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High Court of New Zealand Decisions |
Last Updated: 25 July 2014
IN THE HIGH COURT OF NEW ZEALAND NAPIER REGISTRY
CRI-2014-441-000021 [2014] NZHC 1273
BETWEEN
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MATENE HAAPU
Appellant
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AND
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THE QUEEN
Respondent
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Hearing:
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4 June 2014
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Counsel:
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R B Philip for Appellant
R Guthrie for Respondent
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Judgment:
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6 June 2014
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JUDGMENT OF KATZ J
This judgment was delivered by me on 6 June 2014 at 3:30 pm
Pursuant to Rule 11.5 High Court Rules
Registrar/Deputy Registrar
Solicitors: Bate Hallett Lawyers, Hastings
Elvidge & Partners, Crown Solicitor,
Napier
HAAPU v THE QUEEN [2014] NZHC 1273 [6 June 2014]
Introduction
[1] The appellant, Matene Haapu, pleaded guilty in the District Court
at Napier to two representative counts of receiving.
He was sentenced by Judge
A J Adeane to three years and nine months’ imprisonment, with a minimum
period of imprisonment of
two years. The sole issue on appeal is whether the
Judge was wrong to impose a minimum period of imprisonment.
[2] An appeal against sentence is an appeal against the exercise of a
discretion. Under s 250 of the Criminal Procedure Act
2011, the appeal must be
allowed if an appeal court is satisfied that there was an error in the sentence
imposed and that a different
sentence should be imposed. If so, the court may
set aside the sentence and impose another sentence, vary the sentence, or remit
the sentence to the court that imposed it.
The offending
[3] Between 1 January 2011 and 27 May 2013, Mr Haapu acted as a
receiver of stolen property for various burglars. Text message
data obtained
by the police revealed that the offending was well organised and premeditated.
Mr Haapu would receive text messages
from a number of different associates,
detailing the stolen goods that they had available for purchase. On some
occasions Mr Haapu
would text associates to place “orders” for goods
he was specifically looking for.
[4] The stolen property consisted of a diverse range of items,
including clothing, cigarettes, computers, quad bikes, tools,
hunting gear,
trailers, chainsaws and landscaping equipment. The police estimate that the
value of the stolen property Mr Haapu
either conspired to receive, or actually
received, was $177,696.31.
[5] In addition, Mr Haapu had a side business “re-birthing”
stolen Toyota Hilux vehicles. He would buy wrecked
or damaged Hilux vehicles
off the internet and then use those vehicles’ identification details for
stolen vehicles, in order
to pass them off as legitimate. The Crown identified
at least four vehicles Mr Haapu has “re-birthed” in this
way.
The sentencing
[6] Mr Haapu was charged with two representative counts of receiving,
one of which was a count of conspiring to receive.1 The agreed
summary of facts recorded his involvement in extensive receiving activities
during the relevant period, as outlined at
[3] to [5] above.
[7] The Judge noted that Mr Haapu is now 31 and has a 15 year history
of dishonesty, although there is little record of recent
offending. The Judge
considered that this was probably due to Mr Haapu settling down in terms of his
lifestyle, but noted that it
could also be contributed to by the fact that in
2003 Mr Haapu was sentenced to four years six months’ imprisonment for
aggravated
robbery. (It appears that he was released from prison in late
2005).
[8] The Judge considered Mr Haapu’s submission that he is a good
worker and colleague and that he was motivated
to provide for his
family. He observed, however, that there are two sides to his character.
One side is a deeply dishonest
person. The offending was not merely passive.
As the total property involved exceeded $170,000 Mr Haapu was ‘a big
player’.
[9] The Judge adopted a starting point of five years. That
sentence was discounted by 25 per cent, to reflect Mr
Haapu’s guilty
plea. This resulted in an end sentence of three years and nine months
imprisonment. A minimum period
of imprisonment of two years was
imposed.
Did the Judge err in imposing a minimum period of
imprisonment?
The statutory requirements for imposing a minimum term of
imprisonment
[10] A minimum term of imprisonment can be imposed on sentences of more
than two years where the Court is satisfied that
the ordinary non
parole period is
1 An offence under s 246 of the Crimes Act 1961 punishable by up to seven years’ imprisonment.
insufficient for all or any of the following
purposes:2
(a) holding the offender accountable for the harm done to the victim and the
community by the offending:
(b) denouncing the conduct in which the offender was
involved:
(c) deterring the offender or other persons from committing the same or a
similar offence:
(d) protecting the community from the offender.
[11] In R v Brown the Full Court of Appeal stated
that:3
[T]he power to impose a minimum sentence for a serious offender must be
intended for cases of such seriousness that the court considers
that, even if
there is no danger to the community, release after one-third of the sentence has
been served would represent insufficient
denunciation, punishment and deterrence
in all the circumstances. That means that sentencing judges are empowered, in
effect, to
over-ride the general policy that all offenders, including violent
offenders, are to be eligible for parole after serving one- third
of the
sentence imposed.
The Judge’s imposition of a minimum period of
imprisonment
[12] The Crown submitted at the sentencing hearing that a minimum period of
imprisonment should be imposed for the following reason:
Given the circumstances of the offending and the harm the defendant has
caused to so many people within his community both directly
and indirectly by
his offending it is appropriate that the Court order that a minimum period of
imprisonment is served.
[13] Counsel for Mr Haapu opposed the imposition of a minimum period
of imprisonment.
[14] The Judge concluded, however, that a minimum period of imprisonment of
two years was warranted. The primary reason given for
this was the
“pressing need”
2 Sentencing Act 2002, s 86(2).
3 R v Brown [2002] 3 NZLR 670 (CA) at [23].
in the Hawkes Bay/Gisborne community to take steps to suppress the commercial
occurrence of burglary (burglars acting commercially
and earning an easy
living). In this respect, the Judge had earlier observed in his Sentencing
Notes that:
[8] The police have recently supplied statistics concerning the rates of
offending per head of population throughout New Zealand Mr
Haapu. So far as
burglary is concerned, Hawke’s Bay/Gisborne, the Eastern policing region
has the unfortunate distinction
of leading the pack. Burglaries are more
prevalent per head of population throughout this area than even in Central
Auckland which
has traditionally been the hotbed of such activity.
[15] The Judge noted that the position of receivers is facilitative of
burglary offending. Receiving stolen property is accordingly
as deplorable as
the offending of the primary burglar. The Judge’s view was that there is
a need to deter and denounce this
kind of offending in “this community at
the moment”.
[16] The Judge also considered that there was a likelihood that Mr Haapu
would reoffend, as he had seven sets of prior dishonesty
convictions, which had
not prevented him from continuing to behave dishonestly. The Judge accordingly
concluded that it was necessary
to impose a minimum period of imprisonment in
order to ensure “that the community is safe from your activities, at least
for
a moderate period of time”. A minimum non-parole period of two years
was accordingly imposed.
Submissions on appeal
[17] Mr Haapu submitted that the Judge’s decision to impose a minimum period of imprisonment was unduly influenced by his concern with the burglary statistics in the Hawke’s Bay. This prevented the Judge from correctly weighing that concern against other factors, such as Mr Haapu’s guilty plea, his personal circumstances, his remorse, his lack of convictions since 2003 (during which time he has settled down and started a family) and the fact that the current offending was not outside the range for offending of its kind. It was submitted that if the Judge had taken these factors into account he would not have imposed a minimum period of imprisonment. The Judge’s focus should have been on denouncing the conduct of Mr Haapu for the actual offences he committed, rather than punishing him for the criminal activity of others in the region.
[18] The respondent submitted, on the other hand, that the Judge
accurately identified a clear and pressing need to denounce
and deter this kind
of offending in the Hawke’s Bay community. The normal non-parole period,
which would be 15 months in
this case, would be insufficient to meet the need
for denunciation and deterrence. Further, the persistence of Mr Haapu’s
prior offending means that his prospects for reform following completion of his
sentence were questionable. A minimum term would
protect the community from
the risk of Mr Haapu reoffending for a slightly longer period (nine months) than
would be the case if
Mr Haapu was granted parole at the first available
opportunity.
Discussion
[19] I have been persuaded that the Judge did err in concluding that a
minimum period of imprisonment was warranted in all the
circumstances of this
case.
[20] Turning first to the issue of the extent to which it was appropriate
to take into account the prevalence of burglary in the
Hawke’s
Bay/Gisborne region, I note that the Court of Appeal in Christofides v R
held that sentencing levels can be adjusted where there is a regional
problem which requires specific deterrence.4 However, the Court
cautioned that:5
We accept that judges at first instance may perceive that a particular type
of offending has significantly increased in volume and/or
scale in their
locality. Before any such perception is acted upon, however, it is important to
obtain information confirming that
the perception is correct. Unless there is
access to accurate and relevant statistical information, judges have no
reliable
means of ensuring that is the case. If sentencing levels are increased
in a particular locality based on perception alone, there
is a risk that
sentencing levels in that locality will become out of kilter from those being
applied in the remainder of the country,
without any adequate justification.
That could result in injustice for those offenders sentenced in that
area.
For that reason it should generally be for the Crown to indicate that it
considers a prescribed sentencing level to be too low having
regard to
circumstances that have arisen in a particular locality. The Crown has access to
national statistics, and will be
able to provide the court with data
justifying its stance. It will then be for the court to determine whether the
submission
has merit.
4 Christofides v R [2011] NZCA 126 at [12].
5 At [14]-[15]
[21] In this case the Crown did not submit at sentencing that there was a
regional issue with burglary offending that required
a more severe sentencing
response. Nor did the statistics the Judge relied on in reaching that
conclusion emanate from the Crown.
If the matter had been raised by the Crown,
then the defence would have been forewarned of the issue and would have been
able to
address it in submissions, including (if appropriate) challenging the
robustness of any statistics relied upon. For example, how
current are the
relevant statistics? Does Hawke’s Bay lead other regions in this category
of offending by a significant margin
or are any differences fairly minor? Have
the statistics been “skewed” by any particular factors – for
example
one or two prolific offenders who have now been dealt with? Are the
most recent statistics an aberration for any other reason?
[22] Counsel advised that the issue of whether a sterner response was
required due to a particular regional problem with burglary
offending was not
raised during the sentencing hearing by either the prosecution or the Judge.
The first mention of the issue was
during the course of the Judge’s
sentencing comments. The Judge did not specify what particular statistics he
was relying
on.
[23] The statistics relied upon may well be robust and identify a serious
regional problem that needs addressing. However,
in the absence of counsel
having an opportunity to consider and test the relevant information, Mr Haapu
must be given the benefit
of the doubt on this issue. I therefore conclude that
this factor should be put to one side in considering whether a minimum term
of
imprisonment was justified.
[24] I now turn to consider the other ground the Judge relied on as
justifying the imposition of a minimum period of imprisonment.
In
particular, the Judge considered that there was a likelihood that Mr Haapu
would reoffend, as he had seven sets of prior
dishonesty convictions. The Judge
accordingly concluded that it was necessary to impose a minimum period of
imprisonment in order
to ensure “that the community is safe from your
activities, at least for a moderate period of time”.
[25] Would this ground, on its own, have justified the imposition of a minimum period of imprisonment? Counsel for Mr Haapu submitted that it would not.
[26] In this context it is relevant that Mr Haapu’s most recent prior dishonesty conviction was in 2003. His prior dishonesty convictions accordingly relate to offending that is more than ten years old, dating from his youth (when he was aged
21 and under). Changes in Mr Haapu’s life since 2003, such as his
stable employment, relationship, young children and community
involvement all
impact on his risk profile. Further, the pre-sentence report writer
noted that Mr Haapu appeared genuine
in his remorse for the victims
of his offending. His risk of re-offending was assessed as moderate, rather
than high.
Counsel for Mr Haapu further submitted that his offending on this
occasion, while serious, was not “outside the range”
for this type
of offending.
[27] It appears from the Judge’s Sentencing Notes that his primary
rationale for the imposition of a minimum period of imprisonment
was the need
for a specific regional response to the levels of burglary offending in the
Hawke’s Bay/Gisborne area. That
consideration must be put to one side,
for the reasons I have outlined above. Once that factor is taken out of the
equation, however,
it is far from clear that that a minimum period of
imprisonment is justified, based on the extent of Mr Haapu’s
current offending, considered against the background of his prior
dishonesty offending.
[28] Serving 15 months’ imprisonment before an appearance before
the Parole Board is a significant period of time for Mr
Haapu to reflect on his
circumstances and the need to change his ways. Further, there is no guarantee
that Mr Haapu will be released
after 15 months. Rather, it is at that stage that
the Parole Board would first be able to reach its own conclusions surrounding
whether
Mr Haapu is ready to be released in to the community.
[29] I accept counsel for Mr Haapu’s submission that undue emphasis appears to have been placed on the locality of the offending. Taking into account Mr Haapu’s guilty plea, his apparent remorse, the lack of any dishonesty offending since 2003, and the changes in Mr Haapu’s life since then, the imposition of a minimum period of imprisonment is not, in my view, warranted.
Result
[30] The appeal is allowed and the minimum period of imprisonment of two
years is quashed.
Katz J
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