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High Court of New Zealand Decisions |
Last Updated: 16 May 2014
IN THE HIGH COURT OF NEW ZEALAND CHRISTCHURCH REGISTRY
CRI 2013-409-145 [2014] NZHC 663
BETWEEN
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JOHN NGARIMU RATTRAY
Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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3 April 2014
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Appearances:
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E Bulger for Appellant
K Basire for Respondent
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Judgment:
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3 April 2014
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RESERVED JUDGMENT OF MANDER J
[1] This is an appeal from a 3 year and 5 month sentence of
imprisonment imposed by Judge Farish for arson. The appellant
pleaded guilty
to 2 charges of wilfully setting fire to property in circumstances that
endangered life, 2 charges of arson simpliciter,
1 charge of possession of a
knife in a public place, and 1 charge of intentional damage under the Summary
Offences Act 1981. The
charges of wilfully setting fire to property endangering
life carry a maximum penalty of 14 years imprisonment.
The facts
[2] The facts of the offending are not in issue, nor the Judge’s
analysis of the
aggravating features of the offending.
[3] On 5 July 2013, the appellant set a fire on the stove of a flat he shared with four other occupants. He arranged a series of items on the stove, turned all the elements on and then left the property. One of the flatmates smelt smoke and turned the elements off. However, the appellant returned and turned the elements back on
again. Fortunately, the fire was detected and Police and the fire
brigade alerted.
RATTRAY v NEW ZEALAND POLICE [2014] NZHC 663 [3 April 2014]
[4] The appellant was apprehended on his return to the property, where
he was found in possession of a small vegetable knife.
After being charged with
the possession of the knife and the serious charge of arson where life was
endangered, the appellant was
seen by a psychiatrist and psychiatric nurse.
While in custody and in his unwell state, he ripped a Police blanket.
He
was committed under a compulsory treatment order and whilst on remand
assessed as to fitness to plead at Hillmorton Hospital.
The appellant
subsequently decamped from that facility. He was on medication and still
unwell. While at large, the appellant
began abusing alcohol which aggravated
his bipolar disorder.
[5] After leaving Hillmorton Hospital, the appellant set fire to the contents of a plastic wheelie bin stored against the side of a temporary dairy. This caused damage to the outside of the building and also caused stock damage to the value of some
$1,250. At that time the appellant also set fire to a pile of possessions
stacked against a garage door of another property, thereby
endangering three
dwellings attached to the garage. This fire caused damage to the
value of $29,803. Significantly,
it put at risk people who were sleeping in
their homes, in additional to causing emotional and financial stress to the shop
owners.
These fires were the basis for the further charge of arson laid in its
aggravated form of endangering life.
[6] In the early hours of the following morning, the appellant
proceeded to light two further separate fires in two council
rubbish bins before
being located by the Police and arrested. The appellant was remanded in
custody, subsequent to which his mental
health improved with the regular taking
of his medication.
[7] In reviewing the circumstances of the offending, Judge Farish
noted the endangering of life and the hardship to the
dairy owners, reliant for
their income from their small business which had been resurrected to serve the
local community after being
significantly affected by the earthquake.
Notwithstanding the risks to the fire fighters, it was noted that no one was
hurt as a
result of the arsons and comparatively little significant damage
caused.
[8] The learned sentencing Judge had available to her two psychiatric
reports.
The first prepared in relation to the appellant’s fitness to plead and the other in
relation to the type and length of sentence. The Court recognised the
psychiatric disorder which the appellant has been struggling
with for a number
of years. That disorder is coupled with a history of polysubstance abuse in
relation to drugs and alcohol. Her
Honour noted the relatively isolated life
the appellant led within the community, his alienation from his family as a
result of those
difficulties, the impact of his father’s death and his
genetic predisposition to serious mental health issues which have also
affected
other close relatives.
[9] In sentencing the appellant, Judge Farish identified a number of
aggravating features. Firstly, the level of premeditation
apparent in relation
to the most serious arsons. Secondly, the risk to the tenants and home owners
as a result of these fires. Thirdly,
the loss suffered which, while not
excessive, is not insignificant, totalling some $31,000. Reparation would be
futile. Fourthly,
that the second episode of offending occurred after the
appellant had absconded from Hillmorton Hospital where he was subject
to a
compulsory treatment order. It was acknowledged that at that time the appellant
had little insight in relation to his illness
but he was aware that alcohol
would only aggravate his condition, and yet he made a deliberate
decision to drink. Other
aggravating features included the number of fires lit
and the effects upon the victims of that offending.
[10] Relying on the authorities of R v Rameka1 and
R v Skeens,2 the learned District Court Judge took a starting
point of 5 years. In so doing, Her Honour noted the need to reflect the
totality
of the appellant’s offending and the need to denounce the
conduct, protect the community and deter the appellant. Of significance
was the
relevant previous offending by the appellant in 2008. That offending involved
5 charges of burglary and 3 charges of arson
which resulted in extensive damage
to the premises of a cricket club, a church and a church hall. Almost $800,000
in damage was
done. This previous offending resulted in an uplift in the
starting point of 6 months imprisonment.
[11] On the appeal, Ms Bulger for the appellant does not take issue with
the starting point of 5 ½ years adopted by Judge
Farish, nor the 25%
discount for his
1 R v Rameka CA 426/04, 16 June 2005.
2 R v Skeens CA 341/01, 26 February 2002.
early guilty pleas. Ms Bulger however does seek to contest the discount
applied by the sentencing Judge to recognise the serious
mental illness that the
appellant was labouring under at the time. It is submitted on behalf of the
appellant that the 10% credit
applied for the mental health aspect of the
offending did not adequately reflect the extent to which that factor impacts on
the appellant’s
culpability.
[12] In advancing this submission, the appellant submits that too much
emphasis was placed on the appellant’s appreciation
that when he set the
fires he knew what he was doing was wrong and was legally responsible for his
actions. This however, it was
submitted, should not detract from the role
the appellant’s mental disorder played in his offending.
[13] Secondly, Ms Bulger submits that while it is acknowledged
that the appellant’s abuse of alcohol and drugs
was a feature of the
appellant’s conduct, that factor together with his failure to
self-medicate were subsidiary to the overarching
serious mental
illness.
[14] Further, it is submitted that on the information available to the
Court it is apparent that the appellant does have some
insight into his personal
situation and the consequences of his offending on his victims. Ms Bulger
submits that there is an appreciation
by the appellant about what gets him into
trouble and what he needs to do to avoid those difficulties. It is submitted
that this
is a positive factor in terms of the appellant’s rehabilitative
prospects. Ms Bulger stressed the importance to the appellant
of being
afforded the opportunity to demonstrate his commitment to his rehabilitation and
taking up the support offered by his sister
and brother-in-law.
[15] In only affording a 10% discount under the heading of the mental health aspects of this case, it is submitted due recognition was not paid to the extent to which the appellant’s mental condition influenced his criminal conduct, nor does it recognise his apparent commitment to overcome those issues. Ms Bulger submitted that in imposing such a lengthy sentence the appellant’s apparent commitment may be lost and that a credit in the vicinity of some 20% should have been extended to recognise the mental health dimension of the appellant’s circumstances in this case.
[16] In the appellant’s submission a total discount of 45% was
within range, having regard to the matters of mitigation
which the Court was
obliged to acknowledge, and in particular the appellant’s early pleas and
the part played by the appellant’s
mental health in the
offending.
[17] The Crown in its written submissions emphasised that the appellant
knew what he was doing when setting the fires and that
such conduct was wrong.
That the abuse of alcohol and cannabinoids have been a feature of the
appellant’s prior episodes
of offending and that a sentencing Court has
to take care not to allow the effect of alcohol to be used as a matter of
mitigation.
Furthermore, the appellant was well aware of the jeopardy he placed
himself in when abusing alcohol and taking drugs. His decision
not to take his
medication was a deliberate one and that the appellant’s history shows
this type of conduct is not isolated.
The Crown takes issue with the
submission that the appellant has demonstrated insight into the
consequences
of his offending, or his empathy for others.
[18] The Crown submitted that unfortunately, as the appellant presented
to the sentencing Judge, there was little cause for optimism
that the appellant
will have the necessary motivation to properly manage his mental health and
substance abuse issues. The 35% total
discount was described as generous by the
Crown, and it was submitted no error in the sentence imposed by Judge Farish has
been identified.
[19] Ms Basire in oral argument submitted no identified error was apparent in the District Court’s approach to the sentencing exercise and appropriate deductions were made from a valid starting point. Reference was made to the Court of Appeal’s decision of R v Lucas-Edmonds,3 which involved a similar situation of an offender labouring under psychological and psychiatric difficulties who had committed multiple arsons. The Court of Appeal observed that the case raised difficult and perplexing issues relating to the sentencing of offenders who are significantly impaired and the interface between culpability and diminished responsibility. While
reducing the sentence on the basis of an excessive starting point, the Court considered a one-third reduction to reflect both guilty pleas and the appellant’s diminished responsibility as appropriate. Any greater reduction than a third discount
would, it was held, result in an unjustified diminution of the need to
consider public risk.
[20] Reference was also made by the Crown to Shingleton v Police,4 where Panckhurst J reduced a sentence of 3 years and 9 months by a year which had been imposed on a first offender who had committed arsons and struggled with numerous psychological difficulties. In that case the High Court considered the approach in Lucas-Edmonds but concluded that the need for protection of the public did not trump the necessary modification to the length of an otherwise appropriate sentence
to recognise the appellant’s psychological difficulties. In Ms
Basire’s submission the
appellant’s history prevents the same type of approach being adopted in
this case.
[21] It is apparent that this appeal turns on the learned sentencing
Judge’s consideration of the role played by the appellant’s
mental
health in the offending and whether the 10% reduction is adequate having regard
to the other factors which bear on the sentencing
exercise. This was the
subject of some focus by Judge Farish who noted the appellant’s
comorbidity, that being the interaction
between the appellant’s Bipolar
Affective Disorder and the appellant’s predisposition upon becoming unwell
to self-medicate
with alcohol and drugs which only exacerbates his mental health
disorder and aggravates the risk of re-offending. The appellant
also has
displayed antisocial personality traits in the past which are typically worsened
when in an elevated mood state.
[22] Judge Farish directly engaged with the submission that credit should be afforded to the appellant to recognise as a substantive mitigating factor his mental health difficulties. The learned sentencing Judge however noted the dilemma for the sentencing Court. While the appellant’s mental condition is clearly linked to the appellant’s offending, equally so is the appellant’s decision to stop his medication and in substitution abuse drugs and/or alcohol. In knowingly resorting to that course, credit that might otherwise be available to the appellant is more limited. His behaviour at the time of the offending was clearly influenced by marijuana, synthetic cannabinoids and alcohol which impaired his judgment. Judge Farish acknowledged however that the decline in the appellant’s mental health as a result of him not taking
his medication leads to him becoming significantly impaired such that by the
time he has a predisposition to set fires he already
lacks the insight to
recommence his medication.
[23] Judge Farish in imposing the end sentence of 3 years and 5 months
imprisonment recognised the need for the appellant to take
the opportunity while
in prison to undertake a drug and alcohol treatment programme. Further, upon
release to have ongoing mental
health support to ensure mental health providers
have the opportunity to intervene at an early stage should they see a
deterioration
in the appellant’s health. The willingness of some of the
appellant’s family to assist the appellant was also viewed
as a positive
development.
[24] The appellant contends for a credit of 20% to mark the
appellant’s mental health difficulties, however in terms of
the formal
Taueki/Hessell/Clinton approach to sentence calculation that would result
in a difference of only some two months from the current sentence. The proposed
20% calculation is required to be made as a discrete deduction from the starting
point, followed by the third stage of the sentencing
exercise which in this case
would be marked by the 25% deduction for the guilty pleas. Instead of a
sentence of 3 years and 5 months,
a sentence of 3 years and 3 months would
result.
[25] Ms Bulger accepted that the adjustment sought was not great but
stressed that the value of the appeal was to achieve what
she described as a
more meaningful acknowledgment of the mental health issues that gave rise to the
offending and the appellant’s
commitment to avoid allowing himself to
reach the type of tipping point that places him at risk of
re-offending.
[26] The relevance of the appellant’s previous offending to the evaluation of the appellant’s culpability is sought to be mitigated by the emphasis Ms Bulger places on the insight and coherence which she submits is now being displayed by the appellant in the wake of this second bout of offending and which bodes well for his ultimate rehabilitation with the assistance of family. Against that, the Crown highlights the public safety considerations and that the recent arsons represent recidivist conduct.
[27] Essentially, an appeal Court must stand back and consider whether the
sentencing Judge erred in the ultimate sentence
imposed. A
sentence of imprisonment was undoubtedly the appropriate type of sentence in
this particular case. Having regard
to the range of matters to be taken into
consideration when dealing with such serious repeat offending and the limited
basis upon
which the appeal seeks to vary the sentence, I have not been brought
to the conclusion that the sentence imposed was outside that
available to Judge
Farish in the exercise of her sentencing discretion. Nor, despite Ms Bulger
submitting all that could be said
in support of the appeal, have I found error
in the balance Judge Farish achieved in allowing the deductions for plea and the
appellant’s
mental health.
[28] Undoubtedly, as recognised by the sentencing Judge, the
appellant’s mental health condition had a central role in the
offending.
Equally however the appellant is aware of his responsibility to take his
medication and keep himself safe. He also has
an appreciation of how abuse of
alcohol and drugs will aggravate his condition. His past experiences in that
regard and previous
interventions which have not prevented the current spate of
arsons entitles the Court to conclude that the appellant must accept
a
considerable degree of responsibility. The need to protect the public from such
dangerous conduct, the avoidance of which largely
rests in the hands of the
appellant, is also a relevant counter consideration. I am also driven to remark
that if the appellant’s
commitment to address his difficulties is genuine,
a refusal to make the limited type of adjustment sought to the original sentence
should not influence those efforts.
[29] In the absence of the appellant being able to satisfy me of any
error in the District Court Judge’s approach and that
a different sentence
should be imposed, the appeal is dismissed.
Solicitors:
Elizabeth Bulger Barrister, Christchurch
Raymond Donnelly & Co, Christchurch
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