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Last Updated: 30 January 2018
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IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CIV-2014-404-1761 [2014] NZHC 2816
BETWEEN
|
MARTIN JAMES MAILLEY
Applicant
|
AND
|
THE DISTRICT COURT AT NORTH SHORE
First Respondent
|
AND
|
THE NEW ZEALAND POLICE Second Respondent
|
Hearing:
|
4 November 2014
|
Appearances:
|
F M R Cooke QC for Applicant
J C Gordon QC, K E Hogan & R Thomson for Second
Respondent
|
Judgment:
|
12 November 2014
|
JUDGMENT OF KEANE J
This judgment was delivered by me on 12 November 2014 at 4.45pm pursuant
to r 11.5 of the High Court Rules.
Registrar/Deputy Registrar
Solicitors:
Powerlaw, Wellington for Applicant
Crown Solicitor, Auckland for Second Respondent
MAILLEY v THE DISTRICT COURT AT NORTH SHORE [2014] NZHC 2816 [12 November 2014]
[1] In issue on this application for judicial review is the validity of
a decision given by Judge Pippa Sinclair in the District
Court, Auckland, on 20
June 2014, under the Extradition Act 1999, in which she ordered the surrender to
the Commonwealth of Australia
of Martin Mailley, a New Zealand citizen, accused
of fraud offences in the State of Queensland.
[2] In that decision the Judge first substituted as applicant for the
New Zealand police the Commonwealth of Australia. She
also declined to refer to
the Minister of Justice, under s 48(4)(a)(ii) of the Extradition Act 1999, the
issue of surrender. She
concluded, after reviewing the circumstances that she
considered personal to Mr Mailley, as opposed to those of the case generally,
that it would not be unjust or oppressive to extradite Mr Mailley.
[3] Ultimately in issue on this application is the validity of the
surrender order the Judge made, dependent as it was on the
validity of those two
prior decisions. Also in issue is whether, if I do consider that she made any
invalidating error under s 48(4)(a)(ii),
this is one of those exceptional cases
where I should exercise that discretion myself and refer the case to the
Minister.
[4] There is a prior issue. It is this. To what extent, if at all,
are the grounds on which Mr Mailley challenges the Judge’s
surrender order
open to him, having regard to the decision of the Court of Appeal, dated 28 June
2013, under which the case was remitted
to the District Court?
Evolution of proceeding
[5] On 21 June 2002 Mr Mailley, then living in Australia, was charged
with 12 offences in the state of Queensland, six offences
of fraud and six of
attempted fraud. Over two and a half years he was alleged to have obtained A
$195,220 and to have attempted to
obtain A $1,764,000. (The restitution
claimed is significantly less, A$73,223.)
[6] After Mr Mailley had been committed for trial, he left Queensland for New Zealand under a false passport, in breach of his bail, and on 30 March 2005 a warrant for his arrest was issued by a Judge of the District Court, Queensland, sitting
in Beenleigh. On 14 March 2005 that warrant was endorsed by Judge Morris in
the
District Court, North Shore, under Part 4 of the Extradition Act 1999. On 2
July
2008 Mr Mailley was arrested.
[7] On 11 September 2008,1 after a hearing in the District
Court, North Shore, lasting four days, Judge Hubble determined, under Part 4,
that Mr Mailley was
eligible for surrender. He did not accept that the
applicant under Part 4 had to be the Commonwealth of Australia. Part 4, he
held,
envisaged that the New Zealand police manage the extradition process. He
held the Queensland arrest warrant to be valid.
[8] In that decision the Judge did not resolve three further issues which Mr Mailley then claimed made him ineligible for surrender: whether the Queensland prosecution had been brought in good faith, whether there had been undue delay, and whether the warrants under which he had been detained in New Zealand were invalid. (John Hansen J had held these warrants invalid on their face, when on 17
December 2008 he granted to Mr Mailley, who had by then been in custody for
six months, a writ of habeas corpus.) As to these Mr Mailley
carried the
onus.
[9] On 17 March 2010, the date on which Mr Mailley was to
advance his grounds for ineligibility, his then counsel
said that Mr Mailley
did not wish to pursue them. On that basis the Judge made an order for Mr
Mailley’s surrender; a decision
which Mr Mailley then challenged by way of
appeal in point of law and by application for judicial review.
[10] On 12 April 20112 Ellis J held that the extradition process, under Part 4, had been duly commenced by the issue of the Australian arrest warrant, endorsed in New Zealand; a process in which the New Zealand police, represented by the Crown Solicitor, Auckland, acted as intermediary. She found no fatal deficiency in the warrants of detention and concluded, in the round, that Mr Mailley had not suffered
any substantial injustice. He thus remained subject to the surrender
order.
1 New Zealand Police v Mailley DC North Shore CRI-2000-063-544086, 11 September 2009.
2 Mailley v New Zealand Police HC Auckland CRI-2010-404-229; Mailley v District Court at
North Shore & Anor CIV-2010-404-647, 12 April 2011.
[11] On 28 June 2013 the Court of Appeal quashed the surrender order. It held that, while extradition under Part 4 is initiated by endorsed arrest warrant, it remains a state to state process. The correct applicant was the Commonwealth of Australia, but that was a technical issue. It confirmed that Mr Mailley was eligible for surrender. It remitted the case to the District Court ‘solely for the purposes of considering whether the case should be referred to the Minister of Justice under s
48(4)(a)(ii) because of Mr Mailley’s
health.’3
DECISION UNDER REVIEW
[12] In her decision, given on 20 June 2014, that Mr Mailley now seeks to
have set aside, the Judge held that the applicant’s
identity was a
‘technical issue’, relying on the Court of Appeal’s
description of it. She substituted the Commonwealth
of Australia for the New
Zealand police solely because she understood that to be what the Court of Appeal
thought desirable in the
interests of accuracy.
[13] In order to decide the issue formally remitted to the District Court
by the Court of Appeal, the Judge heard evidence over
two days from two
psychiatrists, who had treated Mr Mailley, Dr Mendel and Dr Fraser, and from his
general practitioner, Dr Whittaker
and a psychiatrist for the Crown, Professor
Mellsop. She also had affidavit evidence from a Queensland psychiatrist, and
from a
medical practitioner there, as to the custodial and secure hospital
facilities for a person with Mr Mailley’s spectrum of risks.
[14] In then declining to refer Mr Mailley’s case to the Minister
of Justice under s 48(4)(a)(ii), the Judge held, primarily,
that Mr
Mailley’s state of health did not render his surrender unjust or
oppressive.
[15] Mr Mailley, the Judge said, had suffered a myocardial infarction in 2005, resulting in the implant of a stent. But he had recovered reasonably well and his heart condition had not substantially worsened since. She did not consider his heart condition, standing alone, a compelling or extraordinary circumstance rendering his
extradition unjust or oppressive.
3 Mailley v District Court at North Shore & Anor [2013] NZCA 266 at [70].
[16] The Judge accepted that, as a result of suffering a significant head
injury when he fell from a height aged 15, Mr Mailley
probably suffered bipolar
affective disorder; a diagnosis advanced by Mr Mailley’s treating
psychiatrists, Dr Mendel Dr Fraser,
but contested by the Crown’s
psychiatrist, Professor Melsop. All four agreed, and the Judge held, that he
certainly suffered
a significant personality disorder. But, she held, these
disorders did not constitute a compelling or extraordinary circumstance
making
extradition unjust or oppressive. He would be able to be cared for adequately
in Australia.
[17] The Judge accepted that Mr Mailley’s heart condition and his
mental and emotional disorders were inherently linked
and that one could
exacerbate the other, but she held that this linkage did not elevate the two
together to an extraordinary or compelling
circumstance. She then considered
whether his documented risk of suicide might qualify.
[18] In September 2009, the Judge accepted, Mr Mailley had made a documented suicide attempt and, while that was then attributed to a domestic dispute, she also accepted that this might not be the sole reason. However, she found telling that there was no reference then to the impact of extradition. (Mr Mailley was admitted to hospital on 7 September 2009, shortly after the eligibility hearing concluded on 1
September 2009, and before the Judge gave his decision.) The Judge did
accept that in February 2011 he had made a second documented
attempt and that
this had been related to the threat of extradition.
[19] The Judge did not accept unreservedly Mr Mailley’s claim to have attempted suicide numerous times before. His estimates had varied too widely. She noted that he had not attempted suicide when in custody for nine months in Queensland, for an unrelated offence, before absconding. Nor had he made any attempt when in custody in New Zealand for six months, before being released on 17 December
2008. (She did not accept Dr Mendel’s evidence, standing alone, that he had attempted suicide on that second remand.) She noted that he had not attempted suicide since 2011, despite this continuing proceeding.
[20] The Judge concluded that Mr Mailley was at risk of further mental
health relapses, if in a situation of inducing stress,
and that his suicidal
ideation might derive from his mental personality disorders. However, she
held, this present proceeding was
one source of stress for him only. Also that
his disorders were not so severe as to deprive him of choice. Even his
statements
that he would commit suicide, if extradited, confirmed he retained
the ability to choose.
[21] The Judge accepted that, when Mr Mailley’s mood became less
stable, so too did his personality and his impulsivity
increased. But lithium
calmed him and the evidence from Australia led her to conclude that he was
likely to be prescribed lithium,
if in custody there, more especially because of
his declared suicidal intent. She did not accept, in the absence of evidence,
that
he could not take lithium because that might lead to renal
failure.
[22] For these reasons the Judge held that Mr Mailley’s risk of
suicide, or more precisely any increase in that risk if
he were extradited, was
not a compelling or extraordinary circumstance requiring her to consider
whether, on that account, it would
be unjust or oppressive to order his
surrender. She elected, however, to deem that risk, or rather that increased
risk, a qualifying
circumstance in order to decide whether surrender would be
unjust or oppressive, taking into account four further factors on which
Mr
Mailley by then relied. The Crown contended that these were outside the scope
of the remitted issue. The Judge considered them
nevertheless.
[23] At the hearing before her, Mr Mailley contended that it would also
be unjust or oppressive to order his surrender because:
(i) the offences with
which he was charged were not of the most serious order; (ii) they were offences
alleged to have been committed
in Queensland between 1999 – 2002, at least
11 years earlier; (iii) the interests of justice had already been met by his
time
in custody in Australia before he absconded and that in New Zealand
afterwards; (iv) the effect that extradition would have on his
wife and
child.
[24] The Judge held that she could not consider the first two. They were not, as s 48(4)(a)(ii) requires, ‘circumstances of the person’. Both were ‘circumstances of the case’, but they had not been invoked under s 8(1). They could only be
reconsidered under s 48(4)(a)(i), but that was beyond the scope of the issue
remitted to the District Court by the Court of Appeal.
[25] The Judge held that, whether or not the interests of justice had
been met by Mr Mailley’s time on remand was a circumstance
under s
48(4)(a)(i), it did not come under s 48(4)(a)(ii). The impact of remand on Mr
Mailley, himself, was a personal circumstance,
but was neither compelling nor
extraordinary. It was a natural consequence of his own choices and actions and
of the extradition
process.
[26] The Judge held that the impact on Mr Mailley’s wife and child
did not come under s 48(4)(a)(ii). It was too prescriptively
expressed to be
enlarged to take into account those interests, even on the principle that
statutes are to be interpreted consistently,
so far as that is possible, with
New Zealand’s international obligations.
ISSUES ON REVIEW
[27] On this review Mr Mailley contends, firstly, that the Judge
acted with procedural impropriety in substituting the
Commonwealth of Australia
as applicant. Neither the New Zealand police, nor the Crown Solicitor, had
advised the Commonwealth of
the health and other grounds on which Mr Mailley
contended it would be unjust or oppressive to extradite him. Nor had the
Commonwealth
confirmed it still wished to pursue extradition.
[28] Secondly, he contends, the Judge misunderstood and
misapplied s 48(4)(a)(ii). To assess whether it would
be unjust or oppressive
to extradite him, she had to assess whether each relevant circumstance
was extraordinary or compelling
against that ultimate criterion. She had to
assess all the circumstances that were relevant, not just those strictly
personal to
him. She had to assess any relevant circumstances, even if they
arose under another provision. She had to assess them in their
totality, and
not just singly. She had also to take into account, consistent with New
Zealand’s international obligations,
the rights of his wife and his
child.
[29] On those two grounds, singly or together, Mr Mailley seeks an order quashing the Judge’s decision and an order setting aside the surrender order she
made or an order referring the matter to the Minister of Justice. He
contends that there is no call to remit the case to the Judge
to reconsider
whether to make one or the other of those two latter orders. The evidence the
Judge received, he contends, establishes
conclusively that it would be unjust or
oppressive to extradite him.
[30] These then are the three issues I have to resolve on the
face of the application. But, as I said at the outset,
there is a prior
issue, which the Judge noted but did not resolve definitively. It is whether
the two grounds on which Mr Mailley
contends that the surrender order was
invalid, because she refused to refer the case to the Minister under s
48(4)(a)(ii), lie within
the scope of the issue remitted to the District Court;
and that inevitably extends to whether he is entitled to the exceptional
affirmative
remedy he seeks.
FIRST ISSUE - IDENTITY OF APPLICANT
[31] In substituting as applicant the Commonwealth of Australia for the
New Zealand police, the Judge accepted that the fact that
the Commonwealth had
not transmitted to New Zealand the Queensland’s arrest warrant, as the
Court of Appeal assumed, might
mean that the Commonwealth was not
strictly the ‘appropriate party’.
[32] The Judge nevertheless held to the Court of Appeal’s
description of this issue as a ‘procedural technicality’.
She
also held that Mr Mailley had not been prejudiced. She saw no need, as
Mr Mailley then contended, for the Commonwealth
to confirm before she gave her
decision that it wished still to pursue his extradition. She declined therefore
to dismiss the proceeding
on this first distinct ground.
[33] Whether in this the Judge was correct turns on what significance the Court of Appeal gave to its understanding that, while under Part 4 a warrant issued in Australia and endorsed in New Zealand is deemed a request for extradition, the process as between Australia and New Zealand remains state to state and ‘the request to the New Zealand police comes through the national Australian authorities, not
directly from the state or territory
involved’.4
4 At [39].
[34] The evidence at the initial first instance hearing before Judge
Hubble was that the Commonwealth had not played any part
in the transmission of
the Queensland arrest warrant, and never did so. The Queensland warrant was
transmitted by the state police
to a New Zealand police officer stationed in
Australia to liaise with Australian police forces, and he transmitted it to
Interpol,
Wellington, which in turn assigned it to the Crown Solicitor,
Auckland.
[35] Also, Mr Mailley contends, in declining to have the Commonwealth
confirm that it did wish to pursue his extradition, knowing
why he contended
that to be unjust or oppressive, the Judge ignored the right the Court of Appeal
gave him to require that to happen.
The Court, when remitting the request issue
to the District Court, also held that the Commonwealth ought only to be
substituted
as applicant ‘if Mr Mailley seeks such an
amendment’.
[36] These questions turn finally on whether the Court of Appeal
concluded that the identity of the applicant was ‘technical’,
because it assumed that the Commonwealth had already effectively
endorsed extradition, or because it considered the
issue to be technical
when set against the statute; and also what the Court meant when it allowed Mr
Mailley to seek to have the
Commonwealth substituted.
COA decision
[37] In its decision the Court of Appeal described this threshold issue,
as it by then been taken for Mr Mailley, in this way:5
Should the proceedings have been brought by the state seeking extradition
(either the Commonwealth of Australia or the State of Queensland)
rather than
the New Zealand police and if so has the error prejudiced Mr
Mailley?
[38] The Act itself, the Court said, does not expressly state who the applicant must be.6 To answer that question, therefore, the Court described the scheme of Part 4, set
against that of the Act as a whole. It also considered whether Mr
Mailley had
5 At [30](a).
6 At [32].
suffered any injustice as a result of the New Zealand police having been
named applicant.
[39] The Court began by surveying the statutory framework and there
described extradition between Australia and New Zealand
under Part 4 as
a ‘special procedure’, which is ‘less formal and more
streamlined’ than the full normal
Part 3 procedure. This, it said,
reflected ‘the high degree of comity between New Zealand and
Australia’.7 The Court went on to say:8
Part 4 provides that where a warrant for the arrest of a person has been issued by a person having authority to do so in Australia, it can be endorsed by a District Court Judge in New Zealand. This process is known as a
‘backed warrant’. Once endorsed, the warrant authorises the New
Zealand police to arrest the person sought to be extradited
and bring them
before the District Court to determine whether they are eligible for surrender
...
[40] Later, when speaking about the issue itself, the proper
identity of the applicant, the Court added:9
It is clear that the backed warrant process is essentially a process
involving co-operation between the police authorities of the
requesting
jurisdiction and of New Zealand. To give effect to the Part 4 process, the New
Zealand Police must exercise powers in
a similar way to the way they would in
relation to a New Zealand warrant. The court application will be initiated by
the Crown Solicitor
in the relevant area.
[41] The Court said also that the Act as a whole contemplates that, even
under Part
4, extradition is a state to state process. It took especial account of s
99, which governs competing requests by two or more states
regardless of whether
they are made under Part 3 or Part 4.10 Later the Court also saw
the need for the Commonwealth to be identified as the applicant under Part 4
as:11
a proper recognition that the New Zealand Police and the Crown Solicitor are
acting on behalf of the Part 4 country in relation to
a unique statutory regime
that differs from their roles in the prosecution of crime in New
Zealand.
7 At [7].
8 At [8].
9 At [36].
10 At [34], [35].
11 At [38].
[42] Ultimately, the Court accepted the Crown submission that ‘the
fact that there is nothing in Part 4 indicating who the
applicant should be
shows that this was not seen as a significant issue by Parliament’.12
The more important question, it held, was whether Mr Mailley had suffered
any prejudice because the New Zealand police had been named
as
applicant.13
[43] Mr Mailley was by then contended to have three substantive interests in whether the Commonwealth should always have been the correct applicant: (i) if the proceeding had to be recommenced on that account his delay argument would strengthen; (ii) he would then be able to start afresh unencumbered by the history of
the case; (iii) he would obtain more complete
discovery.14
[44] The first two interests, the Court held, did not involve any
prejudice to Mr Mailley caused by the New Zealand police having
been named
applicant. They were benefits to him, if he succeeded in his argument that the
Commonwealth ought in the first place
to have been the applicant, and in that
sense were circular.15 As to the third, the Court held that Mr
Mailley had been accorded complete discovery:16
The material before us indicates the New Zealand Police made a request of the
Australian Police and that disclosure of the documents
received from Australia
were subsequently made to Mr Mailley’s counsel by the Auckland Crown
Solicitor.
Conclusions
[45] The Court of Appeal held that whether the proper applicant was the
New Zealand police or the Commonwealth of Australia was
‘technical’,
as a matter of law, because Part 4, in contrast to Part 3, does not prescribe
any applicant. The Act as
a whole, the Court said, made it desirable
to name the Commonwealth as applicant in the interests of accuracy. It put
that no higher.
[46] It was only when it said that, furthermore, that the Court referred
to what it understood to be the consistent practice between
Australia and New
Zealand beyond
12 At [35].
13 At [40].
14 At [41].
15 At [42].
16 At [42].
the regime Part 4 creates; and that cannot have any greater significance.
The Court might have considered the identity of the applicant
was more than
technical, as a matter of fact, had Mr Mailley suffered any want of discovery.
But he had not.
[47] When the Court stated that there was no need for the Commonwealth to
be substituted, unless Mr Mailley wanted that to happen,
it did not accord to
him any ability to dictate terms. The opposite is the case. If Mr Mailley did
not want the Commonwealth substituted,
the New Zealand police were to remain the
applicant. That apart, the Court did not constrain the Judge. She remained free
to substitute
the Commonwealth if she chose.
[48] Thus, I conclude, the Judge made no reviewable error when she
declined to dismiss the proceeding on the ground that the New
Zealand police was
not the correct applicant. The Judge did not act with any procedural or other
impropriety when she substituted
the Commonwealth as applicant.
SECOND ISSUE - REFERENCE TO MINISTER
[49] The principal issue on this review remains whether, as Mr Mailley
contends, the Judge misconstrued and misapplied s 48(4)(a)(ii),
when declining
to refer the case to the Minister of Justice, on the ground that it would be
unjust or oppressive to extradite him,
and when making instead a fresh surrender
order.
[50] This issue, which turns finally on what s 48(4)(a)(ii) says, set
against its purpose, and the statute as a whole, has first
however to be set
against the orders made or confirmed by the Court of Appeal under Part 4; and
thus what was remitted to the District
Court to decide.
COA decision
[51] The Court of Appeal, although it set aside the surrender order then extant, expressly confirmed that Mr Mailley was eligible for surrender; in this endorsing Judge Hubble’s decision under s 45, which had been confirmed by Ellis J on the appeal.
[52] In this the Court confirmed that Mr Mailley had been held rightly to
be an
‘extraditable person in relation to an extraditable country’, and
that the offences with which he was charged were ‘extraditable
offences’.17 More critically, the Court also confirmed that
Mr Mailley was eligible for surrender because he had not established that he was
ineligible
for surrender on any of the three grounds set out in s 8(1), which
are discretionary restrictions on surrender.
[53] Mr Mailley, the Court held, had abandoned on advice the three bases on which he contended he was ineligible for surrender under s 8, and could not resile from that decision. The Court then reviewed itself, against the advice Mr Mailley had received from his then counsel, those three abandoned bases: lack of good faith on the part of the Queensland police, undue delay and injustice or oppression. It agreed with his then counsel’s assessment that none made him ineligible for
surrender.18
[54] The injustice and oppression ground remains pertinent on this review. It rested, the Court said, on Mr Mailley’s state of health, ‘a heart condition and post traumatic distress disorder as well as suicidal ideation’. His then counsel had thought this ground unpersuasive because Mr Mailley could be treated adequately in Australia. He had also thought that this ground standing alone was unlikely to make Mr Mailley ineligible for surrender. He had thus advised Mr Mailley to pursue on appeal his jurisdiction challenge on the ground that the New Zealand police could
not be the applicant.19
[55] As to this third asserted ground under s 8(1) the Court of Appeal
said itself: 20
As regards the health issues, it is well established following the decision of this Court in Wolf v Federal Republic of Germany that the personal circumstances of the alleged offender can come within the statutory phrase
‘all the circumstances of the case’, and so be relevant to a s 8
inquiry, only if there is a clear nexus between those
personal circumstances and
the issues of delay and good faith.21 Mr Mailley’s health
issues in themselves could therefore never have resulted in a discretionary
restriction under s 8.
17 Extradition Act 1999, s 45(2).
18 Mailley v District Court at North Shore & Anor, above n 3, at [48].
19 At [46].
20 At [48].
21 Wolf v Federal Republic of Germany (2001) 19 CRNZ 245.
[56] By contrast, the Court said, Mr Mailley was on ‘stronger
ground’ when he raised his health issues under s 48(4)(a)(ii)
as a basis
for referral to the Minister. As to that, the Court said, the issue posed for
Mr Mailley on the appeal was this:22
Have the proceedings miscarried because of the failure of the District and
High Courts to consider whether Mr Mailley’s mental
health problems
warranted referral to the Minister under s 48(4)(a)(ii)?
[57] The Court began by saying that while personal circumstances are
generally outside the scope of s 8, they might be relevant
under s
48(4)(a)(ii);23 an issue that his previous counsel had never
considered even though they had access to his medical reports. Judge
Hubble
had seen Mr Mailley’s health only as an issue under s 8 but the
Court said, following Wolf, that was plainly incorrect. Ellis J had not
addressed it.
[58] Then, after reviewing Commonwealth of Australia v
Brougham,24 a decision of the District Court, the Court held
that s 48(4)(a)(ii) is not confined to physical health. It extends to mental
health
and whether that state of health constitutes an extraordinary or
compelling circumstance is a matter of fact and degree.25
[59] The Court did not accept, as was by then contended for Mr Mailley, that the medical reports were so compelling as to make any further hearing unnecessary. It considered their strength overstated. Apart from one documented suicide attempt, other attempts were self reported. The one documented attempt, moreover, had been attributed to Mr Mailley arguing with his partner, not to the threat of extradition.26
He had survived two periods of imprisonment. The Court
said:27
The Police should have the opportunity of being able to call its own expert
evidence and to be able to cross-examine the report writers.
The Police may
also wish to call evidence about the mental health facilities in Queensland
prisons.
[60] The Court considered whether it should itself decide this issue to
avoid any further delay. It held that it had jurisdiction
to do so on the
appeal. But counsel then
22 Mailley v District Court at North Shore & Anor, above n 3, at [30](c).
23 At [49].
24 Commonwealth of Australia v Brougham [2009] DCR 753.
25 Above, n 1, at [63].
26 At [67].
27 At [67].
agreed that this was an issue better remitted to the District Court, and the
Court acceded to that to avoid truncating Mr Mailley’s
right of
appeal.28
Scope of remitted issue
[61] The issue the Court of Appeal remitted to the District Court was
highly specific. It was:29
solely for the purposes of considering whether the case should be referred to
the Minister of Justice under s 48(4)(a)(ii) because of Mr Mailley’s
health.
[62] On a plain reading what the Court remitted for the District Court to
decide, under s 48(4)(a)(ii), was whether Mr Mailley’s
health issues were
compelling or extraordinary and whether that made it unjust or oppressive to
extradite him; and nothing more.
That, moreover, corresponds with the related
issue taken for Mr Mailley, as the Court defined it, and its own survey of the
then
available psychiatric evidence, and its initial instinct to decide this
issue itself on the existing and any further such evidence.
[63] It follows, to my mind, that any challenge to the validity of the
Judge’s decision must be confined to whether she
made any error in
assessing the remitted issue under s 48(4)(a)(ii). It cannot extend to
issues that the Judge may have
resolved, but which were not remitted to the
District Court, unless she then made any error that invalidates her decision on
the
issue that was remitted to the District Court.
[64] To decide whether the Judge made any reviewable error in deciding
the question remitted, and to set out my conclusions if
the remit was wider than
I understand it to be, I will begin by setting s 48(4)(a)(ii), and the function
it serves, against the Act
as a whole, particularly Part 4.
Principles of interpretation
[65] The fundamental principle of interpretation is, as s 5(1) of the Interpretation
Act 1999 says, simply this: ‘[t]he meaning of an enactment must be
ascertained from its text and in the light of its purpose’.
Section 5(2)
enables the Court to take into
28 At [68], [69].
29 At [70].
account any ‘indications provided in the enactment’. Section
5(3) confirms that even the way in which the statute is
organised has a place in
the analysis.
[66] This principle of interpretation, according to Burrows, has stood in New Zealand for over a century.30 It calls for a balance to be struck between the text and the purpose, in which the latter is decisive. In 1992 Cooke P said that, in principle,
‘strict grammatical meaning must yield to sufficiently obvious
purpose’.31 That is so
also where a provision is ambiguous or unclear.32 But a sensible balance must be struck. As the then chief parliamentary counsel, George Tanner QC, said in 2005,
‘text is enlarged by purpose, and purpose is constrained by
text’.33
Object and scheme
[67] The Act must be interpreted against its objects, as these are set
out in s 12. Essentially, those objects are to set in place
extradition
processes which answer the duty of New Zealand to respond to appropriate
requests and, reciprocally, to promote New Zealand’s
ability to make
requests for extradition:34
The object of this Act is to provide for the surrender of an accused or
convicted person from New Zealand to an extradition country
or from an
extradition country to New Zealand, and in particular—
(a) To enable New Zealand to carry out its obligations under
extradition treaties; and
(b) To provide a means for New Zealand to give effect to requests for
extradition from Commonwealth countries; and
(c) To provide a means for New Zealand to give effect to requests for
extradition from non-Commonwealth countries with which
New Zealand does not have
an extradition treaty; and
(d) To provide a simplified procedure for New Zealand to give effect
to requests for extradition from Australia and certain
other countries;
and
30 JF Burrows and RI Carter Statute Law in New Zealand (4th ed, LexisNexis, Wellington, 2009) at
203.
31 McKenzie v Attorney-General [1991] NZCA 105; [1992] 2 NZLR 14 at 17 (CA).
32 Commerce Commission v Fonterra Co-operative Group Ltd [2007] NZSC 36, [2007] 3 NZLR
767 at [24].
33 Tanner & Carter ‘Purposive Interpretation of New Zealand Legislation’, (paper presented to
Australian Drafting Conference, Sydney, August 2005) at [66].
34 Extradition Act 1999, s 12.
(e) To facilitate the making of requests for the extradition of persons to
New Zealand.
[68] Consistent with s 12, the Act prescribes two processes for
extradition. The full and normal process in Part 3, and a simplified
process
governing extradition to Australia and some designated countries in Part 4.
Under Part 3 the Court only decides whether
a person is eligible for surrender.
The Minister of Justice decides the issue of surrender. Under Part 4 the Court
decides both
of those issues, unless it considers that there are qualifying
circumstances rendering surrender unjust or oppressive. It then refers
that
issue to the Minister to decide.
[69] This division of responsibility, between the District Court,
in the first instance, and the Minister, is highly
particular.35
The Act allocates some powers both to the Court and the Minister; those as
to the mandatory and discretionary restrictions on eligibility.
It allocates
some to the Court only; those going to eligibility. It allocates some to the
Minister only; those that culminate in
a residual general discretion to decline
extradition.
[70] Critical to this present review is the division made under Part 4,
which after an arrest warrant from Australia or another
designated country has
been endorsed, prescribes a potentially three phase process.
Part 4 – a three phase process
[71] First the District Court must decide under s 45 whether the person is eligible for surrender: whether he or she is an extraditable person, the requesting country is an extradition country, and the offences are extradition offences.36 The Court must also decide whether the person is ineligible for surrender because one of the mandatory or discretionary restrictions on surrender under ss 7 and 8 apply; an issue as to which the person carries the onus.
[72] At the related original hearing in the District Court Mr Mailley did
contend that he was ineligible for surrender on one
or more of the discretionary
grounds set
35 Yuen-Kwok-Fong v Hong Kong Special Administrative Region of the People’s Republic of China
[2001] NZCA 174; [2001] 3 NZLR 463 at [28].
36 Extradition Act 1999, s 45(2).
out in s 8(1), only to abandon that claim, as the Court of Appeal
later held, irrevocably. But s 8(1) remains pertinent.
It says this:
A discretionary restriction on surrender exists if, because of - (a) the trivial nature of the case; or
(b) if the person is accused of an offence, the fact that the
accusation against the person was not made in good faith in the
interests of
justice; or
(c) The amount of time that has passed since the offence is alleged to
have been committed or was committed,—
and having regard to all the circumstances of the case, it would be unjust or
oppressive to surrender the person.
[73] If, as then happened in this case, the person remains eligible for surrender under s 45, despite any claim under s 8 or s 7 for that matter, the Court must under s
46 issue a warrant to detain him or her (though he or she will not be
surrendered for at least 15 days after the issue of the warrant
or the exercise
of the rights to apply for a writ of habeas corpus or to appeal). Subject to
that, s 47 requires the Court to issue
a surrender order immediately, unless the
case is referred to the Minister. Section 48 governs referral.
[74] Section 48(1) obliges the Court to refer a case to the Minister on
grounds which do not apply in this case. Section 48(1)(a),
for instance,
requires referral where the person whose extradition is requested is a New
Zealand citizen, but that is not so in the
case of a request from
Australia.37 Section 48(4), by contrast, gives the Court a more
general power and its nature and extent is pivotal to this review. It says
this:
If—
(a) It appears to the court in any proceedings under section 45
that—
(i) Any of the restrictions on the surrender of the person under
section 7 or section 8 apply or may apply; or
(ii) Because of compelling or extraordinary circumstances of the
person, including, without limitation, those relating to the
age or health of
the person, it would be unjust or oppressive
37 Section 48(3)(a).
to surrender the person before the expiration of a particular period;
but
(b) In every other respect the court is satisfied that the grounds for making
a surrender order exist,—
the court may refer the case to the Minister in accordance with subsection
(5).
[75] Under s 48(4)(a)(i), s 8(1) comes into play a second time even though it may not have been invoked successfully or at all as a restriction on eligibility. Section
48(4)(a)(i) is also curiously expressed when it says that s 8 does
‘apply or may apply’. If it does apply, it must have
rendered the
person ineligible for surrender and the need for referral ought never to arise.
However, that is not an issue in this
case. What is in issue is how s
48(4)(a)(i) and (ii) interrelate.
[76] Both culminate in the issue whether it would be ‘unjust or oppressive’ to order surrender. But s 8(1) requires that to be assessed having regard to ‘all the circumstances of the case’, and that must also be so equally under s 48(4)(a)(i). Section 48(4)(a)(ii), by contrast, calls for that to be assessed against the
‘circumstances of the person’. In contention is whether those
categories of circumstance are fixed and mutually exclusive.
Mr Mailley
contends that they are not and the Crown contends that they are.
[77] If the Court does refer the case to the Minister under s 48(4), s 49
obliges the Minister to determine surrender in accord
with his power of decision
under Part 3, under which the Crown decides eligibility and the Minister
surrender. Under Part 4, as
under Part 3, the Minister must determine surrender
in accord with ss 30(2) – (4), of which only s 30(3) is relevant to this
review and to this extent:
The Minister may determine that the person is not to be surrendered if
–
...
(b) it appears to the Minister that a discretionary restriction on
the surrender of the person applies under s 8; or
..
(d) ... it appears to the Minister that compelling or extraordinary circumstances of the person including, without limitation, those
relating to the age or health of the person, exist that would make it unjust
or oppressive to surrender the person; or
(e) for any other reason the Minister considers that the person should not be
surrendered.
[78] The two specific germane grounds on which the Minister may
decline surrender, those in s 30(3)(b) and (d), are
identical to those under
which the Court may refer the issue of surrender to the Minister under s 48(4).
The third ground, that
in s 33(e), confers on the Minister a general residual
discretion extending beyond the prescribed grounds. That is significant in
itself.
[79] The residual discretion confirms that each of the preceding
prescribed grounds is discrete. It also confirms that,
even where the Court
must under Part 4 decide surrender, once it refers that issue to the Minister on
the ground that it would be
unjust or oppressive to extradite, the Minister
retains a larger discretion. The Minister may decline surrender for reasons,
which
do not fit within the specified grounds, and may not meet the exacting
tests they impose.
[80] Finally, it remains to mention, the sole right of appeal that the
Act confers, that in s 68(1), is confined to the eligibility
decision under s
45, and is in point of law only. If such an appeal succeeds that will also
result in any surrender order under
s 50 being quashed. There is no right of
appeal, by contrast, from a s 48 refusal to refer a case to the Minister. Any
challenge
to that exercise of discretion, like any to any decision taken by the
Minister, can only be by way of judicial review.
Injustice or oppression
[81] The decisive issue on this review is whether, as Mr Mailley contends, the words ‘unjust or oppressive’, as they appear in s 48(4)(a)(ii), are to be accorded their fullest natural meaning requiring the Court to consider any circumstance relevant, whether that is one of the qualifying circumstances specified, or is catered for by s
48(a)(i) or elsewhere, or not at all. Or whether, as the Crown contends, the
opposite is the case.
[82] Mr Mailley contends that unless those words are given their full natural meaning s 48(4)(a)(ii) is rendered ineffective. The essential issue is, he contends, as
Lord Diplock expressed it in Kakis v Government of the Republic of Cyprus
& Ors,38 where the immediate question was whether there had
been undue delay as a result of the passage of time, when he said this:
‘Unjust’ I regard as directed primarily to the risk of prejudice
to the accused in the conduct of the trial itself, ‘oppressive’
as
directed to hardship to the accused resulting from changes to his
circumstances that have occurred during the period
to be taken into
consideration; but there is room for overlapping and between them they would
cover all cases where to return
him would not be fair.
[83] Thus, Mr Mailley contends in particular, it has to be inherent in any assessment whether extradition would be unjust or oppressive, how serious the offending charged is. If it is murder, for instance, that may be so serious as to overwhelm factors that would otherwise make extradition unjust or oppressive like a long history of mental illness, paranoid schizophrenia, and an alleged offence date 23
years before.39 Conversely, even where death is in issue, that
may not be as decisive
where the offence is one of dangerous driving causing death or injury.40
The fact that the triviality of the offence charged is a restriction on
surrender under s 8(1)(a), and thus under s 48(4)(a)(i), cannot
exclude the
relative seriousness of the offences charged being taken into account under s
48(4)(a)(ii).
[84] The Crown contends, by contrast, that in Kakis the
words ‘unjust or oppressive’ were able to be read as widely as
they were, because their context did not restrict
them. Whether extradition
was ‘unjust or oppressive’ was to be answered against ‘all the
circumstances’.
In the other cases on which Mr Mailley relied, the Crown
also contends, the statute allowed greater room for latitude.41
Grounds on which surrender would be unjust or oppressive, though specified
in separate sections, readily aligned.
[85] The Judge distinguished the English cases because, as has been said in earlier cases in this country, the statute there is materially different. Leaving that to one side, I am unconvinced that the English cases are useful analogies. The Court of
Appeal in this case remitted to the District Court, under s
48(4)(a)(ii), the issue
38 Kakis v Government of the Republic of Cyprus & Ors [1978] 2 All ER 634 at 638.
39 Hutton v Government of Australia [2011] EWHC 564 (Admin).
40 Re: Collin Davies [1998] COD 1.83.
41 Extradition Act 2003 (UK), ss 82, 91.
whether Mr Mailley’s state of health made it unjust or oppressive to
order surrender,
relying on its own earlier analysis in Wolf.42
[86] In Wolf, where a non-treaty extradition request had to be
determined under Part 3, the converse issue arose. The issue there was whether
under s 24(4) the District Court should have ruled the appellant
ineligible for surrender, not just because it was contended
that there had
been undue delay under s 8(1)(c), but on account of his personal circumstances.
He had a family in New Zealand.
[87] The appellant there contended that s 8(1) had to be interpreted in
an enabling and not limiting way consistent with s 6 NZBORA.
The Court
therefore had to have regard to ‘all the circumstances surrounding the
extradition proceeding, including in particular
the likely impact of extradition
on the individual concerned’. How could the Court decide otherwise,
whether the passage of
time made extradition unjust or oppressive?
[88] The Court of Appeal resolved this issue quite simply by holding that the appellant could not invoke delay under s 8(1)(c), having entered New Zealand under a false name. It held, however, that the Courts below had been right to conclude that the phrase ‘all the circumstances of the case’ in s 8(1) necessarily excluded, generally speaking, those of the person. The Court held that ‘all the circumstances of the case’ are not to be understood in a ‘wide textured’ way.43 They can only be those circumstances able to be related to the three restrictions on eligibility it specifies: that the case is trivial or brought in bad faith or that there has been undue
delay.
[89] In that, the Court also necessarily confined the extent to which the Minister under s 30(3)(b) could hold surrender to be unjust or oppressive.44 Analogously, it confined equally the ground on which the Court could under s 48(4)(a)(i), refer a case to the Minister. Under Part 3 personal circumstances are reserved to the Minister under s 30(3)(d), when deciding surrender. Under Part 4, by contrast,
personal circumstances have first to be assessed by the Court when
deciding whether
42 Wolf v Federal Republic of Germany, above n 21.
43 At [56].
44 At [60].
to refer surrender to the Minister under s 48(4)(a)(ii). The words are
identical. In this case the Court of Appeal clearly appreciated
that to be so
in the remit it made.
[90] When the Court made that remit under s 48(4)(a)(ii), moreover, it
had no need to spell out how that discretion was to be
exercised. Mr
Mailley’s state of health was a specified personal circumstance capable,
in principle, of being extraordinary
or compelling and a reason why extradition
would be unjust or oppressive. The issue remains whether the Judge made that
analysis
correctly.
Assessment – composite or sequenced
[91] Mr Mailley contends that the Judge misapplied s 48(4)(a)(ii) by
deciding whether each personal circumstance she considered
was relevant or
compelling without setting that against whether extradition would be unjust or
oppressive. The Crown contends that
these are two discrete
questions.
[92] The same essential issue arose in Ye v Minister of
Immigration.45 It concerns the issue arising under s 47(3) of
the Immigration Act 1987, which says this:
An appeal may be brought only on the grounds that there are exceptional
circumstances of a humanitarian nature that would make it
unjust or unduly harsh
for the person to be removed from New Zealand, and that it would not in all the
circumstances be contrary
to the public interest to allow the person to remain
in New Zealand.
[93] There too the issue was whether a sequenced or synthetic analysis was called for by the first of the two criteria set out in s 47(3). As to that Elias CJ differed from the other members of the Court.46 She held that the first criterion set a ‘composite standard’ and that ‘If the humanitarian circumstances are such as to make it unjust or unduly harsh for a person to be removed, then the ‘exceptional’ standard is reached.’ The decision maker, she pointed out, still had to be satisfied as to the second
criterion, that it would not be contrary to the public interest to allow the
person to
remain in New Zealand.
45 Ye v Minister of Immigration [2009] NZSC 76; [2010] 1 NZLR 104 (SC) at [34].
46 At [7].
[94] The majority, by contrast, held that there were ‘three ingredients to the first criterion: (i) exceptional circumstances; (ii) of a humanitarian nature; (iii) that would make it unjust or unduly harsh for the person to be removed from New Zealand.’47
What first had to be decided was whether there were humanitarian
circumstances that were ‘truly an exception rather than the
rule’.
It then held that if there were the decision maker would have to decide whether
they made it unjust or unduly harsh
to remove the person from New
Zealand.
[95] In dividing that first criterion into two, the majority identified two ways in which it might be read. One was ‘to hold that the presence of the relevant exceptional circumstances necessarily demonstrates injustice or undue harshness’. The second ‘involves an assessment of whether the exceptional circumstances found
to exist make it unjust or unduly harsh to remove the person’.48
On that second
reading, the Court said, which it considered more appropriately served the
statutory purpose and preferred, it did not necessarily
follow that if there
were qualifying circumstances the removal of the person would be unjust or
unduly harsh.
[96] By analogy s 48(4)(a)(ii) has three ingredients: (i)
‘circumstances of the person, including, without limitation,
those
relating to the age or health of the person’; (ii) that are
‘compelling or extraordinary’; (iii)
that would make it
‘unjust or oppressive to surrender the person’. The Judge
has first to find qualifying
compelling or extraordinary circumstances and
has only then to consider whether it would be unjust or oppressive to surrender
the
person; a discrete second conclusion not dictated by the first.
[97] That accords with the analysis of s 8(1), and thus s 48(4)(a)(i), which the Court of Appeal made in Wolf. It also confirms that s 48(4) sets out two distinct bases on which the Judge may conclude that surrender is unjust or oppressive, one founded on ‘all the circumstances of the case’ and the other on ‘the circumstances of the person’. The circumstances able to be catered for are very comprehensive, though within a range of specified categories and to a specified standard. The
Minister then has the equivalent ability under s 30(3)(b) and (d) to
decide whether to
47 At [34].
48 At [37].
direct surrender, but retains the residual wider general discretion under s
30(3)(e) to decide that the person should not be surrendered
for any other
reason.
Compelling or extraordinary circumstances – discrete or
cumulative
[98] Mr Mailley does not take issue with the way in which the Minister
defined compelling or extraordinary circumstances, which
she construed as posing
‘a high threshold’.49 Nor could he. She adopted the
Court of Appeal’s own definition of those words when remitting the case to
the District Court:50
In order to qualify as extraordinary circumstances, the circumstances must be
out of the ordinary, unusual, uncommon or striking,
while compelling denoted
“very persuasive” or “very strong”.
[99] Mr Mailley contends, however, that the Judge set the bar
too high by assessing each personal circumstance individually
and by not
recognising that while circumstances, individually, may be less than
extraordinary or compelling, they may be both once
they are related one to
another.
[100] This is not an issue the Court of Appeal needed to resolve in its own
decision. Nor did it resolve that issue in Wolf. But it is notable that
in Ye, while the Court did not speak about this explicitly either, it did
speak of circumstances in the round. The majority said of s
47(3):51
The flavour of the subsection as a whole, with its interweaving of
the concepts of exceptional circumstances, injustice
or undue harshness and the
public interest suggests that Parliament, being mindful of humanitarian
considerations, contemplated overstayers
being allowed to remain in New Zealand
if there were humanitarian circumstances of a sufficiently unusual kind that
their remaining
would not undermine the general importance of maintaining the
integrity of the immigration system.
[101] The Supreme Court then went on to say, when explaining why the issue whether there were qualifying circumstances had first to be answered, before it became relevant to answer the ultimate question whether it would be unjust or
unduly harsh to deport, that the answer to the first question could not
dictate that to
49 New Zealand Police v Mailey, above n 1, at [57].
50 Mailey v District Court at North Shore & Anor, above n 3, at [62].
51 Wolf v Federal Republic of Germany, above n 21, at [36].
the second because the answer to the second depended on the strength of those
qualifying circumstances. It said:52
Whether the particular exceptional circumstances give rise to the necessary
injustice or undue harshness is a matter for assessment
of the decision maker.
It will depend on how compelling or persuasive the exceptional
circumstances are’.53
[102] In that, the Supreme Court appears to me to have endorsed an
assessment that allows for all circumstances contended to be
relevant to be
assessed both discretely and cumulatively. A circumstance may be
‘extraordinary or compelling’ in isolation
or it may not. But,
even to assess an individual circumstance, any naturally interrelated
circumstance must also be relevant.
Otherwise the analysis would be
artificial. In the end, therefore, the issue whether there are
‘circumstances’, which
are ‘extraordinary or compelling’
calls, I consider, for a cumulative assessment.
[103] The Judge in the first instance certainly assessed Mr Mailley’s
physical and mental and emotional health conditions
as discrete circumstances
before assessing them in the round. The issue is whether she sufficiently
related them one to another
in her ultimate conclusion.
Rights of family and child
[104] Finally, Mr Mailley contends that the Judge was obliged to
construe s 48(4)(a)(ii), taking into account New Zealand’s
obligations to
secure freedom from interference with home life and the protection of the family
under Articles 17 and 23 of the International
Covenenant on Civil and Political
Rights, and to safeguard the rights of his child, especially under Article 8 of
the United Nations
Convention on the Rights of the Child.
[105] The Judge was able to construe s 48(4)(a)(ii) consistently with those international rights, Mr Mailley contends, when considering whether his personal circumstances were extraordinary or compelling, by recognising that the impact of his extradition on his family’s life, and on the rights of his child to the love and
protection from both of her parents, was inextricably
interlinked with his own
52 At [38].
53 At [38].
interest as a member of the family and his duty to his child. Equally, Mr
Mailley contends, when assessing whether extradition would
be unjust or
oppressive, the Judge should have recognised that the impact on him was
inextricably interlinked with the impact on
his family precisely because his
extradition would force the family apart.
[106] This question, like the last, is to be resolved according to
principles in which all members of the Supreme Court joined in
Ye v Minister
of Immigration, when interpreting s 47(3) of the Immigration Act 1987. It
there said that the Act was to be interpreted:54
.. in a way that is consistent with New Zealand’s obligation to observe
the requirements of applicable international instruments
and, in particular, in
present circumstances, those of the United Nations Convention on the Rights of
the Child.
[107] However, the Court also held that while under the Treaty the best interests of a child were a ‘primary consideration’, that did not mean that, as under the Care of Children Act 2004, they were ‘the first and paramount consideration’. The two statutes served distinct policy objectives; and the Court struck this balance:55
It is appropriate, in the light of New Zealand’s obligations under
Article 3(1), to interpret the relevant provisions of
the Immigration
Act so that the interests of New Zealand citizen children are always
regarded as an important consideration,
in the decision making processes.
The words ‘a primary consideration’ in Article 3(1) do not denote
how this consideration
ranks against any other relevant consideration such as
the public interest. The child’s interests are always important; but
what
ultimate effect should be given to them is a matter of assessment against all
the other relevant circumstances of the particular
case and the specifics of any
statutory test.
[108] In this the Judge also struck a balance. She held that she could not take into account the impact on Mr Mailley’s family under s 48(4)(a)(ii). That was not a circumstance personal to him. It was a circumstance of the case. But she could take into account the impact on him. That impact, she considered, although it was beyond her remit, might also be able to be catered for under s 8 ‘providing there was enough of a nexus between the delay and the personal impact on Mr Mailley’. Here
too, however, she considered that the impact on Mr Mailley
could not be
54 At [24].
55 At [25].
extraordinary or compelling. It was a natural consequence of his choices
and actions.56
[109] The issue, which then arises under Part 4, though not under Part 3,
is how, if at all, the international obligations on which
Mr Mailley relies are
able to be taken into account. If they are not personal circumstances under s
48(4)(a)(ii), and may not be
circumstances of the case under s 48(4)(a)(i), the
Minister’s ability to consider them in the exercise of his residual
discretion
under s 30(3)(e) will never arise. Under Part 3 the Minister will
have that ability because the Court decides eligibility only.
[110] This issue is not one, however, that the Judge was required to
consider on the issue remitted to the District Court under
s 48(4)(a)(ii) and
does not call for any conclusion by me on this review.
Conclusions
[111] In declining to refer the issue of surrender to the Minister under s
48(4)(a)(ii) the Judge focused, as she was obliged
to do, on whether
his state of health constituted an extraordinary or compelling circumstance
rendering extradition unjust
or oppressive; and, I conclude, the manner in which
she did so accorded with the terms of that discretionary power.
[112] As the Court of Appeal recognised when remitting that
question to the District Court, Mr Mailley’s state of
health was a
personal circumstance, under s 48(4)(a)(ii), capable, depending on its
nature and severity, of constituting
an extraordinary or compelling
circumstance rendering surrender unjust or oppressive. That was the analysis the
Judge was obliged
to make and she did make.
[113] The Judge correctly assessed each aspect of Mr Mailley’s state of health, first his heart condition, and then his mental and emotional condition, his likely bipolar affective disorder and his personality disorder. She found each less than compelling
or extraordinary. But she also recognised that they were interrelated
and assessed
56 At [98].
them together. She assessed distinctly, taking them into account, the risk
that Mr Mailley might attempt suicide if extradited,
or more exactly any
increase in that risk, and she found the three together, even when combined,
less than compelling or extraordinary.
[114] The Judge correctly saw the question whether, on account of those
circumstances, it would be unjust or oppressive to extradite
Mr Mailley to be
distinct from the prior question whether they were extraordinary or compelling.
Strictly, she did not have to answer
that ultimate question unless she found
that they were. However, she deemed Mr Mailley’s documented risk of
suicide attempts,
set against his physical and mental and emotional conditions,
to be extraordinary or compelling in order to assess whether it would
be unjust
or oppressive to extradite him, taking into account the four countervailing
factors on which he by then relied even though
they were beyond the scope of the
remitted issue.
[115] As to those further four factors, she distinguished those clearly
personal to Mr Mailley, the time he had spent on remand,
especially in New
Zealand, and the impact on him of being separated from his wife and child, from
those which were not personal and
were other circumstances of the case beyond
the scope of the remitted issue. She assessed those two factors individually
without
considering whether, if they were combined with Mr Mailley’s risk
of suicide, set against his physical, mental and emotional
condition, all
combined would constitute extraordinary or compelling circumstances rendering
surrender unjust or oppressive.
[116] Had the issue remitted to the District Court been to consider on evidence what, if any, personal circumstance Mr Mailley might be able to call in aid under s
48(4)(a)(ii), that would, to my mind, have amounted to an error of principle.
But that was not the remit made and the Judge’s
assessment of those two
extraneous circumstances did not begin to touch, let alone invalidate, her
conclusions as to the remitted
issue.
[117] In the result, I conclude, that the Judge decided the remitted issue consistently with s 48(4)(a)(ii), and in her wider analysis made no error of principle
invalidating the decision she was required to make. How she weighed the
evidence in the exercise of her discretion cannot be revisited
on this
review.
OUTCOME
[118] The Judge made no error in the exercise of her discretion
substituting the Commonwealth of Australia for the New Zealand police
as
applicant in the extradition proceeding, or in declining to refer the issue of
surrender to the Minister of Justice. She consequently
made no error in making
an order for the surrender of Mr Mailley to the Commonwealth; or to the state of
Queensland in particular.
I decline Mr Mailley’s application for
judicial review.
[119] As to the issue of costs, Mr Mailley is legally aided and that may well be decisive. If costs are pursued a memorandum is to be filed and served within 10 working days of the date of this decision. Any reply within is to be made within the
succeeding 10 working days.
P.J. Keane J
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