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High Court of New Zealand Decisions |
Last Updated: 6 November 2017
IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY
I TE KŌTI MATUA O AOTEAROA
TE WHANGANUI-Ā-TARA ROHE
CIV-2017-485-127 [2017] NZHC 2456
UNDER
|
the Judicature Amendment Act 1972
|
IN THE MATTER
|
of an application for Judicial Review on the grouns of unreasonableness and
the Corrections Act 2004
|
BETWEEN
|
STEPHEN THOMAS HUDSON Applicant
|
AND
|
THE ATTORNEY-GENERAL First Respondent
THE PRISON DIRECTOR OF TONGARIRO PRISON
Second Respondent
|
Hearing:
|
20 September 2017
|
Counsel:
|
Applicant in Person
M J McKillop for Respondent
|
Judgment:
|
6 October 2017
|
JUDGMENT OF CHURCHMAN J
[1] By amended statement of claim dated 10 April 2017 the applicant
sought judicial review of a decision refusing his request
to transfer from
Whanganui Prison to Tongariro Prison (formerly known as Rangipo
Prison).
[2] The applicant sought declarations that the decision of the Prison Director of
Tongariro Prison (Lynette Ruth O’Connor – commonly known as Lyn)
to refuse his request to transfer was unfair and
unreasonable.
HUDSON v THE ATTORNEY GENERAL [2017] NZHC 2456 [6 October 2017]
[3] The respondent opposed the application and filed an
affidavit by Lyn O’Connor which exhibited
a quantity of relevant
documentation. The respondent also filed what was described as a
“bundle of documents”.
The respondent applied to introduce
this evidence under s 130(3) of the Evidence Act 2006 that is, without the
evidence
being introduced by a witness.
[4] At the hearing, the applicant consented to the admission of this
evidence and it was admitted accordingly. Both parties
made extensive reference
to it in speaking to their submissions.
Factual background
[5] Mr Hudson is currently an inmate at Rimutaka Prison. His criminal history includes 81 charges, including convictions for violence, drug, and property crimes. He also has three convictions for actual or attempted escape from custody. In 2002, he was sentenced to life imprisonment for murder. He will be eligible for parole in
2026. At the time of the decision refusing his request for transfer,
November 2016, he was serving his sentence at Whanganui Prison.
[6] His security risk is assessed, like all prisoners, every six
months. There are five categories: maximum, high-medium, low-medium,
low, and
minimum. He has been assessed as low-medium five times since 2013. At the time
of the decision, he was assessed as low-medium
risk. However, he was kept in
the Te Waimarie unit, a high security wing. He was voluntarily segregated from
mainstream prisoners
for the purpose of protective custody under s 59(1)(a) of
the Corrections Act 2004 (the Act). He apparently refused transfer to
available cells in the low-medium wings following a downgrade in his security
classification. He was kept in Te Waimarie until his
transfer to Rimutaka
Prison on 27 January 2017.
[7] During that time, he repeatedly requested transfer to Tongariro Prison. Mr Hudson says these requests were either ignored, or declined due to prison muster issues. The present application relates to a transfer request Mr Hudson submitted on
8 November 2016. On 15 November, he was informed that the request had been declined. He proceeded that same day to request the reasons for that decision, with “completeness and accuracy”, via a prisoner complaints form (PC01).
[8] Ms O’Connor describes the process by which she came to her
decision. She was asked by Shane Bradford, who holds the
position of Advisor
Prison Population, to consider Mr Hudson’s request with a “money
back guarantee”, which means
if a transfer is effected but the prisoner
does not fit in, he or she will be sent back to the previous prison. Ms
O’Connor
had discussions with Glen Goddard, Custodial Systems Manager at
Tongariro Prison around risk management of Mr Hudson. In those
discussions,
they canvassed Mr Hudson’s:
(a) offender alert reports which record altercations he has been involved
with;
(b) offender plan;
(c) September 2016 misconduct report;
(d) November 2016 security classification review; (e) visitor list; and
(f) offender notes, which record regular entries into the
Integrated
Offender Management System to monitor his progress. [9] All of the above are attached to her affidavit of 19 July 2017.
[10] Ms O’Connor decided to decline the request. Her email to Mr
Bradford was very brief and does not, she says, relay
the entirety of her
rationale for the decision. She explains the brevity by saying she was about to
go on leave and wanted the matter
dealt with before she left.
[11] More in-depth reasons were recorded by Mr Goddard on 5 December 2016
in an email following a request by Graham Dack, Residential
Manager at Whanganui
Prison. That email records the following reasons (emphasis in original):
The short version is this;
Tongariro Prison prioritises employment and reintegration opportunities for
genuine s 59(1)(a) prisoners, who are motivated to address
their offending.
Prisoner Hudson is:
• Ten years from PED, not in the reintegration phase of his sentence and with no programme on offer for him at Tongariro Prison.
• Security classification comment; and scoring Prisoner Hudson
– Generally compliant and does as requested of him by
staff with the
occasional upset. At times he tries to buck the system as noted in his previous
file notes. He is a long way off
his first Board and at the stage is
reluctant to engage with Case Management. ...
• The misconduct for the review period was for fighting with another
prisoner, behaviour suggests he is not suitable for
s 59(1)(a) VPC, however it
appears the misconduct was not pursued by the prison.
• High risk escape.
Prisoner Hudson is not a fit for Tongariro Prison, due to the level of
risk he poses, the ongoing issues with staff engagement and
recent
fighting.
[12] Ms O’Connor explained each of these points in more detail in
her affidavit at [38]. She also explained her earlier
email in more detail at
[39]. I summarise the points she made as:
(a) Tongariro is a low-medium security prison, and a
“working” prison.
Most prisoners are working 40-hour weeks, in a less restrictive environment.
Tongariro does not prioritise low-medium prisoners because
they cannot partake
in employment “outside the wire”, such as in the forestry sector.
Mr Hudson was unable to engage
with that work without special leave, because of
his security rating.
(b) Tongariro is also entirely segregated, which means all prisoners
have been voluntarily segregated for protective custody
purposes. They are
often sex offenders.
(c) Tongariro favours prisoners who are motivated and committed to change, who have a genuine need for protective custody, and will benefit from the employment and reintegration opportunities on offer.
(d) Mr Hudson’s offender plan includes intensive residential
treatment programmes that are not on offer at Tongariro.
She says this was a
decisive factor.
(e) Mr Hudson was not engaged in his rehabilitation, and had not
reached the “stage of change” expected of Tongariro
prisoners. This
was the second decisive factor.
(f) Mr Hudson had recently engaged in violence with another
prisoner.
(g) Mr Hudson’s escape risk was high, and that was incompatible
with
Tongariro’s less restrictive environment.
(h) On the list of family members Mr Hudson wished to have visit him,
some would be closer, but others would be more distant
if he were to transfer
from Whanganui to Tongariro.
[13] Because Mr Hudson had not received a response by 8 December 2016, he
called the Department of Corrections complaints response
desk. They advised he
should call the Prison Inspectorate. He received a response to his PC01 the
next day. Mr Hudson called the
Prison Inspectorate regarding the response he had
received. The Inspectorate advised in January 2017 that the complaint and
decisions
regarding transfers were outside of its mandate.
[14] Mr Hudson was transferred to Rimutaka Prison on 27 January
2017.
Submissions
Irrelevant considerations
[15] Mr Hudson submits his alleged misconduct for fighting is an
irrelevant consideration because the misconduct allegation
was
withdrawn prior to Ms O’Connor making her decision.
[16] He submits another irrelevant consideration was Ms
O’Connor’s assessment
that he lacks engagement with rehabilitation. Mr Hudson considers his completion
of an alcohol and other drugs programme makes that assessment incorrect, and
therefore an irrelevant consideration. This is, in effect,
an argument for an
error of fact by the decision-maker.
[17] The final irrelevant consideration is that Mr Hudson was not
suitable for protective custody. This was based on the withdrawn
allegation of
misconduct against Mr Hudson. He notes that he has had threats against his life
made by gang leaders. He submits
that because the misconduct allegation was
withdrawn and in the context of threats on his life, he was a suitable candidate
and this
was therefore an irrelevant consideration. This is, again, more
properly an argument for an error of fact.
Relevant considerations
[18] Mr Hudson further submits that providing the least restrictive
environment and access to his family were mandatory and relevant
considerations,
that were not taken into account in the decision. He notes s 54(4) sets out
the grounds that the Chief Executive
(and the Prison Director, by delegation)
must, as far as reasonably practicable, have regard to. Section 54(4)(a) is the
desirability
of providing the least restrictive environment for the prisoner
consistent with public safety, safety of staff, and of prisoners.
That is
reinforced by s 6(1)(g), which provides:
6 Principles guiding corrections system
(1) The principles that guide the operation of the corrections system are
that—
...
(g) sentences and orders must not be administered more
restrictively than is reasonably necessary to ensure the
maintenance of the
law and the safety of the public, corrections staff, and persons under
control or supervision ...
[19] To reinforce this, Mr Hudson points to reg 44(2) of the
Corrections
Regulations 2005:
44 Principles of security classification
...
(2) A prisoner who has been assigned a security classification must be
placed and managed within a facility and regime that
is consistent with his or
her security classification, to the extent that it is practicable (having regard
to the availability of
accommodation and other resources).
[20] And to provisions of the Prison Operations Manual:
M.02.01.R01.01 Housing prisoners
A prisoner who has been assigned a security classification must be placed and
managed within a facility and regime that is consistent
with his security
classification to the extent that is practical (having regard to the
availability of accommodation and other resources).
Facilities for accommodation should be matched to the level of risk indicated
by the prisoner’s security classification. ...
Facilities are classified as low, high or maximum security.
...
[21] With those regulations and guidelines in mind, he suggests the fact
that he was housed in a high security environment whilst
being assessed as low
security was a relevant and mandatory consideration that Ms
O’Connor failed to take into account.
[22] Regarding family access, Mr Hudson points to s 54(4)(c) of the Act
which requires the decision-maker to consider “the
desirability of
ensuring that the prisoner is detained at a location as close as is
practicable to his or her family”,
and s 6(1)(e)(i):
6 Principles guiding corrections system
(1) The principles that guide the operation of the corrections system
are that—
...
(g) an offender’s family must, so far as is reasonable and
practicable in the circumstances and within the resources
available, be
recognised and involved in—
(i) decisions related to sentence planning and management, and the rehabilitation and reintegration of the offender into the community; ...
[23] He points out that three out of five of his approved visitors are
significantly closer to Tongariro than Whanganui. No mention
was made of this
consideration in the original reasons provided for the decision, despite Mr
Hudson asking for completeness and accuracy.
He suggests that Ms
O’Connor’s belated explanation is insufficient because it was not
considered in the original decision.
Ultra vires and unreasonableness
[24] Mr Hudson submits the conclusion that a prisoner who uses the
complaints process is not a self-managing prisoner is not supported
by the
principles behind the complaints system. He notes a guiding principle of the
corrections system is that a prisoner must have
access to an effective
complaints procedure:
6 Principles guiding corrections system
(1) The principles that guide the operation of the corrections system are
that—
...
(f) the corrections system must ensure the fair treatment of
persons under control or supervision by—
...
(ii) ensuring that decisions about those persons are taken in a fair and
reasonable way and that those persons have access to
an effective complaints
procedure; ...
[25] To reinforce the argument, he points to s 152 of the Corrections Act
2004, which provides, inter alia:
152 Objectives and monitoring of corrections complaints system
(1) The corrections complaints system has the following objectives:
...
(b) to ensure that all persons under control or supervision are aware of the complaints system and are able to make a complaint if and when they choose to do so, without fear of
adverse consequences ...
...
[26] In light of those principles, Mr Hudson submits that Ms O’Connor
seemed to
regard the fact he used the complaints process as a reason to deny him transfer, and
that this is an adverse consequence and contrary to s 152(1)(b). He
suggests that
Ms O’Connor’s decision is, in this regard, ultra vires and
unreasonable.
Breach of natural justice and unfairness
[27] Mr Hudson submits Ms O’Connor’s characterisation of Mr Hudson as having a high risk of escape is in error. He suggests his attempts to escape are historic, and in any event are included in the assessment of his security rating as per reg 45(c) of the Corrections Regulations 2005. His submission was that Ms O’Connor had therefore ignored the Department’s risk assessment, and substituted her own (incorrect) assessment, and double counted this risk factor. He suggests this is a breach of natural justice. He cites Taylor v Chief Executive of the Department of
Corrections, where the High Court noted:1
... it is not disputed that the principal point of the guidelines issued by
the chief executive under s 196 (and the associated forms)
is to ensure that the
assessment of risk is performed as consistently and objectively as possible
across the prison estate. The
need for fairness is specifically underscored by
the principle articulated in s 6(1)(f) of the Act.
[28] In light of that, he suggests that in substituting the
Department’s risk assessment with her own, Ms O’Connor
acted
unfairly.
[29] Mr Hudson seeks a declaration that Ms O’Connor’s
decision to refuse the transfer was unreasonable or alternatively
unfair.
Respondent’s submissions
[30] The respondent emphasises the multi-factorial analyses anticipated
by ss 53 and 54 of the Act. Mr McKillop for the respondents
notes that while Mr
Hudson states his claims are on the grounds of unreasonableness, they instead
point to the grounds of procedural
impropriety.
[31] Mr McKillop distinguishes between mandatory and permissive relevant
considerations and notes that s 54(4) mandatory factors
need only be taken
into
1 Taylor v Chief Executive of the Department of Corrections [2015] NZHC 2196 at [78].
account “as far as reasonably practicable”. He submits Ms
O’Connor considered all the mandatory factors contained
in s 54(4) and
found they did not support a transfer.
[32] In relation to the relative brevity of the reasons set out
initially by Ms O’Connor for declining the request,
Mr McKillop noted
that the level of detail that would be provided in these circumstances was
proportionate to the level of detail
in the application and the specific points
raised.
[33] He noted that the application came via a relatively brief email
forwarded by Shane Bradford (Adviser Prison Population, Central
Region) on 11
November 2016. Mr McKillop referred to the fact that some requests for
transfer are submitted directly in
letter form by the prisoners themselves and
in those circumstances a detailed written letter of response addressing whatever
specific
issues are raised is normally provided.
[34] Mr McKillop characterises the decision as within a category of
“polycentric decision-making”. He submits further
that the reasons
for transfer listed in s 54 indicate a high degree of discretion afforded to the
decision maker. Those reasons
include the primary principles of the
corrections system, such as reducing reoffending, and more administrative
matters,
such as managing the prison muster. Prisons have limited resources, and
transfer decisions in that context will have repercussions
in other directions.
Where that is the case, Ms O’Connor necessarily needed to consider other
matters, such as the needs of
other prisoners who would better suit
Tongariro’s objectives.
[35] He points to Te Runanga o Raukawa Inc v Treaty of Waitangi Fisheries Commission for support of a polycentric approach.2 In the context of limited prison resources, he points to Miller v New Zealand Parole Board, where the Court of Appeal concluded it is reasonable to prioritise the needs of prisoners nearing their release date for reintegration purposes.3 He further points to Taylor v Chief Executive of the Department of Corrections to support the point that although
provisions in the Corrections Act 2004 might appear mandatory,
such as those
2 Te Runanga o Raukawa Inc v Treaty of Waitangi Fisheries Commission HC Wellington
CP 322/96, 7 August 1997 at 10.
3 Miller v New Zealand Parole Board [2010] NZCA 600 at [159].
requiring the provision of rehabilitative programmes, they can be considered
aspirational in nature, rather than requiring specific
programmes to be
available to specific prisoners.4 In that case, Ellis J made the
following statement on the standard of review:5
The starting point in terms of any application for review of the exercise of
that power is that whether or not Mr Taylor or any other
prisoner should be
permitted to participate in a programme such as the STURP is inherently a matter
for evaluation and judgment.
The Court’s supervisory jurisdiction does
not generally permit it to engage in a rehearing of the merits of an impugned
decision.
The mere fact that the Court might consider that a better decision
could have been made on the facts does not mean that
the application
for review should succeed. Failure by a decision-maker to consider a relevant
consideration is only fatal if the
consideration can be said to be expressly or
impliedly mandatory. It is trite that the unreasonableness threshold is a very
high
one. And in the present case care is also required because [the prison
manager] was not cross-examined on his evidence.
[36] Mr McKillop submits the same standard ought to apply with respect to
s 54.
Recent violence
[37] Regarding the withdrawn charge of misconduct, Mr McKillop considers the fact of the altercation (which was captured on CCTV footage) and the charge as distinct. He points to various cases where, for instance, Corrections was justified in taking administrative action in light of positive drugs test results despite misconduct
charges not being proved.6 He says that this is particularly so
where the charge is not
heard for procedural reasons, such as in this case where the hearing was
outside the
21 day time limit. He submits violence must be a permissive consideration
because Corrections must be able to manage violence effectively
irrespective of
whether charges are laid or misconduct proved.
Least restrictive environment
[38] Mr McKillop submits Ms O’Connor did consider s 54(4)(a), but it did not support Mr Hudson being transferred to Tongariro. Section 54(4)(a) also requires the
least restrictive environment that is consistent with the safety of the
public, staff, and
4 Taylor v Chief Executive of the Department of Corrections [2016] NZHC 1805 at [55].
5 At [58].
6 Newton v Superintendent of Rimutaka Prison HC Wellington CIV-2003-485-1778, 5 September
2003 at [31].
other prisoners. Ms O’Connor assessed his suitability in terms of his
security rating, his being held in a high-security wing,
his history of
violence, and escape risk. She concluded there was a risk to the public
and other vulnerable prisoners
if she accepted Mr Hudson into
Tongariro.
[39] Mr McKillop submits that Mr Hudson’s November
2016 security classification was not a thorough reassessment,
and would
probably have been upgraded to “high” if such a reassessment had
been undertaken at the time. I do not place
any weight on this submission.
Counsel did not refer to any evidence which supported it. Additionally, the
reassessment in
March–April 2017 retains the low-medium status he had
previously, despite including additional violence incidents in his
assessment.
High risk of escape
[40] Mr McKillop details the distinction between a prisoner’s
internal risk and external risk. Mr Hudson’s internal
risk was low, but
his external risk is high, due mostly to his previous escape attempts and
his long period of incarceration.
Moreover, a low-medium rating does not
automatically mean a prisoner is eligible for Tongariro Prison. Although
Tongariro houses
both low and low-medium prisoners, it is primarily geared
towards catering for those with low security classifications. In that
context,
Ms O’Connor’s consideration of Mr Hudson’s risk of escape was
not an irrelevant consideration.
[41] Mr McKillop additionally points out that the Court’s
observations in Taylor were in respect of legitimate expectations that
Corrections follow its security classification process for consistency. This is
not
such a case, and there is no dispute over whether Corrections followed its
guidelines in assessing Mr Hudson’s security rating.
Access to family
[42] Mr McKillop submits Ms O’Connor treated this as a neutral
factor. He
suggests this is reasonable in the context where it was not raised as a reason for the
transfer at the time, and where it was clear he would be closer to some
approved visitors and further away from others should he be
transferred.
Engagement with rehabilitation and punishment for
complaints
[43] Mr McKillop suggests Mr Hudson is mischaracterising Ms
O’Connor’s decision in this regard. She considered
whether he was
engaging with rehabilitation by assessing whether he was self-managing. This
is not a formal status, but an overall
impression of the stage of change Mr
Hudson appeared to be in.
[44] Ms O’Connor refers to the “stages of change”
model, in which successful rehabilitation efforts are evidenced
by moving from
denial, through contemplating change, to taking action, to change and
maintaining that change. Ms O’Connor
referred to Mr Hudson’s
offender notes, in which she found evidence that he had not accepted his
offending: he was contemplating
an appeal against his murder conviction
around the time he requested transfer. Her consideration of his PC01
complaints was
not a punishment for making complaints, but she considered the
substance of those complaints point to a tendency to blame others
for his
problems. His completion of one rehabilitation programme does not invalidate Ms
O’Connor’s concern regarding
his lack of engagement. Mr McKillop
suggests this is supported by the fact that his April 2017 security
classification assessed
his motivation to implement his offender plan as
“poor” (down from “average” in November
2016).
[45] Th Court notes that the final point is difficult to use,
post facto, as a justification for assessing Mr Hudson
as poorly engaged with
rehabilitation. It is possible that the decision not to transfer Mr Hudson had
the effect of reducing his
likely engagement with rehabilitation.
Law
Relevant statutory provisions
[46] Requests for prisoner transfer are governed by ss 53 and
54 of the
Corrections Act 2004, which relevantly provide:
53 Transfer from one prison to another
(1) A prisoner may be transferred, on the direction of the chief executive, from any prison to any other prison in which he or she
may be lawfully detained.
...
54 Reasons for transfer
(1) A prisoner may be transferred by the chief executive from one
prison to another for 1 or more of the following reasons:
(a) to assist in reducing the likelihood of reoffending by the
prisoner:
(b) to assist in facilitating the—
(i) rehabilitation of the prisoner; or
(ii) reintegration of the prisoner into the community on his or her
release:
(c) to place that prisoner in a prison closer to his or her family:
(d) to respond to the needs of that prisoner, as identified in the management
plan:
(e) to ensure the safety of that prisoner or any other person:
(f) to implement a change in the security classification of that
prisoner:
(g) to provide medical or psychiatric care for that prisoner:
(h) to reduce the risk of self-harm by that prisoner if he or she is
identified as being at risk:
(i) to reduce the risk to that prisoner if he or she is identified as being
vulnerable to mistreatment by other prisoners:
(j) to grant a request by a prisoner for a transfer.
(2) A prisoner may be transferred by the chief executive from one
prison to another in order to ensure compliance with the
requirements of this
Act or any regulations made under this Act concerning—
(a) the separation of convicted prisoners from accused prisoners;
or
(b) the separation of prisoners who are under a specified age from prisoners
who are of or over that age.
(3) A prisoner may be transferred by the chief executive from one prison
(the first prison) to another prison—
(a) to restore or maintain the security and order of the first prison: (b) to enable effective management of the national prisoner
muster:
(c) to allow repairs or alterations at the first prison:
(d) in response to the closure or change of use of the first prison or
part of that prison.
(4) When considering whether to transfer a prisoner for 1 or more of
the reasons set out in subsection (1) or when considering
how a transfer for 1
or more of the reasons set out in subsection (2) or subsection (3) is to be
effected, the chief executive must,
as far as is reasonably practicable, have
regard to—
(a) the desirability of providing the least restrictive environment for
the prisoner that is consistent with the maintenance
of public safety and
the safety of staff members and other prisoners; and
(b) the need to facilitate the rehabilitation and reintegration of the
prisoner into the community, taking into account the availability
and location
of appropriate services and programmes that will contribute to the achievement
of those objectives; and
(c) the desirability of ensuring that the prisoner is detained at a
location as close as is practicable to his or her family.
(5) A decision by the chief executive to transfer a prisoner must be
made in the prescribed manner.
Standard of judicial review
[47] Judicial review is the supervisory function of the Court
concerned with ensuring public power is exercised according
to the law.7
In exercising that function to assess a decision and determine whether it
ought to be allowed to stand, the Court is primarily concerned
with examining
procedural compliance, not the substance of the decision
itself.8
[48] There is recognition in New Zealand that grounds of review tend to overlap in practice and there may be no fine distinctions between them.9 Here the applicant’s submissions as regards judicial review on the ground of unfairness and unreasonableness could be summed up by the question: did the decision-maker (at each stage) “direct themselves properly in law and then act according to law. They
must observe the criteria expressly or implicitly laid down in the
legislation. So they
7 Mercury Energy Ltd v Electricity Corporation of New Zealand Ltd [1994] 2 NZLR 385 (PC).
8 Aorangi School Board of Trustees v Ministry of Education [2009] NZHC 2270; [2010] NZAR 132 (HC) at [8].
9 Wilson v Auckland City Council [2007] NZHC 287; [2007] NZAR 711 (HC) at [17]
must call their attention to matters they are bound by the statute to
consider and they
must exclude considerations which on the same test are
extraneous.”10
[49] Regarding the standard and intensity of the review, the
‘normal’ intensity of review has been described by the
Supreme Court
as being whether the information, objectively assessed, reasonably supported the
decision, not just whether there was
information on which the decision maker
could act.11
Analysis
Relevant and irrelevant considerations
[50] Section 54 allows for prison transfers for a variety of reasons.
When making a decision under that section, s 54(4) sets
out mandatory factors
the decision-maker is to have regard to, as far as reasonably
practicable. Those factors are
not exhaustive and, so far as a
consideration is relevant to the reasons for a transfer, it is a relevant
consideration to a decision
regarding transfer.
[51] First, the three matters Mr Hudson raises as irrelevant –
consideration of his most recent episode of violence, his
lack of engagement
with rehabilitation, and his non-genuine need for protective custody – are
integrally relevant to various
aspects of s 54. For example, s 54 allows prison
transfers to assist in rehabilitation and to ensure the safety of the prisoner
or other prisoners. The claimed irrelevant factors are indeed relevant to those
reasons for transfer, and point away from permitting
such a
transfer.
[52] Secondly, the fact that Mr Hudson has participated in one rehabilitative course does not overcome the fact that his security classification noted his engagement with rehabilitation at the time was average. Ms O’Connor was justified in assessing his suitability for Tongariro less favourably in that context. It remained
a relevant consideration, and was not a material error of
fact.
10 New Zealand Maori Council v Attorney-General [Lands Case] [1987] 1 NZLR 641 (CA) at 678.
11 McGrath v Accident Compensation Corporation [2011] NZSC 77, [2011] 3 NZLR 733 at [31].
[53] Mr Hudson’s need for protective custody was not an irrelevant
consideration, but was appropriately coloured by
the fact that Mr
Hudson has recently been involved in a violent altercation. In the context
of needing to ensure the protection
of the motivated prisoners already at
Tongariro, Mr Hudson’s need for protective custody could not trump the
needs of those
other prisoners.
[54] Finally, access to family is a mandatory consideration and it is not
at all clear that this was considered in the original
decision. There is no
indication that it was not reasonably practicable to do so. That is, prima
facie, a ground for review. It
is, however, reasonable to accept Ms
O’Connor’s later position that it was treated as a neutral factor in
her assessment.
Mr Hudson would be only marginally better off with slightly
better access to some family members, while being further away from
others. It
is difficult to see how this factor, even if taken as pointing towards transfer,
would outweigh other concerns that
point away from such a decision. Although a
prima facie ground for review is made out in this regard I decline to exercise
my discretion
to grant the requested remedy on this basis as while some family
resided closer to Tongariro Prison for others, including an aunt
in Eketahuna,
who was an approved visitor, the travelling distance would be
increased.
Ultra vires and unreasonableness
[55] As I indicated during the course of the hearing, Ms
O’Connor’s references to Mr Hudson’s use of the prison
complaints system is of concern. Prima facie, considering a prisoner’s
PC01s could be construed as punishment for making
use of one of the few methods
of redress available to prisoners. It is understandable that prison officials
may view a large number
of complaints with circumspection, but in the context of
a considerable power imbalance and lack of other options available to prisoners,
such circumspection itself needs to be treated very carefully.
[56] Mr Hudson’s PC01 complaints do not reach a level that by themselves would warrant concluding he is overzealous in blaming others for his problems. Requesting the reconsideration of terms used in his security classification review and requesting reasons for certain decisions are matters of legitimate concern, which Mr Hudson raised in a legitimate way. Only the PC01s relating to repeated requests
to be transferred out of Te Waimarie could reasonably be seen as a
problematic use of the complaints system, and even then to come
to the
conclusion that he is blaming others is something of a stretch.
[57] Within that context, considering Mr Hudson’s use of PC01s as a
standalone ground for assessing his tendency to blame
others is unhelpful.
It is certainly troublingly close to punishing Mr Hudson for using the
complaints process, contrary to
s 152(1)(b) of the Corrections Act
2004.
[58] Nevertheless, it was not a standalone ground, and nor was it the
primary reason Ms O’Connor refused the request for
transfer. The
conclusion regarding Mr Hudson’s “stage of change” was
supported by other matters, such
as his engagement with rehabilitation and
his recent violence. Moreover, in the overall assessment, it is difficult to
see how
Ms O’Connor’s reference to Mr Hudson’s use of PC01s
was determinative of the outcome. Even if it had not been
considered, it is
highly unlikely that the decision would have been otherwise favourable
to Mr Hudson’s request.
Accordingly, I decline to exercise my discretion
to set the decision aside on this ground.
Breach of natural justice and unfairness
[59] I accept the respondent’s submissions that Taylor does
not provide support for Mr Hudson’s claim in respect of the assessment of
his risk of escape. That case was specifically
concerned with legitimate
expectations that the Department of Corrections would follow its own guidelines
when preparing security
classifications. It was not concerned with ensuring
decisions that touch on security concerns would be limited to considering the
outcome of that classification.
[60] Tongariro Prison is geared towards offering specific training and rehabilitation programmes. Because of the nature of those programmes and the fact that some include working outside the prison, it has specific requirements of its prisoners, particularly when it comes to security. Undertaking a specific assessment of a potential prisoners escape risk in that context is reasonable, perhaps even expected. With that in mind, Ms O’Connor’s consideration of Mr Hudson’s risk of
escape, distinct from his security classification, cannot be characterised as
a breach of natural justice, or unfairness.
Conclusion
[61] Although there are errors that give rise to some legitimate
concerns, they cannot be said to be material to the decision
at issue in the
context of multi-factorial decisions afforded a large measure of discretion.
Moreover, that context and lack of
materiality points away from exercising the
Court’s discretion to grant the requested remedy. The application for
judicial
review on the grounds of unreasonableness, procedural impropriety,
breach of natural justice and unfairness is declined.
[62] Should the respondent wish to make application for costs any
memorandum is to be filed within 14 days with the applicant
then having seven
days to respond.
Churchman J
Solicitors:
Crown Law, Wellington
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URL: http://www.nzlii.org/nz/cases/NZHC/2017/2456.html