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Last Updated: 1 September 2015
NOTE: PURSUANT TO S 139 OF THE CARE OF CHILDREN ACT 2004, ANY REPORT OF THIS PROCEEDING MUST COMPLY WITH SS 11B TO
11D OF THE FAMILY COURTS ACT 1980. FOR FURTHER INFORMATION, PLEASE SEE HTTP://WWW.JUSTICE.GOVT.NZ/COURTS/FAMILY- COURT/LEGISLATION/RESTRICTIONS-ON-PUBLICATIONS.
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CIV-2015-404-001256 [2015] NZHC 1805
UNDER
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The Care of Children Act 2004
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IN THE MATTER
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of an appeal against a decision of the
Family Court at Auckland dated 12 May
2015
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BETWEEN
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N R T
Appellant
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AND
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R B
Respondent
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Hearing:
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28 July 2015
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Counsel:
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A Ashmore for appellant
No appearance for respondent
L Kearns for children
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Judgment:
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31 July 2015
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REASONS FOR JUDGMENT OF KATZ
J
Solicitors: Jackson Russell, Auckland
Counsel: A Ashmore, Auckland
L Kearns, Auckland
Copy to: R B (Respondent)
N R T v R B [2015] NZHC 1805 [31 July 2015]
Introduction
[1] Ms T and Mr B, who separated over eight years ago, are the parents
of a daughter aged 12 and a son aged 10.
[2] Ms T, who then had the primary care of the children, applied to the
Family Court to relocate them to Dunedin in 2008. In
2009, following a defended
hearing, that application was denied. She filed a further relocation
application in 2013. Prior to
that application being heard, however, she
moved to Dunedin on her own (in February 2014) leaving the children in the
care of their father.
[3] The second relocation application was heard by Judge B R Pidwell in
the Family Court at Auckland over three days in April
2015. Her Honour declined
the application on 12 May 2015. Ms T has filed an appeal against that
decision. In addition Ms T has
filed an “interlocutory application for
order appointing expert”. In essence, Ms T requests that a psychologist be
appointed
to provide a report to this Court, for the purposes of the appeal,
analogous to a report under s 133 of the Care of Children Act
2004.
[4] I heard argument regarding that application in the appeals list on
28 July
2015. Mr Ashmore argued that various deficiencies in the s 133 report
provided to the Family Court resulted in a lacuna in the evidence
before the
Court. Mr B, who is self represented, did not attend the hearing (possibly due
to a misunderstanding regarding timing).
He did, however, file a notice of
opposition and an affidavit in support of that notice. Ms Kearns, counsel for
the children,
strongly opposed the application that an expert psychologist be
appointed for the purposes of the appeal.
[5] At the conclusion of argument I declined the application, with
reasons to follow. Those reasons are set out below.
The psychologist’s report prepared for the Family Court
hearing
[6] Ms Kearns advised that no s 133 report was sought by the parties or available at the first relocation hearing. Sometime after the second relocation application was filed, although it is not clear exactly when, the Family Court requested a report
from a psychologist pursuant to s 133 of the Care of Children Act. That
report was provided on 8 May 2014, two months after Ms T
had moved to
Dunedin.
[7] Ms T sought, and was granted, leave to file a critique of that
report, by a psychologist engaged by her. Ultimately she
elected not to pursue
that option, however. Instead she obtained the Court’s permission to
provide a copy of the s 133 report
to her nominated psychologist for the
purposes of assisting her counsel with cross-examination.
[8] Judge Pidwell was critical of the psychologist’s report in
her judgment. She found that the data the psychologist
had relied on was
clouded by the departure of Ms T on 14 February 2014. In particular, the
psychologist had only observed Ms T
with the children once, on the day of the
departure, which was clearly a stressful time for all involved. The
psychologist frankly
acknowledged that her assessment was largely affected by
this timing and that she did not follow her usual practice and
methodology.
[9] Judge Pidwell also expressed concern that the psychologist had
failed to comply with the Code of Conduct for expert witnesses
in various
respects. The report was heavily weighted in favour of Mr B. The psychologist
accepted that to be the case and explained
that she had had limited opportunity
to engage with Ms T. Given this background, the Judge concluded that:
I accept Ms T’s position that the evidence of the psychologist provides
little insight or assistance to the Court in respect
of the fundamental issues
for these children, which is an intricate balancing act. It was limited to
that moment in time and that
moment has now passed. Accordingly, I place little
weight on it.
[10] The Judge’s decision to place little weight on the s 133 report was clearly favourable to Ms T and potentially prejudicial to Mr B (given that the report was heavily weighted in his favour).
Reasons for declining to order a psychologist’s report for the purposes of the
appeal
[11] It was common ground that this Court has jurisdiction to order that a
psychologist’s report be prepared for the purposes
of the appeal.
Although s 133 of the Care of Children Act does not apply directly, as
the term “Court” in
that provision applies only to the Family
Court, it was submitted that a psychologist’s report could be ordered
using the
Court’s inherent powers, if this Court concluded that was
necessary for the proper disposal of the appeal. In terms of the
criteria the
Court should apply in deciding whether to order the preparation of a
psychologists’ report, it was submitted that
the Court should look to s
133 by way of analogy. I accept those submissions.
[12] Section 133(6) provides that a court may only order a
psychologist’s report if:
(a) it is satisfied that the information that the psychological report
will provide is essential [prior to 31 March 2014, “necessary”]
for
the proper disposition of the application; and
(b) it is satisfied that the psychological report is the best source of
the information, having regard to the quality, timeliness,
and cost of other
sources; and
(c) it is satisfied that the proceedings will not be unduly delayed by
the time taken to prepare the psychological report; and
(d) the court is satisfied that any delay in the proceedings will not
have an unacceptable effect on the child; and
(e) the court does not seek the psychological report solely or
primarily to ascertain the child's wishes.
[13] Mr Ashmore submitted that, given a psychologist’s report was
ordered by the
Family Court, that Court must have concluded that such a report was “necessary” for
the proper disposition of the application.1 The report
produced at the hearing, however, was clearly inadequate. As a result,
evidence which was necessary for the proper
disposition of the relocation
application was not available to the Court. Mr Ashmore submitted that the
appropriate course in such
circumstances is for a new psychologist’s
report to be prepared and provided to the High Court, as fresh
evidence
for the purposes of the appeal. If that does not occur, Mr
Ashmore submitted, the evidential lacuna that existed in the Family
Court will
persist on appeal.
[14] I accept that, at the time the s 133 report was requested, the Judge
who did so must have been satisfied that such a report
was necessary for the
proper disposition of the second relocation application. It does not
necessarily follow, however, that
because the report was seen as necessary when
first requested, it was still necessary by the time the appeal was heard and
determined.
[15] The second relocation application was filed in 2013 and the s 133
report was requested some time prior to February 2014.
For reasons that are not
entirely clear, the second relocation hearing did not take place until April
2015. This was 14 months
after Ms T had left Auckland in February 2014, and 12
months after the report had been filed.
[16] When the s 133 report was initially requested by the Family Court Ms T had been the primary caregiver for the children for their entire lives. How they would adapt to living with their father, in the event that the Court did not agree to them relocating to Dunedin with their mother, was an unknown quantity. Events had moved on very significantly by the time of the Family Court hearing in April 2015, however. By then the children had been living with their father for 14 months. The Court therefore had “real life” evidence before it regarding how the new care arrangements had worked out in practice. As a result, it was open to Judge Pidwell to conclude that a (reliable) psychologist’s report was no longer necessary for the proper disposition of the application and to proceed to determine the application,
despite the deficiencies in the s 133 report she had before
her.
1 Section 133(2) as it existed prior to 31 March 2014, when the report was ordered.
[17] As Ms Kearns noted, the Judge had fairly extensive evidence before
her, adduced over the course of a three day hearing.
Ms Kearns summarised the
Judge’s findings, based on her assessment of that evidence, as
follows:
(a) The children are safe in each parent’s
care.2
(b) The father is more likely to promote ongoing consultation. The mother is emotionally fragile and may still continue to find communication with the father too distressing to engage in. She is more likely to avoid communication and make unilateral decisions for the children. If she is in Dunedin, that position is likely to
compound.3
(c) On the principle of continuity of care, development and
upbringing:
continuity favoured Auckland.4
(d) On the principle of continuity of relationship with both parents
and extended family, the position is evenly balanced.5
(e) On the question of a party’s ability to meet the
children’s financial and practical needs, on balance the father
is
financially more able to provide for the children.6
(f) In relation to the children’s views:
(i) little weight could be placed on the son’s views in light of
his
age and ambivalence.7
(ii) the daughter was not of an age where she could foresee and analyse all the consequences of her decisions and while her
views were a heavy factor they were not
determinative.
2 At [61].
3 At [68].
4 At [73].
5 At [75].
6 At [80].
7 At [88].
Further, she has been influenced by relatives and that reduced the weight
placed on views by the Court.8
(g) On the merits and reasonableness of the parties wishes to relocate
the Court found that in light of the Court’s finding
in 2009 and in light
of other factors the mother’s wish to relocate to Dunedin was not
reasonable or child focused. It may
meet her needs but her needs were seen as
been secondary to the needs and welfare of the children.9
[18] I accept this as a helpful summary of the key findings in Judge
Pidwell’s judgment. I also accept Ms Kearns’
submission that a s
133 psychologist’s report was ultimately not necessary to enable the Court
to make the above findings.
It follows that the time of the hearing the Judge,
who was the person best placed to assess the issue, did not believe that a
psychologist’s
report was necessary for the proper disposition of the
application. There is no indication in her very comprehensive judgment that
she
saw the lack of a reliable s 133 report as being an impediment to her decision
making in any way. Nor did either party request
that a further s 133 report be
obtained, due to the lapse of time, deficiencies in the report, or any other
reason.
[19] I noted that, with effect from 31 March 2014, s 133 has been
significantly amended. The new test is whether a report is
“essential” for the proper disposition of the application. The
learned authors of Child Law state that:10
The new s 133 reflects a concern raised in the 2011 review of the Family
Court that there was significant reliance on court professional,
and that this
had resulted in delays in decision-making which, in many cases, was damaging to
the best interests of the child. Concern
was also expressed at the escalating
costs of professionals involved in Care of Children Act
proceedings.
8 At [87].
9 At [85].
[20] Accordingly, given that it
has been agreed that I should apply s 133 by analogy, it is arguable that I
should not order an
expert psychologist’s report for the purposes of
this appeal unless I am satisfied that it is essential for the
proper disposition of the appeal. In any event, I am not satisfied that an
expert report is either necessary or essential,
so the application would fail on
either the old test or the new one. That is not to say that a
psychologist’s report might
not be helpful. The test is not one of
helpfulness, however, but of necessity (or essentiality).
[21] A further consideration under s 133 is that of delay. Under s
133(b) the Court must be satisfied that the proceedings will
not be unduly
delayed by the time taken to prepare the psychologist’s report. Further,
under s 133(6)(d) the Court must be
satisfied that any delay in the proceedings
will not have an acceptable effect on the child.
[22] It was common ground that ordering a psychologist’s report for
the purposes of the appeal would necessarily involve
some delay in the hearing
of the appeal. It would probably result in the hearing being delayed until
early next year. I accept
Ms Kearns’ concerns regarding the impact of any
further delay on the children. She noted that they need certainty regarding
their care and living arrangements, given that they have had to live with degree
of uncertainty since 2013. They need stability
and certainty, which can only be
achieved by a final resolution of the relocation issue.
[23] For completeness, I note that the submissions I heard on this application were concise and narrowly focussed on the issue of whether I should order the preparation of an expert report for the purposes of the appeal. I was not required to traverse the evidence that was before the Family Court, other than to the extent it is referred to in Judge Pidwell’s judgment. It necessarily follows that nothing I have said should be taken as expressing any particular view of the merits of any issue in the appeal. Nor should any of the comments I have made above constrain in any way the scope of argument at the substantive appeal.
Result
[24] For the reasons outlined above, I declined the application to
order the preparation of an expert psychologist report
for the purposes of the
appeal.
Katz J
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