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High Court of New Zealand Decisions |
Last Updated: 17 October 2014
NOTE: PUBLICATION OF NAME, ADDRESS, OCCUPATION OR IDENTIFYING PARTICULARS, OF COMPLAINANT PROHIBITED BY S
204 OF THE CRIMINAL PROCEDURE ACT 2011.
ORDER PROHIBITING PUBLICATION OF NAME, ADDRESS, OCCUPATION OR IDENTIFYING PARTICULARS OF PRISONER PURSUANT TO S 200 CRIMINAL PROCEDURE ACT 2011.
IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY
CRI-2012-032-003540 [2014] NZHC 2471
THE QUEEN
v
L
Counsel:
|
G A Kelly for Crown
E A Hall and S R Lack for Prisoner
|
Sentence:
|
10 October 2014
|
NOTES ON SENTENCE OF COLLINS J
Introduction
[1] Mr L, you appear for sentence in relation to 15 charges. I am
sentencing you because on 24 January 2014 the District Court
Judge who presided
over your trial referred your case to this Court so that consideration could be
given to imposing a sentence of
preventive detention.
[2] You were convicted
of:
R v L [2014] NZHC 2471 [10 October 2014]
(1) four charges of sexual conduct with a child under 12 (charges 1, 2, 3 and
5);1
(2) one charge of sexual conduct with a child under 16 (charge
15);2
(3) five charges of sexual violation by unlawful sexual
connection
(charges 7, 8, 9, 11 and 12);3 and
(4) one charge of attempted sexual violation by unlawful
sexual connection (charge 10).4
[3] You pleaded guilty to four charges (charges 14, 16, 17 and 18) on
the first morning of the trial. You were found not guilty
of sexual conduct
with a child (charges 4 and 6) and attempted sexual violation by rape (charge
13).
[4] The present offending involves one victim and spans from 2007 to
2012. A
number of the charges are representative charges.
[5] The crucial question I have had to consider is whether
you should be sentenced to preventive detention or a
long finite period of
imprisonment.
[6] I have decided, by the narrowest of margins, to sentence you to a
long finite period of imprisonment.
[7] In sentencing you I shall:
(1) describe your offending and the impact of your offending on your
victim;
(2) examine your previous offending;
(3) review your personal circumstances;
1 Crimes Act 1961, s 132(3). Maximum penalty is 10 years’ imprisonment.
2 Section 134(3). Maximum penalty is seven years’ imprisonment.
3 Section 128B(1). Maximum penalty is 20 years’ imprisonment.
4 Section 129. Maximum penalty is 10 years’ imprisonment.
(4) explain why I am not imposing preventive detention; (5) explain the starting point to your sentence;
(6) explain the adjustments that I am making to that starting point to
reflect:
• the totality of your offending; and
• your prior offending.
(7) set out the minimum period of imprisonment that you must serve;
and
(8) explain your final sentence.
The offending and its impact on your victim
[8] Your victim is your granddaughter. Over a five-year period
between 2007 and 2012 you engaged in indecent touching, digital
penetration and
oral sex with your victim when she was between the ages of nine and
14.
[9] Your offending involved an abuse of your position as a grandfather
to your victim and as a father to the parent of your
victim. You took
advantage of your position to offend in the way I have just
described.
[10] The impact of your offending on your victim has been immense. She
no longer attends school and her perception of people
has been significantly
altered. She describes how your offending has affected the way she thinks, acts
and feels. She says you have
wrecked your family. She also feels relieved to
know that you will not be able to abuse her or anyone else again.
Previous offending
[11] In 1996 you were convicted on 17 charges of sexual offending that is almost identical to the offending for which you are to be sentenced now. The offending at that time covered a period between 1982 and 1987.
[12] The victim of that offending was your daughter. You offended
against her when she was aged between eight and 14 years.
You were sentenced to
five years’ imprisonment for that offending. You were released in 1999
after serving three years’
imprisonment.
Personal circumstances
[13] You are 66 years old. You were diagnosed with myasthenia gravis in
1996. This is an auto immune neuromuscular disease which
causes a weakness of
the muscles. You have required treatment with steroids, the effect of which
leads to significant thinning
of your bones and osteoporosis, which in turn
requires further treatment. You also have diabetes, which has impacted both on
your
eyes and your peripheral nerves, resulting in damage to your ankles. You
have been housed in the High Dependency Unit of Rimutaka
Prison while in
custody.
[14] You identify yourself as a Christian. You have received pastoral
counselling in the past. You have been married for 44 years
and your wife is
your main source of social support.
Why I am not imposing preventive detention
[15] The Crown submits that a sentence of preventive detention
should be imposed. Alternatively, the Crown submits that
a finite sentence of
between 13 to 14 years’ imprisonment should be imposed with a minimum
period of imprisonment of nine years.
[16] After careful consideration, I have decided to impose a finite
sentence of imprisonment. You have come perilously close
to being sentenced to
preventive detention because of:
(1) the emerging pattern of your serious offending;
(2) the seriousness of the harm to the community caused by your offending; and
(3) the possibility of you in the future committing serious sexual
offences against other young family members. I am especially
concerned that the
victim of your present offending has a younger sister, also your grandchild, who
has been entrusted into your
care on a number of occasions.
[17] I was concerned by comments in the reports provided by Ms
Pracey, Dr Holmes and Dr Barry-Walsh.
[18] Ms Pracey estimated that you are at medium risk for reoffending.
However, she also said:
... to date age does not appear to have been protective as [your] offending
took place when [you were] between the ages of 58 and
63 years. Similarly,
while [your] medical conditions may impact on [your] mobility and sexual
functioning...these tend to progress
gradually and variably.
...
Given the commonalities within [your] offending, it is probable that should
[you] target future victims, they would be prepubescent
and pubescent girls [you
have] regular contact with, within [your] family setting.
[19] Dr Holmes said:
[You] reported that [your victim] was a compulsive liar and had accused 2
other men of assaulting her in the past. [You] also stated
that [your]
myasthenia gravis had caused difficulties in this regard, as the complainant had
on one occasion taken [your] hand and
put it in her pants and [you] had had
difficulties removing it as the disorder caused muscle weakness.
[20] Dr Barry-Walsh said:
In terms of psychological adjustment [he found] evidence of extreme
minimization and denial of the offending on the basis that [you
have] been
convicted of much more offending than [you admit], and [he found]
rationalisations and cognitive distortions in line with
attitudes which support
the offending. An example was [your] description of [your] granddaughter
initiating the offending.
[21] Dr Holmes said that as there was no evidence of any serious mental disorder, she could identify no clear psychiatric factors in your current presentation and offending and was therefore unable to comment on your future risk of offending.
[22] There are two factors which have tipped the scales by the narrowest
margin against imposing preventive detention.
[23] First, I believe you should be given the opportunity to
participate in an intensive programme designed to address the
causes of your
offending, such as the Kia Marama programme before imposing the ultimate
penalty of preventive detention.
I am influenced by Dr Barry-Walsh’s
suggestion in his report that you may benefit from a sexual offender treatment
programme
and with this intervention and with the passage of time and a
carefully planned and well-managed return to the community it is possible
that
your risk of further offending will be substantially modified.
[24] I understand that when you were last sent to prison you
declined to participate in the Kia Marama and the STOP
programmes. You did
participate in a short psychological group programme designed to help sexual
offenders where you developed a
risk management plan, but upon release from
prison you did not adhere to this plan fully. However I accept that this was
now almost
20 years ago. You have now indicated a willingness to participate in
remedial programmes. I believe you should be given this
opportunity.
[25] Secondly, I believe that in your case a finite sentence is
preferable to a sentence of preventive detention, particularly
in view of your
age and your health circumstances.
Starting point
[26] I adopt the sexual violation by unlawful sexual connection (charges
7, 8, 9,
11 and 12) as being the most serious because of the frequency, duration and nature of that offending. These charges encompass offending by digital penetration, connection between your mouth and the victim’s genitalia, and connection between your penis and the victim’s mouth.
[27] Sentencing for this type of offending is governed by the tariff
decision in R v AM.5 That decision provides three bands of
offending where the lead offence is a form of unlawful sexual
connection.
[28] R v AM lists the relevant culpability assessment factors to
be taken into account. I find that the culpability factors relevant to your
offending are:
(1) Premeditation. Your victim was on several occasions entrusted into
your care by her parents. Your wife was present in
the house on several
occasions. In order to follow through with your offending, you engaged in
quite deliberate calculations.
(2) Violence. Although violence is inherent in sexual offending, I
find that the offending in this case had a particular element
of violence. In
relation to the penile penetration of your victim’s mouth, you held her
head back and forced your penis into
her mouth, causing her airway to be
restricted. In relation to the digital penetration, your victim stated it felt
like she was
being “torn” as you used more than one
finger.
(3) Vulnerability of the victim. Your victim was nine years old at
the time the offending began.
(4) Breach of trust. Your victim is your granddaughter. Her parents
often placed her and her sister in your care. Offending
within the family
involves a significant breach of trust.
[29] I also acknowledge that the scale of offending is a relevant
culpable factor. However, this is a factor that I find more
appropriate to
address in terms of the totality of your offending.
[30] Band three encompasses sentences between nine and 18 years. The
Court of
Appeal has held that this band is appropriate for the most serious offending of this
type. Band three includes cases which involve two or more of the factors
increasing culpability to a high degree, for example, a
particularly young
victim or an extensive period of offending. Similarly, the band will be
appropriate where more than three of
those factors are present to a moderate
degree.6
[31] In my assessment, your offending warrants a starting point of
12 years’ imprisonment. I have reached
this point after
considering similar cases and evaluating the gravity of your
offending.7
[32] I also note the principle that cases close to the threshold
for preventive detention may justify a longer finite term
than would otherwise
be appropriate, in the interests of public protection. In R v Leitch,
the Court of Appeal held:8
Where the sentencing Court considers that a finite sentence arrived at in
accordance with normal principles would not be adequate
for the protection of
the public, it is permissible to consider a finite term which would be less
severe in its effect on the offender
than preventive detention but which at the
same time would be of greater severity than a sentence related only to the usual
balancing
of the desirability of prevention against the gravity of the
offending.
[33] I am satisfied that a starting point of 12 years’ imprisonment
is justified in the circumstances of your case.
Adjustments to starting point
Totality of offending
[34] Section 85 of the Sentencing Act 2002 requires me to have regard to
the totality of your offending.
[35] In my assessment, the starting point of 12 years’ imprisonment
needs to be
adjusted upwards by a further year to
reflect:
6 R v AM, above n 5, at [120].
7 A starting point of 11 years’ imprisonment was adopted by Judge Hobbs in the sentencing indication he gave in R v L DC Wellington CRI-2012-032-3540, 1 July 2013. See also O (CA213/2013) v R [2013] NZCA 584 and R v BSW HC Auckland CRI-2009-044-7874, 9 March
2011.
8 R v Leitch [1998] 1 NZLR 420 (CA) at 430.
(2) the nature of the charges; and
(3) the length of time over which the offending occurred.
[36] This would bring the adjusted starting point to one
of 13 years’
imprisonment.
Previous offending
[37] Section 9(1)(j) of the Sentencing Act 2002 requires the sentencing
Judge to take into account the number, seriousness, date,
relevance and nature
of previous convictions.
[38] While I must resist punishing you again for your previous offending,
the seriousness and the relevance of your earlier offending
is too significant
for me to disregard.
[39] You offended in the exact manner 30 years ago against your daughter.
What is particularly disturbing is that it involved
the same pattern of
behaviour and planning you employed against your granddaughter.
[40] Therefore, an uplift of one year should be imposed to reflect your
previous offending.
[41] This produces a sentence of 14 years’ imprisonment before any
reductions
can be made to reflect mitigating factors.
Mitigating factors
[42] You pleaded guilty to four lesser charges on the first morning of trial. Pleading guilty on the morning of trial may attract a small discount in the range of five to 10 per cent as indicated by the Supreme Court in Hessell v R.9 In this case,
however, your guilty pleas did not impact upon the trial proceeding, the need
for witnesses to give evidence or provide any cost-relief
to the administration
of justice. Additionally, any discount for a guilty plea for these lesser
charges would have to be reflected
in the concurrent sentences imposed for the
lesser charges as you were found guilty of the most serious charges laid against
you.
Any discount is rendered nugatory.
[43] There are no other mitigating factors. I considered giving you a
further discount to reflect your age and personal circumstances.
However,
because those were factors that influenced my decision not to impose preventive
detention, I will not take those factors
into account again when determining a
finite sentence.
[44] Therefore, the end sentence is one of 14 years’
imprisonment.
Purposes and principles of sentencing
[45] Before imposing this sentence I have reflected on whether
or not this sentence serves the purposes and principles
of the Sentencing Act
2002. I am satisfied the purposes and principles of the Sentencing Act 2002
would be satisfied with this
sentence because this sentence would:
(1) hold you accountable for the harm done to your victim and the
community;10
(2) promote in you a sense of responsibility for that
harm;11
(3) provide for the interests of the victim;12
(4) denounce your conduct;13
(5) deter you and others from committing the same or similar
offences;14
10 Sentencing Act 2002, s 7(1)(a).
11 Section 7(1)(b).
12 Section 7(1)(c).
13 Section 7(1)(e).
14 Section 7(1)(f).
(7) is the least restrictive outcome that is appropriate in the
circumstances.16
Minimum period of imprisonment
[46] In your case I believe it is necessary to impose a minimum
period of imprisonment in order to:17
(1) hold you accountable for the harm you did to your victim and to the
community;
(2) denounce your conduct;
(3) deter others from similar offending; and
(4) protect the community from you.
[47] In particular, a minimum period of imprisonment is necessary to
protect the young females in your family from you. Your
present victim’s
sister, also your granddaughter, is now the same age as your daughter and the
present victim when you began
offending against them. In my view, the need to
protect your family members is paramount.
[48] The minimum period of imprisonment that you will serve is seven and
a half
years’ imprisonment.
Conclusion
[49] Mr L, can you now please
stand.
15 Section 7(1)(g).
16 Section 8(g).
17 Sentencing Act 2002, s 86(2).
[50] On charges 7, 8, 9, 11 and 12 which are the offences which carry a
maximum penalty of 20 years’ imprisonment, I am
sentencing you to
sentences of 14 years’ imprisonment.
[51] In relation to all other charges, I am sentencing you to
five years’
imprisonment.
[52] All sentences are to be served concurrently. This means the time
you will be serving in prison for all your offences will
not exceed 14
years.
[53] You must, however, serve a minimum period of seven and a half
years’
imprisonment before you can be considered eligible for parole.
[54] I order suppression of publication of your name solely in order to
ensure that there is no possibility of your victim being
able to be
identified.
[55] You may now stand
down.
D B Collins J
Solicitors:
Crown Solicitor, Wellington
Melanie Baker, Lower Hutt for Prisoner
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