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High Court of New Zealand Decisions |
Last Updated: 1 August 2014
IN THE HIGH COURT OF NEW ZEALAND NEW PLYMOUTH REGISTRY
CRI-2014-443-015 [2014] NZHC 1598
BETWEEN
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PAULA MICHELLE SCOTT
Appellant
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AND
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THE QUEEN Respondent
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Hearing:
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30 June 2014
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Appearances:
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K Pascoe for appellant
C E Clarke for respondent
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Judgment:
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10 July 2014
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JUDGMENT OF CLIFFORD J
Introduction
[1] Following a fatal accident on the outskirts of Oakura, Taranaki, on
30 June
2013, the appellant, Paula Scott, pleaded guilty to one charge of driving
dangerously causing death and one charge of driving dangerously
causing injury,
contrary to ss 36AA(1)(b) and 36(1)(b) of the Land Transport Act 1998.
Judge Roberts sentenced Ms Scott
in the District Court at New Plymouth on 20
May 2014 to three years’ imprisonment, and disqualified Ms Scott from
driving for
three years.1
[2] Ms Scott now appeals against her sentence as being manifestly
excessive. She says the Judge:
(a) adopted an excessive starting point and, in doing so, failed to properly
assess the aggravating and mitigating features of her
offending; and
(b) failed to provide a discount for remorse.
1 Police v Scott DC New Plymouth CRI-2013-043-002587,
20 May 2014.
SCOTT v R [2014] NZHC 1598 [10 July 2014]
Ms Scott’s offending and her personal circumstances
[3] Ms Scott underwent major abdominal surgery on 29 May 2013. She
was discharged from hospital on 4 June 2013. Ms Scott’s
recovery was
affected by post- surgery complications. Those complications interrupted Ms
Scott’s sleep patterns. In a letter
in April this year confirming those
matters, and that there was no surgical reason Ms Scott should not go to prison,
Ms Scott’s
surgeon recorded his advice to Ms Scott that, following such
surgery, patients should wait between four and six weeks before driving
again.
In addition, her surgeon confirmed that following such major abdominal surgery
patients can take a long time to recover and
can be fatigued and unwell for up
to two or three months. Ms Scott would, he opined, very much have been
suffering from ongoing
fatigue.
[4] On 30 June, Ms Scott decided to drive to Oakura, where her mother
lives. Ms Scott was intending to stay with her mother
so that her mother could
help her in her recovery.
[5] The distance from New Plymouth to Oakura is approximately 20
kilometres, and involves, again approximately, a 25 to 30 minute
drive.
[6] Ms Scott left her residence in New Plymouth shortly after three
o'clock on the afternoon of Sunday 30 June 2013. A short
while later, at
approximately 3.15 pm, she was observed weaving in and out of the lane as she
drove. The driver of the following
car was so concerned that they followed Ms
Scott. Ms Scott continued to drive erratically, crossing the centre lane on a
number
of occasions, veering back sharply into her own lane and narrowly
avoiding a collision with an oncoming vehicle. She was also observed
braking
erratically, driving in the passing lane, although not passing any other
vehicle, and weaving within the passing lane.
[7] Approaching the outskirts of Oakura, some 20 minutes after she was first observed driving erratically, Ms Scott crossed the centre line completely, on an easy and slight corner, into the path of an oncoming courier van which did not have any time to react. The courier van was driven by 56 year old Christopher Peters. Also in the van was Christopher Peters’ 82 year old father, Roland Peters.
[8] As a result of the head-on collision Roland Peters was severely
injured. He died some four days after the crash. Christopher
Peters suffered
significant chest injuries, and was off work for some six weeks.
The challenged sentencing decision
[9] In sentencing Ms Scott, the Judge applied the Court of Appeal
decision of
Gacitua v R and, in turn, the English authority R v
Cooksley.2
[10] The Judge first identified the following aggravating circumstances of Ms Scott’s offending: highly culpable driving, the consequences of that driving – death and serious injury, and the impact on the family of Roland Peters. In terms of Ms Scott’s culpability, the Judge observed that Ms Scott must have been aware her driving was seriously impaired before the crash: she knew she had not slept for
24 hours before she even started driving and, once driving, was affected for
some
20 minutes by that fatigue. Her offending involved an extended period of
poor decision-making with fatal consequences. There were,
therefore, two
culpability factors from Cooksley: a prolonged, persistent and deliberate
course of very bad driving and driving when knowingly deprived of adequate sleep
or rest.
In fixing the starting point sentence of four years, the Judge had
particular regard to the extended period of extremely bad driving
by Ms Scott
which led up to the fatal collision at Oakura.
[11] In considering personal circumstances, the Judge noted that Ms Scott
had two previous careless use convictions, one
in 1989 and one in
2011. He initially appeared of the view that no uplift was required with
respect to that previous offending.
[12] The Judge acknowledged the personal health issues Ms Scott faced, and discussed remorse. He noted that Ms Scott had expressed considerable remorse (albeit, he said, focussed on the impact of these events on her), and had been prepared to take part in a restorative justice programme. That had not, as a matter of
fact, transpired. The Judge did not comment on the reasons for that
outcome. The
2 Gacitua v R [2013] NZCA 234; R v Cooksley [2003] 3 All ER 40.
Judge recorded that the family felt aggrieved that Ms Scott had not
interacted with them. The Judge then observed:
[32] Any concession I afford you for remorse is restricted to the fact
that still the family feel that they have been denied
an apology. It would be
confined to months.
[33] In electing not to elevate to accommodate the careless use charges,
I am cancelling out the remorse that would have only
been for a maximum term of
three months.
[34] Thus without elevation, there is no need to deal with that
remorse.
[13] Allowing a 25 per cent discount for Ms Scott’s guilty plea,
the end sentence of three years’ imprisonment
was arrived at. The
Judge imposed a concurrent sentence of two years for the dangerous driving
causing injury charge, and
disqualified Ms Scott for three years. No
issue is taken with the period of disqualification.
Approach to this appeal
[14] Section 250 of the Criminal Procedure Act 2011 governs the grounds
on which an appellate court can intervene with a sentence.
It states:
The first appeal court must allow the appeal if satisfied that—
(a) for any reason, there is an error in the sentence imposed
on conviction; and
(b) a different sentence should be imposed.
Acceptable grounds for intervention by the first appeal court include: (a) the sentence was manifestly excessive or lenient;
(b) the sentence was inappropriate in a particular case;
(c) the sentence involved an error of law or principle (eg, failing to
apply or wrongly applying a statutory factor, or taking
into account an
irrelevant consideration);
(d) relevant facts before the sentencing court were incorrect or incorrectly assessed;
[15] Section 250 codifies the approach taken by appeal courts
before the enactment of the Criminal Procedure Act by
providing that the
“error principle” is the basis for allowing an appeal against
sentence.3
Case on appeal
[16] For Ms Scott, Ms Pascoe emphasised the health issues causative of Ms Scott’s fatigue. She also emphasised that, on 30 June, the reason Ms Scott was driving was to seek her mother’s help: she did not, in that sense, deliberately drive dangerously – as happens when dangerous or reckless driving involves deliberate speed or, perhaps more seriously, racing other drivers. Moreover, alcohol played no part in Ms Scott’s offending. The Judge’s failure to consider those factors had led to the erroneously high starting point. The two Cooksley culpability factors that the Judge identified overlapped each other considerably. The Court of Appeal in Gacitua had expressly noted that it did not necessarily endorse the suggested sentencing bands in Cooksley which the Judge here had adopted when he fixed the four year starting point. That that starting point was too high could be seen from a comparison of the facts of this offending with those in Gacitua itself and another
reckless driving causing death sentencing, Roberts v Police.4
It was informative,
Ms Pascoe submitted, to consider cases such as Eades v Police, where
driver fatigue caused a fatal accident and the driver faced a charge of careless
driving causing death.5
[17] In terms of the Judge’s treatment of remorse, Ms Pascoe argued
that the Judge had been wrong not to allow a discount
for remorse because of Ms
Scott’s prior careless use convictions.
[18] Ms Scott had, as the Judge acknowledged, been willing to engage in a restorative justice process. In the period from June to when charges were laid in December, Ms Scott had, Ms Pascoe explained to me, been cautioned by the investigating officer from having direct dealings with Mr Peters’ family. When
charges were laid, Ms Pascoe had asked formally to engage in a
restorative justice
3 Vae v Police [2013] NZHC 2664 at [28].
4 Roberts v Police [2013] NZHC 2233.
5 Eades v Police HC Christchurch CRI-2009-409-135, 3 December 2009.
process. The police did not, however, convey that request to the family. In
those circumstances, an appropriate discount for remorse
should have been
allowed.
[19] For the Crown, Ms Clarke supported the Judge’s reasoning. The
Judge had correctly identified, and responded to, the
highly culpable driving in
question. He was aware of the possibility of double-counting between the
Gacitua/Cooksley culpability factors. Rightly, the Judge had noted that
Ms Scott had, at the outset, known she was affected by fatigue: she had not
slept for 24 hours. Not only that, she continued driving once the impact of
that fatigue started to actually affect her.
[20] Given the family’s view on Ms Scott’s lack of
remorse, the Judge was entitled to consider that, in
the circumstances and
taking account of the previous convictions, no deduction should be provided for
remorse.
Analysis and outcome
[21] In May 2011, as part of a package of reforms, Parliament increased
the maximum penalty for dangerous or reckless driving
causing death from five
years’ imprisonment to 10 years. In its 2013 decision in Gacitua,
the Court of Appeal reviewed the approach to sentencing in this class of case
following that law change. In doing so, the Court
placed considerable reliance
on the 2003 English Court of Appeal decision in R v Cooksley.6
Cooksley was itself a review of English sentencing practice
in this area following a similar law change.
[22] At the beginning of the judgment in Cooksley, Lord Woolf CJ referred to the difficulties of sentencing in cases where death is caused by dangerous driving by quoting the Chairman of the Sentencing Advisory Panel which had recommended the new sentencing guidelines under consideration. The Chairman said:7
... This offence causes particular difficulty for sentencers. By definition,
it is one which always give rise to extremely serious
harm: the death of at
least one victim (and in some cases serious injury to others). Understandably
this often leads to calls from
victims’ families, and from the wider
community, for tough sentencing. On the other hand, an offender sentenced for
causing
death by dangerous driving did not intend to cause death or
serious injury,
6 R v Cooksley, above n 2.
7 At [1].
even in the extreme case where he or she deliberately drove for a prolonged
period with no regard for the safety of others. ... (emphasis
added)
[23] These considerations apply in this case with particular
force.
[24] In Cooksley, some 16 aggravating factors overall were identified,
arranged in groups under the headings:
Highly culpable standard of driving at time of offence; Driving habitually below acceptable standards;
Outcome of offence; and
Irresponsible behaviour at time of offence.
[25] Included in the group under the heading “Highly culpable
standard of driving at time of offence” were the factors
identified by the
Judge here, that is, a prolonged, persistent and deliberate course of very bad
driving and driving when knowingly
deprived of adequate sleep or rest. That
second factor was new. In commenting on that factor, the Chairman of the
Sentencing Advisory
Panel commented:8
The second point is the inclusion of “driving when knowingly deprived
of adequate sleep or rest” in the list of factors
that would aggravate the
seriousness of an offence. Under previous sentencing guidelines,
“briefly dozing at the wheel”
was seen as an example of a
“momentary dangerous error of judgement”, indicating a less serious
offence. The Panel’s
view (again supported by consultees) is that
falling asleep is more likely to aggravate than mitigate the seriousness of an
offence,
because drivers do not normally fall asleep without warning, and the
proper course of action for a motorist who feels drowsy is to
stop driving and
rest.
[26] In Cooksley the following sentencing bands were also
identified:
no aggravating circumstances – 12 to 18 months;
intermediate culpability – two to three years;
8 R v Cooksley, above n 2, at [1].
higher culpability, highly dangerous driving evidenced by one or two factors listed under the heading “Highly culpable standard of driving at
time of offence” – four to five years; and
most serious culpability – six years.
[27] In setting those guidelines, the English Court emphasised, as did
the Court of Appeal in similar circumstances in R v Taueki, that a
mechanical approach was to be avoided.9 There could be cases with
three or more aggravating factors which were not as serious as a case providing
a bad example of one factor.
[28] The Court of Appeal did not adopt the Cooksley sentencing
bands in Gacitua and emphasised that the weight to be attached to a
Cooksley aggravating factor needs to be determined in each individual
case.10 Nevertheless sentences applying the Cooksley
factors, including Gacitua, itself have resulted in starting point
sentences broadly in line with those indicated in
Cooksley.11
[29] Assessing Ms Scott’s challenge to the Judge’s reference to those bandings and to his starting point, I do not think he fell into error. Applying the approach taken by the Court of Appeal in Gacitua, I conclude that the Judge was correct when he identified that there were two relevant aggravating factors in Ms Scott’s offending. These were her decision to drive when she knew she was tired from lack of sleep, and her tragic and very poor decision to keep driving for some considerable period of time (20 minutes or thereabouts) once that fatigue was clearly affecting her driving, and making her driving dangerous in the extreme. I accept there may be some overlap between those two factors: that is, it is possible that her tragic decision to keep driving was itself influenced by her fatigue. The Judge also recognised that overlap, properly considered the weight to be attached to the relevant aggravating
factors and did not mechanically apply the Cooksley
banding.
9 R v Taueki [2005] 3 NZLR 372 (CA).
10 Gacitua v R, above n 2, at [22].
11 See for instance R v Murcott [2014] NZHC 971 where three “highly culpable” factors were identified and a six year starting point adopted, or McMillan v Police [2014] NZHC 150 where one “highly culpable” factor was identified and a starting point of three and a half years adopted.
[30] I acknowledge that two commonly present aggravating features of this
type of offending, namely excessive speed and the consumption
of alcohol, were
not present. But, in terms of comparing instances of this offending, that is
the absence of an aggravating factor
here, not itself a mitigating
factor.
[31] It is also appropriate, as Ms Pascoe submitted, to assess the
significance of the ultimate causative factor of Ms Scott’s
fatigue,
namely her difficult medical condition and that, as was accepted at the
sentencing, she had, albeit by a narrow margin
I observe, followed her
surgeon’s advice not to drive before the minimum period of four weeks
had passed. Given, however,
that Ms Scott was, as she admitted, aware
of the fact of her fatigue before she started driving, I do not think that that
fatigue
was caused by her difficult medical condition becomes a mitigating
factor.
[32] Ms Pascoe supported her argument that the starting point was
manifestly excessive by reference to Gacitua itself and to the New
Zealand cases of Eades v Police,12 Roberts v Police13
and McMillan v Police.14
[33] In Gacitua, by reference to relevant Cooksley
aggravating factors, the Court of Appeal upheld the starting point sentence
of five years, noting the presence of the factors of excessive
speed, racing and
competitive driving, a prolonged, persistent and deliberate course of very bad
driving, and aggressive driving.
There were more Cooksley factors than
here but the Court recognised that there were considerable overlaps between
those factors. On that basis, a starting
point for Mr Gacitua’s
culpability was, the Court of Appeal said, in the four to five year range.
There was, by my assessment,
less overlap in the aggravating factors identified
here so that, by comparison to Gacitua, Ms Scott’s sentence is not
manifestly excessive.
[34] In Eades, a careless driving charge was imposed where a visitor to New Zealand, suffering from jet lag some two days after their arrival from the United Kingdom, fell asleep at the wheel and hit a lamppost. As a result, the three
occupants of the car (relatives of the driver) were killed. The charge
of careless
12 Eades v Police, above n 5.
13 Roberts v Police, above n 4.
14 McMillan v Police [2014] NZHC 150.
driving causing death was laid. On appeal, and under the previous sentencing
laws, Panckhurst J reduced a term of community work
from 250 hours to 60 hours.
The facts in that case are, in my view, so different as to be of little, even
indirect, assistance here.
[35] In Roberts, Panckhurst J upheld a sentence for dangerous
driving causing death of two years and eight months. Alcohol and speed were
involved.
The Judge set a starting point sentence of four and a half years, the
top end of the range proposed at sentencing by the Crown.
In dismissing the
appeal, Panckhurst J found that the four and a half year starting point was not
beyond the available range, although
stern. Ms Scott’s lower four year
starting point can be seen as reflecting the absence of alcohol and
speed.
[36] In McMillan, there were charges of driving with excess blood
alcohol causing death and injury. A six year starting point sentence was
identified
which, following discounts for guilty plea, exceptional remorse and
reparation, resulted in an end sentence of four years’
imprisonment.
Having considered a number of cases, on appeal Cooper J concluded that the
starting point was too high “by
a considerable margin”. He
reached that conclusion on the basis that there was only one
aggravating factor, namely
the consumption of alcohol, there had not been a
prolonged period of bad driving, nor had the offender been speeding. The
Crown’s
submission on sentencing, and on appeal, was that a starting point
in the vicinity of three to three and a half years was appropriate.
The Judge
allowed the appeal and substituted a starting point sentence of three and a
half years. The factor that distinguishes
the sentencing in McMillan
from that of Ms Scott is, as Ms Clarke submitted, that there are, in Ms
Scott’s case, two “high culpability” aggravating
features and
only one in McMillan.
[37] By my assessment, therefore, those cases do not by comparison
establish the proposition that the four year starting point
here was manifestly
excessive
[38] Taken overall, by my assessment the Judge’s identification of a four year starting point was a stern response to this offending, and one therefore towards the top of the range. I say stern in acknowledgement of the fact that on the day,
suffering ill health, Ms Scott was driving to Oakura to get
assistance from her mother. But, given the bad decision
to drive initially,
the tragic decision to keep driving when that fatigue started to affect her, and
– as recognised by the
charge itself and the maximum sentence that applies
– the tragic consequence of the loss of Mr Peters’ life, I do not
think that four year starting point is excessive.
[39] I therefore turn to the question of mitigation for remorse.
[40] In the circumstances that applied, I think the Judge was
wrong not to recognise Ms Scott’s remorse, and
her willingness to be
involved in a restorative justice process, by way of a discount from that
starting point. As best as I can
assess, Ms Scott – but for the
advice from the investigating officer – may well have approached
the family
before charges were laid. Certainly, once charges were laid, the
police failed to convey to Mr Peters’ family her willingness
to engage in
the restorative justice process. That was not Ms Scott’s responsibility.
I accept that the Peters family were
disappointed when they did not
receive an approach from Ms Scott, particularly as I understand Ms Scott had
a previous acquaintance
with that family. But in the circumstances, that
disappointment should not count against Ms Scott. Nor, in the circumstances, do
I think that Ms Scott’s previous offending could, as the Judge appears to
have concluded, offset any allowance for remorse.
In my view, that offending
was, in one instance, simply too old to be relevant and in the other too minor
to warrant an uplift.
[41] On that basis, I think it is appropriate to allow Ms Scott a
discount for her remorse. I accept that, in the circumstances,
it cannot be
great. I consider a discount of four months is an appropriate
allowance.
[42] On that basis, I allow Ms Scott’s appeal and reduce her
sentence from one of
three years’ imprisonment to one of two years and eight
months.
“Clifford J”
Solicitors:
Nicholsons, New Plymouth
C&M Legal, New Plymouth
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