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Last Updated: 1 December 2014
NOTE: PUBLICATION OF NAME(S), ADDRESS(ES), OCCUPATION(S) OR IDENTIFYING PARTICULARS, OF COMPLAINANT(S) PROHIBITED BY S 203 OF THE CRIMINAL PROCEDURE ACT 2011.
IN THE HIGH COURT OF NEW ZEALAND TAURANGA REGISTRY
CRI-2013-070-2102 [2014] NZHC 2827
THE QUEEN
v
DAVID LESLIE ROBINSON
Hearing:
|
12 and 13 November 2014
|
Counsel:
|
HA Wrigley for Crown
AF Rickard-Simms for Defendant
|
Sentence:
|
13 November 2014
|
SENTENCING NOTES OF FOGARTY
J
Solicitors: Ronayne Hollister-Jones Lellmann, Tauranga
Pacific Coast Law, Papamoa
R v ROBINSON [2014] NZHC 2827 [13 November 2014]
[1] Mr Robinson, you appear for sentence after pleading guilty to five charges, all being sexual offences. The first is to a representative charge that between 1
November 1996 and 15 September 1998, did indecently assault the complainant,
a girl under the age of 12 years. The particulars being
that he touched her
upper thigh genital region in bed and pressed your erect penis against her while
driving with her on your lap,
being an offence under s 133(1)(a) of the Crimes
Act.
[2] The second charge, also a representative charge, is that between 1
November
1996 and 31 December 1999, you did sexually violate the same girl by unlawful
sexual connection, the particulars being connection
occasioned by the
penetration of her genitalia by your finger, this being an offence under s
128(1)(b) of the Crimes Act.
[3] The third charge, also a representative charge, was that between 1
November
1996 and 5 [15] September 1998, he induced the same girl, being under the age
of
12, to do an indecent act on you, the particulars being placing her hand on
your penis, this being an offence under s 133(1)(c) of
the Crimes
Act.
[4] The fourth charge, also a representative charge, is that
you, between
1 November 1996 and 31 December 1999, at Tauranga and Thames, with the intent
of offending the same girl, did an indecent act, the
particulars being, exposing
your erect penis to her and/or rubbing his penis in her presence, being an
offence under s 126 of the
Crimes Act.
[5] The fifth charge, is also a representative charge, is that you,
between 1 May and 31 May 1992, sexually violated another
girl by unlawful sexual
connection, the particulars being a connection between your mouth and/or tongue
and her genitalia, being
an offence under s 128 and 128B of the Crimes
Act.
[6] These pleas of guilty were taken on what was to be the day of the commencement of a trial, a plea indication having been given the Friday before the trial which obviated the need for the complainants to travel to the trial. You pleaded guilty to the first five counts and an amended count. Originally the counts were going to be 13 counts that would have gone to trial. Katz J recorded in a minute that
the Crown had also provided a combined summary of facts relating to these
first five counts which had been agreed with the defence.
[7] When I came to deal with the sentencing, as you have heard yesterday, it appeared at the outset there was a very significant difference in the analysis of experienced counsel, both for the Crown and for yourself, Mr Robinson, as to the application of the guiding decision of the Court of Appeal in a case called R v AM.1
This is a leading decision of the Court of Appeal that binds this Court and
guides sentencing, being these type of cases.
[8] The Court of Appeal separated out offending in these type of cases
into three bands, band 1, band 2 and band 3. The Crown
argued that this
sentencing should be approached at the level of band 3. Mr Rickard-Simms,
counsel for defendant, argued it was
at the higher end of band 1 or the lower
end of band 2. This difference of opinion seemed to me to account for the very
significant
disparity of the sentences being argued for by each counsel. The
Crown submissions argued for a starting point, at a range of 11
to 13 years
imprisonment in the written submissions. Counsel for the defendant argued for a
start point of around 4 to 5 years.
Both these starting points also apply the
totality principle. I should say, for the benefit of the public who are here,
the “totality
principle” is a “stand back and look” at
the total sentence when there are a number of counts and then an
adjustment.
[9] As a Judge faced with a more than 100 per cent disparity between
the two starting points, I explored in oral argument why
counsel would be so far
apart.
[10] In the course of that exercise, it became apparent that Mr Robinson
did not accept the combined summary of facts, an acceptance
of which was partly
affecting the instructions that Mr Rickard-Simms was given and the nature of the
argument he was being forced
to run.
[11] The Crown summary of facts (combined) – it’s an unusual document,
probably created out of the exigencies of the very late pleas. I am
satisfied, however, that the intent of this document was understood by counsel
for the defendant and the
1 R v AM [2010] NZCA 114.
defendant at the time that he made his decision to plead guilty against the
five counts and it was on the basis that the representative
charges would be
interpreted as including all the conduct in the Crown’s summary of facts
(combined).
[12] I am satisfied of this for two reasons. Firstly, the record of the
agreement as to how the sentencing would proceed by Katz
J which I recorded a
moment ago and also because I adjourned the hearing last night to allow Mr
Rickard-Simms to obtain confirmation
of instructions from his client that he
accepted he would be sentenced on this summary of facts (combined) which he
obtained.
The offending
[13] I now turn to the offending. The offending against the first
complainant occurred when the defendant was 56 years old,
in 1992. He met and
began a relationship with the first complainant’s mother. The first
complainant was, at that stage,
six years old and she and her mother lived
together. Her mother was a single parent, carless, unemployed and struggling
financially.
The defendant immediately began to assist the family by completing
jobs around the household and transporting them in his vehicle.
In mid-1993 he
was arrested and charged with sexually abusing three other children in his
family. He was living with his mother
at the time and was asked to leave. He
then moved into the home of the first complainant and her mother. In 1995 he
was imprisoned,
following his convictions for this other sexual offending. He
was released in 1996. He immediately moved back into the home of
the first
complainant and her mother.
[14] Over time he assisted the first complainant’s mother by caring for the first complainant. The defendant encouraged the first complainant’s mother to take a job at a pack house in Te Puke and she began working nightshifts approximately five nights a week. Between 1 November 1996 and 5 September 1998, when the girl was then aged 10 to 13 years, he sexually abused her on a frequent basis. The sexual abuse continued for approximately three years, until he moved out of the home. The offending would occur when the first complainant’s mother was either at work, asleep in bed or having a bath. I refer to charge 2 and the representative count of
sexual violation by unlawful connection. I take this as the lead charge
against the first complainant. That was common ground between
counsel.
[15] The agreed statement of facts proceeds on the basis that on
an evening between the two dates, the defendant entered
the first
complainant’s bedroom where he believed her to be asleep. She was lying
on her side, wearing a nightie but no underwear.
He stood beside her bed and
placed his hand between her upper thighs, near her vagina, leaving his hand
there for some time. The
first complainant froze with fear and pretended to
be asleep. Eventually, the defendant left the complainant’s
bedroom without saying a word, believing the first complainant remained asleep.
Following this incident, the defendant began to
enter the first
complainant’s bedroom in the same manner up to five times a week. Within
a week of the first instance, he
progressed to inserting his index finger within
the first complainant’s vagina, each time he entered her bedroom. He
would
move the finger in and out of her vagina and rub her. This was very
painful for the first complainant but she would remain frozen
with fear and
pretend to be asleep. The defendant would continue for several minutes and
eventually leave the room. The first
complainant began to wear underwear
in the hope that this would deter the defendant. However, the defendant
would simply
push the underwear aside and insert his index finger into her
vagina. On some of these occasions the defendant would remove his
erect penis
from his pants, still believing the first complainant to be asleep. He would
take her hand and place it on his penis,
holding it there for several
minutes.
[16] As this narrative shows, the offending combined sexual violation by
unlawful connection with other offending of indecent
assault, reflected in
charges 1 and 3.
[17] There was other offending outside her bedroom which was reflected in charge 4. While the first complainant would be watching television, he would stand behind her in the doorway of the lounge, remove his erect penis from his pants and masturbate himself behind the first complainant. On some occasions, she would turn at the sound and look at him, he remaining unconcerned would continue to masturbate himself. He also exposed his penis away from home. On one occasion during a camping trip, also outside the home and reflected as part of the particulars
in count 1, the defendant would take the first complainant for driving
lessons. He would sit her either on his knee or between his
legs where he would
have an erect penis at the time and would pull the first complainant back to
press her body against his penis.
Often because he wore very short shorts, his
erect penis would protrude from the bottom of the shorts.
[18] On one occasion while at the home of the defendant’s father, the
first complainant took a nap down in a downstairs bedroom.
The defendant came
in, he put a hand under the first complainant’s dress, inserted a finger
into her vagina. He moved the
finger in and out for some time. The assault was
prolonged and went on longer than any previous violations. As has become the
norm,
the first complainant froze with fear and remained still and pretended to
be asleep for the duration of the assault.
Band classification
[19] Mr Rickard-Simms essentially submitted in a conclusory way
that the offending should warrant a start point at the
upper end of band 1,
being 2 to 5 years or lower end of band 2, being 4 to 10. He did not do it by
any detailed analysis of the
Court of Appeal decision.
[20] The Court of Appeal in [120], under the heading “Band 3, 9 to
18 years” said
this:
This band is appropriate for the most serious offending of its type. Band 3
will encompass cases which involve two or more factors
increasing culpability to
a high degree. For example, a particularly young victim or an extensive period
of offending. Similarly,
the band will be appropriate where more than three of
these factors are present to a moderate degree.
[21] The second case called R v P summarised by the Court of
Appeal:2.
O, 26, offended against three Vs aged 3, 4, and 5. V1 was boarding at O’s home. On four occasions he removed her clothing and kissed her buttocks, anus and vagina. O was boarding with the V2’s family. He tried to remove her clothing but desisted and exposed himself to her when she objected. The offending against V3 occurred at a family barbeque when O went off to a secluded area, V3 followed him, apparently without O’s encouragement. O
then pulled down her pants, touched her bottom and licked her vagina. He
then rubbed his penis against her buttocks and genitalia.
[22] I am satisfied that this offending against the first complainant, at
the very least, was of equal culpability as the case
of R v P3
and probably more and, accordingly, on the basis of the offending,
against the first complainant only, without taking into account
the offending
against the second complainant, I regard this as band 3 conduct in terms of the
Court of Appeal decision.
[23] Ms Wrigley, for the Crown, in the context of applying band 3,
identified five factors going to that assessment:
(a) The planning and grooming involved and showing clear
premeditation;
(b) The victm’s vulnerability both as to age and social vulnerability; (c) The harm caused to her;
(d) The scale of offending. She put the scale of offending at five
times a week over three years. She included in the scale
of offending the
range of offending; and
(e) Breach of trust.
[24] Mr Rickard-Simms argued on behalf of his client that the sexual violations did not occur on every occasion, that is the penetration. I accept that. But, in my view, that does not take the offending outside of the Court of Appeal criteria for band
3. We have already seen, when I took you through the case of R v P, the range of conduct the Court of Appeal took into account. The first complainant would not know whether the conduct in any particular occasion would be confined to indecent assault or extend to sexual violation. In terms of the impact of the assault (sexual violation being included as a kind of assault), I consider that the trauma and the
associated psychological injury to this young girl was of a very serious
nature and that is reinforced by her eloquent victim impact
statement.
[25] I turn to the second complainant. The offending against
the second complainant is the subject of the fifth charge,
as appears
above.
[26] In May 1992, the defendant was 56 years old and residing with his
mother. At the time he was in a relationship with a woman.
The second
complainant is the defendant’s great niece. She was eight years old at
the time of the offending and resided
with her parents. The defendant made
arrangements with his adult niece, the second complainant’s mother, for
the second complainant
to spend a week of the school holidays with him. He led
the second complainant’s mother to believe that his mother, the second
complainant’s great grandmother, would be present. This was not the case
as she was unwell and was staying with friends.
He also led the second
complainant’s mother to believe that his partner and her daughter would
also be present. This was not
the case. His partner and her daughter were
absent for at least part of the second complainant’s stay.
[27] The defendant drove to pick up the second complainant, returning
with her and took her to his mother’s house where
he stayed with her for
the first part of the week’s stay. While there he directed her sit on a
chair in the living or lounge
area, told her he wasn’t going to hurt her
before instructing her to lower her pants and underwear. He then knelt on the
floor,
using his hands to part her legs and began to lick her vagina. As he did
so, he had a hand on each of the second complainant’s
legs, holding them
apart. The second complainant made an excuse to get away and said she needed
the toilet. When she came
out of the toilet, he repeated the
behaviour, having instructed her to sit back down and remove her lower clothing.
He eventually
stopped. Later in the week the defendant took the second
complainant to his partner’s house and while no one else was present,
he
repeated the same kind of instructions and behaviour.
[28] This is very serious offending, again confirmed by a second moving and eloquent victim impact statement.
[29] For these reasons, I favour the Crown’s analysis for
sentencing purposes. But this is not just a situation where I
adjust the
defendant counsel’s analysis as the starting point was too low. Rather,
in these circumstances, having analysed
the matter, I adopt the summary of the
Crown’s penalty submissions which was as follows.
[30] Applying band 3, the Crown submitted a starting point for
the first complainant at 9 to 10 years. The Crown then
argued for an uplift
for the offending against the second complainant as being required. Under the
case authorities preceding R vAM, the offending against the second
complainant would have attracted a stand alone sentence between 3 and 4 years,
taking the aggravated
features that I have set out into account. The Crown
submitted on totality, a starting point for the offending between the two
victims
was warranted in the range of 11 to 13 years, before adjusting for
aggravating or mitigating factors personal to the prisoner.
[31] In oral argument, Ms Wrigley, for the Crown, not being the original author of the Crown’s submissions, argued for a range of 11 to 12 years, rather than 11 to 13. I gained the impression she did this partly in order to accommodate adjustment for aggravating and mitigating factors. One of the factors is that some of the offending occurred while the defendant was still on parole. I agree that that is a separate aggravating factor. I think the total offending warranted an addition of one year by reason of the offending on parole and given that the Crown counsel, in oral argument, dropped the totality range before me from 11 to 12, I take that lower estimate. So I take the 12 years and add one year for offending on parole aggravation, ending with an indicative sentence of 13 years before taking into account the application for a discount by reason of the pleas of guilty which avoided
...
[32] Ms Wrigley has risen, in the course of the delivery of this judgment to indicate that I had misunderstood her, that she did not intend to change the Crown submission from a raise from 11 to 13 years, rather than 11 to 12. I have spent some time since the oral argument analysing what I consider to be the right and fair sentence. I do not think at the end of this analysis, there is a great deal of difference between the starting points of 11 to 13 and 11 to 12. But, in the circumstances, I
think, under the way in which we proceed in law, the argument having been
completed last night and I having completed my deliberations,
that I will stay
with taking the range from 11 to 12. I am happy to record that I had
misunderstood the oral submissions of counsel.
[33] I think, if I might observe, part of the difficulty was that Ms
Wrigley was talking to submissions also that were prepared
by other counsel. So
I take 12 years and I add one year for offending on parole aggravation,
which ends with an indicative
sentence of 13 years before taking into account
the application for a discount by reason of pleas of guilty which avoided the
need
for these complainants to be further traumatised by giving evidence at the
trial.
[34] I should add, in case it has not been noticed, that the other
aggravating features of this offending, such as abuse
of trust,
premeditated offending, are included in the criteria that I have applied to
lift this case into band 3.
[35] Mr Rickard-Simms sought a discount of more than 10 per cent for the
plea. The plea was late and this is significant because
it prolongs the anguish
of the complainants’ right down to virtually the commencement of the
trial. I take into account the
fact that the plea was imminent, was known a
day or so before the trial, and so the complainants did not have to come to
Court on
that day. I allow 10 per cent discount, arriving at an indicative end
sentence of 11 years, 8 months before considering the age
of the
defendant.
[36] He is now 78 years old. He is in good health, putting aside that
he has suffered from depression. I am not persuaded that
there should be a
further discount for age. Accordingly, on the lead offence – the second
charge of sexual violation –
he is sentenced to 11 years, 8 months. On
the first charge, he is sentenced to 5 years concurrent. On the third charge, 5
years
concurrent. On the fourth charge, one year concurrent. And on the fifth
charge against the second victim, 7 years concurrent.
[37] The Crown submits that a minimum period of sentence should be imposed as enabled by s 86, as it was prior to the 2004 amendment.
[38] Section 152 of the Sentencing Act provides that s 86 not apply to an
offender convicted of an offence committed before the commencement date, except
for a serious violent offender.
This law I notice has been in place since
2002.
[39] Counsel have considered the application of s 152 and agree that
count 2 is a serious violent offence in terms of s 2 of the
Criminal Justice Act
1985 and agree, accordingly, that s 86 is applicable to the count 2 sentence
only. Counsel consider s 86 does
not apply to count 5 which was committed prior
to the introduction of the relevant provisions of the Criminal Justice
Act.
[40] The pre-2004 amendment version of s 86 does not have the same detail
as to criteria that has to be taken into account by
the Court. It
reads:
If a Court sentences an offender to a determinate sentence of imprisonment
for more than two years for a particular offence, it may
at the same time as it
sentence the offender order the offender to serve a minimum period of
imprisonment in relation to
that particular sentence. The Court may impose a
minimum period of imprisonment under this section if it is satisfied that the
circumstances of the offence are sufficiently serious to justify a
minimum period of imprisonment that is longer than the
period otherwise
applicable under section 84(1) of the Parole Act. For the purpose of this
section the circumstances of the offence
may be regarded as sufficiently serious
if the Court is satisfied the circumstances take the offence out of the ordinary
range of
offending of the particular type. A minimum period of imprisonment
imposed under this section must not exceed the lessor of two-
thirds of the full
term of the sentence or ten years.
[41] Prior to having this notice from counsel as to the application of the earlier version of s 86, I had analysed it under the later version which is more stringent. In that analysis I had disregarded subparas (c) and (d) of s 86 and focused on subparas (a) and (b) which talk about the purposes of holding the offender accountable for the harm done to the victim and the community by the offending and denouncing the conduct in which the offender was involved. Having considered the earlier text of s
86, I consider those criteria are not at all in conflict with the earlier version and fall within circumstances enabling the Court to come to the view that the circumstances of the offence is sufficiently serious to warrant taking the offence out of the ordinary range of offending of this particular kind.
[42] As I said in oral argument, I regard this as particularly
serious sexual offending and I am satisfied that I
have the power to impose a
minimum period of imprisonment.
[43] Mr Rickard-Simms argue against the imposition of a minimum period of
imprisonment, again particularly on the age of his client.
I am not persuaded.
The Crown seek a 50 per cent minimum non-parole period which is below the
two-thirds maximum. I agree and
I order the defendant to serve a minimum period
of five years and ten months imprisonment.
[44] Accordingly, Mr Robinson, you are sentenced to a term of
imprisonment of
11 years 8 months, of which you must serve a minimum period of five years and
ten months imprisonment.
[45] It was anticipated in Katz J’s minute that there would, as part of the plea agreement, be s 347 discharges of counts 6 to 13. Mr Rickard-Simms has applied, and the Crown agrees, that order is made.
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