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High Court of New Zealand Decisions |
Last Updated: 7 September 2015
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI 2015-404-193 [2015] NZHC 2095
BETWEEN
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JOSEPH RANDELL MCFALL
Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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31 August 2015
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Counsel:
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C Wright for Appellant
J Murdoch for Respondent
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Judgment:
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1 September 2015
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JUDGMENT OF ANDREWS J
This judgment was delivered by me on 1 September 2015 at 11.45am pursuant to
Rule 11.5 of the High Court Rules
Registrar/Deputy Registrar
Solicitors:
Crown Solicitor, Auckland
Counsel:
C Wright, Auckland
MCFALL v NEW ZEALAND POLICE [2015] NZHC 2095 [1 September 2015]
Introduction
[1] The appellant, Mr McFall, was sentenced to three years, seven months’ imprisonment, with a minimum period of imprisonment (“MPI") of two years, two months by Judge Gibson in the District Court at Auckland on 15 June 2015.1 The sentence was imposed for two charges of burglary, one charge of receiving (over
$1,000), three charges of receiving (under $500), one charge of unlawfully
taking a motor vehicle, one charge of wilful damage and
one charge of reckless
driving.
[2] Mr McFall has appealed against sentence on the grounds that the
starting point was too high, excessive weight was placed
on Mr McFall’s
previous criminal convictions, and that the MPI imposed was excessive and
unnecessary.
Factual background
[3] In the afternoon of 11 March 2015, a green Honda motor vehicle was
taken from the driveway of an address in Glen Eden.
On 12 March 2015, while
making unrelated enquiries, the police located the stolen vehicle parked at an
address in Manurewa. Mr McFall
was spoken to by police at this address. He
claimed that two unknown males had dropped the vehicle off there earlier that
day.
These facts relate to the charge of receiving (over $1,000).
[4] In the afternoon on 22 March 2015, Mr McFall took a silver Honda
motor vehicle from an address in Epsom.
[5] The first burglary took place between 9.30 and 10am on 23 March 2015 at a residential address in Sandringham. Mr McFall smashed a glass doorway at the rear of the address to gain access. Several bedrooms were searched, with drawers and sideboards thrown around. He took three New Zealand passports, a 42 inch flat screen television, an xbox gaming console, an acoustic guitar, a laptop computer and
an Ipad.
1 Police v McFall [2015] NZDC 10995 (“the District Court decision”).
[6] Shortly after, Mr McFall went to another residential address in
Sandringham. He smashed a window into a bedroom at the front
of the address to
gain access. He took a laptop computer and several items of
footwear.
[7] Later that morning on 23 March, the police observed Mr McFall
driving on the wrong side of the road in the silver Honda
he had stolen the day
before. The vehicle travelled through an intersection causing other
vehicles to take evasive action.
The police then lost sight of the vehicle
due to its excessive speed. A short time later, the police located Mr McFall
hiding behind
a small block of shops. The stolen vehicle was located parked on
a driveway behind the block of shops. The stolen goods from the
two burglaries
were located inside the vehicle and inside a recycling bin at the rear of a
neighbouring house. Three vehicle registration
plates were also located in the
vehicle.
[8] The wilful damage charge arose while Mr McFall was at Avondale
police station. He became enraged, picked up a large wooden
and steel table and
threw it into a door inside the interview room, causing damage to the table and
door.
District Court decision
[9] Judge Gibson first recorded that Mr McFall was sentenced to three years’ imprisonment in April 2011 for burglary charges and then almost immediately upon release, he breached release conditions and incurred further convictions for two unlawful takings and operating a vehicle recklessly. The Judge said Mr McFall was dealt with leniently on that occasion by being given a sentence of intensive
supervision.2 The Judge took the view that Mr McFall’s
drug addiction is the
catalyst of the present offending and referred to the pre-sentence report
that recorded the present offending being committed while
under the influence of
illicit drugs.3
[10] The Judge then canvassed the background facts and considered Mr McFall’s
previous convictions for burglary and unlawfully taking a motor vehicle and
his other criminal history stretching back to 1985.
The Judge noted a
number of
2 District Court decision at [2].
3 At [3].
convictions for breach of release conditions and escaping from police custody
which, he observed, “hardly indicates a willingness
to abide by any sorts
of restriction”.4
[11] Taking into account the victim impact statements and citing comments
made by the Court of Appeal in Arahanga v R,5 the Judge took a
starting point of two and a half years’ imprisonment for the two burglary
charges. He then uplifted that starting
point by 18 months to account for the
other charges against Mr McFall, resulting in a starting point for the totality
of his offending
of four years’ imprisonment.6
[12] Turning to Mr McFall’s previous convictions, the Judge took
the view that:7
There is in my view a need to protect the community from someone like you who
plainly is going to continue to commit burglaries until
you address your drug
addiction problem, and at your age that may be difficult.
The Judge considered Mr McFall to be a recidivist burglary to some extent and characterised him to be someone who has no other way of obtaining, or is unwilling to undertake any other way of obtaining funds needed to support a drug addiction.8
An uplift of six months was imposed, leading to an adjusted starting point of
four
years and six months’ imprisonment.
[13] Finally, a deduction of 11 months was awarded to account for the
guilty pleas (about 20 per cent).9 The Judge considered it
appropriate to impose a MPI of two years and two months. He referred to Mr
McFall’s extensive criminal
history and took the view that Mr McFall had
not responded well to earlier sentences and that there was a need to protect the
community.10
Appellant’s submissions
[14] Mr Wright, counsel for Mr McFall, submitted that the overall
sentence was manifestly excessive. He submitted that the starting
point of two
years and six
4 At [7].
5 Arahanga v R [2012] NZCA 480, [2013] 1 NZLR 189 at [78].
6 District Court decision at [10]–[11].
7 At [12].
8 The Judge relied in the characterisation of a recidivist burglar in Senior v Police (2000) 18
CRNZ 340 (HC).
9 District Court decision at [15].
10 At [17]–[18].
months was too high, referring to the recent Court of Appeal
decision in Stepanicic v R,11 where two years was adopted as
the starting point, and argued that the offending in that case was more serious
than Mr McFall’s
offending. He submitted that the starting point ought
to have been somewhat less than two years’ imprisonment. Mr Wright
also referred to Jones v R12 where three
years’ imprisonment was adopted as the starting point for offending which,
he submitted, was significantly
more serious than in the present case.
Secondly, Mr Wright submitted that the six months uplift for previous
convictions
was excessive given the comparatively low number of burglaries
previously committed.
[15] Mr Wright further argued that in emphasising the nature of the
offending as supporting a drug habit, the Judge failed to
take notice of
relevant facts in the pre- sentence report, namely that Mr McFall had recently
completed an intensive drug and alcohol
residential programme in November 2014
which was the first time he had completed such a programme. He submitted that
Mr McFall acknowledged
that he was under the influence of drugs at the time of
the offending. However, the completion of the programme was indicative
of a
desire to deal with his addiction, coupled with concrete steps in that
direction. He submitted that the Judge should have
taken this into
consideration in assessing whether Mr McFall was a recidivist burglary under
Senior.
[16] Mr Wright next submitted that no MPI should have been imposed, and the MPI imposed, at 60.5 per cent of the final sentence, was close to the maximum allowable 67 per cent, which should only be reserved for the most serious cases. He submitted that the Judge had failed to explain why an MPI of this magnitude was required to address the s 86 factors and that the MPI imposed is out of line with MPIs imposed for burglary offending in earlier cases, citing Grace v Police13 and other cases. Mr Wright noted that Mr McFall had never previously been subject to a
MPI and it would be unfair to leap immediately to a MPI of this
length.
11 Stepanicic v R [2015] NZCA 211.
12 Jones v R [2012] NZCA 273.
13 Grace v Police HC New Plymouth CRI-2011-443-48, 13 December 2011.
Respondent’s submissions
[17] Ms Murdoch, for the Crown, submitted that the starting point was within the available range. However, she accepted that it is at the top end of the available range indicated by the Court of Appeal in Arahanga. She submitted that the cases submitted on behalf of Mr McFall show that the appropriate starting point is between
2 – 2.5 years’ imprisonment.
[18] Regarding the uplift for previous convictions, Ms Murdoch submitted
that it was fair and within range. Whilst Mr McFall
did not have the number of
previous convictions for burglary as the recidivist burglars described in
Senior, the Judge also took into account the overall scale of
Mr McFall’s previous convictions. Importantly, the
Judge
recognised that Mr McFall also had eight previous convictions for
unlawfully taking a motor vehicle.
[19] Ms Murdoch conceded that the MPI may have been stern but submitted
that it was within the available range. She noted that
the offending was
committed while Mr McFall was subject to a sentence of intensive supervision and
that the pre- sentence report
also found Mr McFall to have a high likelihood of
reoffending. She submitted that these factors, combined with a history of
burglary
and unlawfully interfering with motor vehicles, meant that the MPI
imposed was justified.
Appeal against sentence
Approach to appeal
[20] Section 250(2) of the Criminal Procedure Act 2011 states that the
Court must allow the appeal if satisfied that, for any
reason, there is an error
in the sentence imposed on conviction, and that a different sentence should be
imposed. In any other
case, the Court must dismiss the
appeal.14
[21] The Court of Appeal in Tutakangahau v R has recently
confirmed that s
250(2) was not intended to change the previous approach taken by the
courts under
14 Criminal Procedure Act 2011, s 250(3).
the Summary Proceedings Act 1957.15 Further, despite s 250
making no express reference to “manifestly excessive”, this
principle is “well-ingrained”
in the court’s approach to
sentence appeals.16
[22] The approach taken under the former Summary Proceedings Act was set
out in R v Shipton: in essence, it is necessary for the appellant to
establish an error in the lower court’s sentence.17 The High
Court will not intervene where the sentence is within the range that can
properly be justified by accepted sentencing principles.
Whether a sentence
is manifestly excessive is to be examined in terms of the sentence
given, rather than the process
by which the sentence is
reached.18
Starting point
[23] There is no tariff decision for burglary sentencing. The Court of Appeal in R v Nguyen considered that the range of factors which relate to the criminality of the offending in burglary cases include the degree of planning and sophistication in the offending, the nature of the premises entered, the kind and value of property stolen, damage done, impact upon owners of property, and the extent of the offending where
multiple burglaries are involved.19
[24] Senior v Police is often cited as a guideline judgment for burglary cases.20 In that case, the High Court set out categories of burglary offending:
(a) Category 1: First time burglary (b) Category 2: Recidivist
burglary (c) Category 3: Spree burglary
[25] Under category 2, Senior made the following comments which
were relied upon by Judge Gibson:21
The more typical case in this category is likely to involve a burglar who has
appeared on previous occasions (with perhaps 20 or 30
previous
convictions
15 Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482 at [26]- [27].
16 At [33], [35].
17 R v Shipton [2007] 2 NZLR 218 (CA) at [138]-[140].
18 Ripia v R [2011] NZCA 101 at [15]; Gibson v R [2015] NZCA 57 at [9].
19 R v Nguyen CA110/01, 2 July 2001 at [17].
20 Senior v Police, above n 8.
21 At [30].
for burglary) and who is appearing for sentence on only one or a limited
number of offences. This burglar will probably be a professional
burglar in the
sense of being a person who burgles and steals for a living and often enough to
sustain a drug habit but at what might
be regarded as a subsistence
level.
[26] More recently, the Court of Appeal in Arahanga v R commented
that:22
This Court has deliberately not set a tariff for burglary because the range
of circumstances in which the offence can be committed
is so varied. Burglary of
a domestic residence is a significant aggravating feature at sentencing due to
the heightened risk of confrontation
with the occupants. Dwelling house
burglaries at the relatively minor end of the scale tend to attract a starting
point of approximately
18 months' to two years and six months'
imprisonment.
[27] Mr Wright referred to the case Stepanicic v R.23
In that case, the appellant committed two residential burglaries. One
took place at 5.45am. A female victim was home and in bed at
the time. The
appellant gained entry through an unlocked door, went to the victim’s
bedroom and took her backpack, shoulder
bag, shoes, keys and wallet. He also
took a cell phone, video camera and a second set of keys from the kitchen. The
second burglary
occurred soon afterwards. A female victim was also at home in
bed. The appellant broke into the property by ripping off the latches
to the
kitchen window. He took two wallets, a camera, a laptop, earrings, keys and a
gaming console.
[28] The Court of Appeal considered the fact that that the burglaries
took place at night when victims were home to be an aggravating
factor. It
recognised that there was the risk of actual danger of confrontation. It noted
that at least some of the stolen property
was recovered. The Court set
two years’ imprisonment as the appropriate starting
point.24
[29] In Carbines v Police, the appellant unsuccessfully appealed against a sentence of two years, seven months for four charges of burglary, one charge of theft and driving offences.25 The facts involved four burglaries of residential properties
between 22 May 2013 and 10 July 2013. The goods stolen included
electronic
22 Arahanga v R, above n 5 at [78].
23 Stepanicic v R, above n 11.
24 Stepanicic at [9].
25 Carbines v Police [2014] NZHC 439.
goods, tools, passports and other small items. The sentencing Judge saw the
burglaries as premeditated and that the passports were
stolen to be sold into
the “criminal underworld”. A starting point of two years, six
months’ imprisonment was adopted
for the lead offence of burglary which
was not challenged on appeal.
[30] In Newton v Police, the appellant successfully appealed
against a sentence of
18 months’ imprisonment for one charge of burglary. The
appellant entered a
residential home one morning and stole a television and jewellery, to the
value of
$2,000. The sentencing judge adopted a starting point of two years’ imprisonment. Kós J considered the burglary to have been purely opportunistic, there was no risk to the occupants of the house and the impact on the occupants were limited and transient. Some of the property was not recovered. In such circumstances, Kós J
saw the appropriate starting point to have been 15 months’
imprisonment.26
[31] In the present case, there were two burglaries of residential
properties, during the day. The residents of those properties
were not at home.
Nonetheless, there was some risk of confronting the occupants. It seems that
all of the stolen property was recovered
when Mr McFall was located by police
shortly after the burglaries. I consider the offending to be less serious than
in Stepanicic where both burglaries were at night, and the occupants were
at home. The burglary offending is also less serious than in Carbines,
where there were four burglaries.
[32] In the light of, in particular, the uplifts applied by the Judge for
the balance of the offending and Mr McFall’s previous
convictions, I have
concluded that he erred in setting a starting point of two years, six months.
The appropriate starting point,
taking into account the fact that there were two
burglaries, which were of domestic properties (although not at night), and the
nature
of the property stolen, was 21 months’ imprisonment.
Uplift for totality
[33] Mr McFall has not challenged the 18 month uplift that the Judge adopted to account for the other charges (except insofar as it contributed to the overall sentence
which, he submitted, was manifestly excessive). With a starting point of 21
months for the burglary charges, this brings the overall
starting point to three
years, three months’ imprisonment.
Uplift for previous convictions
[34] I accept Mr Wright’s submission that Mr McFall could not be characterised as a recidivist burglar. Senior referred to offenders with between 20-30 previous convictions for burglary as recidivists. Mr McFall has nine convictions for burglary
– the earliest committed in 1987. However, he also has 10 convictions for unlawfully taking a motor vehicle, two committed recently in January 2014 soon after being released from a sentence of imprisonment for burglaries committed in
2010 and 2011.
[35] Any uplift for previous convictions has to be proportional to the starting point. The purpose of an uplift is not to simply re-punish an offender for prior wrong-doing.27 However, Mr McFall’s recent criminal history shows a tendency to commit this type of offending, and is an indication that previous sentences have not served to deter him from further offending. While it is to Mr McFall’s credit that he completed a rehabilitative course in 2014, I am not persuaded that the Judge erred in
applying an uplift of six months for the previous offending. I also take
account of the fact that the offending was committed by
Mr McFall while he was
still subject to a sentence of intensive supervision.
[36] A six month uplift leads to an adjusted starting point of three
years and nine months’ imprisonment.
Guilty plea
[37] There is no challenge to the guilty plea discount imposed by the
Judge, which was 20 per cent. Applying a discount of that
amount leads to a
final sentence of three years’ imprisonment. I am satisfied that a
sentence of that duration is appropriate
for Mr McFall’s offending and his
personal circumstances.
[38] In exercising the discretion under s 86 of the Sentencing Act 2002
as to whether or not to impose a MPI, all relevant circumstances
of the offender
and the offending must be considered.28 A sentencing judge must have
regard to s 8(e) of the Sentencing Act which requires the Court to take
into account consistency
with sentencing levels in respect of similar
offenders committing similar offences.29 The sentencing
judge’s approach in selecting an appropriate MPI should be discernible
from their sentencing remarks.30
[39] In Grace v Police, the appellant was sentenced for 11
burglaries. He had 38 prior convictions for burglary. The sentencing judge had
imposed the maximum
MPI. On appeal, Woolford J reduced the MPI to 50 per
cent, stating that the maximum MPI should be reserved for the most serious
cases.31
[40] In Bell v R, the appellant was sentenced for a raft of
charges, including 10 burglaries.32 The appellant had 24
previous convictions for burglary. The trial judge imposed a 50 per cent MPI
which was not challenged on appeal.
Mallon J said that it would have been open
to the judge not to impose one, but it cannot be said that it was not
available.33
[41] On the facts of this case, and in the light of Mr McFall’s history, I am not persuaded that the Judge erred in concluding that an MPI was necessary for community protection under s 86(2). Mr McFall’s criminal history is not as serious as in Grace and Bell. In the circumstances, I have concluded that an MPI of around
50 per cent would adequately serve to hold Mr McFall accountable, denounce
his
conduct and deter him from further offending, and to protect the
community.
28 Choi v R [2011] NZCA 237, ([2011] NZCA 237; 2011) 25 CRNZ 262 at [5].
29 R v Gordon [2009] NZCA 145 at [17].
30 At [18].
31 Grace v Police, above n 13, at [18]-[19].
32 Bell v R [2014] NZHC 3105.
33 At [21].
[42] The appeal against sentence is allowed. The sentence of three years and seven months imprisonment is quashed and a sentence of three years’ imprisonment is imposed in its place. The order that Mr McFall is to serve a minimum period of imprisonment of two years and two months is quashed. In place of that order, I order
that Mr McFall is to serve a minimum period of 18 months’
imprisonment.
Andrews J
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