married and immersed himself fully in church life. He has assumed significant
community and ethnic commitments.
He is a motivational speaker to young Pacific
Islanders against gang membership and associations and alcohol abuse. He has
developed
leadership skills on and off the rugby field. He has been selected
for the Auckland NPC team and has the prospect of a contract
with the
Blues.
Decision
[22] Initially I thought that the facts were of such gravity as
to justifiably eliminate any scope for exercising the
statutory discretion in
Mr H ’s favour. Judge Callander was most influenced by the charge of
threatening to kill and its maximum
penalty of seven years imprisonment. He
described the charge as grave and in the general circumstances of the attack
there was a
prospect ‘in gang violence situations’ that Mr H
’s words may have provoked more violence from the others. However,
the
summary of facts does not support this speculative inference. In an affidavit
sworn in this Court the victim stated that only
Mr H and his cousin were
present at the property when he uttered the threat.
[23] I am satisfied that Judge Callander erred in exercising his statutory discretion in placing undue weight on the penalty. Parliament’s prescription of a maximum term of imprisonment of seven years is not of itself determinative. In Boonen v Police HC WN CRI 2003-485-41 14 October 2003, Wild J allowed an appeal against a refusal to discharge without conviction by a 17 year old college student who had pleaded guilty to robbery which carries a maximum sentence of 10 years imprisonment. In Lee v Police HC AK CRI 2005-404-028 27 July 2005, Simon France J allowed a similar appeal by an 18 year old student who pleaded guilty to one charge of burglary for which the maximum sentence is also 10 years imprisonment.
[24] What is of more importance is an evaluation of the circumstances of
the offending, in order to assess its true gravity.
On reflection, and with
great respect, I agree with Ms Beston that Judge Callander may have
overstated the situation. Mr
H ’s statement – ‘if we find
Edwin tonight we will kill him’ – was a spontaneous reaction to the
victim’s
threat to visit the same fate on Mr H . It was plainly
instantaneous; something said in the heat of the moment by a young and
unsophisticated
man. There was no evidence that the victim treated
the statement seriously, or that he was adversely affected by it,
or that it was
contemporaneously communicated to Mr Pasi. The Judge was satisfied
that Mr H did not intend to carry
out the threat. The Judge’s
imposition of a sentence of 100 hours of community work places the offending at
the low end of
the scale.
[25] In my judgment the Judge erred separately when exercising his
discretion in failing to give any or proper weight to a combination
of
favourable factors. I agree with Miller J in Delaney v Police HC WN CRI
2005-485-22 22 April 2005 at [29]; the phrase ‘the gravity of the
offence’ includes and extends to ‘anything
that may effect the
Court’s subsequent assessment of overall culpability’. Smellie J
was to the same effect earlier
in Stewart v Police [1989] BCL 1476, and
Cooper J in G v Police [2006] DCR 346 agreed with Miller J in
Delaney.
[26] Included within the relevant umbrella of the subsequent
assessment are Mr H ’s early entry of guilty
pleas, his
expressions of remorse, his participation in a restorative justice programme,
the Judge’s own satisfaction
that he was unlikely to re-offend, the
victim’s plea for leniency, and Mr H ’s offer to pay reparation of
$500. The
Judge recognised these factors. But he did not give any of them
– except possibly the likelihood of further offending and
remorse –
tangible weight in the balancing exercise.
[27] Also I have the benefit, which Judge Callander did not enjoy, of the full picture of, first, the real risk that these convictions will have a decisively adverse effect on Mr H ’s immigration and career prospects and, second, the extent and success of Mr H ’s reformatory steps since November 2005.
[28] Standing back, and considering the case afresh, I am satisfied that
the consequences for Mr H of these convictions would
be out of all proportion
to the gravity of his offences. The offending, while serious, was aberrant, and
quite out of character.
Like Judge Callander, I am satisfied that Mr H will
not re- offend. He is a first offender. He is remorseful and has reconciled
with his victim who suffered no lasting harm. He has the capacity to make a
positive contribution to New Zealand society, and in
particular to the wellbeing
of the Tongan community here. He has used this unfortunate experience
affirmatively to turn his life
around.
[29] I am satisfied also there is a real risk that the convictions will
inhibit, if not end, Mr H ’s prospects of obtaining
permanent residency
and of a successful sporting career in New Zealand and thus his prospects of
professional, personal and financial
enhancement, and will deprive the community
of his potential contribution. In my judgment this result would be a
disproportionate
reaction by the State to what I accept was a spontaneous error
of judgment. Mr H deserves another chance.
[30] I regret that I must differ on this occasion from a Judge of great
experience and wisdom but I have had the advantage of
additional evidence which,
had it been presented to him, may have led to a different result in the District
Court. I record also
that without the assistance and support of the rugby
authorities, and in particular Mr Tomoana’s commitment to Mr H ’s
cause, his appeal would have failed.
[31] In the result Mr H ’s appeal is allowed. The convictions
entered against Mr H in the District Court at Auckland
on 19 September 2006
are quashed and the sentence of 100 hours community work is vacated. I assume
that Mr H has paid the sum
of $500 ordered by way of reparation. If not, it
is a condition of this order that he makes payment within seven days; failing
compliance,
this judgment will be vacated and the appeal will be
dismissed.
[32] There will be no order as to
costs.
Rhys Harrison J
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