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High Court of New Zealand Decisions |
Last Updated: 12 August 2014
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI-2014-404-000044 [2014] NZHC 1769
BETWEEN
|
EDWARD KEITH POTTER
Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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4-5 June and 29 July 2014
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Counsel:
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M Hislop for Appellant
T Hu (4-5 June) and KR Muirhead (29 July) for Respondent
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Judgment:
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29 July 2014
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JUDGMENT OF ASHER
J
Solicitors/Counsel:
M Hislop, Auckland.
Crown Solicitor, Auckland.
POTTER v POLICE [2014] NZHC 1769 [29 July 2014]
[1] The appellant, Edward Keith Potter, pleaded guilty in the District Court at Auckland to two charges of breaching a protection order and a charge of breaching a community work requirement. He was sentenced by Judge G A Fraser on
6 September 2013 to 125 hours’ community work and nine months’
supervision.1 He
appeals the sentence.
[2] In his decision Judge Fraser noted that the offending on all three charges was historical. The protection order breaches had occurred in early 2012. The Judge noted that there had been no prior breaches between the time when the protection order was made and served on 7 January 2009 and the specific incidents which took place on 3 March 2012 and 5 April 2012. He noted the lack of any previous convictions for breaching protection orders, but that there were convictions for
breaching other orders of the Court and other convictions. He stated
that:2
Had there been more recent offending of a similar nature then I would not be
dealing with it by way of community work but I accept
that change has occurred
and in recognition of that a community work sentence is appropriate.
That also protects your
employment situation which, in my view, is important and
is also protective of likely future offending.
[3] While there has been a short submission made by Mr Hislop for Mr
Potter in his written submissions that the sentence was
manifestly excessive,
this particular submission was not pursued by Mr Hislop orally before me.
Rather the focus of his submission
was that the appellant would not be able to
comply with a sentence of community work and maintain his present commitments.
Mr Hislop
accepted that Mr Potter must be held accountable for his offending,
and after some discussion with me and after taking instructions
from his client,
he submitted that a penalty of community detention could be an appropriate
alternative. In other words he did not
contest the 125 hours of community work
and supervision imposed on the basis that it was manifestly excessive, but
rather that it
was not the appropriate sentence in the
circumstances.
[4] Mr Hislop proposed a sentence of community detention of one to two months. Although I did not understand him to contest the proposition that a sentence
of up to three months could be within range.
1 Police v Potter DC Auckland CRI-2012-044-2487, 6 September 2013.
2 At [3].
[5] Ms Hu for the respondent submitted that the Judge’s sentence
was entirely appropriate in the circumstances. However,
after some discussion
with me she accepted that a sentence of community detention could be an
appropriate alternative. She submitted
that it should be at least four
months’ community detention.
[6] The first question to be determined is whether community
work was a sentence that was correctly imposed in the
circumstances.
[7] There is no doubt that the requirements for a sentence of community
work in s 55 of the Sentencing Act 2002 apply. Section
56(1) states that in
considering whether to impose a sentence of community work the Court must give
particular consideration to:
(b) whether the sentence is appropriate having regard to the
offender's character and personal history, and to any other
relevant
circumstances.
[8] At the hearing before Judge Fraser, Mr Hislop did not place
emphasis on similar matters that have now been emphasised in
this appeal. For
this appeal he has relied on two affidavits by Mr Potter.
[9] Mr Potter is currently working fulltime as a carpenter. His
current work hours as set out in a letter from his employer
are 7 am to 5.30 pm
Monday to Saturday and he works on various building sites as a contract
labour-only carpenter. The letter from
his employer states:
These are the required working hours if Eddie is to continue contracting with
us.
[10] In his affidavits Mr Potter also states that Sundays are his only
days off from work. He states:
I have recently changed my life and my spirituality is very important to me.
On Sundays I attend church at the Church of Jesus Christ
of Latter Day Saints
situated in Grey Lynn from 1pm to 4pm.
[11] Mr Potter has three children by his former partner. He has seen them at Barnados on Sunday mornings. That is his only contact with them. Sundays are the only time he has to do his domestic chores including shopping and obtaining
groceries. He does not believe he can maintain his employment and do community work. He observes that he needs to carry on his employment to survive financially. He has debts of approximately, $70,000 and is currently making weekly payments of
$450 to creditors.
Facts of the offending
[12] The protection order was for the benefit of Mr Potter’s former
partner and his three children. It arose out of a number
of incidents of
domestic violence and issue on 19 January 2008 and served on 7 January 2009. He
was not to physically abuse the
protected persons or to make contact with them,
except insofar as that was permitted under any order or written agreement
relating
to the care of a minor.
[13] On 3 March 2012 at 12.30 pm Mr Potter had arranged to meet his
former partner to collect his children from her. They began
to argue. When the
complainant decided to leave Mr Potter opened the front passenger door of her
car and stood there, preventing
her from closing it. The argument
intensified and Mr Potter grabbed the complainant by her hand and bent her
fingers
backwards, causing her pain then and for about half an hour after the
incident.
[14] The second incident involved Mr Potter at 1.10 pm on 5 April 2012
going to his childrens school to see his two eldest children.
He was permitted
to see the children while being supervised by school staff. Apparently it was
coming up to Easter and Mr Potter
wished to give them Easter eggs. It seems the
visit took place without incident.
[15] As to the breach of community work, it appears to have been a failure to report. Mr Potter had, prior to his sentencing, completed the 80 hours of community work that were imposed. The offending had been driving while under the influence of alcohol.
Should this Court intervene on appeal?
[16] Judge Fraser does not in his decision make any reference to Mr
Potter’s work commitments and any difficulty he might
suffer in carrying
out community work. Mr Hislop confirms that there were no particular submissions
made in that regard.
[17] There is no doubt that before community work can be imposed it must
be an appropriate sentence having regard to the offender’s
character and
personal history, and other relevant circumstances which would include his
employment and domestic commitments.
[18] I have no doubt that the sentence imposed by Judge Fraser was
appropriate in the circumstances and that he made no error
at the time.
However, I have before me relevant new material which was not drawn to his
attention. That new material indicates
that community work is not an
appropriate sentence if Mr Potter is to meet his work and domestic
commitments.
[19] The Court is always cautious about too readily accepting an
offender’s protests that community work is impossible.
However, given
that Mr Potter will face a sentence of equal gravity should there be a new
sentence substituted, and given the letter
from the employer, I am prepared to
accept his assertions as true.
[20] Given that there was inadequate material before the Judge on the
issue of community work, I consider it appropriate for this
Court to intervene
on appeal.
Approach
[21] When an appeal Court carries out a re-sentencing exercise, the Judge is concerned to impose a sentence that could have been imposed on the offender originally. The substituted sentence must be one that could have been properly imposed initially and it must be imposed against the background where the sentence
of community work was thought initially to be
appropriate.3
3 R v Morgan [2008] NZCA 232 at [13]–[17].
[22] It can be expected that there will be some co-relation in terms of
gravity and proportionality between the sentence
originally imposed and
the substituted sentence. There can be no strict co-relation between them and
there is no formula that
can be sensibly applied.
The appropriate sentence
[23] I turn therefore to consider what the appropriate sentence would be,
putting to one side a sentence of community work as
an option.
Starting point
[24] In terms of assessing the culpability of the offending, the level of
culpability was moderate in that there was a moderate
assault involved on the
first occasion in the bending back of the fingers. Culpability must be assessed
against a background of
three years having gone by since the protection was made
without there being any convictions for infringement of that protection
order.
It took a year and a half for the charges to come to Court and it would seem
there have been no further infringements in
that year and a half
period.
[25] Thus, although Mr Potter has some conviction history in relation to
relatively minor violence, this particular offending
can be seen as relatively
isolated and not symptomatic of a defiance of the protection orders, or
systematic rejection of them.
[26] I take into account the victim impact report. Clearly the offending
has caused suffering to the complainant, although it
does not appear that she
has suffered any long term effects, except of course the general caution with
which she must view Mr Potter.
[27] I have considered a number of cases to which I have been referred including Tihi v Police,4 Sherwood v Police5 and Grafton v Police6 where sentences of relatively short periods of community work and short periods of imprisonment were
imposed. It is my assessment that the appropriate starting
point based on the
4 Tihi v Police HC Auckland CRI-2008-404-214, 18 March 2009.
5 Sherwood v Police HC Christchurch CRI-2010-409-113, 19 August 2010.
6 Grafton v Police HC Christchurch BC200961939, 25 June 2009.
culpability of the offending alone would have been in the order of three to
four
months’ imprisonment.
[28] I do not have any factual details relating to the breach of
community work. It does appear to have been a relatively minor
breach in terms
of culpability, in that he went on to complete his community work without
further incident. It appears to have
been just a single failure to turn up on
a particular day and I am not going to impose any particular uplift for that
offending,
while I have borne it in mind when fixing the three month starting
point.
Personal factors
[29] It is necessary then to turn to factors personal to the offender.
The pre- sentence report is in general terms positive
towards Mr Potter and the
recommendation was for only supervision. It is noted that he has accumulated
20 convictions, including
minor violence offending, thefts and car conversions,
and they have tended to come in sprees. He has also convictions for dishonesty
offending, driving offending including four alcohol-related offences, and for
breaches of bail and probation. Mr Potter has attributed
his serious periods of
offending as relating to time of alcohol and drug addiction.
[30] The Probation Officer assesses Mr Potter’s motivation or
ability to comply with reporting requirements as low. He
discloses mental
health diagnoses from the past, but he now manages his mental state. Mr Potter
cites work commitments for the reasons
that he often misses appointments. The
officer notes:
His employer was contacted and describes a reliable hard working employee. It
is clear that employment is a protective factor
for Mr Potter, but he
appears to value his employment over his Court required obligations.
[31] He is assessed at having a medium risk of offending and a medium
risk of harm. The Probation Officer observes:
It is recommended that special conditions be limited to avoid overburdening
Mr Potter while addressing his offending needs.
[32] It was also observed that Mr Potter’s employer advised that he
was happy with Mr Potter’s workmanship and work
ethic. The employer has
seen an improvement in his reliability.
[33] Given that Mr Potter’s previous history includes some violence
offending and earlier breaches of Court orders, I consider
that an uplift of one
month would be appropriate for his bad previous record. However, he entered
pleas of guilty and this is a
factor warranting a discount of 25 per cent.
More to the point, the positive statements by his employer and the Probation
Officer,
and my general assessment of Mr Potter persuade me that a prison
sentence would not be the least restrictive outcome that is appropriate
in the
circumstances.
[34] I confess to having a little scepticism about Mr Potter’s
claim that he is entirely unable to do community work.
For instance, the
Probation Officer notes Mr Potter having told her that his association with the
Church of Latter Day Saints is
only social and that he is not currently active
in attending church.
[35] However, what really influences me against imposing any sentence
such as community work which involves a high degree of co-operation
with
authority is that this does not seem to me to be something that Mr Potter is at
all good at. I have a concern that in imposing
that sort of sentence Mr Potter
would be being set up to fail. On the other hand it does seem from the
probation report and from
what his employer says, that he may be in a more
stable and rational state of mind now than he has been previously, and in a
position
to get on with the sort of constructive life he is clearly capable of.
It would be more preferable for him, and the good of the
community, if he were
not set up to fail and instead given an appropriate sentence, but one which he
can comply with.
[36] I do not consider that when the gravity of his offending and his personal position are looked at in the round, that imprisonment, or indeed home detention, are required.
Sentencing outcomes
[37] This effectively was the decision of the District Court Judge in
sentencing him to community work. Given that option is
not appropriate, for the
reasons I have set out, I consider that community detention is the appropriate
sentence. Community detention
does of course involve voluntary co-operation on
Mr Potter’s part. He will have to make sure he gets home and stays at
home
through the required curfew period. However, it is my impression he will
be much better able to deal with that sort of restriction
than the more onerous
and detailed requirements imposed on him if he is to do community
work.
[38] Mr Potter is of course at the threshold. If he fails to
comply with his community detention obligations then he
will come back before
the Courts and face the likelihood of a much more severe sentence which would be
likely to involve imprisonment.
[39] So it is my conclusion in the circumstances that community detention
is the appropriate sentence.
[40] Given the mitigating factors that I have referred to, and the very
positive signs that at present exist in Mr Potter’s
life while
nevertheless recognising his culpability, I conclude that the appropriate length
of community detention is 15 weeks, or
a little over three and a half
months.
[41] I am satisfied that the sentence of supervision imposed by the
District Court Judge should remain. Mr Potter is at a turning
point in his
life. He has had a bad history, but there are positive signs. He needs
supervision to make sure that he stays on the
right road.
[42] For the reasons I have set out, and the requirements set out in s 69(c)(ii) met with a favourable report having been received, it is appropriate to allow this appeal and sentence Mr Potter to community detention.
Result
[43] The appeal is allowed in part. The sentence of 125 hours community work
is quashed.
[44] A substituted sentence of 15 weeks community detention is imposed.
[45] The District Court sentence of nine months’ supervision
remains.
...................................
Asher J
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