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Last Updated: 30 January 2018
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IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY
CIV-2013-485-2796 [2014] NZHC 1176
BETWEEN
|
FELICITY MARGARET KAHUKORE
BAKER
First Applicant
VERNON WINITANA Second Applicant
|
AND
|
THE WAITANGI TRIBUNAL First Respondent
THE ATTORNEY GENERAL Second Respondent
TE KOTAHI A TŪHOE Third Respondent
|
Hearing:
|
13 November 2013
|
Counsel:
|
K L Ertel and R N Zwaan for Applicants
E J Devine for First Respondent
V L Hardy and J Prebble for Second Respondent
R E Brown for Third Respondent
|
Judgment:
|
29 May 2014
|
JUDGMENT OF WILLIAMS J
Introduction
[1] The settlement of historical Treaty of Waitangi claims always attracts controversy. When iwi or hapū settle, adjacent kin groups not settling their claims often complain that they are being drawn in by the unwelcome gravitational pull of their relations’ settlement. That is particularly so where the unsettled neighbours are small and the settling community very large. It is even more so where the outer boundary of the proposed settlement is not delineated by whakapapa connection, but
is scribed on a map. In that sort of case, the gravitational pull of
the settlement is
BAKER & ANOR v THE WAITANGI TRIBUNAL & ORS [2014] NZHC 1176 [29 May 2014]
irresistible for all communities with connection to the land, whether large
or small, settling or not.
[2] In this case, the settling iwi is Tūhoe and the land is Te Urewera – an area roughly co-extensive with the current Urewera National Park. A core idea in the Te Urewera-Tūhoe settlement is that Te Urewera will be accorded its own legal personality.1 Te Urewera will be the centrepiece of this settlement, not Tūhoe. Te Urewera will be administered by a board comprising a majority of Tūhoe representatives. Other hapū and iwi have their own independent interests in
Te Urewera, and they, inevitably are greatly affected by Tūhoe’s
settlement as a result.
[3] The applicants are Ms Kahukore Baker who purports to speak on
behalf of Te Ūpokorehe, and Mr Vernon Winitana,
purporting to speak
on behalf of Ngāti Ruapani. In the hearing before me, that
representation did not seem to be seriously
contested.
[4] Te Ūpokorehe is primarily located around Ōhiwa Harbour in
the eastern Bay of Plenty. Te Ūpokorehe territory
adjoins that of their
Tūhoe relations on the latter’s northern and eastern flanks. Te
Ūpokorehe claims traditional
interests within Te Urewera though it also has
extensive interests outside that area.
[5] Ngāti Ruapani is located around the Waikaremoana area to
the south of Tūhoe. Almost all of Ngāti Ruapani’s
traditional
territory is within the borders of Te Urewera, though it does have some other
interests to the South and East.
[6] Put simply, Ms Baker and Mr Winitana say that the Te Urewera-Tūhoe settlement and proposed governance structure is so Tūhoe-dominant that it will effectively settle their claims where these relate to Te Urewera, or will so constrain the Crown’s settlement options in relation to Te Ūpokorehe and Ngāti Ruapani reparations, as to make impossible a fair and Treaty-compliant settlement of theirs.
They want to air this particular complaint in the Waitangi Tribunal (the
Tribunal).
1 Te Urewera-Tūhoe Bill 146-2, cl 118.
The Tribunal applications
[7] The applicants applied to the Tribunal for urgency in order to air
their claims to such prejudice before the Te Urewera-Tūhoe
settlement
passed the point of no return.
[8] Mr Winitana applied for urgency on 25 September 2012, 15 February
2013,
12 March 2013, and 21 May 2013. Various reasoned decisions were made for adjournment or declinature by presiding officers under purported delegation from the Deputy Chairperson of the Tribunal. The final application for urgency (filed on
21 May 2013) was declined by her Honour Judge Reeves in a decision dated 31
May
2013. Mr Winitana challenges that decision in this Court by way of
application for judicial review.
[9] Ms Baker also made multiple applications. She applied for
urgency on
25 October 2012; consolidation with Mr Winitana’s application on 26
October 2012; and joinder with the last of Mr Winitana’s
urgency
applications on 27 May 2013. All applications were declined. Judge Reeves
declined the joinder application ‘on the
papers’ on 28 May 2013.
That decision is now challenged by way of judicial review.
[10] In addition to the applicants and the Crown, evidence was
filed and submissions were made by Tūhoe in support
of the Crown’s
position and by the Tribunal. The Tribunal provided useful background material
and submissions in relation
to its practice and procedure but, appropriately,
took no sides.
The challenges
[11] The applicants’ respective cases may be simply put. They
advance four grounds. Two relate to the identity of the
decider and two are
orthodox illegality and irrationality challenges. The applicants
say:
(a) the Ngāti Ruapani urgency decision and the Te Ūpokorehe joinder decision had to be made by a fully constituted Tribunal panel and could not have been delegated to a Judge acting alone;
(b) Te Ūpokorehe were entitled to a hearing before Judge Reeves
decided their application for joinder with the Ngāti
Ruapani urgency
application;
(c) the Ngāti Ruapani urgency decision was unlawful in that the
learned Judge relied on irrelevant considerations
– Crown
expressions of future intention; while disregarding relevant
considerations – the actual commitments
(prejudicial to Ngāti
Ruapani) the Crown had made in the Tūhoe negotiations; and
(d) the Ngāti Ruapani urgency decision was irrational in
that no reasonable assessment of the facts could have
led to the learned Judge
to conclude that Ngāti Ruapani was not prejudicially affected by the
proposed Tūhoe settlement.
[12] On 1 May this year, I issued a minute to the parties because a
further matter had arisen during the course of my work on
this judgment. That
is the question of whether, for any of the decisions under challenge, the
learned Judge was either “the
Presiding Officer at a sitting of the
Tribunal or a member of the Tribunal purporting to act by direction or with the
authority of
the chairperson ...” If she did not fit that description in
cl 8(2) of the Second Schedule to the Treaty of Waitangi Act 1975
(the Act) ,
there was a real question around whether the delegation to her was valid for any
purpose.
[13] I sought further submissions from counsel on these questions and a
further hearing was held on 7 May. Because I consider
the answer to that
question to be dispositive of the substantive case, I will deal with that matter
first before turning to deal
briefly with the applicants’ challenges. I
will then deal with the question of remedy.
Relevant legislation
[14] Section 4 of the Act establishes the Tribunal. Subsection (2) provides in the following terms the composition of the Tribunal:
(2) The Tribunal shall consist of–
(a) a Judge or retired Judge of the High Court or the Chief Judge of
the Māori Land Court; and the Judge is both a member
of the Tribunal
and its Chairperson, and is appointed by the Governor-General on the
recommendation of the Minister
of Māori Affairs made after consultation
with the Minister of Justice:
(b) not less than 2 other members and not more than 20 other members
to be appointed by the Governor-General on the recommendation
of the Minister of
Māori Affairs made after consultation with the Minister of
Justice.
[15] Clause 5(1) of the Second Schedule to the Act then describes the
required
composition of the Tribunal for any particular “sitting”. It
provides:
(1) The persons to constitute the Tribunal for the purposes of any
sitting of the Tribunal shall comprise–
(a) as presiding officer–
(i) the Chairperson; or
(ii) a Judge of the Māori Land Court appointed by the
Chairperson to act as presiding officer; or
(iii) a member of the Tribunal appointed by the
Chairperson to act as presiding officer; and
(b) such other members of the Tribunal (being not less than 2 and not
more than 6) as are appointed by the Chairperson.
[16] Clause 8 of the Second Schedule to the Act deems the Tribunal to be
a commission of inquiry for the purposes of the Commissions
of Inquiry Act 1908.
It also empowers certain individuals to deal with certain pre-hearing or
procedural matters without the necessity
of convening a full Tribunal. Clause
8(2) provides as follows:
...
(2) The Chairperson of the Tribunal, or any other person, being the
presiding officer at a sitting of the Tribunal or a member
of the Tribunal
purporting to act by direction or with the authority of the
Chairperson,–
(a) may issue directions or conduct conferences; or
(b) may issue summonses requiring the attendance of witnesses before the Tribunal, or the production of documents; or
(c) may do any other act preliminary or incidental to the hearing of any
matter by the Tribunal.
[17] With that factored and statutory background in mind, I turn now to
address the various heads of argument in turn.
Was Judge Reeves a presiding officer or member of the
Tribunal?
Introduction
[18] On 7 November 2012, the Deputy Chairperson of the Tribunal delegated
to Judge Reeves the task of determining Ms Baker’s
application for
urgency. The delegation was in these terms:
Pursuant to cl 8(2) of the Second Schedule to the Treaty of Waitangi Act
1975, I now delegate to Judge S F Reeves, a judge of the Māori Land Court,
the task of determining the application for an urgent hearing.
[19] On 24 May 2013, the Chairperson delegated to Judge
Reeves the determination of Mr Winitana’s application
for urgency. The
delegation was in these terms:
Pursuant to cl 8(2) of the Second Schedule to the Treaty of Waitangi Act
1975, I now delegate to Judge S F Reeves, a judge of the Māori Land Court,
the task of determining this application for an urgent hearing.
[20] Clause 8(2) identifies three classes of persons who may
make orders preliminary or incidental to “the hearing
of any
matter”, without the necessity of sitting with a quorum of at least two
other members of the Tribunal. The three classes
are the Chairperson, a
presiding officer at a sitting of the Tribunal or a member of the Tribunal
purporting to act by direction
or with the authority of the
Chairperson.
[21] The terms of the delegations set out above suggest that the Deputy Chairperson and Chairperson respectively2 intended to delegate the determination of the applications to Judge Reeves as a member acting with the authority of the Chair.
Māori Land Court judges are not members of the Tribunal in terms of
s 4(2) of the
Act.
Rather, they are deemed to be members by the terms of cl 5(3) of the
Second
Schedule to the Act for so long as they “hold office” as
presiding officer:
Where a judge of the Māori Land Court acts as presiding officer pursuant
to subclause (1)(a)(ii) of this clause, that judge shall,
while he or she holds
office as presiding officer, be deemed to be a member of the
Tribunal.
[22] Clause 5(1)(a)(ii) is referenced. Clause 5 is entitled
“Sittings of the Tribunal”. Clause 5(1)
describes those who must
constitute the Tribunal at any sitting. They include a presiding officer and
at least two but no more
than six “members” appointed by the
Chairperson. Clause 5(6) provides that at least one of the members of the panel
must be Māori. Together this group will constitute a panel invested with
the Tribunal’s powers under the Act.
[23] As I indicated in my minute of 7 May 2014, at first blush it would
seem that Māori Land Court judges can only act alone
in dealing with
preliminary or ancillary matters for the purpose of a sitting of the Tribunal
over which he or she is presiding.
That power belongs as of right to the
position of presiding officer at the sitting, but is also available to such
Judge as a deemed
member provided he or she is acting with the express authority
of the Chairperson. I suggested there must be real doubt over whether
Judge
Reeves fitted either of these descriptions.
Submissions
[24] In submissions, the applicants generally supported the foregoing
construction of cls 5 and 8 arguing therefore that Judge
Reeves could not have
made the orders that she did.
[25] The Crown and counsel for Tūhoe argued that such interpretation was overly technical. The Crown submitted that a narrow reading of the circumstances within which a Māori Land Court judge will qualify to make a preliminary or ancillary order in relation to a claim is neither reasonable nor practical. The Crown pointed to the history of the enactment of the Second Schedule. It was introduced in 1988 to provide a revamped and larger Tribunal with greater flexibility including in relation to the way in which preliminary matters were dealt with. It would, the Crown suggested, be absurd to require a panel to have been appointed before a presiding
officer could act alone. And doubly absurd to countenance a construction of
cl 8(2) that saw a non-judicial member of the Tribunal
able lawfully to make
preliminary or ancillary orders outside a sitting of the Tribunal panel when a
Judge could not. Such construction,
the Crown argued was inconsistent with the
purpose of the 1988 reforms.
[26] The Crown, quite rightly pointed out that cl 8(2) had been used in the manner deployed in this case for decades.3 The Crown also noted that various courts had commented on this form of delegation without criticism.4 Counsel for Tūhoe suggested that cl 8(2) was the mechanism by which the Chairperson appointed judges to act as presiding officers generally meaning that a judge could be a
presiding officer for the purposes of cl 8(2) without actually having a panel
at the time.
Analysis
[27] Having given this matter my earnest consideration – I am more
aware than most of the inconvenience this may cause –
I find myself unable
to agree with the submissions for the respondents in this case.
[28] In my view, cls 8(2) and 5 mean what they say. A Māori Land
Court judge is only a member of the Tribunal when acting
as a presiding officer
in relation to a Tribunal panel. And a presiding officer only obtains such
status when heading a panel as
described in cl 5(1). That does not mean that he
or she can only perform the functions in cl 8(2) when flanked by the panel at a
sitting. Rather, cls 8(2) and (5)(1) can be sensibly read so that the presiding
officer may do that which is necessary to prepare
for a sitting of the Tribunal
over which he or she presides.
[29] The crucial point is that the status of presiding officer is keyed to the existence of a properly constituted Tribunal. Without that, only a non-judicial
member or the chairperson can act alone under cl 8(2).
3 I confess to having made many delegations in the same format in my time as Chairperson of the
Tribunal.
4 Haronga v Waitangi Tribunal [2011] NZSC 53 [2012] NZLR 53 at [4]; Attorney-General v Mair
[2009] NZCA 625 at [19]; Koia v Waitangi Tribunal HC Wellington CIV-2010-485-1519,
22 February 2011 at [86-90].
[30] This interpretation is consistent with the background to the 1988
reforms. I agree with the Crown that the 1988 reforms
were designed to enable
the Tribunal to act with more flexibility. They followed the amendments in 1985
that granted the Tribunal
retrospective jurisdiction, and the 1986 Lands
Case.5 By 1988, the Tribunal had begun to gear up for a far
busier workload. At the same time, membership expanded from three to 16.6
The membership is now 20.7
[31] But, it is important not to be a-historical. The complex
consolidation of claims introduced by the Tribunal’s preparation
hearing
District Inquiry format was still some years away in 1988, as was the
procedure whereby the Tribunal frontloaded
prehearing research and claimant
co-ordination before commencing a formal hearing process after years down the
track.
[32] In 1988, the process was more iterative with hearings and research
often proceeding simultaneously and somewhat organically.
I apprehend that it
was still expected at that time that the Chairperson would undertake the bulk of
preliminary work in setting
up Tribunal inquiries until the point where a panel
was ready to take over. Certainly, in my experience at the time, the
Chairperson
dealt with most urgency applications or delegated them to the
eminent legal scholar and Tribunal member, Professor Gordon Orr. Once
the
Chairperson committed to the hearing of a claim, a panel would be appointed
including (usually) a judge as presiding officer.
He or she would be dispatched
to begin the necessary discussions with counsel in order to develop a workable
hearing programme.
[33] So seen in their proper context, the 1988 changes make much sense
just as they are drafted:
(a) the Chairperson would deal with most preliminaries before a panel had been selected to commence an inquiry into the particular claim. Claims in those days tended to be large and tribal. The identity of the relevant leadership was often reasonably clear and there were few of
the mandate disputes that are common today;
5 New Zealand Māori Council v Attorney-General [1987] 1 NZLR 641 (CA).
6 Treaty of Waitangi Amendment Act 1988, s 2.
7 Treaty of Waitangi Amendment Act 1988, s 4.
(b) exceptionally this preliminary function would be delegated to a
Wellington-based legal member with whom the Chairperson worked
closely;
(c) once a Tribunal was empanelled to commence its inquiry (and this
happened much earlier in those days than is the position
now) all matters would
be left to the Presiding Judge.
[34] Presiding officers at a “sitting of the Tribunal” (the phrase picked up the qualifying requirements of cl 5(1) and was obviously deliberately chosen) could, in the absence of other members, issue directions, hold conferences and generally do all the things necessary to prepare the matter for the sitting of the Tribunal that was to come, or was then in process. In the latter case it was usual in those days, as now, for a brief Chambers hearing to be held by the Presiding Officer acting alone and in the absence of the large audiences that gather for these hearings, to discuss housekeeping matters and forward planning. But either way there had to be a panel and a sitting envisaged or in progress. Otherwise there was no Tribunal in terms of cl 5(1) and no duly appointed presiding officer who could be invested with the cl
8(2) power.
[35] Seen in their proper context, the wording of cls 5 and 8 was not unduly constraining at all. It would not at the time have been seen as productive of absurd consequences. They very much reflected the practice of the time. In the intervening
25 years, much has changed however. The Rangahaua Whanui research series was commenced in the early 1990s in an attempt to bring greater shape to the historical research side of the claims process. The Casebook Method of inquiry was introduced in 1996 with the aim of dealing with claims district by district and of spending more time on research preparation before going to hearing. The so-called “new approach” involving even greater pre-hearing engagement was introduced in
2000.
[36] Finally, the quantum increase in the pace of settlements since 2007 has triggered an avalanche of urgency applications by claimants seeking to ward off the unwelcome effects on them of other claimants settling claims. This has made it
necessary for the Chairperson to delegate more and more of this kind of work
to other judges and members.
[37] The problem is that events have overtaken the 1988 design. Had I
felt able to read wider powers into the words of cls 5
and 8, I would have
striven to do so. But, in my view, the wording is too clear to permit such
creativity. In any event, the implications
of my finding going forward are not
necessarily as significant as they may at first appear. It will mean that a
full Tribunal will
need to be empanelled before either the panel or the
Presiding Officer of the panel can deal with an urgency application, or that
the
Chairperson himself or a legally qualified member must pick up more of the
work.
[38] The Crown argued in the alternative that even if Judge Reeves was not validly appointed, the de facto officer doctrine applied to validate her decisions. The Crown referred to the Court of Appeal decision in R v Te Kahu8 and the late
19th century decision in Re Aldridge9 in
support of this contention. Both cases
related to orders made by judges.
[39] In both cases, it was argued that the respective Judge was not
validly in office and could not make the order under challenge.
Aldridge
related to the appointment of Edwards J in the New Zealand Supreme Court.
It was common ground that he was not validly appointed
because he was the fifth
judge of the Supreme Court when the Civil List Act 1873 provided for the
remuneration of only four. Edwards
J sentenced the plaintiff to jail. The
full Court found that the Judge had “the colour of his office” in
fact if not
in law, and upheld Aldridge’s conviction and the penalty
imposed.
[40] In Te Kahu, the argument related to an interception warrant issued by Neazor J who, at that point, held office as a temporary judge. A number of arguments were made on behalf of the defendants challenging the validity of his appointment and the ambit of his jurisdiction, but the relevant argument was that he
had been appointed to a second term as a temporary judge and there was
no authority
8 R v Te Kahu [2005] NZCA 438; [2006] 1 NZLR 459 (CA) at [55-57].
9 Re Aldridge (1893) 15 NZLR 361 (CA).
to make such an appointment. The Court rejected the defendants’ primary
contention but added that the de facto officer doctrine
would have saved any
acts of an invalidly appointed judge anyway.
[41] I do not think this doctrine applies on these facts. There is no
challenge to Judge Reeves’ status as a Judge, or
to her authority to sit
as a presiding officer if a Tribunal is empanelled. The question here is not
her status but whether she
had the power as a validly appointed Māori Land
Court Judge to perform certain functions.
[42] In the case of Neazor and Edwards JJ they had been “clothed
with the colour of office” of High Court Judges and
behaved as such. If
they had been High Court Judges (the Court found Neazor J was of course) they
could have performed those functions.
Judge Reeves is a Māori Land Court
Judge. Māori Land Court Judges cannot make these decisions. The statute
does not
permit it. Only presiding officers can. To attain presiding officer
status, she had to be joined in a panel by at least two others.
She was
therefore at no stage clothed with the colour of office of a presiding officer.
She did not meet the statutory description.
[43] It follows that the decisions of Judge Reeves on 28 May 2013
refusing to join Wai 1092 to the Wai 144 urgency application
and the decision on
31 May 2013 to refuse urgency to Wai 144 claim were both invalid as
having been improperly delegated
to Judge Reeves.
[44] Having reached that conclusion, it is unnecessary for me to deal
with the further grounds advanced by the plaintiff. I
will however address
each of them briefly before turning to the question of relief.
A full panel required?
[45] The plaintiffs argue that because, on the facts of this case, a
decision to dismiss their application for urgency was effectively
dispositive of
their entire claim, a full panel was required before a decision of this
significance could be made.
[46] Subject to my findings above in respect of a panel being a pre-condition to the valid exercise of this power, I do not agree with the plaintiff’s contention. A
decision to grant an urgent hearing to claimants is obviously preliminary to
the hearing of it and can be considered by any one of
the three valid deciders
listed in cl 8(2). The reference to “matter” in cl 8(2)(c):
“any other acts preliminary
or incidental to the hearing of any
matter”, is not a reference to an urgency application. Rather,
“matter” is
used in cl 8 in order to capture the list of the
Tribunal’s functions in s 5. The section refers to the Tribunal’s
claim jurisdiction, its resumption and memorial removal powers under the
State-owned Enterprises Act 1986 and the Crown
Forest Assets Act 1989 and
its Parliamentary reference powers under s 8 of the Act. The word matter was
not intended to mean any
application before the Tribunal of any kind. That would
have made cl 8(2)(c) circular.
Entitlement to a hearing?
[47] The first applicant, Ms Baker, says that Te Ūpokorehe should
have received a hearing before Judge Reeves dealt with
her application to join
Ngāti Ruapani’s final urgency application. I do not think that
argument has merit. The authorities
are clear that there is no right to a
hearing in respect of such applications. For the reasons given by Simon France
J in Tangaere v Waitangi Tribunal,10 the entitlement to be
heard provided for in s 4A of the Commissions of Inquiry Act 1908 (as I have
said the Tribunal is a commission
of inquiry)11 does not connote a
right to be heard in person. It is sufficient for urgency applications to be
heard on the papers. So too, by
analogy, applications for joinder.
[48] In this case, Judge Reeves had the submissions and will say
statements of the applicant and there was nothing in the
circumstances to
suggest any more was required.
Reliance on expressions of Crown intention
[49] The second applicant, Mr Winitana, argues that Judge Reeves wrongly
relied
on Crown expressions of future intention towards Ngāti Ruapani
(irrelevant
considerations) and ignored what the Crown had actually
committed to in the
10 Tangaere v Waitangi Tribunal HC Wellington CIV-2008-485-1177, 19 December 2008.
11 Treaty of Waitangi Act 1975, Second Schedule, cl 8(1).
Te Urewera-Tūhoe settlement (relevant considerations) in dismissing
the Ngāti
Ruapani urgency application.
[50] I do not agree that Crown expressions of its future intentions were
irrelevant for Judge Reeves in her decision. On the
contrary, I consider them
to be highly relevant to an assessment of whether Ngāti Ruapani would
suffer irreversible prejudice
as a result of some proposed action of the
Crown.
[51] The Crown made certain representations to the Judge about the ways
in which it could protect its later ability to negotiate
a durable settlement
with Ngāti Ruapani, while currently negotiating its settlement with
Tūhoe. I will address those representations
in more detail below. It is
sufficient to note here that the Crown indicated that it retained the ability to
amend the Te Urewera-Tūhoe
settlement legislation in order to accommodate
Ngāti Ruapani representation on the Urewera Board when Ngāti Ruapani
settles
and to provide for special Ngāti Ruapani management roles with
respect to Waikaremoana. Ngāti Ruapani argued that these
representations
were too contingent to be relevant for Judge Reeves. A promise that
“we’ll change the law” was
too glib a response in Ngāti
Ruapani’s view.
[52] It is important under this ground to acknowledge that Treaty
settlements are, for the most part, creatures of Crown –
and ultimately
Parliamentary – policy. They will always involve ratifying legislation
and they rely for their completion on
the maintenance of certain ongoing
understandings between the executive and legislature. These
understandings are
the means by which the Minister for Treaty of Waitangi
Negotiations is able to deliver (through legislation) on the Crown promises
made
in deeds of settlement with Māori claimants.
[53] Although the relationship has on occasion been tested, it has consistently produced legislation giving effect to Treaty settlements. In this process, the honour of the Crown is at stake, and it is in order for Judges to take careful account of what an honourable Crown represents it will be able to do for others in the future. If that were not so, there could be no confidence in the Treaty settlement process at all.
[54] The pace of settlements in the last few years is evidence that
despite the inherent difficulties in bringing these old and
keenly felt
grievances to resolution, there is in fact a reasonable level of confidence in
the process. Indeed to ignore such Crown
representations would be to ignore
clearly relevant considerations.
[55] I would reject this ground accordingly.
[56] As to the contention that Judge Reeves did not take into account a
relevant consideration being the prejudicial effect of
the Crown’s
commitments on Ngāti Ruapani, it will be apparent from the discussion below
that her Honour did take this
consideration into account.
Irrationality
[57] Here the second plaintiff argued that no Judge could
rationally have concluded that Ngāti Ruapani was not
prejudicially
affected by the proposed settlement. This argument is really an extension of
the reliance on expressions of Crown
intention argument, although it is more
focused on the substance of the Judge’s balancing of factors. It is
necessary therefore
to address her Honour’s reasoning in order to deal
with this point.
[58] Judge Reeves concluded that Ngāti Ruapani’s
position was sufficiently protected despite the Te Urewera-Tūhoe
settlement. That is the Crown continued to maintain an ability to provide
Ngāti Ruapani with “fair and meaningful redress”.
[59] Before Judge Reeves (and also before me) Ngāti Ruapani argued
two basic
points:
(a) the Tūhoe Deed did not provide for Ngāti Ruapani membership on
the
Urewera Board but rather provided only for Tūhoe membership;
and
(b) the Deed’s provisions in relation to Board delegation of certain functions to committees responsible to the Board, did not provide for the possibility of Ngāti Ruapani taking responsibility for its own governance of the Waikaremoana portion of Te Urewera.
[60] Judge Reeves rejected these contentions. She relied on the Crown
representations to which I earlier made reference. The
Crown formally advised
Ngāti Ruapani in February and March 2013 that Ngāti Ruapani membership
of Te Urewera Board would
remain a possible outcome of a Crown/Ngāti
Ruapani settlement. Such membership would be introduced by way of special
legislation
amending the composition of the Board.
[61] In relation to Ngāti Ruapani’s ability to
preserve its autonomy in Waikaremoana, the Crown
advised that the
Tūhoe Deed did not exclude the possibility that a Waikaremoana committee
could be established in a Ngāti
Ruapani settlement with certain delegated
powers for that area including approval of any objectives and policies in
relation to Waikaremoana
that may be contained in the over-arching Te Urewera
Management Plan; taking control of the grant of concessions in the
area;
and advising the Urewera Board on governance and management issues of relevance
to Waikaremoana.
[62] These indications from the Crown caused Judge Reeves to conclude
that sufficient capacity had been preserved in the Crown
to negotiate a
“fair and meaningful” settlement with Ngāti
Ruapani.
[63] This is an inherently fraught area for judicial review, whether
undertaken in this Court or in the Tribunal. The considerations
for
decision-makers on both sides of a settlement negotiation and the options for
redress involve policy and politics at the highest
level.
[64] The Tribunal must not shrink from declaring breaches of the
Treaty of Waitangi where they are found. Nor
should the courts
shrink from declaring unlawful that which is irrational. But the fact is the
very nature of these decisions
demand a healthy level of judicial deference
where they are the focus of complaint. Not abdication of judicial
responsibility, but
sensible deference. The legal method has its
limitations.
[65] In this case, it is true that certain of Ngāti Ruapani’s options were necessarily taken off the table by the adoption in the Crown/Tūhoe negotiations of a single
model of governance for Te Urewera. There is now no prospect of Ngāti
Ruapani achieving the establishment of a completely autonomous
Waikaremoana
Board in its negotiations. But how realistic was that option anyway? In
reality, it was the heft of Tūhoe, and
the moral demands of its historical
treatment at the hands of colonial forces, that got this unique form of
self-governance over
the line. It would be naïve for the Tribunal or the
Courts to ignore that reality.
[66] As the Supreme Court said in the Water Case,12
options must have been in “reasonable prospect”, before the
loss of them through Crown action is sufficient to prove the
necessary level of
“material impairment” to establish a breach of the Treaty of
Waitangi. So although one option –
a long shot at best – is lost,
it is replaced by a new one: the chance to share in a unique self-governance
model never before
offered in this country to iwi in the settlement of their
Treaty claims. This option is only made possible because of Ngāti
Ruapani’s relationship with its larger neighbour.
[67] It is true that Ngāti Ruapani must be watchful to protect its own autonomy and identity. It will after all be locked into a structure in which it is a permanent minority. And, barring unforeseen circumstances, it will be a part of that structure for many generations to come. Ngāti Ruapani is justifiably nervous about being swamped by its bigger neighbour. But the Crown has signalled that it will negotiate with Ngāti Ruapani in good faith over seats at the Urewera Board and committee based autonomy in relation to Waikaremoana. Just how far that autonomy should go within the single Te Urewera model will be a matter for negotiation. But the Crown accepts that final approval authority for such parts of the Urewera Management Plan as affect Waikaremoana must be on the table in negotiations. And there are
provisions in the Tūhoe Deed that contemplate such accommodation.13
Counsel for
Te Kotahi a Tūhoe confirmed that in her view such autonomy outcomes were
not inconsistent with the Tūhoe Deed.
[68] In the circumstances, it would have been surprising indeed for Judge
Reeves to have concluded that this give and take was
incapable of producing a
fair and
12 New Zealand Māori Council v Attorney-General [2013] NZSC 6, [2013] 3 NZLR 31.
13 See for example cls 4.16.4, 4.256, 4.257.2 and 4.261-3 of the Tūhoe Deed.
durable settlement objectively viewed. There is a reasonable argument
(though one upon which reasonable minds might differ) that
Ngāti Ruapani
could well have gained more from being drawn into the Urewera model than it
lost.
[69] I do not therefore accept that Judge Reeves’ decision in this
respect was
irrational.
Remedy
[70] The applicants will be entitled to a declaration that the challenged decisions were unlawful. But should the applications be sent back to be reheard on a proper basis? The Te Urewera-Tūhoe Bill is in the House and the Māori Affairs Select Committee has reported back. It has included extensive comment in the report on
concerns expressed by Ngāti Ruapani’s in that forum. The committee
commented:14
Ngāti Ruapani
We acknowledge that Ngāti Ruapani ki Waikaremoana’s interests
overlap with those of Tūhoe. We are advised that members
of Ngāti
Ruapani ki Waikaremoana were consulted in the overlapping claims process. We
acknowledge that Ngāti Ruapani
expressed concerns about the extent of the
consultation.
The bill requires Te Urewera Board to consider and provide appropriately for
the relationship and the culture and traditions of iwi
and hapū who have
interests in Te Urewera. This includes requiring under clause 243 that the
board and Ngāti Ruapani ki
Waikaremoana reach a memorandum of understanding
setting out how they will work together on matters relating to the Waikaremoana
area. The arrangements of the memorandum of understanding can be
superseded by a future Ngāti Ruapani ki
Waikaremoana Treaty
claims settlement.
The bill also provides for national park land within the former Onepoto
Military Reserve to become a conservation area. The
land will not be
transferred to the Te Urewera legal entity, so that redress in relation to the
land can be considered in Ngāti
Ruapani ki Waikaremoana’s future
Treaty settlement negotiations.
[71] I understand from Crown counsel, it is expected that the Bill will receive its third reading in July this year. In those circumstances, there is little now to be gained from requiring the Tribunal to reconsider the application and (perhaps) to see
the Tribunal commence preparations for an inquiry into the effect of the
Tūhoe Deed
14 Te Urewera-Tūhoe Bill 146.2 as reported from the Māori Affairs Committee on 22 April 2014,
at 3.
on Ngāti Ruapani’s Treaty interests. The Government has
signalled that in two months the Bill will be law. That includes
cl 15(4) and
(5) removing any jurisdiction in the Tribunal to inquire into the Deed except in
relation to its implementation. There
will have been little opportunity for the
Tribunal to take steps (even if it was minded to do so) before it lost the
ability to go
further.
[72] There is no need here for me to address the debate over the meaning
of s 6(6)
of the Act:
Nothing in this section shall confer any jurisdiction on the
Tribunal in respect of any Bill that has been
introduced into
the House of Representatives unless the Bill has been referred to the
Tribunal pursuant to s 8.
[73] I will leave that issue to be resolved on another day when it will
make a difference to the outcome.15 My point is more practical. In
fact it is the same point that moved Wild CJ in Fitzgerald v Muldoon to
grant a declaration against the Prime Minister-elect in that case without going
on to make consequential orders requiring employers
to continue to collect
superannuation contributions.16 The realities of the situation in
that case and this one make pointless any order beyond the
declaration.
[74] I declare therefore that the decision of Judge Reeves in relation to
the applications of Ms Baker and Mr Winitana dated 28
and 31 May respectively
were invalid having been made without jurisdiction.
[75] I decline to make any further order except to make an award of costs in favour of the applicants. If agreement cannot be reached as to quantum, memoranda
may be filed.
Williams J
16 Fitzgerald v Muldoon [1976] 2 NZLR 615 (NZSC) at 623.
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