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High Court of New Zealand Decisions |
Last Updated: 8 December 2014
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI-2014-404-000234 [2014] NZHC 3112
BETWEEN
|
NEW ZEALAND POLICE
Appellant
|
AND
|
KOROTANGI PAKI Respondent
|
Hearing:
|
17 November 2014
|
Appearances:
|
M Downs and K Cooper for the Appellant
P Wicks QC and K Van Houtte for the Respondent
|
Judgment:
|
5 December 2014
|
JUDGMENT OF WOOLFORD J
This judgment was delivered by me on Friday, 5 December 2014 at 3.30 pm
pursuant to r 11.5 of the High Court Rules.
Registrar/Deputy Registrar
Solicitors: Crown Law (Wellington)
Counsel: P Wicks QC, City Chambers, Auckland
Chen Palmer, Auckland
NEW ZEALAND POLICE v KOROTANGI PAKI [2014] NZHC 3112 [5 December 2014]
Introduction
[1] The Crown appeals Judge Cunningham’s decision to
discharge the respondent, Korotangi Te Hokinga Mai
Douglas Paki, without
conviction, on one charge of driving with excess breath alcohol in October 2013,
and two charges of burglary
and one of theft in March
2014.1
[2] The Crown submits that Judge Cunningham erred in discharging Mr
Paki on all four charges, and submits convictions should
be entered against his
name. No further penalty or sentence is sought. Counsel for Mr Paki, Mr Wicks
QC, concedes that Judge
Cunningham made the errors identified by
the Crown, but notwithstanding those errors submits that on the correct
approach the test for discharge without conviction is met.
[3] For the reasons that follow I allow the appeal in part. Mr Paki
is to be convicted and discharged on the drink driving
offence. He is
discharged without conviction on the two charges of burglary and one of
theft.
Background
[4] The charge of drink driving dates to the early morning of Sunday,
20 October
2013. At around 2:15 am Mr Paki was driving a motor vehicle on Childers Road, Gisborne. He was stopped by the Police on an unrelated traffic matter. When spoken to, he showed signs of recent alcohol intake. He was breath tested and the result returned was 761 micrograms of alcohol per litre of breath. The legal limit at the time was 400 micrograms of alcohol per litre of breath for adults and 150 micrograms for persons aged under 20 years, meaning Mr Paki, who was 18 years old at the time, was almost twice the legal limit for an adult and five times that for a
youth. Due to the amount of alcohol involved, Mr Paki was charged as an adult.2 At
the hearing before me it became clear Mr Paki was released at large following
the drink driving incident, and was not remanded on
bail.
1 Police v Paki DC Auckland CRI-2014-004-003495, 3 July 2014.
2 Land Transport Act 1998, s 56(1).
[5] Mr Paki pleaded guilty to the charge of drink driving on 6 December
2013, but was not convicted nor sentenced on that date.
He was instead granted
interim name suppression pending an application to be discharged without
conviction. Name suppression
was sought on the basis of the potential effect
public disclosure of the charge would have on the health of Mr Paki’s
father,
Te Arikinui King Tuheitia, the present Māori King, who is unwell,
as well as the impact publicity would have on Mr Paki’s
prospects of
becoming the next Māori King.
[6] Mr Paki was still awaiting sentence on the drink driving charge
when he committed three further offences in March 2014.
On Tuesday, 18 March
2014, Mr Paki was drinking with three friends of a similar age in Kaiti. At
around 9:30pm they decided to
obtain some surfboards. After parking outside a
holiday park on Grey Street, Gisborne, one stood watch while the other three
(including
Mr Paki) entered the park and located two surfboards, tied down with
bungee ropes to a trailer, that were the property of a visiting
high school
group. They cut the ropes, removed the surfboards and headed back to the car.
As they walked back a member of the public
challenged them and one surfboard was
handed back. The other surfboard was placed in the car.
[7] Next the group went to Wainui Beach. All four walked up the
driveway of a property on Wairere Road, opened the rear hatch
of a car parked
there, and removed three items: a fibreglass cattle prod, a Swazi oilskin jacket
and an Akubra hat. Finally they
went to an address further down the road. Once
again one of the group stood watch while the other three (including Mr Paki)
entered
a garage on the property and removed a surfboard they found. All four
were apprehended soon after by Police. The total value of
the stolen property
was $1600.
[8] Mr Paki’s three co-offenders came up for sentence on 27 June 2014 in the Gisborne District Court. Judge Rea discharged each without conviction, but ordered them to pay $400 in costs.3 The primary reason for their discharge was the extraordinary amount of work they had put in since their offending to make things right. Each of them had engaged in an extensive restorative mana tangata plan
organised by the father of one of the co-offenders. The plan involved
each of them
3 Police v Pugh DC Gisborne CRI-2014-016-000553, 27 June 2014.
apologising to the victims and completing varied and substantial activities
with local community groups that, in their totality, far
exceeded the length of
any sentence of community work that would have been imposed. It was clear that
the offending was a foolish
youthful escapade on the part of each of the
co-offenders, one for which they had been reprimanded and for which they had
taken responsibility.
The Crown has not appealed their discharge, nor is there
any suggestion of error by Judge Rea.
[9] Mr Paki came up for sentence one week later, on 3 July
2014, at the Auckland District Court. His sentencing
hearing was held
separately because in addition to the two charges of burglary and one charge of
theft, he had the one outstanding
charge of driving with excess breath alcohol.
Other than that additional charge, there is no material difference in
circumstance
between Mr Paki and his co- offenders. Given the publicity
surrounding this case, it is necessary to emphasise the importance of
this fact,
as it puts Judge Cunningham’s decision in context. Judge Rea’s
sentencing notes are attached as an appendix
to this judgment.
[10] Given that there is now no suppression of Mr Paki’s name, the
core of the present appeal is the impact of conviction(s)
will have Mr
Paki’s prospects of becoming the next Māori King. Mr Paki is the
second son of Te Arikinui King Tuheitia,
the present Māori King. He has
one older brother, Whatumoana, who is the current acting king (Te Whirinaki A Te
Kingi) due
to King Tuheitia’s ill health. Whatumoana is also at present
heir to the throne (Ariki Tamaroa). There is also a sister, Ngawai
Hono I Te
Po. King Tuheitia is the seventh Māori King in a lineage that dates back
to Pōtatau Te Wherowhero’s inauguration
in 1858.
[11] The Kīngitanga or Māori King movement is one of the most
enduring Māori institutions and has a proud history
of protecting the
interests of the Māori people alongside a commitment to peace and
reconciliation. Just before his death,
Pōtatau Te Wherowhero advised his
followers:
I muri, kia mau ki te whakapono, kia mau ki te aroha, ki te ture. Hei aha te
aha, hei aha te aha.
(After I am gone, hold fast to faith; hold fast to love; hold fast to law. Nothing else matters now – nothing).
[12] Although there is no formal process, all successions to the Te
Wherowhero throne have been hereditary with all, except for
Mr Paki’s
grandmother, Dame Te Atairangikaahu, being one of the sons of the preceding
King. King Tuheitia hopes one of his
sons will eventually succeed to the
throne, but has not chosen which he will nominate for the role. As one of his
sons, Mr Paki is
one of two persons in New Zealand most likely to be nominated
to be the next Māori King.
District Court decision
[13] The District Court Judge canvassed the above facts. She had regard
to the decision of Judge Rea and considered that for
the burglary and theft
charges Mr Paki should be dealt with in exactly the same way as his
co-offenders.4 There was no distinction drawn between Mr Paki and
his co-offenders in the efforts they had made towards rehabilitation, but the
distinguishing
factor of Mr Paki awaiting sentence on the drink driving charge
at the time of the offending was not specifically considered by the
Judge.
[14] The Judge went on to consider the charge of drink driving. She
noted the reading of 761 micrograms of alcohol per litre
of breath was a
moderately serious level for an adult and a serious level for a youth. However,
there was no suggestion that Mr
Paki had engaged in dangerous driving, and no
overtly dangerous behaviour had brought him to the attention of police. She
correctly
identified the common thread between the two sets of offending as the
consumption of alcohol.5
[15] She then had regard to the evidence put forward about the direct and indirect consequences to Mr Paki of having convictions entered for all of the charges. She concluded that it was extremely likely King Tuheitia would nominate one of his two sons as his successor, and if Mr Paki was to receive a conviction for his drink- driving offence he would not be considered for the role. She accepted the evidence put forward from the bar that there was no difference between convictions for burglary, theft, or drink driving, as the Chiefs of the Tribes who formally elect the new Māori King would require Mr Paki to be “whiter than the dove” and have an
unblemished past record before he would be seriously considered
as a suitable
4 Police v Paki, above n 1, at [13].
candidate for the role. The Judge accordingly considered the consequences
of a drink driving conviction to be out of all proportion
to the offence. Mr
Paki was discharged without conviction on all four charges.
[16] The discharge on the drink driving charge was conditional,
however, on receipt of a report from a qualified clinician
stating that Mr Paki
did not have an alcohol disorder that required treatment, and if he did have
one, a report from a qualified
clinician that Mr Paki had undertaken suitable
treatment to address it. At this time the clinician’s report is
unavailable.
Despite discharging him Judge Cunningham considered it
appropriate to disqualify Mr Paki from holding or obtaining a driver’s
licence for eight months.
Leave to appeal
[17] The appeal is by way of a question of law brought under s 296
of the Criminal Procedure Act 2011. Leave is required
under that section. No
criteria for the grant of leave are specified in s 296, nor has any definitive
test emerged as yet in the
case law. At a minimum, there must be a properly
identified and arguable question of law.6 Given Mr Wick’s
concession of error on the part of the District Court Judge I grant leave to the
Crown to bring the appeal.
Approach to appeal
[18] Section 300 of the Criminal Procedure Act 2011 provides:
300 First appeal court to determine appeal
(1) A first appeal court must determine a first appeal under this subpart by—
(a) confirming the ruling appealed against; or
(b) doing any of the following if the court considers the ruling is erroneous and, in the case of the person’s conviction or acquittal or of a direction by a court to stay the prosecution or to dismiss the charge under section 147, also resulted in a miscarriage of justice:
(i) setting aside the conviction and entering an acquittal, if the person has been convicted; or
(ii) directing a new trial, in any case; or
(c) varying or substituting the sentence or remitting the sentence to the sentencing court with directions, if the decision relates
to sentence and the court thinks the decision is erroneous; or
6 Clarke v Ministry of Social Development [2014] NZHC 1830.
(d) remitting the matter to the trial court in accordance with the opinion of the appeal court; or
(e) making any other order that the court considers justice
requires.
...
(4) The first appeal court may give separate directions concerning each
charge to which the appeal relates.
[19] If any error of law is identified, this Court may either confirm the
District Court’s result and discharge Mr Paki
without conviction under s
300(1)(e) or allow the appeal and order conviction(s) to be entered against his
name. Since the errors
of law are accepted, both parties agreed at the hearing
that this Court should consider the matter afresh.
Errors of law
[20] The Crown submits the Judge erred by failing to consider the gravity
of the totality of the offending; by failing to consider
the fact of offending
while on bail; in treating, absent any evidence, conviction as an absolute bar
to Mr Paki’s ascension
to the Te Wherowhero throne; and by failing to
consider a relevant consideration – namely, the impact of Mr Paki’s
admitted
conduct (as distinct from convictions) on his succession
prospects.
[21] Save the clarification that the property offending occurred while Mr
Paki was released at large whilst awaiting sentence
for the drink driving
charge, and not on bail, the errors are conceded by Mr Wicks. In determining
the matter afresh I will consider
the relevance of each error in
turn.
Discharge without conviction
[22] A sentencing Judge has the discretion to discharge without conviction a person who is found guilty or has pleaded guilty to an offence.7 That discretion must
not be exercised unless the court is satisfied that, as a matter of
fact,8 the direct and
7 Sentencing Act 2002, s 106.
indirect consequences of a conviction would be out of all proportion to the
gravity of the offence.9 The inquiry is two
staged:10
At the first stage it is necessary to consider the gravity of the offence,
the direct and indirect consequences of a conviction, and
whether those
consequences are out of all proportion to the gravity of the offence. In a
composite way, this is a jurisdictional
test. The second stage of exercising
what is a residual discretion is only engaged if that jurisdiction is
established.
[23] As a sentencing exercise the principles and purposes of sentencing contained in the Sentencing Act 2002 (the Act) are relevant.11 So too are the aggravating and mitigating factors relating to the offence and the offender set out in s 9. There is no onus or burden of proof on the applicant: the court is to assess all relevant material before it and decide whether it is satisfied the disproportionality test is made out.12
Although the statutory test is expressed in the singular, there is no
statutory bar to discharging a person for multiple offences,
nor to discharging
a person on one or more offences but not another.13 Ultimately it
is a question of whether the consequences of conviction are out of all
proportion to the gravity of the offending.
(a) Gravity of offending
[24] The error identified by the Crown is that Judge Cunningham
considered Mr Paki’s property offending and drink drive
offending
discretely and in isolation from each other. It is correct in principle that
the totality of the offending must be considered,
but the weight to be given to
totality will depend on the circumstances of the case.
[25] In Kropelnicki v Police the applicant for discharge without conviction stole a defibrillator from the Ministry of Foreign Affairs building in Wellington. Five months later he was found without reasonable excuse in a Wellington storage facility.
Gendall J had regard to totality in the following
way:14
9 Sentencing Act 2002, s 107.
10 DC (CA47/2013) v R [2013] NZCA 255 at [31] (citations omitted).
11 Sentencing Act 2002, ss 7 and 8.
12 R v Hughes, above n 8, at [49], [53].
13 The same approach applies on appeal: Criminal Procedure Act 2011, s 300(4).
14 Kropelnicki v Police HC Wellington CRI-2007-485-63, 17 March 2008.
[49] It cannot be overlooked that, in this case, there were two offences; discretely separate in time, place and circumstance. Both involved elements of dishonesty because the circumstances surrounding the offence against s 29
Summary Offences Act 1981, were that the appellant unlawfully went to the storage building to remove his belongings without paying the storage fees
that he knew had to be paid before removal was allowed. He was avoiding
payment. In assessing overall culpability the Court cannot ignore the fact that a second offence occurred. Weight to be given to it, depends on an
overall assessment of all the circumstances. But the appellant was on bail for
an offence of dishonesty when he committed the further offence of being found
in a building without reasonable excuse. It may have
been an act of stupidity,
but equally it was not spur of the moment or impulsive. It was another
dishonesty act, designed to avoid
financial liability, at a time when the
appellant was on bail. It reflects upon his overall culpability. Under normal
sentencing
principles, it could have warranted a cumulative
sentence.
[26] Although Judge Cunningham should have had due regard to totality, I
have some sympathy for the approach she took. Mr Paki’s
two sets of
offending were discrete and separate in time, place and circumstance. Moreover,
they are different in kind. As it has
transpired, Mr Paki was not on bail at
the time of the property offending, and so the only tenable link between the two
sets of offending
was that Mr Paki awaited sentence for the drink driving charge
at the time of the property offending and, as Judge Cunningham correctly
identified, the influence of alcohol in both. The way in which Judge Rea had
dealt with Mr Paki’s co-offenders one week earlier
to Mr Paki’s
hearing, and how Mr Paki presented as on an equal footing to them but for the
drink driving charge, would have
made it highly attractive to consider each set
of offending discretely.
[27] In assessing the gravity of the offending on a totality basis all relevant aggravating and mitigating factors relating to the offending and the offender come into play.15 The Courts take a dim view of intentional acts of dishonesty, such as the property offending in this case, as well as drink driving offending. Burglary attracts a maximum penalty of 10 years imprisonment, and the consequences of drink driving are well known. The offending in this case is aggravated because of the high
level of breath alcohol involved, the number of charges of burglary and theft, and the fact the property offending occurred while Mr Paki was awaiting sentence for the drink driving charge. Mr Wicks accepts the offending was moderately serious.
[28] The offending, however, must be put in context. In this
case there are numerous and significant mitigating factors
that, in their
totality, noticeably reduce the gravity of Mr Paki’s offending. As to the
drink driving charge, the following
mitigating factors are identified by Mr
Wicks:
(a) The drink-driving offending arose through a routine traffic stop
rather than any bad driving.16
(b) He successfully completed the Right Track – Te Ara Tutuki Pai
–
Driver Offender Rehabilitation Programme in March 2014.
[29] Mr Wicks has provided the Court with an evaluation report about the
Right Track programme. It is a community based initiative
that aims to reduce
driving offending and increase road safety by promoting good choices by
participants when it comes to alcohol
and driving. The programme runs for 40
hours and focuses on the consequences of drink driving and the importance of
choices in preventing
those consequences. Course results suggest the programme
is very effective in preventing further offending by participants and,
in
addition, has a positive impact on the wider community.
[30] As to the property offending, Mr Paki engaged on a voluntary basis
in an extensive restorative mana tangata programme, involving
a range of
restorative steps developed from a tikanga perspective to put right the
offending. These steps included:
(a) Apologising to the victims. For one victim there was a restorative justice meeting in which Mr Paki made a direct apology. A letter of apology, which I take as genuine, was sent to another victim. Later these victims received carved or painted artwork from the co-
offenders. In addition Mr Paki and his co-offenders travelled to
the
16 There is a suggestion in the affidavit evidence that Mr Paki was pulled over by Police in response to him failing to stop at a stop sign. This detail was not included in the summary of facts to which Mr Paki pleaded guilty. For present purposes, therefore, this detail is to be put to one side.
high school whose surfboards were stolen. They apologised in person,
and each presented a piece of art to the school.
(b) Completing activities with local community groups. There are too
many to detail. They include volunteer work relating
to their school’s
kapa haka group, teacher aide work at a local school, refereeing a ripper rugby
competition, the establishment
of a support group, and agreeing to mentoring
with a community leader.
(c) Genuine remorse. From the material on file I am
satisfied that Mr Paki’s expressions of guilt are authentic
and
heartfelt. He clearly has suffered the wrath of his father and whānau, and
his remorse is evident from his actions in trying
to right the wrong done to
those from whom he stole.
[31] When it comes to the property offending, I agree with
Judge Rea’s
assessment:17
[2] But everything since [the offending] has been utterly positive.
When I first saw this file, I could not believe the amount
of work that your
families have put in to try and get you guys sorted out. And now I read the
restorative justice report where you
have done absolutely everything you
possibly could to put things right. I think [counsel] said that you guys are
future leaders.
I hope that is right. And I hope you do not let this interfere
with that because I just do not know why young guys from the backgrounds
you
come from – with all the people down the back – get yourself into
this situation. How embarrassing do you think it
is for your whānau to have
to sit there and watch you guys in the dock?
[32] A similar comment could be made as to the drink driving charge. Although Mr Paki’s steps towards making right his drink driving offending could be seen as less extensive, they show a degree of initiative and a willingness to accept responsibility. There were, thankfully, no victims to whom he could possibly make a meaningful apology. That reflects the nature of the crime committed, being an offence against the public welfare.
[33] Finally, consideration must be had to Mr Paki’s age, early
guilty pleas and clean record. He is a young man. At the
time of the offending
he was 18 years old. Youth has long been recognised as a mitigating factor by
the Courts, and due regard to
the neurological differences between adolescents
and adults puts this spate of offending in context.18
[34] Having regard to these factors in their totality, I assess Mr
Paki’s offending to be low to moderate in gravity. The
most serious and
striking aspect, and the one that poses the most difficulty, is the level of
breath alcohol. It is very high for
a person of his age. Mr Paki’s
rehabilitative efforts have done much to minimise it, but the level cannot be
ignored.
(b) Consequences of conviction
[35] Although the gravity of the offending must be considered in its
totality, it was accepted at the hearing that the consequences
of conviction may
differ between offences. A conviction is always a stain on a person’s
record, but the impact of that stain
on a person’s future depends on the
type of offence involved.
[36] Without minimising the seriousness of drink driving offending, it is
clear that convictions for burglary and theft would
have a greater impact on Mr
Paki. Dishonesty convictions of this nature can have serious and permanent
consequences on a person’s
potential and future career, especially when
accrued at a young age. That real and appreciable risk does not follow as a
matter of
course for a conviction of drink driving. I am satisfied that,
considered alone, a conviction for drink driving is a black mark
but one that
cannot be realistically compared to multiple dishonesty convictions for offences
as serious as burglary.
[37] The issue here is what consequence a conviction of drink driving, alone or in combination with burglary and theft convictions, will have on Mr Paki’s chances of succeeding to the Te Wherowhero throne. The test is whether there is a real and appreciable risk that the consequence will occur. The Court does not need to be
satisfied that the consequence will inevitably or probably occur.19
As conceded by the Crown, I am satisfied that, at the very least, there is
a real risk a conviction will decrease Mr Paki’s
chances of succession.
The question is by how much Mr Paki’s chances will decrease, and what
proportion of that decrease
would be the consequence of his conviction,
rather than a consequence of his admitted conduct.
[38] Before I begin that assessment, it is appropriate to note the justification for a discharge without conviction, and therefore the relevance of the consequences of a conviction, such as the impact on Mr Paki’s succession prospects, to a person’s sentence. Every person in New Zealand who has pleaded guilty or is found guilty to an offence has the right to make an application to be discharged without conviction. The test in s 107 of the Act – whether the consequences of conviction are out of all proportion to the gravity of the offence – is a question of fact. It reflects the unsurprising fact that personal circumstances differ between individuals and that there are innumerable factors affecting the gravity of a particular offence, the culpability of a particular offender, and any impact a conviction might have. Parliament has granted a wide discretion to a sentencing Judge to allow an application for discharge, having regard to all the circumstances of the case, because it is impossible at a legislative level to adequately provide for the infinite variety of
circumstances that may arise.20 Disproportionality is the key
factor in determining
whether to discharge an applicant. Before disproportionality is considered,
however, it is necessary to determine what the gravity
of the offence is and
what the consequences of conviction will be.
[39] The Crown has identified two errors made by the District Court Judge. First, the Judge concluded that any conviction would be an absolute bar to Mr Paki’s succession to the Te Wherowhero throne, and second, the Judge failed to consider the impact of Mr Paki’s admitted conduct (as distinct from convictions) on his succession prospects. Notwithstanding those errors, Mr Wicks argues that convictions being entered will almost certainly result in Mr Paki being unable to
succeed his father, and that there is a distinction between being before
the Court for
19 DC (CA47/2013) v R, above n 10, at [43].
20 Fisheries Inspector v Turner [1978] 2 NZLR 233 (CA) at 237 (per Richardson J).
admitted conduct compared with having that conduct marked by a criminal
conviction.
[40] At the District Court hearing and in this Court affidavit evidence
was filed in relation to the procedure and practice employed
in the appointment
of the next Māori King. There are affidavits from Mr Paki’s father,
King Tuheitia, and Te Rangihiroa
Whakaruru, the Principal Private Secretary to
King Tuheitia and the Secretary to the Kīngitanga movement.
[41] The affidavits inform that there is no formal process that dictates
the process for succession, but there are a number of
well-established steps and
rituals that are unique to the Kīngitanga movement. Typically the outgoing
monarch issues a set
of succession orders that stipulate the King’s
preference for a successor, their suitability, and whether or not
the
preferred successor is supported by the will of the Kīngitanga
movement’s Chiefs of the Tribes. These orders are
considered by the
Chiefs of the Tribes when they meet in conclave at Turongo House in
Ngāruawāhia following the burial
of the King. At conclave a vote is
held to determine the successor. After a decision is made a pronouncement is
issued which initiates
the coronation of the new Māori monarch.
[42] Since the Chiefs of the Tribes retain the ultimate discretion and
must vote to formally approve a successor, it is common
practice for the
outgoing monarch to try to obtain their agreement before issuing succession
orders. The will of the Chiefs of the
Tribes is therefore an important
factor in determining the next King. In reviewing suitability the
Chiefs of the
Tribes will consider all relevant factors, including
achievements, past conduct, reputation within the Kīngitanga movement,
marital status, whether the proposed successor has children capable of
succeeding to the throne, and whether it is the wish of the
outgoing
monarch.
[43] The Crown is correct that none of the evidence suggests that a conviction or convictions would be an absolute bar to Mr Paki’s succession to the Te Wherowhero throne. There is no formal rule that states as much. The Judge in her sentencing
notes stated the following:21
21 Police v Paki, above n 1, at [16].
... Both deponents have told me that if Mr Paki has any criminal convictions
at all, that will mean that he could not be a successor
to his father. I
specifically asked Mr Wicks to take instructions about whether the property
offending, which clearly is dishonesty
offending, would be viewed any
differently than a drink-driving charge, and I have been told quite firmly that
it would make no difference.
Mr Wicks put it like this, that, the chiefs of the
tribes would require the new Māori King to be “whiter than the
dove.”
That means that the person must have an unblemished
record.
[44] It is clear the Judge erred to the extent she treated a clean record
as an absolute requirement for succession. The statement
that the new
Māori King must be whiter than the dove came from the bar, and was not in
affidavit evidence before the Court.
At the hearing in this Court the statement
was not repeated, and Mr Wicks conceded that it would be speculation to consider
what
the Chiefs of the Tribes would make of any conviction. The statement is,
however, supported by the third affidavit of Mr Whakaruru,
dated 13 November
2014 and prepared for the purpose of this hearing. In it he states:
6 The Tikanga framed by the elder people of the Kiingitanga
Movement require that the Ariki and/or successor
to the throne should
not have any criminal conviction. That is something not written into the law
anywhere but is simply a requirement
by way of a tribal
protocol/practice.
7 It is from the internal protocol/practice that the statement “whiter
than the dove” comes, ...
[45] Before this most recent statement there was no suggestion
in the prior affidavits of the existence of this protocol.
For example, in
Mr Whakaruru’s first affidavit, dated 10 December 2014, he only goes as
far to state that if a potential
successor is known to have any criminal
conviction, then the Chiefs will be “unlikely” to approve the
succession.
That statement does not refer to an absolute requirement that the
successor to the throne should not have any criminal conviction.
No further
evidence is provided in respect to this requirement, such as an example in the
past when an otherwise suitable candidate
was declined because of a criminal
conviction.
[46] Mr Whakaruru also deposed in his second affidavit, dated 23 January 2014, and affirmed in his third affidavit, that if a Māori monarch had a criminal conviction, then they will be disqualified from holding one of the custodial positions or any other trustee position associated with the Te Wherowhero title. This disqualification
would count against a person’s succession prospects. The Crown points
out that there is no formal rule that if Mr Paki was
barred from trusteeship he
would be ineligible to succeed his father, nor is there any applicable statutory
disqualification from
trusteeship in the Te Ture Whenua Māori Act 1993 and
the Waikato Raupatu Claims Settlement Act 1995.22 However, if
convicted of dishonesty offending he would be disqualified from being an elected
member of Waikato-Tainui Te Kauhanganui
Incorporated, the trustee of the Waikato
Raupatu Lands Trust.23 That disqualification does not apply to a
conviction for drink driving. Once again in his third affidavit Mr Whakaruru
emphasised
that any disqualification would be due to the internal requirement or
custom that a custodial trustee not have any criminal record,
rather than any
legal requirement.
[47] I am satisfied that if Mr Paki is convicted of either or both sets
of offending, it is highly unlikely that he would be nominated
by his father and
confirmed by the Chiefs of the Tribes to be the next Māori King. However,
although it is ultimately a question
for the King and the Chiefs of the Tribes,
I am equally satisfied that it is likely the same consequence would occur
whether or not
a conviction is entered against Mr Paki’s name. In other
words, I agree with counsel for the Crown’s suggestion that
the horse
has well and truly bolted by the publication of this offending and the
consequences that publication has had
on Mr Paki’s chances of
succession.
[48] The District Court Judge did not make reference to the consequences of Mr Paki’s admitted conduct on his succession prospects, as distinct from a conviction itself. That is understandable, given that Mr Paki had name suppression until the date of the hearing, although the numerous media applications should have forewarned the possibility of coverage. In December 2013, after the drink driving offending, King Tuheitia deposed the following in support of Mr Paki’s application
for name suppression:
22 Section 272(2)(c) of the Te Ture Whenua Maori Act 1993 states that no person shall be appointed who is a person convicted of any offence punishable by imprisonment for a term of 6 months or more, unless that person has served the sentence or otherwise suffered the penalty imposed upon that person. It is unclear whether that requirement applies to the Waikato-Tainui holding trust (Waikato Raupatu Claims Settlement Act 1995, s 22), but even if it did, Mr Paki would not be disqualified because no sentence is sought by the Crown beyond a conviction and discharge.
23 Rules of Waikato-Tainui Te Kauhanganui Incorporated, r 5.3.1(e).
20 It is my fear that if Korotangi’s name is published in
association with the [drink driving] charge, even if he is
then successful in
his application to a discharge without conviction, the damage will be done and
he will be highly unlikely to be
approved by the Chiefs for succession to the Te
Wherowhero throne.
[49] Similarly Mr Whakaruru, in his first affidavit, stated that if there
is public reporting of a potential successor being involved
in a criminal
prosecution, then the Chiefs of the Tribes will be unlikely to approve the
succession. In his third affidavit he then
stated:
10 Whilst the publicity around his admitted conduct will result him in
being highly unlikely to be approved to ascend to the
throne, the entry of a
conviction against Mr Paki will be seen as an additional factor making the
prospects of ascension even more
highly unlikely.
[50] It appears, therefore, that King Tuheitia’s fears have been
realised. I do not see how a conviction entered for drink
driving could
appreciably decrease Mr Paki’s chances beyond their current low standing.
The possible requirement or internal
protocol referenced by Mr Whakaruru,
that a candidate for succession must be “whiter than the
dove”, may equally
apply to admitted wrongful conduct. If a potential
successor is discharged without conviction for the very reason of ensuring his
chances of succession are preserved, rather than for some other independent
reason, it is difficult to see how that discharge could
absolve the candidate in
the eyes of the Chiefs of the Tribes. Mr Paki will not be “whiter than
the dove” by reason
of that discharge alone. The position may be
different for the dishonesty offences in this case, where a discharge may be
justified
for reasons independent of Mr Paki’s chances of
succession.
[51] Overall I am satisfied that the adverse consequences identified by Mr Wicks have already been substantially suffered by reason of the publication of his conduct. It can no longer be said that the decision over who is the preferred successor remains finely balanced, as deposed by Mr Whakaruru in his first and second affidavits. At the most there is a real risk a conviction or convictions will be a black mark which will form an additional hurdle to Mr Paki’s succession, but it cannot be said this will meaningfully reduce his current diminished chance of being the next Māori King.
(c) Disproportionality
[52] There is no helpful gloss on what is required in the
proportionality assessment beyond that stated by the test.
Statements such as
the discretion is to be exercised sparingly do not assist.24
Everything depends on the particular circumstances of the
case.
[53] I consider first the burglary and theft offending. In my judgment
the consequences of conviction for this offending would
be out of all proportion
to its gravity, even when due regard is made to the fact it occurred while Mr
Paki was awaiting sentence
on the drink driving charge. Not much weight can be
put on this fact: Mr Paki was not on bail, and the drink driving offending was
distinct in time, place, circumstance and type. Except for the bare existence
of two sets of offending and the shared influence
of alcohol, there is no
meaningful connection between the two events that significantly aggravates the
latter on a totality basis.
[54] In coming to this conclusion I do not rely on the possible effect the convictions would have on Mr Paki’s chance of being the next Māori King. Judge Rea’s reasoning applies in his case, and is sufficient in of itself. Although the jurisdictional test in s 107 does not refer to parity between co-offenders, and is to be exercised on a case-by-case basis, I am satisfied that in this particular case the principle enshrined in s 8(e) of the Act applies. It is a significant supervisory function of an appellate court to ensure the even-handed administration of justice
when required to ensure the justice system is not brought into
disrepute.25 Therefore
Judge Rea’s decision to discharge Mr Paki’s co-offenders strongly
weighs in favour of Mr Paki being treated in a similar
manner. The principle of
parity is important. It applies here.
[55] Putting aside Judge Rea’s decision, I reach the same result. Given the extensive rehabilitative efforts taken by Mr Paki since his offending, he has done everything he possibly could to right his wrong.26 In light of the low to moderate
gravity of his offending, multiple convictions for burglary and theft at
his age would
24 R v Hughes, above n 8, at [23].
25 R v Pawa [1978] NZCA 29; [1978] 2 NZLR 190 (CA) at 191.
26 Sentencing Act 2002, s 10.
be a disproportionate stain on his character, and one which would severely
impact his future. The test in s 107 is made out.
[56] The same cannot be said for the drink driving conviction. Mr
Paki’s level of breath alcohol was high. The fact that
the second set of
offending involved alcohol is directly relevant to the offence. Against that is
Mr Paki’s successful completion
of the Right Track programme, but as
I have concluded that cannot completely minimise the level of alcohol
involved.
More significantly, I am not satisfied that a conviction for drink
driving would meaningfully decrease his chances of becoming the
next Māori
King, or have any other consequence out of all proportion to the gravity of the
offence. A drink driving conviction
is a black mark, but not an irredeemable
one.
[57] At this stage it is highly unlikely Mr Paki will be appointed King.
Whether there is an established tikanga or not, I am
satisfied that a discharge
will not materially affect whether Mr Paki is viewed as “whiter than the
dove”. There is
no suggestion that the Chiefs of the Tribes would focus
on a conviction of this type without regard to the totality of Mr Paki’s
admitted conduct as well as the totality of his rehabilitative efforts. In
fact, the affidavit evidence suggests the Chiefs of
the Tribes will consider all
relevant factors, including past conduct not marked with a
conviction.
[58] Mr Paki’s chances of succession may improve in the
future after an appropriate period of atonement. However,
I am not satisfied
from the affidavit evidence that a conviction for drink driving will
prevent him from forever succeeding
if he is otherwise considered a suitable
candidate for the role. Much depends in that circumstance on what weight the
Chiefs of
the Tribes would place on a historical drink driving conviction and,
as conceded by Mr Wicks at the hearing, it would be speculation
to consider what
the Chiefs would make of such a conviction.
[59] I conclude that the marginal decrease in his chance of becoming the next Māori King that can realistically be considered a consequence of conviction is not out of all proportion to the gravity of the offence. Accordingly there is no jurisdiction under s 106 to discharge Mr Paki for the drink driving charge.
(d) Discretion
[60] As noted I am, however, satisfied that this is an appropriate case to exercise the discretion in s 106 in respect to the burglary and theft offences. It is a rare case where an offender satisfies the jurisdictional test in s 107 and is not then discharged.27 Mr Paki has atoned for his crimes. He has borne the scrutiny of much public attention and has suffered the displeasure of his father, whānau, and community. He has brought his family into disrepute. I have no doubt the media
attention has been a significant ordeal and one that has been most difficult
for him and his family to endure. This constitutes a
substantial penalty in of
itself, and one that cannot be ignored.
Result
[61] The Crown’s appeal against discharge without conviction is
allowed in part. I order that a conviction be entered against
Mr Paki’s
name for the drink driving offence committed on 20 October 2013 (CRN
13016003555). Mr Paki is to be convicted and
discharged for that offence. The
order made by Judge Cunningham disqualifying Mr Paki from holding or obtaining a
driver’s
licence for eight months is confirmed. Mr Paki is,
however, discharged without conviction on the two charges of burglary
and
one of theft.
.....................................
Woolford J
27 DC (CA47/2013) v R, above n 10 at [52].
IN THE DISTRICT COURT AT GISBORNE
CRI-2014-016-000553
NEW ZEALAND POLICE
Informant
v
HEMUERA WIPOHA PUGH RA NGARU SMITH TEAHORANGI TOTOREWA Defendants
Hearing:
|
27 June 2014
|
Appearances:
|
Sergeant C Neustroski for the Informant
C Scott for the Defendant Pugh
A Bendall for the Defendant Smith
R W Donnelly for the Defendant Totorewa
|
Judgment:
|
27 June 2014
|
NOTES OF JUDGE G A REA ON SENTENCING
[1] You guys sat around, had some drinks till the alcohol affected you,
and then you went out on a mission to try and get a
surfboard or surfboards.
You went to a camp where there were some high school students from Whakatane,
you then went out to Wainui
and you helped yourself to some property out of a
car, and then you went into a garage. When I say “you”, I mean all
of you, because you all agreed you all had different roles to play. That is the
bad side of it.
[2] But everything since then has been utterly positive. When I first saw this file, I could not believe the amount of work that your families have put in to try and get you guys sorted out. And now I read the restorative justice report where you have done absolutely everything you possibly could to put things right. I think Ms Bendall said that you guys are future leaders. I hope that is right. And I hope
you do not let this interfere with that because I just do not know why young
guys from the backgrounds that you come from –
with all the people down
the back – get yourself into this situation. How embarrassing do you
think it is for your whānau
to have to sit there and watch you guys in the
dock?
[3] Well I will tell you what we are going to do – there will be
no conviction. Each of you is going to be discharged
without conviction on all
charges.
[4] You are going to be ordered to pay $400 costs of the prosecution,
each of you, and the reason I am doing that is because
there is nothing the law
can do that you have not already done yourselves. You have done your community
work. You do not need supervision.
The people down the back can supervise you.
But this is a one-off, guys. If you think you have dodged a bullet, do not
ever do
it again, because you will never ever get this sort of
outcome.
[5] I cannot ever recall giving somebody a discharge without conviction
in the
19 years I have been doing this job, unless it has been asked for by the
lawyers. The lawyers did not ask for it because they knew
what was binding on
me and they knew generally that I would not be able to do it. But I consider
that this is a special case because
I cannot ask you to do anymore than you have
already done. But you have got to finish it through; you have got to keep at
it.
You have got to finish the programme that Mr Totorewa put together for you
because that is all part of it.
[6] I was going to put the sentencing off to get you to do it, but you
have been doing everything up till now and I have got
no reason to believe that
you will not continue.
[7] Burglary is not good; you know that. You have sat there and
reflected on what you have done and you have stepped up. You
are free to
go.
G A Rea
District Court Judge
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