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High Court of New Zealand Decisions |
Last Updated: 21 April 2015
ORDER PROHIBITING PUBLICATION OF NAME, ADDRESS, OCCUPATION OR IDENTIFYING PARTICULARS OF VICTIM PURSUANT TO S 202 CRIMINAL PROCEDURE ACT 2011.
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI-2014-404-430 [2015] NZHC 361
BETWEEN
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PERRY EMMERSON
Appellant
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AND
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NEW ZEALAND POLICE Respondent
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Hearing:
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2 March 2015
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Counsel:
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B L Sellars and C S Fredric for Appellant
R K Thomson for Respondent
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Judgment:
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5 March 2015
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JUDGMENT OF KEANE J
This judgment was delivered by me on 5 March 2015 at 3:00 pm pursuant to Rule 11.5 High Court Rules.
Registrar/Deputy Registrar
Solicitors/Counsel: Belinda Sellars (Auckland) for Appellant
Meredith Connell (Auckland) for Respondent
EMMERSON v POLICE [2015] NZHC 361 [5 March 2015]
[1] On 1 June 2013, shortly after 1:00 am, D made a 111 call. He said
that he had just been indecently assaulted by a man,
identified shortly
afterwards to be Perry Emmerson. He had been walking in Glendene, Auckland; Mr
Emmerson had pulled up in his truck
and been friendly; he had climbed into the
passenger side of the cab, for what reason he did not then say; and
then,
completely unexpectedly, Mr Emmerson had taken hold of his
genitals.
[2] He had reacted, he said, by assaulting Mr Emmerson. He had pulled
him out of the truck and continued to assault him, kicking
him in the head. As
he was speaking, he said Mr Emmerson was lying curled up to the side of the
road. But he himself was still angry.
To ensure he did not assault Mr Emmerson
further he had hailed down a passing car. The occupants were with
him. He
was holding Mr Emmerson for the Police. He claimed to have acted in
self-defence.
[3] One of the passers-by spoke to the operator. He confirmed D had
hailed him down, together with his father and brother.
They were at the
roadside. Four officers arrived just as the call ended. Two spoke to D and
arrested him for assault. Two spoke
to Mr Emmerson, who was taken to
North Shore Hospital. In a video interview at 2:26am D again admitted his
assault
on Mr Emmerson, with greater detail.
[4] D explained that shortly before the incident he and a friend of
his, whom he proved reluctant to name, had been told to
leave his uncle’s
and aunt’s house. He and his uncle had argued. He was inconsistent
about whether his friend was
still with him, when Mr Emmerson pulled up. But
finally he said that they had parted close to his aunt and uncle’s house
and
he was by himself. Mr Emmerson asked him for directions and offered him a
lift.
[5] He climbed into the passenger seat, pushing to one aside Mr Emmerson’s possessions and spreading his legs to cope with more items in the foot well. He recalled that Mr Emmerson was drinking a can of bourbon or something alcoholic. Then, as they were pulling away from the kerb, to turn back up the road, and Mr Emmerson was apparently engaging the gear shift, he felt Mr Emmerson’s left hand on his genitals.
[6] He forced it away and punched Mr Emmerson three times, dragged him
across the seat out the passenger door to the side of
the road and continued to
assault him. This time he admitted only to kicking Mr Emmerson in the ribs. He
said he suffered from
ADHD and had been violent in the past, but had been out of
trouble for two, even three years. He was trying to keep his life straight.
He
had reacted defensively. Mr Emmerson, he said, was a paedophile. There was a
cage on the truck and a large Shrek doll between
the cage and the cab.
Children could be vulnerable.
[7] D pleaded guilty to assaulting Mr Emmerson with intent to injure
him, and was sentenced to 50 hours community work. Mr
Emmerson, who was charged
after he left hospital, denied indecently assaulting D. He said that he stopped
to offer two men a ride,
not just D. He denied D got into the cab. The
passenger side was packed. He was then living in his truck. D, he said,
assaulted
him violently without warning or cause.
[8] On 11 August 2014, after a defended hearing in the District Court,
Waitakere, at which Mr Emmerson elected to give
evidence, Judge
Taumaunu in an oral decision accepted D’s evidence. He convicted Mr
Emmerson and later sentenced him
to 50 hours community work and 12 months
supervision. Mr Emmerson now appeals his conviction on two grounds
essentially.
[9] One is that the Judge reversed the onus of proof and required him
to negate D’s evidence that he assaulted Mr Emmerson
only because Mr
Emmerson indecently assaulted him. The other is that D’s evidence was
unworthy of belief, for reasons advanced
at the hearing, which the Judge
rejected as relevant neither to whether Mr Emmerson had touched D indecently nor
to D’s credibility.
Decision under appeal
[10] The Judge began his decision by identifying succinctly the essence of the offence charged, an uninvited touch without consent, which was indecent in character, as to which the only issue was whether ‘the Police have proved beyond reasonable doubt that Mr Emmerson intentionally touched [D’s] genital area, as
alleged by [D]’. The Judge then said, speaking of Mr Emmerson’s
election to give
evidence:1
Where the defendant gives evidence, as has occurred in this case, the Court
may accept that evidence, the Court may find the
evidence raises a
reasonable doubt, or the Court may reject the evidence. If the Court rejects
the defendant’s evidence
it does not add to the case against
him.
[11] The Judge held that Mr Emmerson’s evidence that D could not
have sat beside him in the front passenger seat, because
it was packed and
there was a chainsaw in the foot well, was inconsistent with that of the two
officers who gave evidence. They
accepted that the passenger seat was covered
with items, but said that the chainsaw was in the rear foot well and there were
no squash
rackets on the front seat. The assault D alleged was physically
possible.
[12] The Judge recorded the defence submission that D’s evidence
suffered from
‘substantial inconsistencies’, as to whether his friend was still
with him, on which point he had lied; as to whether
his account that he was
walking to his ex-partner’s place to see their children was a late
invention; and as to the degree
to which he continued to be angry after leaving
his aunt and uncle’s house just beforehand.
[13] The Judge held that these reasons for questioning D’s evidence
did not ‘relate to the central focus of the case
and that is the disputed
touching’. He also held D’s failure to mention earlier that he was
a sexual abuse victim was
unsurprising; and that the defence challenges as a
whole ‘carry little weight in the overall context of the
case’.
[14] The Judge rejected as ‘inherently improbable’ Mr
Emmerson’s evidence that he did not indecently assault
D, first, because
it was Mr Emmerson who initiated contact:
It was Mr Emmerson who chose to pull up next to [D]. [D] did not hail him in
the normal manner of a hitchhiker. He did not stand
in the middle of the road
looking to wave Mr Emmerson down. Mr Emmerson was over twice the legal limit
for drink-driving and it
was 1:00 am in the morning. In my view it was an
unusual time for a person to pick up strangers and in this particular context to
pick up hitchhikers unsolicited.
1 Police v Emmerson DC Waitakere CRI-2013-090-3410, 11 August 2014.
[15] Second, the Judge held that it was inherently improbable, even on
the defence case, that D:
... went immediately from someone standing on the side of the road, a
stranger to Mr Emmerson, to a person then involved, after being
offered a lift,
in a sustained attack that included dragging an unknown stranger from the seat
of his vehicle onto the footpath and
continuing the attack.
[16] Third, the Judge found that the wider evidence supported D’s
account:
[D], after committing a serious assault against Mr Emmerson, then attempted
to enlist the aid of other members of the public to ensure
effectively a
citizen’s arrest of Mr Emmerson. That combined with the fact that [D]
then spoke to the Police 111 operator
and requested Police to attend the scene
and arrest Mr Emmerson for touching his genitals, and in his words to the 111
operator,
‘for putting his hand on my cock’.
He also found the truck’s position, and state, consistent with
D’s account, and inconsistent with that of Mr Emmerson.
It was not parked
at the curb. It was parked two metres out from the curb with the passenger door
open.
[17] Fourth, the Judge found that D’s violent response was ‘a
plausible reaction’,
accepting D’s evidence that he was a victim of sexual
abuse.
[18] The Judge again said that it was not enough that he had
rejected Mr Emmerson’s evidence. He had to accept,
and he did accept,
D’s evidence, set against all the prosecution evidence:2
‘... [D’s] version of events, as he described them, is
entirely plausible. The inconsistencies pointed out by the defence
carry
little weight ... because in my view there is no other inference available in
this case’. He found the prosecution evidence
‘overwhelming’:3
... Mr Emmerson and [D] were strangers, and there was no consent to the
touching. The touching took [D] by surprise. [D] had accepted
a ride from Mr
Emmerson, but nothing more. There was no evidence at all that there had been
any discussion between [D] and Mr Emmerson
about consensual sexual conduct and I
reach the view that right thinking members of the community would find the
touching in the
circumstances indecent.
2 At [29].
3 At [30].
Appeal principles
[19] Mr Emmerson’s appeal must be allowed if I am satisfied that ‘the Judge erred in his ... assessment of the evidence to such an extent that a miscarriage of justice has occurred’.4 A miscarriage of justice is, in the context of this case, any ‘error’ that
‘has created a real risk that the outcome of the trial was
effected’, or ‘has resulted in an unfair
trial’.5
[20] This question must be answered in its own terms. For there to be a miscarriage of justice in a Judge-alone trial, any error by the Judge in evaluating the evidence must carry a ‘real risk’ of rendering his or her decision unreasonable; and that ‘there is a reasonable possibility that a not guilty (or more favourable) verdict
might have been delivered if nothing had gone
wrong’.6
[21] Furthermore, this is a general appeal by way of rehearing. It is not
an appeal from the verdict of a Judge without a jury.7 The
appellant must show that in some material sense the decision under appeal is
wrong. But this Court must also make its own independent
assessment, always
taking into account as to issues of credibility the advantage the Judge at first
instance had in seeing and hearing
the witnesses.8
Appeal submissions
[22] On this appeal Mr Emmerson does not dispute that the Judge directed
himself correctly as to the onus of proof, but his first
submission is that,
despite that, the Judge in his analysis of the evidence effectively reversed the
onus.
[23] Mr Emmerson accepts that the Judge was entitled to reject his evidence. But, he says, the Judge required him to account for the severity of the assault he had suffered at D’s hands; then rejected his account and inferred that he must have assaulted D indecently, because otherwise D would not have assaulted him. The Judge compounded this error, he contends, by accepting uncritically that D was
especially vulnerable as a result of childhood abuse.
4 Criminal Procedure Act 2011, s 232(1) and (2)(b) and (c).
5 Section 232(4).
6 R v Sung Suwan [2005] NZSC 57; [2006] 1 NZLR 730 (SC) at [110] per Tipping J.
7 R v Slavich [2009] NZCA 188.
8 Austin, Nichols & Co Inc v Stitching Lodestar [2007] NZSC 103; [2008] 2 NZLR 141 (SC) at [16].
[24] Mr Emmerson submits, secondly, that the Judge could not on the
evidence discount as a reasonable possibility that D did become
extremely
violent the moment he was offered a ride. D himself said that night that he has
a history of violence and that he assumed
that Mr Emmerson was a sexual
predator. The Judge should also have rejected D’s evidence.
[25] In these two ways, Mr Emmerson contends, the Judge erred
in not recognising the relevance and force of the following
features of the
evidence as a whole:
(a) D’s evidence went beyond his 111 complaint and DVD interview,
especially when he said that he was walking by himself
to his girlfriend’s
house to see their child;
(b) D was at a loose end and angry, because he had just argued with his
uncle and been ejected from his aunt and uncle’s
house not long before
the incident;
(c) D had a friend with him when Mr Emmerson offered them both a ride,
a fact D lied about, which made it improbable that Mr
Emmerson would target
either one for a sexual encounter;
(d) The fact that there were two at the roadside also
strengthened Mr Emmerson’s evidence that he intended to
offer to carry
both on the flat deck of his truck, because he had all his belongings in the
cab;
(e) The cab was, when inspected afterwards, filled with Mr Emmerson’s possessions and, despite the evidence of the officer, the chainsaw could only have been accommodated by the front foot well and by the gap underneath the outer edge of the front passenger seat. There was no space to sit there.
Conclusions
[26] The Judge made no error when describing where the onus of proof lies
when the defendant gives evidence. He twice said, at
the beginning of his
decision and the end, that it remains on the prosecution; that he may have
rejected Mr Emmerson’s evidence
but that was not enough. He had to be
convinced by D’s evidence set against the prosecution evidence as a
whole.
[27] The Judge identified equally accurately the reasons why the
defence contended that D’s evidence was inconsistent
with his two accounts
on the night, and was entitled to set them to one side. When D rang 111 he was
clearly highly emotional.
He made his complaint elliptically, punctuated by
bursts of anger. He was more detailed when video interviewed shortly after,
but still emotional and affected by drink. Any shifts in his evidence were
mostly peripheral and unsurprising.
[28] It was irrelevant to the central issue, whether there had been an
indecent touching, and to D’s credibility, that he
said for the first time
in evidence that he was going to his ex partner’s house to see their
child. Nor could the Judge safely
infer from D’s evidence that he was
already highly angry when Mr Emmerson pulled over, or that he instantly rated Mr
Emmerson
a sexual predator.
[29] D’s evidence as to the argument at his aunt and uncle’s
house was too abstract to establish that he was angry,
and he only said that he
found the cage on the truck and the Shrek toy sinister, after he had repeatedly
said that Mr Emmerson had
unexpectedly assaulted him. The Judge was right not
to give any weight to that theory.
[30] It was relevant to the credibility of both D and Mr Emmerson whether, as Mr Emmerson said in evidence, D’s friend was with him when Mr Emmerson pulled over. But that would depend on when Mr Emmerson first said there was a second man, before or after disclosure. It has also to be set against the indisputable evidence which the Judge found decisive, as do I.
[31] It was D who rang 111, not Mr Emmerson. He not only began by saying
that he had just assaulted Mr Emmerson. He said he
wanted to assault him more.
Only then did he explain why, and complain that Mr Emmerson had indecently
assaulted him first. In
his video interview soon after, he again made these
very frank admissions against interest. On each occasion he claimed to have
acted in self- defence, but he made no attempt to minimise what he had done.
The contrary is the case. His evidence was all of
a piece.
[32] The Judge was entitled on that basis, as he did, to find D’s
indecent complaint against Mr Emmerson to be credible
and reliable, including
his claim to have been sexually abused when young, unless Mr Emmerson’s
evidence put that in doubt.
For the reasons he gave, with which I agree, he
discounted Mr Emmerson’s evidence as implausible, when set against the
evidence
as a whole. In his analysis, he did not reverse the onus of
proof.
[33] I dismiss Mr Emmerson’s appeal. I uphold his conviction
and sentence.
Keane J
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