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Last Updated: 18 May 2016
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
CRI-2014-044-002173
CRI-2015-404-000152 [2016] NZHC 888
BETWEEN
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ANNE POWER
Appellant
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AND
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AUCKLAND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
Respondent
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Hearing:
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14 March 2016
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Counsel:
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D Gardiner for Appellant
J Billington QC and J Rea for Respondent
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Judgment:
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5 May 2016
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JUDGMENT OF WHATA J
This judgment was delivered by me on 5 May 2016 at 4.30 pm, pursuant to Rule 11.5 of the High Court Rules.
Registrar/Deputy Registrar
Date: ...............................
Solicitors: Russell McVeagh,
Auckland
POWER v AUCKLAND SPCA [2016] NZHC 888 [5 May 2016]
[1] Pip, a horse in Ms Power’s care, died ill-treated and
malnourished. Ms Power was convicted on one charge of ill-treatment
of an
animal under s 29(a) of the Animal Welfare Act 1999 (the Act). Judge Dawson
imposed the following sentence for this offending:
(a) An animal disqualification order, under s 169 of the Act,
prohibiting the appellant from owning or exercising authority
in respect of any
animals, except four horses, 11 cattle, 18 sheep, four llamas, four dogs, and up
to 40 birds and four cats for
eight years from the date of sentencing. In
circumstances where the appellant had any excess number of animals, she was
ordered
to nominate the animals she wished to keep immediately;
(b) An immediate forfeiture order of all remaining animals owned by the
appellant to the Auckland Society for the Prevention
of Cruelty to Animals
(SPCA), pursuant to s 172 of the Act;
(c) An order for reparation of expenses incurred by the SPCA
of
$4,710.05 under s 173(1) of the Act; and
(d) An order for legal costs incurred by the SPCA of $1,412 under s 4
of the Costs in Criminal Cases Act 1967.
[2] Ms Power now appeals her sentence on the basis that the
sentence was manifestly excessive.
Background
Conviction
[3] Ms Power was initially convicted on one charge of reckless ill-treatment of animals. This conviction was set aside by this Court and the present conviction
imposed in its place. The salient facts and findings, nevertheless, remain
the same, namely:1
[5] The expert evidence established that immediately prior to his
death, the horse called Pip suffered from the following conditions:
• Severe dental wear and malocclusion with teeth out
of alignment, impaction of material between teeth, periodontal
disease of the
gums, rotting of the bone and dental decay. Some teeth had sharp points
causing lacerations to the cheeks
and tongue. Pip would have suffered
chronic pain from the cheek and tongue wounds, the periodontal disease and the
teeth decay.
He would have been unable to eat properly and unable to obtain
adequate sustenance and death through starvation was inevitable.
Pip had
not received dental maintenance for a number of years and his dental pathology
could not be attributed solely to his
advanced age.
• Both lungs contained large areas of infection resulting in
inflammation, tissue destruction, fluid swelling, airway
collapse and scarring.
There was an abscess in the middle of the right lung and tip of the left
lung.
• Nasal lesions and pneumonia which would probably cause
chronic suffering.
• Chronic parasitical worm infestation of the
stomach consistent with a prolonged and high parasite burden.
• Pip’s body showed him to have been in a severely emaciated state with protruding hip bones, spine, ribs and a ewe neck, all indicating severe muscle wastage due to a lack of sustenance. On a Body Condition Scoring of Horses (based on the Carroll Huntington Method) Pip scored 0 on a scale of 0 to 5, 0 being the lowest possible score indicating the worst possible condition for a living horse.
• Pip had lost hair on all four fetlocks indicating that he
had been standing in rain or mud for an extended time,
and had rain scald, a
bacterial skin infection, along his spine; also caused by being wet for long
periods of time.
• There was no evidence of food in Pip’s stomach or
small intestine indicating he had not eaten for 24 hours
prior to his death.
Some grass and sand were found in the caecum.
[6] The expert evidence is that while all Pip’s ailments may not
have been obvious to a lay person, Pip’s overall
very poor condition would
have been. His dental, lung, nasal and stomach problems would have caused
severe to extreme suffering
which would have been for a period of at least some
months with respect to the dental and stomach problems.
1 Auckland SPCA v Power [2015] NZDC 533.
[4] Judge Dawson concluded:
[14] Miss Power’s reckless ill treatment of Pip includes the
failure to:
• Never having had his teeth properly checked.
• Failing to notice the rain scald and loss of hair to all
four fetlocks.
As an experienced horse owner Miss Power knows very well that these checks
and treatments are a necessary part of caring for a horse.
Had Miss Power done
any of these checks then even with her delusory views about how well she cared
for Pip, even she would have
known he needed urgent treatment. She had cared
for horses for many decades and has called upon veterinarians in the past when
her
animals have required attention. This Court therefore finds that the mens
rea element of s 28A(1)(b) has been established and she
is guilty of the offence
under the section accordingly.
[5] In setting aside the conviction, Andrews J found:2
... that the Judge could not have found that Ms Power consciously appreciated
a risk of Pip’s dying, or indeed a risk that Pip
might be suffering pain
or distress unnecessarily. The subjective element of the test for recklessness
has not been established.
[6] But Andrews J agreed that the evidence before the Judge provided a sufficient basis for a finding that ill-treatment was a substantial and operative cause of death.3
The matter was referred back to Judge Dawson for resentencing.
Sentencing
[7] In resentencing, Judge Dawson observed:4
[3] I have considered the factors in favour of not
restricting your ownership of animals and they include the submission
that you
have learnt a lesson from this case and it should not happen again. You also
clearly love animals and you try and care
for them and you have spent a
considerable
2 Power v Auckland SPCA [2015] NZHC 2159 at [31].
3 At [38].
4 Auckland SPCA v Power [2016] NZDC 1664 at [3]–[9].
amount of money upon those animals, including on veterinary care for the
animals you have had in your care over the years.
[4] You also now own two properties which from the affidavit evidence
and photos that have been provided to the Court appear
to be well fitted out for
the care of animals which you presently have. You did not have all of those
facilities available to you
before this case arose.
[5] The factors against your having ownership of animals include that
the present facilities that you have are a snapshot of
what is available at this
point in time. That does not mean to say that those facilities will continue in
the future. Once sentencing
has taken place, the Court has no control over what
future facilities you would have available.
[6] The paramount factor in sentencing you is the need to prevent
future cruelty to animals. I remain very concerned about
the delusory views you
have as to your ability to properly care for animals. You have an ongoing
history over many years of inadvertent
cruelty to animals while believing that
you properly care for them. You have also exhibited a lack of co- operation
with the SPCA
and you have also exhibited a lack of co-operation with this
Court. You have been less than frank about what animals you own and/or
control
and where they are kept. I adjourned sentencing to give you the opportunity to
confirm in an affidavit and state what animals
you own, their description, their
numbers, where they are placed, and confirm that that list was a complete list
of all animals that
you own and over which you have control or responsibility
and that was the purpose of adjourning that sentencing for that affidavit
to be
provided.
[7] That affidavit does give information about the properties,
animals, and numbers, but does not unequivocally say that those
cover all the
animals over which you have responsibility or control and ownership. It is a
continuation of your evasiveness in
providing information to the Court.
[8] You also have a longstanding proven inability to properly care for
and provide for large animals, in particular for horse
and cattle, and you also
have exhibited a lack of control over dogs. You have a record of convictions of
your behaviour and attitudes
which does not leave this Court having confidence
in your properly being able to care for animals in the future. I am of the view
that a restriction on your ability to own and control animals is necessary to
prevent future cruelty to animals by you. I have considerable
misgivings about
you owning or controlling or having responsibility for animals.
[9] In sentencing you I need to balance the humanity to you because you love animals and want to have them in your life but I have to balance that against the safety to any animals under your control in the future.
Jurisdiction
[8] I may allow an appeal against sentence if I find that the Judge has
materially erred. A sentence that is manifestly excessive
may be set aside
pursuant to this jurisdiction.5
Appellant’s case
[9] Mr Gardiner submits that the sentence was disproportionate to the
offending and the offender, noting:
(a) While Pip was vulnerable because of his age, Ms Power did not
appreciate that the horse was suffering from some of
the medical conditions
which exacerbated the risk of problems with dental disease and the horse not
receiving nutrition;
(b) This is not a case where a defendant intentionally or deliberately
ignored the animal’s condition;
(c) Ms Power was not carrying out a commercial operation – she
was seeking to look after her animals, including Pip, out
of love for
them;
(d) Ms Power’s five previous convictions for neglecting to
provide proper care and attention and failing to supply proper
and sufficient
food, water and shelter on 27 February 1998 and 11 March 1998 were imposed
nearly 18 years ago, and her two convictions
for causing unnecessary pain and
suffering were imposed in 2001; and
(e) At the time of the offending, 54 of Ms Power’s cattle had been seized,
enhancing her ability to manage the remainder of her animals.
[10] Mr Gardiner also seeks to avoid disqualification, it appears, by submitting that the previous version of s 169 applied. If I understand his argument correctly, he
contends that:
5 Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482 at [26]–[27], [33] and [35].
(a) Ms Power was convicted on 9 April 2015, prior to the current s 169 coming
into effect;
(b) Andrews J quashed the conviction of reckless ill-treatment and
entered a conviction for ill-treatment, pursuant to s 29(a);
(c) The former version of s 169(1) is more restrictive in its scope;
and
(d) The qualifying conditions for disqualification under the former
version of s 169 were not met.
[11] Overall, Mr Gardiner submits that the appellant’s conviction
did not trigger the requirements of s 169 and, in
any event, was not of
a type of severity of offending that would warrant a lengthy imposition of a
disqualification across a
broad range of animals.
[12] Mr Gardiner further contends that forfeiture was unnecessary,
given the removal of the 54 cattle.
SPCA
[13] Mr Billington QC contends, in short, that, having regard to the
circumstances of the offending, Ms Power’s prior conviction
history and
lack of remorse or insight, the sentence imposed is, if anything, manifestly
inadequate. Mr Billington also emphasised
that the protective purpose served
by disqualification and forfeiture was a driving consideration in this case,
especially in the
light of the Judge’s finding that the defendant had a
delusory attitude about her ability to care for animals.
The frame
[14] Section 29(a) states:
29 Further offences
A person commits an offence who—
(a) ill-treats an animal; ...
[15] The wider statutory frame for the present offending was recently
explained by the Court of Appeal in Balfour v R:6
[12] The AWA is the single most important piece of legislation in New
Zealand relating to the protection of all kinds
of animals under
human control.
It replaced earlier legislation, which had focussed principally on
prohibiting cruelty to animals,
with new provisions derived from internationally accepted principles
known as the “Five Freedoms” of animal welfare,
namely:
(a) Freedom from thirst — by ready access to fresh water
and a diet to maintain full health and vigour.
(b) Freedom from discomfort — by providing a suitable
environment including shelter and a comfortable resting area.
(c) Freedom from pain, injury and disease — by prevention
or rapid diagnosis and treatment.
(d) Freedom to express normal behaviour — by
providing sufficient space, proper facilities and company of the animal's
own kind.
(e) Freedom from fear and distress — by ensuring
conditions which avoid mental suffering.
[13] The AWA imposes core obligations on persons responsible for the
care of animals,
and provides for codes of welfare establishing minimum standards, and
promoting best practice and appropriate behaviour.
As subpara (1)(a) of the AWA's long title states, there is a duty of care on
owners of animals and persons in charge of animals to
attend properly to the
welfare of those animals.
[14] The particular purpose of pt 1 of the AWA is to require owners of
animals, and persons in charge of animals:
... to take all reasonable steps to ensure that the physical, health, and
behavioural needs of the animals are met in accordance with both
—
(i) good practice; and
(ii) scientific knowledge;
The expression “the physical, health, and behavioural needs” of
animals is defined in s 4. We refer to relevant aspects of that definition later
in this judgment.
...
[16] Part 2 of the AWA then contains provisions prohibiting and allowing
particular types of conduct in relation to species of animals or animals
used
6 Balfour v R [2013] NZCA 429.
for certain purposes.
Among the provisions in pt 2 is s 29(a) which makes it an offence for any
person to ill-treat an animal. The offence is also one of strict liability
subject to
a similar statutory defence.
Assessment
[16] I agree with Mr Billington that there are a number of aggravating
factors in this case, including:
(a) The gravity of the offending and the extent of harm is at the
serious end of the spectrum – an animal has died ill-treated
and
malnourished;
(b) The level of culpability is medium to high (though not the worst of
its kind) – Pip was poorly cared for, as noted
at [3] above, his body
score was 0 out of 5, the worst possible condition for a horse;
(c) Ms Power lacks remorse – I was not taken to any statement by
Ms Power expressing remorse and her affidavit filed in
support of her sentence
does not mention Pip at all;
(d) Ms Power has multiple convictions, in short, for
mistreatment of animals – 15 in total, though I accept that
the present
offending is the worst;
(e) I also accept that this is not a case of intentional or reckless
harm and that Ms Power loves animals, but her attitude
to their care is, as the
Judge found, “delusory”.
[17] Given these core facts, I consider that the circumstances of the
offending and the offender fully engage the the clear legislative
policy of the
Act to deter ill treatment of animals and that a period of eight
years’ disqualification is not obviously
wrong.
[18] I have tested this outcome in light of the authorities cited to
me.7
090-6770, 17 January 2014; R v Bramley DC Wellington CRI-2009-078-542, 28 July 2009; NZ
[19] I accept that the end period of disqualification appears to be the highest for cases of offending of this specific type (s 29(a) offending) involving the death of one animal. Counsel cited examples of end disqualification pursuant to s 29(a) of between 2 years and 5 years involving the death of one animal,8 but as high as 10 years involving the death of more than one animal.9 There is an instance pursuant to s 12(b), which, like s 29(a), is a strict liability offence,10 where a disqualification of
10 years was imposed for failing to ensure that an animal received medical
treatment.11 But in that case there was an element of subjective
intent, which was an aggravating feature and is not directly applicable to the
present facts. On that basis, and having regard only to the circumstances of the
offending, a disqualification period of eight years
is harsh.
[20] But the assessment in terms of disqualification must involve a
composite inquiry, with very careful consideration given to
the personal
circumstances of the offender. In this regard:
(a) The principles of deterrence and protection are fully engaged in
this case. The defendant does not appear to be able to
objectively self-
evaluate her capacity to care for a large number of animals. In short, Ms Power
presents a real risk on ongoing
harm to the animals under her
control.
(b) Ms Power’s multiple prior convictions are a significant factor, demanding additional caution. I accept that the historic nature of some of the prior offending is a relevant consideration. But the clear policy of the AWA is that offending of this type, involving significant harm and cruelty to animals, whether intentional or otherwise, is to be
avoided, particularly where the circumstances of the offending
are
Police v Teriaki DC Oamaru CRI-2010-045-293, 2 February 2011; Wellington SPCA v Chin DC Wellington CRI 2007-091-1067, 26 September 2007; Balfour v R, above n 6. Counsel also cited to me the following s 12(a) and 12(b) authorities: R v Albert CA126/03, 19 December 2003; Auckland SPCA v Taki DC Auckland CRI 2008-004-15941, 12 February 2010; Ford v RSPCA HC Christchurch CRI-2004-409-149, 9 September 2004; Hiha v Wairarapa SPCA [2014] NZHC 390; SPCA v Howarth DC Kaikohe CRI-2007-027-1993, 17 October 2008.
8 R v Collins, above n 7; RSPCA v Anderson, above n 7; R v Bramley, above n 7.
9 NZ Police v Teriaki, above n 7; Wellington SPCA v Chin, above n 7.
10 Balfour v R, above n 6, at [15]–[16].
11 Hiha v Wairarapa SPCA, above n 7.
unexceptional. Indeed, the reverse is true; the offending involved the
everyday husbandry of animals where proper care is to be expected
(as distinct
from, say, extreme drought conditions where some hardship might be
caused to the animals beyond the
immediate control of the
owners).
(c) Notably also, previous lesser sentences imposed on Ms Power have
been ineffective in securing the requisite level of care
and protection
required.
[21] It is difficult to ascribe an uplift for these personal factors,
but that the statutory policy is clear –
a cautious approach is
required. I am therefore in agreement with the Judge that a lengthy period
of 8 years disqualification
is reasonably necessary to achieve the requisite
deterrence, and more importantly, protection of animals, demanded by the
Act.
[22] I have also considered mitigating personal factors and, in
particular, Ms Power’s desire to care for animals.
But I think this
factor is more relevant to the type of sentence imposed, rather than the period
of disqualification – which
is about achieving the legislative policy of
protection. Furthermore, the disqualification is a qualified one – it
does not
involve the wholesale removal of all animals in Ms Power’s care
or any particular class of animal. This, I think, reflects
a proportionate
approach, cognisant of Ms Power’s love of animals.
[23] Finally, I am not satisfied that the Judge erred by not taking an
even more refined approach to the disqualification.
As Ms Power
has not accepted responsibility for her offending, or identified the causes
for it, other than to refer to
the scale of her animal ownership as now
being much reduced in light of the forfeiture of the cattle, I have
no clear reason to depart from the evaluation undertaken by the
Judge.
[24] Accordingly, the foregoing factors in combination justify, in my view, a disqualification period of eight years. For the same reasons, I am satisfied that the forfeiture order was necessary and not manifestly excessive.
[25] It is unnecessary for me to address the SPCA’s evidence about subsequent conduct12 and the claims that Ms Power was elusive about her animal ownership. I respond, however, for completeness, to Mr Gardiner’s submissions that the former s
169 applied. Even if that version of the section applied, it is plainly
engaged in terms of s 169(1)(c), which reads:
(1) A Court may (in addition to or in substitution for any other
penalty) disqualify a person for any period that it thinks
fit from being the
owner of, or exercising authority in respect of, an animal or animals of a
particular kind or description where
the Court convicts that person of an
offence against –
...
(c) Any section in Part 1 or 2 and the Court considers that by
reason of the serious nature of the offence the person should be
disqualified under this section ...
(Emphasis added)
[26] Mr Gardiner’s suggestion that the offending was not of a
serious nature reflected, in my view, Ms Power’s underlying
lack of
willingness to accept the gravity and seriousness of her offending.
Decision
[27] Given the foregoing, the appeal is
dismissed.
12 Written submissions for the SPCA referred to an affidavit by Mr Plowright detailing various steps taken by the SPCA in relation to Ms Power’s animals which are said to indicate ongoing neglect. Mr Gardner also tabled letters from veterinarians David Cairns and DB Bond in support of Ms Power. Mr Cairns noted that, for a diagnosis of death by starvation, animals need to be emaciated, not just thin, and horses can be in good body condition with periodontal disease. Mr Bond says that he has attended Ms Power’s premises on several occasions and visited the SPCA premises in Mangere which was housing dogs uplifted from Ms Power’s premises. He said that no major health concerns were noted and the animals were well socialised with both their canine contacts and Ms Power. As all of this material was produced after sentence, I am not minded to have regard to it and it is not, in any event, determinative as it does not relate to the offending. It has some marginal relevance to my assessment of Ms Power, but it is unnecessary for me to dwell on its probative value, as there is no challenge to the factual findings made by Judge Dawson. His sentencing notes relate to the cause of Pip’s death and his assessment of Ms Power’s attitude to animals.
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