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High Court of New Zealand Decisions |
Last Updated: 23 February 2015
IN THE HIGH COURT OF NEW ZEALAND ROTORUA REGISTRY
CRI-2014-463-91 [2015] NZHC 143
BETWEEN
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JAMES EVAN PALMER
Appellant
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AND
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NEW ZEALAND POLICE
Respondent
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Hearing:
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4 February 2015
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Counsel:
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H S Edward for Appellant
N Tahana for Respondent
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Judgment:
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11 February 2015
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JUDGMENT OF KATZ J [Sentence appeal]
This judgment was delivered by me on 11 February 2015 at 2:00 pm
Pursuant to Rule 11.5 High Court Rules
Registrar/Deputy Registrar
Solicitors: Gordon & Pilditch, Crown Solicitor, Rotorua
Counsel: H S Edward, Edward Law, Rotorua
PALMER v NEW ZEALAND POLICE [2015] NZHC 143 [11 February 2015]
Introduction
[1] On 7 November 2014 the appellant, James Palmer, was
sentenced to
15 months’ imprisonment for three breaches of a protection order made
under the Domestic Violence Act 1995. Mr Palmer now appeals
that sentence on
the grounds that it was manifestly excessive and wrong in law.
Approach to appeal
[2] Section 250(2) of the Criminal Procedure Act 2011 states that the
Court must allow the appeal if satisfied that for any
reason, there is an error
in the sentence imposed on conviction and a different sentence should be
imposed. In any other case,
the Court must dismiss the
appeal.1
[3] The Court of Appeal in Tutakangahau v R has recently
confirmed that s
250(2) was not intended to change the previous approach taken by the courts
under the Summary Proceedings Act 1957.2 Further, despite s 250
making no express reference to “manifestly excessive”, this
principle is “well-engrained”
in the court’s approach to
sentence appeals.3
[4] The approach taken under the former Summary Proceedings Act was set
out in R v Shipton:4
(a) There must be an error vitiating the lower Court’s original
sentencing
discretion: the appeal must proceed on an “error
principle”.
(b) To establish an error in sentencing it must be shown that the Judge
in the lower Court made an error whether intrinsically
or as a result of
additional material submitted to the appeal Court.
(c) It is only if an error of that character is involved that the
appeal Court should re-exercise the sentencing discretion.
1 Criminal Procedure Act 2011, s 250(3).
2 Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482 at [26]- [27].
3 At [33], [35].
4 R v Shipton [2007] 2 NZLR 218 (CA) at [138]-[140].
[5] The High Court will not intervene where the sentence is within the
range that can properly be justified by accepted sentencing
principles. Whether
a sentence is manifestly excessive is to be examined in terms of the sentence
given, rather than the process
by which the sentence is
reached.5
Factual background
[6] Mr Palmer and the victim were in a relationship for about five
years until late
2008. They have two children together. The relationship appears to have
been marred by violence. The victim obtained a
temporary protection
order against Mr Palmer in late 2008, which he breached in December 2008. He
was sentenced to 40 hours community
work in respect of that breach.
[7] A final protection order was made against Mr Palmer in
March 2009. Mr Palmer has six convictions for breaching
that final protection
order, as follows:
(a) March 2010 – sentenced to come up for sentence if called upon
within one year;
(b) June 2010 – sentenced to four months imprisonment;
(c) February 2011 – sentenced to one year intensive
supervision;
(d) April 2013 – to come up for sentence if called upon within one year; (e) March 2014 (two breaches) – sentenced to one year’s supervision on
each charge, special conditions imposed, final warning given.
[8] Despite this history, in early September 2014 Mr Palmer and the complainant apparently decided to spend some time together as a couple “to see how things
went”.
5 Ripia v R [2011] NZCA 101 at [15].
[9] Things did not go well. On Saturday 13 September 2014
Mr Palmer, who was staying at the victim’s home,
woke her by pulling her
hair. The victim had previously told Mr Palmer she has a very sensitive head
and does not like to have her
hair pulled. The victim told Mr Palmer to leave
her alone so she could sleep. Mr Palmer then forced her head into the mattress,
while still holding her hair. This resulted in a charge of physical abuse
of a protected person, an offence under s
19(1)(a) of the Domestic
Violence Act.
[10] The following day Mr Palmer was “acting paranoid” and
pestering the victim about what she had been doing. She
asked him to leave her
alone. He would not, so the victim left the address. When she returned he
continued to interrogate her and
verbally abuse her, calling her names like
“nigger” and “maggot”. An argument broke out and the
victim
told Mr Palmer to leave. These events gave rise to a charge of engaging
in behaviour amounting to psychological abuse of a protected
person, an offence
under s 19(1)(d) Domestic Violence Act.
[11] The victim then told Mr Palmer the relationship was over and asked
him to leave. He refused to leave and remained at the
victim’s house.
She was forced to leave the house to avoid him, but returned the following day
to repeat her request that
Mr Palmer leave. She gave him bus money so he could
return to his home town.
[12] Mr Palmer still refused to leave. The victim called the police on
Tuesday,
16 September 2014, following a further argument. Mr Palmer left when he
heard that the police would be attending the house. Mr
Palmer’s refusal
to leave the victim’s home gave rise to a charge of remaining in a
building occupied by the protected
person without their consent, an offence
under s 19(2)(d) of the Domestic Violence Act.
The District Court sentencing
[13] In sentencing Mr Palmer in respect of these three offences, Judge D C Ruth noted his long history of breaches of the protection order and violent behaviour towards the same partner. He concluded that an electronically monitored sentence would be inappropriate due to that history.
[14] The Judge adopted a starting point of 14 months’ imprisonment.
Taking into account Mr Palmer’s previous record,
that starting point was
uplifted by six months. A 25 per cent discount for his early guilty pleas was
given, bringing the total to
15 months in respect of each charge, to be served
concurrently. The Judge also imposed special conditions of release including
not
associating with the victim and attending domestic violence
programmes.
Was a starting point of 14 months’ imprisonment outside of the
available range?
[15] Counsel for Mr Palmer submitted that the Judge set the starting point
“excessively high” and that “a starting
point of less than
half that adopted by the Learned District Court Judge” could have been
adopted. No authority was relied
on in support of this proposition. Indeed
the appellant’s submissions did not refer to any case law at all. Rather,
a lower
starting point was said to be justified on the basis that the offending
was not the most serious offending of its type and the victim
did not suffer
any physical injuries. Any harm that was suffered was emotional or
psychological only.
[16] The maximum sentence for breaching a protection order has recently been increased by Parliament to three years. This increase (from a previous two year maximum) was introduced by the Domestic Violence Amendment Act 2013 which was passed on 24 September 2013 and came into force on 25 September 2013 pursuant to s 2(1) of the Domestic Violence Amendment Act 2013. Sentencing decisions that relate to offending that occurred prior to 25 September 2013 must therefore be treated with some caution, as they are likely to have a lower starting point than would now be appropriate for comparable offending. For that reason the three cases I refer to below for “benchmarking” purposes all post date 25 September
2013.
[17] A further matter that is relevant to determining an appropriate starting point for breaching a protection order is whether an offender’s prior convictions for similar breaches in relation to the same victim are relevant. As the Court of Appeal observed in Mitchell v R, a case involving nine previous breaches of a protection order, the modern approach to setting a starting point takes into account aggravating
and mitigating features of the offending but excludes mitigating and
aggravating features relating to the offender.6 On such an
approach, previous convictions will usually be considered only after a
starting point has been set, as a personal aggravating
factor.7
The Court observed in Mitchell, however, that this is not a rule.
In that case the Court’s view was that the culpability of the offending
may not be able
to be fully assessed without taking into account the history of
the relationship and the background history of offending by the perpetrator
against the victim.8 To ignore the history of the
relationship would be artificial, and prevent a proper analysis of the
gravity of offending.9
[18] I propose to follow the Mitchell approach and take the
history of the parties’ relationship and the prior breaches of the
protection order into account in setting
the starting point. I note, however,
that not all previous decisions take this approach. In some cases prior
breaches of a
protection order are considered as part of an
offender’s overall criminal history, warranting an uplift only after
the
starting point has been set. This approach results in a lower starting point,
but a higher uplift. This is another reason why
previous case law needs to be
treated with some caution, to ensure that like is compared with
like.
[19] The Crown referred to Beck v Police in support of its
submission that the starting point adopted was appropriate.10
In that case the offender sent 45 text messages to the victim in
contravention of a protection order, and on the next day sent further
text
messages before arriving at the victim’s house and attempting to enter it.
The content of these messages included threats
to kill the victim. A starting
point of 10 months for the first breach was increased by 5 months to reflect the
second breach the
following day.
[20] The Crown also referred to Mataiti v Police, which involved two breaches of a protection order and a wilful damage conviction.11 The offending related to two
separate incidents some five months apart. The first incident involved
verbal abuse
6 Mitchell v R [2013] NZCA 583, (2013) 29 FRNZ 498.
7 At [12].
8 At [12].
9 At [17].
10 Beck v Police [2014] NZHC 931.
11 Mataiti v Police [2014] NZHC 1675.
and banging on a bathroom door, causing a hole in it. The second incident
happened after the victim allowed Mr Mataiti to accompany
her to watch their son
play rugby. When they returned a heated argument ensued. Mr Mataiti declined to
leave, despite having been
requested to do so a number of times. Mr
Mataiti’s refusal to leave resulted in him pushing the complainant and her
returning
that gesture.
[21] The District Court Judge imposed starting points of
eight months’ imprisonment for each offence,
to be served cumulatively.
Applying a 25 per cent guilty plea discount, an end sentence of 12 months was
reached. On appeal to
the High Court Heath J was satisfied that while the
sentence “may be seen as stern” there was no basis to interfere with
it on the grounds of manifest excess.
[22] In Apineru v Police the breach consisted of the offender appearing at a house uninvited, verbally abusing the victim and grabbing her arm, causing bruising.12
There had been three prior breaches of the final protection order. The
District Court Judge had imposed a two and a half year (30
month) starting point
reflecting the actual violence and repeated offending against the victim. In
the High Court, a starting
point of two-thirds of the maximum, or 24
months, was considered appropriate. The actual violence was described as
moderate.
Analysis
[23] I accept counsel for Mr Palmer’s submission that the offending did not involve a significant degree of physical violence against the victim. I note, however, that none of the cases I have referred to have involved a high degree of physical violence against the victim. The reason for this appears to be that significant physical violence usually results in a separate charge (or charges) being laid, such as male assaults female or injuring with intent to injure. Similarly, physical violence against property often results in a separate property related charge (such as wilful damage) being laid. Accordingly, a high level of physical violence is not necessarily
required for a breach of protection order charge considered
serious.
12 Apineru v Police [2014] NZHC 1969.
[24] Parliament has recognised that victims of domestic violence are a
particularly vulnerable group in society, as reflected
in their significant
over-representation in homicide statistics. The community as a whole has a
strong interest in protecting such
persons. The making of a protection order is
the primary mechanism through which that protection can be achieved. Protection
orders
are worthless, however, if they are routinely disregarded. Any breaches
of a protection order are potentially serious and undermine
the legislative
purpose of the Domestic Violence Act. That said, some breaches will, of course,
be more serious than others.
[25] In this case Mr Palmer’s offending is aggravated by a
long-term pattern of offending against the same victim. Many
of Mr
Palmer’s breaches of the protection order have attracted a fairly
lenient response from the Courts. Although
one previous breach resulted
in a short term of imprisonment, the general sentencing focus appears to have
been on rehabilitation.
Attempts have been made to incentivise Mr Palmer to
change his behaviour through suspended sentences (essentially a good behaviour
bond for a year) and he has also received sentences of supervision, including
one of intensive supervision. As part of this process,
Mr Palmer has attended
a number of courses aimed at addressing his behavioural and anger management
issues. None of this appears
to have assisted him. On his last appearance,
for two breaches of the protection order, Mr Palmer was given a final
warning.
[26] Although every case is unique, Mr Palmer’s offending appears
to have some similarities to that in Mataiti. It is hard to make a
direct comparison, however, as the offences in that case were five months apart
and therefore cumulative sentencing
was appropriate. On the other hand, Mr
Palmer’s offending appears to be less serious than that in Apineru.
While it should not be trivialised, the hair pulling in this case was a lower
level assault than that in Apineru. Further, the offender in Apineru
forced his victim to leave her family home and took her elsewhere, which
indicates a level of controlling behaviour not seen in this
case, despite the
verbal abuse.
[27] I also note that in this case Mr Palmer was initially at the premises with the “permission” of the victim (as in Mataiti). This is sometimes treated as a mitigating feature of such offending. I accept that an offender “stalking” a victim or turning up
at their home uninvited is likely to cause significantly more trauma than if
they are initially there by consent. Accordingly the
“permission”
of the victim is a relevant factor to overall culpability. There is possibly a
tendency in some cases,
however, to give this factor too much weight. Judge
McDonald, who was the first instance Judge in Mataiti, recognised this
difficulty when he said in that case that:13
[9] I have a letter from the victim who has now moved to [another town] to be
closer to her whanau. She wants you back...Sitting
as I often do in the Family
Violence Court this is yet another treadmill one can see. The person thinks that
she is so much in danger
from her partner that she needs a protection order and
goes and gets one. Then when the man walks through the protection order time
and again she phones the police, he is arrested, there is an enforced separation
and she wants the man back, for a whole variety
of reasons. The Courts take
that into account, impose a lenient sentence, the person goes back and all of a
sudden problems, and
the cycle starts again. This is not a prosecution on behalf
of the victim. This is a prosecution on behalf of the community. While
her
views are always taken into account be sentencing Judges they are not paramount.
It is not her wishes, what she thinks.
[28] I think those comments are apt in this case. It is no defence to a
breach of a protection order that an offender was with
the victim “by
consent” at the time. While that factor may have some relevance in a
sentencing context, undue weight
should not be given to it. By increasing the
maximum penalty for the offence by 50 per cent Parliament has sent a fairly
strong
message that breaches of protection orders are serious and that the
seriousness of such behaviour should not be minimised.
There are broader
community interests at stake. This is not private litigation between the
offender and the victim. Court orders
must be observed, regardless of the
changing attitudes of the victim. Ultimately, if there is no longer any need
for the order,
it is open to the victim to seek to have it discharged. Unless
and until that occurs protection orders must be complied with.
[29] Given the actual violence (albeit at the lower end of the scale) involved in the first breach and Mr Palmer’s appalling history of breaching the protection order, a starting point of ten months would be within range for the first breach. An uplift of four months to reflect the subsequent two breaches would also not be out of line. This would result in a global starting point of 14 months for the three offences.
Accordingly, whatever precise methodology Judge Ruth adopted, the
starting point
13 Police v Mataiti DC Whangarei CRI-2013-088-2825, 2 May 2014 at [9].
of 14 months adopted by him was not, in my view, manifestly excessive. It
was arguably at the upper end of the appropriate range,
but was not outside of
range. I note that it was less than half of the statutory maximum
penalty.
[30] Mr Palmer has been dealt with fairly leniently by the Court in
respect of his numerous previous breaches. All attempts at
rehabilitative
sentencing appear to have failed to change his behaviour, culminating in a final
warning (for two breaches) in March
2014. Six months later he committed
a further three breaches of the protection order. A starting point of
fourteen
months imprisonment was not manifestly excessive, against this
background.
Adjusting the starting point – aggravating factors
[31] I have taken into account Mr Palmer’s prior convictions for
breaches of the protection order in setting the starting
point. Accordingly
any uplift for prior convictions must only take into account other relevant
offending, in accordance with the
approach outlined by the Court of Appeal in
Mitchell.
[32] Mr Palmer has an extensive criminal record, excluding his
convictions for breaching the protection order. This includes
13 convictions
for violent offending, including male assaults female and assaulting a
child.
[33] The Judge applied an uplift of six months “for your previous
record”. As Mr Palmer’s previous convictions
for breaches of the
protection order were likely taken into account in setting the starting point,
they should have been disregarded
when considering the appropriate uplift, to
avoid double-counting. Given that the issue is not specifically addressed in
the Judge’s
sentencing notes, there is a risk that he may have
inadvertently double counted this factor.
[34] In my view, if the previous breaches of the protection order are disregarded when considering the appropriate uplift for Mr Palmer’s previous record, the appropriate uplift is three months rather than six months. This would take Mr Palmer’s sentence to 17 months’ imprisonment.
Adjusting the starting point – mitigating factors
[35] Counsel for Mr Palmer submitted that the Judge failed to have
appropriate regard to mitigating factors, namely:
(a) Mr Palmer’s statement, as reported in the pre-sentence
report, that he wished to change his behaviour;
(b) Mr Palmer’s completion of residential and community based
domestic violence courses in the past; and
(c) Mr Palmer’s serious drug problem, which was being addressed
at the time of his offending through his participation
in a methadone
programme.
[36] I am not persuaded that any of these factors justified a reduction
in sentence. The Judge accordingly did not err in failing
to reduce the sentence
to account for mitigating factors.
Guilty plea discount
[37] The discount given for Mr Palmer’s guilty plea was 5
months, or the equivalent of 25 per cent of the total
sentence. This reflects
the upper limit of the Supreme Court’s guidance in Hessell v
R.14
[38] Applying a 25 per cent discount to the sentence I have reached (17 months imprisonment) would result in an end sentence of 13 months’ imprisonment. This is two months less than the end sentence imposed by the
District Court Judge. As the difference is significant the appeal should
be allowed.
14 Hessell v R [2010] NZSC 135, [2011] 1 NZLR 607 at [75].
Result
[39] The appeal is allowed.
[40] The sentence of 15 months’ imprisonment is quashed and a
sentence of
13 months’ imprisonment substituted on each charge, to be served
concurrently.
[41] All other aspects of the sentence imposed in the District Court,
including the special conditions of release, are to remain
unchanged.
Katz J
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