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High Court of New Zealand Decisions |
Last Updated: 17 June 2015
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CIV-2014-404-002294 [2015] NZHC 1035
UNDER
|
the Resource Management Act 1991
|
AND
|
|
IN THE MATTER
|
of an appeal against a decision of the Environment Court under section 299
of the Act
|
BETWEEN
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THUMB POINT STATION LTD Appellant
|
AND
|
AUCKLAND COUNCIL Respondent
|
Hearing:
|
26 March 2015
|
Appearances:
|
M Williams for Appellant
G Lanning and A Smith for Respondent
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Judgment:
|
18 May 2015
|
(RESERVED) JUDGMENT OF ANDREWS J
This judgment is delivered by me on 18 May 2015 at 2.30 pm pursuant to r 11.5 of the High Court Rules.
..................................................... Registrar / Deputy Registrar
THUMB POINT STATION LTD v AUCKLAND COUNCIL [2015] NZHC 1035 [18 May 2015]
Introduction
[1] Thumb Point Station Ltd and associated entities1 own
the Man O'War farm on Waiheke Island. Thumb Point appealed to the Environment
Court in relation to subdivision rules set out
in the Proposed Auckland Council
District Plan - Hauraki Gulf Islands (“the HGI Plan”), notified in
September 2006 (Decisions
Version issued in May 2009).
[2] In its decision delivered on 13 August 2014, the Environment Court
rejected Thumb Point’s submission that more liberal
rules should be made
in the HGI Plan for subdivision of those parts of the Man O'War farm designated
as “Landform 5”
(productive land).2 The subdivision
issue was one of five issues determined by the Court. Only the subdivision issue
was subject to the present appeal.
[3] Thumb Point has appealed to this Court pursuant to s 299 of the
Resource Management Act 1991 (“the Act”) on
the grounds that the
Environment Court made errors of law in its consideration of proposed amendments
to the subdivision rules for
Landform 5.
Relevant statutory provisions
[4] Sections 72–76 of the Act relate to district plans. Section
72 sets out the purpose of a district plan as being
“to assist territorial
authorities to carry out their functions in order to achieve the purpose of the
Act”. The purpose
of the Act is set out in s 5: “to promote
the sustainable management of natural and physical
resources”.
[5] Sections 73–75 set out provisions as to the preparation and change of district plans (s 73), matters to be considered by a territorial authority when preparing and changing its district plan (s 74), and the contents of a district plan (s 75). Section 76
provides that a territorial authority may include rules in a district
plan, for the
1 Huruhe Station Ltd, Man O’War Farm Ltd, Man O’War Station Ltd and South Coast Station Ltd,
collectively referred to in this judgment as “Thumb Point”.
purpose of carrying out its
function under the Act and achieving the objectives and policies of the
plan.
[6] The Environment Court has set out tests to be applied when considering
proposed district plan provisions as being whether the
provisions:3
(a) accord with and assist the Council in carrying out its functions
under
Part 2 of the Act;
(b) take account of effects on the environment;
(c) are consistent with and give effect to applicable national,
regional and local planning documents; and
(d) meet the requirements of s 32 of the Act, including whether
the policies and rules are the most appropriate
for achieving the
objectives of the plan.
[7] Section 32 of the Act, as at the time the HGI plan was notified,4
provided:
32 Consideration of alternatives, benefits, and costs
(1) In achieving the purpose of this Act before a proposed plan, proposed policy statement, change, or variation is publicly notified,
a national policy statement or New Zealand coastal policy statement is notified under section 48, or a regulation is made, an evaluation must be carried out by—
(a) the Minister, for a national policy statement or a national environmental standard; or
(b) the Minister of Conservation, for the New Zealand coastal policy statement; or
(c) the local authority, for a policy statement or a plan (except
for plan changes that have been requested and the request accepted under
clause 25(2)(b) of Part 2 of Schedule 1)
(2) A further evaluation must also be made by—
(a) a local authority before making a decision under clause 10 or clause 29(4) of the Schedule 1; and
(b) the relevant Minister before issuing a national policy statement
or New Zealand coastal policy statement.
3 See e.g. Long Bay-Okura Great Park Society Inc v North Shore City Council Environment Court A78/2008, 16 July 2008 at [34] and Fairley v North Shore City Council [2010] NZEnvC 208 at [7].
4 As at 10 August 2005 to 30 September 2009.
(3) An evaluation must examine—
(a) the extent to which each objective is the most appropriate way to achieve the purpose of this Act; and
(b) whether, having regard to their efficiency and effectiveness,
the policies, rules, or other methods are the most appropriate for achieving
the objectives.
(3A) This subsection applies to a rule that imposes a greater prohibition
or restriction on an activity to which a national environmental
standard applies
than any prohibition or restriction in the standard. The evaluation of such a
rule must cross-examine whether
the prohibition or restriction it imposes is
justified in the circumstances of the region or district.
(4) For the purposes of the examinations referred to in subsections (3)
and (3A), an evaluation must take into account:
(a) the benefits and costs of policies, rules, or other methods;
and
(b) the risk of acting or not acting if there is uncertain
or insufficient information about the subject matter
of the policies, rules, or
other methods.
(5) The person required to carry out an evaluation under subsection
(1) must prepare a report summarising the evaluation and
giving reasons for that
evaluation.
(6) The report must be available for public inspection at the same
time as the document to which the report relates is publicly
notified or the
regulation is made.
[8] Relevant to the HGI plan are the New Zealand Coastal Policy
Statement 2010 (“NZCPS 2010”) and the Auckland
Regional Policy
Statement (“ARPS”). The ARPS contains provisions which must be
given effect to in the HGI plan.
Of particular relevance is policy 2.6.17,
which seeks to manage the use, development and protection of natural and
physical resources
and the subdivision of land in rural areas in an integrated
manner.
[9] Objective 6.3.5 of the ARPS is “to maintain the overall quality and diversity of character and sense of place of the landscapes in the Auckland region” and objective 7.3 relates to the preservation of the coastal environment and its protection from inappropriate subdivision, use and development. Related policies include policy 6.4.22.3, which relates to the management of landscapes immediately adjoining areas identified as “outstanding natural landscapes” (“ONLs”)5 so that they
protect the visual and biophysical linkage between the two
areas, and policy
5 See Man O’War Station Ltd v Auckland Council [2015] NZHC 767; this Court’s judgment on the appeal by Man O'War Station Ltd against the identification of ONL 78 on Man O'War farm on Waiheke Island in Proposed Change 8 to the ARPS.
6.4.22(7) which provides that subdivision incentives associated with the
restoration and enhancement initiatives may be appropriate
in certain
circumstances.
[10] The HGI plan sets out strategic objectives for resource management
issues across the gulf islands. Particularly relevant in
the present case
are:
A Objective 2.5.4.3. To limit the intensity of land use and subdivision to a level which is appropriate to the natural character of the coastal environments.
B Objective 2.5.4.1. To ensure that buildings and structures
in areas of high natural character and/or significant landscape value are sited
and designed
in a manner that maintains the dominance of the natural
environment.
C Objective 2.5.5.3 To encourage retention,
management and enhancement of existing indigenous vegetation and the
rehabilitation and enhancement
of degraded areas of existing indigenous
vegetation.
D Objective 2.5.5.4. To achieve positive
environmental benefits from subdivision and development including planting and
protection of significant environmental
features, heritage features, and other
notable landscape features.
[11] Also relevant are the following objectives and policies in s 3 of the
HGI Plan:
“strategic management areas”:
A Objective 3.3.4. To provide for the economic, social and
cultural well-being of the Waiheke community while ensuring the protection of
the historic
heritage, landscape character, the natural features, eco sytems and
visual amenity of the Island.
B Policy 3.3.4.2. By providing for larger scale, rural
activities to occur in eastern Waiheke, while ensuring that such development
does not detract
from the natural landscape and natural features of the
Island.
C Policy 3.3.4.4. By protecting the landscape character of
the Island, including its elements and patterns, particularly outstanding
natural landscapes,
coastal and rural landscapes and landscapes with
regenerating bush.
D Policy 3.3.4.5. By protecting and, where appropriate,
enhancing natural features and associated processes, such as wetland systems,
indigenous
vegetation, wild life habitats and coastal and other eco
systems.
[12] This appeal concerns, in particular, the minimum site area for restrictive activity subdivisions in “Landform 5” (productive land). Landform 5 has specific
objectives and policies which are set out in s 10(a).6 of the HGI plan. Of
particular relevance are:
A Objective 10(a).6.3. To provide for productive activities
and to ensure that the open pattern and rural character of the
landscape
is maintained.
B Policy 10(a).6.3.1. By providing for productive
activities such as pastoral farming, viticulture and horticulture to establish
and operate
within the land unit.
C Policy 10(a).6.3.2. By limiting the non-productive
activities that can occur so that the rural use and character of the landscape
is maintained.
D Policy 10(a).6.3.3. By requiring new sites to be of a size
and nature which ensures that moderate to large scale productive activities can
occur and which protects the open pattern and rural character of the
landscape.
[13] Part 12 of the plan deals with subdivisions. Under
restricted discretion activity r 12.8.2, the minimum site
size in Landform 5 is
25 ha.
The Environment Court decision
[14] The Court noted that Thumb Point sought to have the rules as to the minimum lot sizes for Landform 5 to be amended by reducing the minimum from
25 ha to 15 ha. The Court also noted that the 15 ha minimum was sought to apply to only those parts of the Waiheke property which were not part of the area identified as ONL 78. The Court recorded that Thumb Point proposed that the subdivision rules be amended so that the minimum restricted discretionary activity lot size within the ONL would be maintained at 25 ha, while in the remaining areas of Landform 5, the minimum lot size would be 15 ha, with an expanded assessment criteria which
allowed for active re-vegetation.6 Thumb Point argued that this
represented the most
appropriate method for achieving the objectives and policies of the HGI
Plan.
[15] The Court summarised the respective submissions for Thumb Point and the Council. The Court noted Thumb Point’s submission that an “arbitrary” minimum lot size for Landform 5 of 25 ha would neither achieve the purpose of the Act, nor be the most appropriate (efficient or effective) way of achieving the objectives and
policies of the HGI plan. The Court noted that it was Thumb
Point’s case that a
6 Environment Court decision, above n 2 at [20]–[23].
minimum lot size of 25 ha is too small for pastoral farming and
too large for horticulture, and consequently inefficient
in terms of s 32 of
the Act.7
[16] The Court then recorded Thumb Point’s submission that the
(unspecified) revised rule framework it sought would give
better effect to
objectives and policies of the NZCPS 2010, operative regional policy statement
policies for the coastal environment,
protection of areas identified as ONL,
provisions of the HGI plan, and specific Landform 5
objectives.8
[17] The Court noted the submission for the Council that a relatively straight- forward rule framework should be retained, with a 25 ha minimum site area for all Landform 5 areas. The Court also noted the submission for the Council that a 25 ha minimum was the most appropriate, as it would meet the subdivision objectives of the HGI Plan and the objectives and policies of Landform 5, and would not reduce the productive capacity of the land. The Council had also submitted that reducing the minimum from 25 to 15 ha would potentially change the nature of the landscape from one with an open pattern and rural character to one of greater diversity, reduced
land use scale and openness, and increased presence of built
form.9
[18] The Court then summarised the evidence given for Thumb Point and
the
Council.10
[19] In its “evaluation and findings”, the Court first noted
that Thumb Point had not proffered a specific rule
change, but had set out
its understanding of what amendments would be required.11 The Court
then stated:12
This part of the case being concerned with an inquiry under s 32(3), we
confine our attention to the objectives. That is, we cannot
for the present
purpose bring to account methods, or policies in the HGI plan, or indeed
higher-order planning imperatives ... as
urged by [Thumb Point] as
well.
7 At [25]–[26].
8 At [27].
9 At [30]–[31].
10 At [37]–[66].
11 At [67]-[69].
12 At [71].
[20] Having referred to the HGI objectives put forward by Thumb Point, the Court noted that “the difficulty” for Thumb Point was that most of the objectives referred to could be discounted from the equation by reason of their focus on protection, preservation, retention, management, avoidance, and reference to existing features. The Court considered that objective 2.5.5.4 in the HGI Plan (to achieve positive environmental benefits from subdivision and development including planting and protection of significant environmental features, heritage features, and other notable
features) was the most relevant. However, the Court
said:13
... We are faced with the wording of the provision that focuses on
features. The provisions (indeed the relevant parts of the HGI plan) are
notably deficient in encouraging re-vegetation for enhancement or
even
remediation of natural landscapes.
(underlining as in original)
[21] The Court accepted as correct the submission for the
Council that “this lacuna” was explained by the
fact that Landform
5 “is essentially concerned with an area providing for productive
activities, and that is why 2.5.5.4 goes
no further than the protection or
enhancement of features”.14
[22] The Court concluded:15
Section 32 RMA is constructed in imperative terms
(“must”). [Thumb Point] has drawn too long a bow in its
submissions
on the point. It is questionable whether the evaluations required
by the section have been undertaken, but even if they have, we
cannot be
satisfied that the provisions advanced by [Thumb Point] are the most appropriate
way to achieve the plan objectives as
analysed by us above.
We cannot find in favour of [Thumb Point] on issue 1. We simply observe that
if in future there are to be proposals to loosen density
controls in this part
of Waiheke, it might be desirable if they take the form of a comprehensive suite
of objectives, policies and
methods. Naturally, we can make no prediction about
the likelihood of such proposals.
Appeal issues
[23] Thumb Point appeals against the Environment Court’s
decision on the
following grounds:
13 At [73].
14 At [74].
15 At [75]–[76].
(a) The Court was wrong to apply s 32 of the Act as a limit to the
Court’s jurisdiction. Thumb Point argues that the Court
declined to
determine the appeal on the basis that it was unable to do so, because s 32 had
not been complied with.
(b) In any event, the Court misapplied the objectives of the HGI Plan
in
rejecting Thumb Point’s proposal.
[24] The Council contends in response:
(a) The Court did not apply s 32 as a limit to its jurisdiction, but
did in fact determine the substance of the appeal directly.
(b) The Court applied the objectives of the HGI Plan correctly. Re-
vegetation is not consistent with the objectives of the
HGI Plan.
(c) Thumb Point’s appeal is not on a question of law; rather it
involves
revisiting the merits of the matter, which should not be
countenanced.
(d) Even if this Court were to re-examine the merits, it should not
differ from the Environment Court’s conclusion.
In particular,
Thumb Point’s proposal was insufficiently certain to be
applied.
Approach on appeal
[25] In my earlier judgment in Man O’War Station Ltd v Auckland
Council,16 I set out the agreed approach to be taken in an appeal
to the High Court under s 299 of the Act. It suffices to summarise the approach
as follows:17
(a) An appeal to this Court under s 299 of the Act is an appeal limited to questions of law, and appellate intervention is therefore only justified
if the Environment Court can be shown to have:
16 Man O’War Station Ltd v Auckland Council, above n 5 at [25]–[27].
17 See Ayrburn Farm Estates Ltd v Queenstown Lakes District Council [2012] NZHC 735, [2013] NZRMA 126 at [33]–[36]; Young v Queenstown Lakes District Council [2014] NZHC 414, at [19]; and Guardians of Paku Bay Association Inc v Waikato Regional Council (2011) 16 ELRNZ
544 (HC) at [33].
i) applied a wrong legal test; or
(b) The Court will not engage in a re-examination of the merits of the
case under the guise of a question of law, and the question
of the weight to be
given relevant considerations is for the Environment Court alone and is not for
reconsideration by the High Court
as a point of law.
(c) Further, not only must there have been an error of law, the error
must have been a ‘material’ error, in the
sense that it materially
affected the result of the Environment Court’s decision.
(d) The High Court acknowledges the expertise of the
Environment Court, and will be slow to determine what are really
planning
questions, involving the application of planning principles to the circumstances
of the case.
The HGI Plan “anomaly”
Submissions
[26] Before addressing the specific appeal issues, Mr Williams referred
in his submissions to the “anomaly” or “lacuna”
in the
HGI Plan. This was that in an “unrestricted” discretionary
activity application for a subdivision consent
the Council considers
(under r 12.11.13 of the HGI Plan):
The extent to which the subdivision provides for ecological restoration and enhancement where appropriate. Ecological enhancement may include enhancement of existing indigenous vegetation, replanting, and weed and pest control.
[27] However, in r 12.8.2 of the HGI Plan, which sets out the matters the
Council may in the exercise of its discretion consider
in relation to an
application for a restricted discretionary activity, “ecological
restoration and enhancement” is not
included; nor are any of the other
matters set out in r.12.11.13 (the extent of adverse effect on natural features,
patterns and
landscape character, the extent to which the size and shape of
sites maximises protection of indigenous vegetation, and the extent
to which the
proposed subdivision maximises the use of areas already cleared for vehicle
access and building sites). Thus active
re-vegetation could not be required as
part of a subdivision complying with the 25 ha minimum lot size in Landform
5.
[28] Mr Williams submitted that in its decision the Environment Court had
noted the deficiency in the HGI Plan, but had rejected
submissions that it
could, and should, move to correct the anomaly by including additional
assessment criteria. He submitted that
the Court had done so on a
“technicality” that was wrong in law. He submitted that this was
the principal motivating
factor behind the appeal.
[29] Mr Williams submitted that the Environment Court had erred in law in that, notwithstanding its finding that the HGI Plan provisions (including the Plan’s objectives) were notably deficient, the Court treated those objectives as determinative, precluding any further consideration of Thumb Point’s proposed amendments, once it had found that those amendments did not meet the HGI Plan objectives. Referring to the Environment Court’s decision in Eldamos Investments
Ltd v Gisborne District Council,18 and the
Supreme Court’s judgment in
Environmental Defence Society Inc v The New Zealand King Salmon Co
Ltd,19 he submitted that the deficiencies in the HGI Plan
required the Court to consider Thumb Point’s proposed amendments against
Part 2 of the Act and other relevant higher- order planning documents such as
the NZCPS 2010 and Change 8 to the ARPS.
[30] On the other hand, Mr Lanning submitted that there was no anomaly, and that while the Environment Court had recorded its initial concern with the plan, this
concern had been addressed and resolved during argument in that
Court. He
submitted that the Environment Court had
correctly accepted that the HGI Plan objectives are consistent with the Act.
The HGI Plan
objectives do not encourage re- vegetation of Landform 5 land so as
to enable subdivision, because Landform 5 is intended to provide
for large-scale
productive farm use. This is shown by the emphasis on maintaining the
“open pattern and rural character”
of Landform 5 land.
Discussion
[31] In most cases, the Environment Court is entitled to rely on a settled plan as giving effect to the purposes and principles of the Act. There is an exception, however, where there is a deficiency in the plan.20 In that event, the Environment Court must have regard to the purposes and principles of the Act and may only give effect to the plan to the degree that it is consistent with the Act. As such, it is necessary to assess whether the highlighted anomaly required the Court to have
regard to the wider context of the Act.
[32] At [72] of its decision, the Environment Court directly addressed
this issue, and recorded the Council’s submission
that the objectives in
relation to Landform 5 were directed at the purposes of protecting a particular
feature and so were narrower
than the general purposes of the Act. The Court
concluded that the Council was correct, and that the HGI Plan was properly able
to select purposes for particular areas that reflected the needs of that area,
rather than treating all areas with the uniform brush
of the principles and
purposes of the Act.
[33] I am not persuaded that the Environment Court was wrong to conclude
that the Council, in settling the HGI Plan, was entitled
to prioritise certain
objectives over others in particular areas. Indeed, one of the major reasons
why councils are given the power
to settle regional plans is to allow them
to identify where and how objectives of the Act should be given
effect.
[34] It follows that the Environment Court was entitled to rely on the HGI Plan as giving effect to the higher directives contained in the Act and elsewhere. As the
Council identified, the purpose of protecting Landform 5 was to protect
its current
20 Eldamos Investments Ltd v Gisborne District Council, above n 18; Environmental Defence
Society Inc v The New Zealand King Salmon Co Ltd, above n 19.
character as productive land – that is, working farms. This is the
basis on which the provisions relating to Landform 5
were included in
the HGI Plan. Where re- vegetation is normally a benefit in terms of the
objectives of the Act, that may
not be the case where a council wished to
protect the current character of an area, without re-vegetation. There is no
inconsistency
between this and the higher objectives.
[35] I therefore conclude that there is no anomaly, and the Environment
Court was not in error in applying the objectives of the
HGI Plan.
Appeal submissions
[36] Mr Williams submitted that s 32 of the Act (as applicable to the
present case) requires “an evaluation” of a
proposed plan before it
is publicly notified (s 32(1)), then “a further evaluation” before a
local authority makes a
decision on submissions on the proposed plan (s 32(2)).
He submitted that on an appeal, the Environment Court steps into the shoes
of
the territorial authority, by virtue of s 290 of the Act (which provides that
the Court has the same powers, duty and discretion
as the person against whose
decision the appeal is brought). Section 32(3) sets out what the evaluation
must examine.
[37] Mr Williams then submitted that the Environment Court had confined
its consideration to “objectives” then, having
found that Thumb
Point’s proposed amendments to the subdivision rules for Landform 5 did
not meet the objectives of the HGI
Plan, did not go on to consider, for example,
Part 2 of the Act (“Purpose and Principles”), the NZCPS 2010, and
Change
8 to the ARPS. In doing so, the Court had wrongly interpreted s 32
as a constraint on its jurisdiction to consider the
proposed rules
further, when an adverse finding under s 32 does not preclude consideration of
other matters.
[38] In support of his submissions, Mr Williams referred to the judgments
of the
Court of Appeal in Kirkland v Dunedin City Council,21 and
of Chisholm J in Shaw v
Selwyn District Council,22 He
submitted that these authorities supported his
21 Kirkland v Dunedin City Council CA 121/01, 29 August 2001.
22 Shaw v Selwyn District Council [2001] NZRMA 399.
submission that s 32 is of a procedural nature, and the Environment Court
should not have take an overly rigid “jurisdictional”
approach to s
32 which precluded it from properly evaluating Thumb Point’s proposed
amendments. He also pointed to the way
that the Court had responded to the
alleged anomaly in the HGI Plan, and had declined to consider the NZCPS 2010 and
Change 8 to
the ARPS, as being errors in the way the Court had approached the
HGI Plan and s 32.
[39] As a result of the above errors, Mr Williams submitted, the
Environment Court had failed to consider evidence regarding the
social and
economic implications of Thumb Point’s proposed amendments, and had failed
to consider a substantial purpose of
the proposed amendments, which was to
confine the proposed amended rules to land outside the ONL 78 area. Further,
the court did
not consider Thumb Point’s submission that its amendments
were aimed at ensuring that regard was had to the provisions of s
6(a) and (b)
of the Act (which provides that the preservation of the natural character of the
coastal environment and outstanding
natural features and landscapes from
inappropriate subdivision, use and development are “matters of national
importance”.
[40] For the Council, Mr Lanning submitted that the Environment Court did
not approach s 32 as a limit on its jurisdiction. Rather,
the Court identified
the key issue as being the extent to which Thumb Point’s
(unspecified) amendments would achieve
the objectives and policies of the HGI
Plan. Those objectives and policies had been recently settled and encapsulated
the purposes
of the Act. Therefore, the Court did not need to undertake an
evaluation of other matters under the Act.
[41] Further, he submitted that it cannot be concluded that the Court was
making statements as to a limit on its jurisdiction
when it said that it
“cannot be satisfied” that Thumb Point’s proposed amendments
were the most appropriate way
to achieve the objectives of the HGI Plan, and
that “we cannot find in favour of Thumb Point”. Rather, it was
simply
stating its finding as to which of the options before it was more
appropriate to achieve the objectives and policies of the Plan.
[42] Mr Lanning also submitted that the Court did not misinterpret the
relevant
HGI Plan objectives and policies. It heard extensive argument as to the
identification and interpretation of, and relationship between, the relevant
objectives and policies.
[43] Mr Lanning submitted that no question of law is raised by Thumb
Point’s submission that the Environment Court failed
to place sufficient
emphasis on other objectives and policies. In any event, the Court correctly
interpreted the hierarchy of HGI
plan provisions and focussed on Landform 5
objectives and policies, as the issue was what subdivision rules would most
appropriately
deliver the environmental outcome for Landform 5.
[44] He also submitted that Thumb Point had not presented a sufficiently
detailed and certain rule proposal for either the Council,
or the Environment
Court, to consider. In particular, there was no certainty as to the nature and
scope of the re- vegetation requirements
Thumb Point agreed would be necessary
to justify a smaller lot size and achieve the objectives and policies Thumb
Point said would
be achieved. Thus, even if the Court had been required to
undertake the type of assessment contended for by Thumb Point, it could
not have
done so.
[45] Mr Lanning submitted that the Environment Court had heard, and
discussed in its decision, extensive landscape, ecological,
economic and
planning evidence. The Court’s discussion touched on the broad range of
resource management matters at issue.
He submitted that it is reasonable to
assume that the Court took all of this evidence into account when evaluating
Thumb Point’s
proposed amendments.
[46] Mr Lanning submitted that the Environment Court was assessing the
options of Thumb Point’s “unspecified and (relatively)
complex 15 ha
rule framework”, and the Council’s “(relatively) clear and
simple 25 ha rule framework”.
The Court properly concluded that there
was no deficiency in the HGI Plan in the context of the present case, as the
absence of provisions
requiring re-vegetation in Landform 5 is explained by
Landform 5’s focus on retaining its capacity for productive use, and
maintaining an open rural landscape. Thus it made sense that there was no
requirement for re-vegetation on subdivision in Landform
5, and that it was not
encouraged.
[47] Thumb Point’s appeal raises three main questions:
(a) Did the Environment Court have jurisdiction to consider
Thumb
Point’s proposal as to subdivision in areas designated as Landform
5?
(b) If the Court had jurisdiction, did it refuse to exercise that
jurisdiction
and consider Thumb Point’s proposal?
(c) Did the Court err in the way it decided Thumb Point’s appeal?
Did the Environment Court have jurisdiction to consider Thumb
Point’s proposal?
[48] It is appropriate to begin by considering the extent of
the Environment Court’s jurisdiction on the appeal
before it. Pursuant
to s 290(1) of the Act, the Court “has the same power, duty, and
discretion in respect of a decision
appealed against ... as the person against
whose decision the appeal ... is brought”. Thus, the Court must have the
power
to determine the most appropriate method of achieving the objectives of
the HGI Plan. Thumb Point argued that s 32 sets out a process
which the
Council is required to follow, but does not limit the jurisdiction of the Court
to determine the overarching question if
that process has not been followed.
This is not disputed by the Council, which went on to argue that the Court did
not apply s 32(3)
as a limit to its jurisdiction.
[49] I accept as correct Thumb Point’s submission that the Environment Court could determine this appeal, regardless of whether the s 32 process had been complied with. This is necessarily the case, in order to give effect to the Court’s power under s 290(1), and has been recognised in, for example, Kirkland v Dunedin
City Council.23 Further, as said by Chisholm J in Shaw
v Selwyn County Council, the
Environment Court should not take an overly jurisdictional approach to an appeal, but should consider the merits of an appeal.24 I am satisfied that the Environment
Court had jurisdiction to determine Thumb Point’s
appeal.
23 Kirkland v Dunedin City Council, above n 21.
[50] This question turns on what the Environment Court meant when it
said:25
We cannot find in favour of [Thumb Point] on issue 1. We simply
observe that if in future there are to be proposals to loosen density controls
in this part of Waiheke, it might be desirable
if they take the form of a
comprehensive suite of objectives, policies and methods. Naturally, we can make
no prediction about the
likelihood of such proposals.
(emphasis added)
[51] Thumb Point submits that in saying “cannot” in
this paragraph, the Environment Court was making a finding
that it was barred
by s 32 of the Act from considering the real issue under appeal – namely
whether Thumb Point’s proposal
was the most appropriate way to achieve the
objectives of the HGI Plan.
[52] I do not accept that submission. The words used, while perhaps
awkward phraseology, are commonplace in a situation where
a court’s
conclusion is that a test has not been satisfied. In this case, in saying that
it “cannot find in favour
of” Thumb Point, the Environment Court was
saying that it was not finding in favour of Thumb Point, because it was not
satisfied
that its proposal met the objectives of the HGI Plan.
[53] This conclusion is supported by reference to the
Court’s preceding
comments:26
Counsel for the Council explained [the lacuna or anomaly referred to at [26]- [30] above] by reminding us that Landform 5 is essentially concerned with an area providing for productive activities, and that is why 2.5.5.4 goes no further than the protection or enhancement of features, counsel stressed that the rather general provisions listed in [Thumb Point’s] December 2013 memorandum are relatively high level provisions that apply across the plan, and must be read subject to the more specific objectives relating to Landform 5. Further that, with reference to 2.5.5.4, planting will not necessarily achieve a “positive environmental benefit” where it would displace otherwise productive land, unless intended for protection or enhancement of a feature. We consider that the council is correct in these submissions. The context of the structure of the general and the specific objectives explains the lacuna and underlines the limitations in objective
2.5.5.4. It might well be that in light of advancements in
[outstanding
25 Environment Court decision, above n 2 at [76].
natural landscape] protections at a regional level some strengthening of the
district objectives would be desirable. But that is
for the future and does not
help [Thumb Point’s] situation vis-à-vis s 32(3) at this
time.
Section 32 RMA is constructed in imperative terms
(“must”). [Thumb Point] has drawn too long a bow in its
submissions
on this point. It is questionable whether the evaluations required
by the section have been undertaken, but even if they have,
we cannot be
satisfied that the provisions advanced by [Thumb Point] are the most appropriate
way to achieve the plan objectives
as analysed by us above.
(emphasis as in original)
[54] It is clear from these paragraphs that the Environment
Court directly considered s 32(3), and applied it
to the situation
before it. In accepting the Council’s submissions, the Court
rejected the arguments for Thumb Point,
and concluded that its proposal was
not the most appropriate way to achieve the objectives of the HGI
Plan.
[55] Accordingly, I am not persuaded that the Environment Court treated s
32(3) as being a limit on its jurisdiction.
It considered Thumb
Point’s proposal and concluded that it was not the most appropriate way
to achieve the objectives of
the HGI Plan.
Did the Environment Court make an error of law in rejecting Thumb Point’s
proposal?
[56] Thumb Point further submitted that the Environment Court had
committed an error of law when determining the appeal, in that
it incorrectly
assessed the relationships between the different objectives of the HGI Plan.
It submitted, in particular, that the
Court wrongly interpreted objective
2.5.5.4 as applying only to existing vegetation. The Council contends that
Thumb Point is in
fact (wrongly) arguing questions of weight, which are not
matters that can be raised on appeal. The Council further contends that
the
Court correctly identified and applied the relevant objectives, and
appropriately balanced the competing interests which these
represented.
[57] Despite the detail and nuance with which these arguments were advanced, this aspect of Thumb Point’s appeal effectively reduces to one issue. The Environment Court concluded that the objectives of the HGI Plan related to
protecting the landscapes on Waiheke as they are at present. Thumb Point
submits that the objectives should instead be interpreted
as intending to
preserve and improve the naturalness of the landscape in every case.
[58] The protection of the areas designated as Landform 5 is intended to
preserve the unique character of those areas as productive
– that is,
working – farms. The intent of the objective is to preserve an
environment which, while not entirely
natural, is used for a particular
purpose, in a certain way, and has a certain character. In order to give effect
to the objective,
development which undermines the particular character of
Landform 5 has been limited. While Thumb Point’s proposal may lead
to a
landscape which has more vegetation (and may be closer to the historical nature
of the land), it is not consistent with the
objectives of the HGI
Plan.
[59] I am not persuaded that the Environment Court was wrong to reject
Thumb
Point’s interpretation, or to approach the issue in the manner in which
it did.
Result
[60] For the reasons set out above, Thumb Point’s appeal is
dismissed.
Andrews J
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URL: http://www.nzlii.org/nz/cases/NZHC/2015/1035.html