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High Court of New Zealand Decisions |
Last Updated: 16 October 2018
IN THE HIGH COURT OF NEW ZEALAND NAPIER REGISTRY
I TE KŌTI MATUA O AOTEAROA AHURIRI ROHE
CIV-2017-441-37 [2018] NZHC 2435
UNDER
|
Section 14 of the Wills Act 2007
|
IN THE ESTATE
|
of KELVIN JOHN NORMAN NAYSMITH (also known as KELVIN JON NAYSMITH
(deceased)
|
BETWEEN
|
PHENSRI KHOPHIMAI Applicant
|
AND
|
CARLENE ELIZABETH LAURENSON, BRENT NAYSMITH, GARY JOHN NAYSMITH, DEBORAH
ANNE NAYSMITH, KIM BEVERLEY HERBST, LEANNE NAYSMITH AND WAYNE
NAYSMITH
Respondents
|
Hearing:
|
19 March 2018
|
Appearances:
|
Z Tope for Applicant
C E Laurenson in Person
|
Judgment:
|
17 September 2018
|
JUDGMENT OF CLARK J
I direct delivery of this judgment at
10.30 am on 17 September 2018
KHOPHIMAI v LAURENSON NAYSMITH, NAYSMITH, NAYSMITH, HERBST, NAYSMITH AND NAYSMITH [2018] NZHC 2435 [17 September 2018]
Introduction
[1] When Kelvin Jon Naysmith died on 18 September 2013 he left his
estate to
Ms Phensri Khophimai. A document dated 7 June 2013 appearing to
be
Mr Naysmith’s will was signed by one witness. A valid will is required
to be signed by two witnesses. Ms Khophimai has applied
to the Court for a
declaration the document is a valid will.
[2] Mr Naysmith’s seven children, who are represented by Ms
Laurenson, oppose
Ms Khophimai’s application. They say their father was old with failing health at the time the document was signed. They say further that, contrary to her claim,
Ms Khophimai was not Mr Naysmith’s de facto partner and she
exerted undue influence upon him. In fact, they say
the document is a forgery
because the signature is not Mr Naysmith’s handwriting.
[3] These are the claims I must assess in reaching a conclusion about
the validity of the will.
The application
[4] By her application dated 7 April 2017 Ms Khophimai applies for a
declaration pursuant to s 14 of the Wills Act 2007 that
the document dated 7
June 2013 and signed by Mr Naysmith on 8 June 2013 is the valid will of the
deceased Kelvin Jon Naysmith.
[5] The grounds for the application are that Ms Khophimai is the sole
beneficiary under the will. The document is signed and
dated and clearly
expresses Mr Naysmith’s testamentary intentions. The document does not
comply with s 11 of the Wills Act
which prescribes the requirements for the
validity of wills as the document bears only the signature of one
witness.1
[6] Ms Khophimai’s affidavit in support of her application addresses a formal complaint made by Ms Laurenson to the New Zealand Police following
Ms Laurenson’s receipt of a report by Michael Maran, a handwriting
expert, who
1 Wills Act 2007, s 11(4).
concluded Mr Naysmith’s signature was “non-genuine” and
“an attempted simulation”.
[7] As a consequence of the complaint a senior document examiner with
the New Zealand Police evaluated Mr Maran’s report
and conducted her own
examination of samples of Mr Naysmith’s handwriting and his
witness’s signature. I shall return
to both reports.
Grounds of opposition
[8] The respondents oppose the application for an order that the
document is a valid will. The essence of the 14 grounds stated
in the notice of
opposition is that the deceased was an elderly and vulnerable person with
failing health and there are serious questions
about the circumstances in which
the document was created and signed. The respondents say they have concerns
about the evidence of
Mr Stone, the sole witness to the will. And they rely on
the evidence of Mr Maran who questioned the validity of the purported will
as
well as the authenticity of the signature. The family strongly disputes that Ms
Khophimai was their father’s de facto partner.
Wills Act 2007
[9] If the High Court is satisfied that a document appears to be a will
and the document expresses the testamentary intentions
of the deceased, the
Court may make an order declaring the document to be a valid will.2
The document’s apparent invalidity must be as a result of its
non-compliance with s 11 of the Wills Act which provides for such
formalities as
signing and witnessing.3
[10] In determining an application under s 14 the Court may
consider:4
(a) the document itself;
(b) any evidence as to the signing and witnessing of the
document;
2 Section 14.
3 Sections 14(1)(b) and 11.
4 Section 14(3).
(c) evidence as to the deceased’s testamentary intentions;
and
(d) evidence of statements the deceased may have made that are relevant to
the deceased’s testamentary intentions.
[11] The need for cogent evidence is inherent in the requirement that the
Court must be satisfied that the document expresses
the deceased’s
testamentary intentions, but that does not mean that a higher standard of proof
than the ordinary civil standard
is required.5
The will document
[12] The document signed by Mr Naysmith reads as follows:
Napier
7/6/2013
I Kelvin Jon Naysmith of sound body and mind do
hereby bequeath all my chattel, belongings, money and cars to my dearest
Phensri Khophimai. This being my only Will and Testament
[signed K Naysmith] Bank accounts with ...
WITNE SS
Rodney E. H. Stone
[signed R Stone] 8/6/2013
49 Henry Charles Crescent
Onekaw, [sic], Napier 4110
Evidence at trial
[13] Affidavit evidence was filed by:
• Phensri Khophimai, the
applicant;
5 Re Campbell (deceased) [2014] NZHC 1632, [2014] 3 NZLR 706 at [22].
• Ernest Claypole, a friend and neighbour of Mr Naysmith and Ms
Khophimai;
• Carleen Laurenson, on behalf of all respondents.
[14] Two experts were called:
Statement by Estelle Cave
[15] On 13 March 2018 Ms Laurenson filed a memorandum seeking to have the
respondents’ witness, Estelle Mary Cave, excused
from attending the High
Court hearing. Ms Cave had written to Ms Laurenson on 11 March 2018 advising
she was unable to attend the
hearing due to the failing health of her
husband.
[16] Counsel for the applicant, Ms Tope, filed a memorandum in
immediate response. Ms Tope advised that the applicant
had not been served with
any affidavit from Ms Cave. As the applicant did not know the content of any
affidavit, or other evidence
from Ms Cave, any application to have the evidence
admitted was opposed.
[17] As it happens, Ms Cave had signed a declaration on 17 July 2017. Her one-page statement described Ms Cave’s, and her husband’s, relationship with
Mr Naysmith over some 15 years. The statement was to the effect Mr Naysmith
brought his friend, Ms Khophimai to their place “a
couple of times for
afternoon tea” but to Ms Cave’s knowledge Ms Khophimai did not live
with Mr Naysmith.
[18] As Ms Cave was unavailable for cross-examination I ruled that her statement not be read.
Hearsay evidence of Ernest Claypole
[19] Ms Tope applied to have the hearsay statement of Ernest Claypole
ruled admissible. I granted the application.
[20] Earnest Claypole swore an affidavit on 11 July 2017. He died towards the end of 2017. The application was made under s 18 of the Evidence Act 2006 on the basis
Mr Claypole was unavailable to give evidence.
[21] Section 18 of the Evidence Act provides that a hearsay statement is
admissible in any proceeding if—
(a) the circumstances relating to the statement provide reasonable assurance
that the statement is reliable; and
(b) either—
(i) the maker of the statement is unavailable as a witness;
or
...
[22] A person is “unavailable as a witness” in a proceeding
if the person “is dead”.6
Although a death certificate was not produced to the Court the respondents
did not dispute that Mr Claypole had died.
[23] Mr Claypole deposed to knowing Mr Naysmith and Ms Khophimai because
they were next-door neighbours for approximately 18 months
before Mr Naysmith
died.
[24] Mr Claypole also deposed as to:
(a) his knowledge the Council had given permission for Ms Khophimai to move
into Mr Naysmith’s home;
(b) Ms Khophimai’s panicked state when she came to Mr Claypole’s
house on the morning Mr Naysmith died;
6 Evidence Act 2006, s 16(2).
(c) his perception Mr Naysmith and Ms Khophimai were a “happy
well- adjusted couple” and that Mr Naysmith had mentioned
to Mr Claypole
their intention to marry;
(d) Mr Naysmith being in the army in his earlier days, fighting in
Korea and that he had a strong personality and a good head
on his shoulders and
would not be influenced by others to create a will;
(e) Ms Khophimai being undemanding and kind and taking care of
Mr Naysmith when he became sick; and
(f) not recalling Mr Naysmith’s children visiting him during the
period they were neighbours or Mr Naysmith mentioning
his children.
[25] I was satisfied as to the reliability of the hearsay statement. Ms Tope interviewed Mr Claypole herself and recorded the information in affidavit form.
Mr Claypole’s affidavit was then affirmed and witnessed independently
of counsel.
Mr Claypole’s affidavit was filed a few days later on 14 July
2017.
[26] Ms Tope correctly submitted that any possible prejudice to the
respondents from Mr Claypole being unavailable for cross-examination
could be
managed by the weight I accorded Mr Claypole’s affidavit evidence. In
that regard, I note there is no evidence contradicting
Mr Claypole’s
particular evidence. Furthermore, Mr Claypole evidence tends to be supported by
other evidence. For example,
the confirmation from the City Council that Ms
Khophimai was permitted to move into Mr Naysmith’s home.
[27] I turn now to the first of the two contested issues:
the authenticity of
Mr Naysmith’s signature.
Who wrote and signed the document?
[28] The respondent’s case was that the document produced as Mr Naysmith’s will was not in Mr Naysmith’s handwriting and therefore not his will. This issue was the subject of expert testimony given by Mr Maran for the respondents and Ms James for the applicant.
Mr Maran’s evidence
[29] Ms Laurenson obtained an opinion from Mike Maran who is a
handwriting and document examiner. Mr Maran has a Certificate
of Training from
the school of Reed Hayes (US). Mr Maran is also a practising graphologist with
a “Diploma in Advance studies
in Contemporary Graphology from Dr Erika
Karohs (US)”.
[30] Ms Laurenson instructed Mr Maran to ascertain the
authenticity of the signature on the document by comparison with
Mr
Naysmith’s known signature on two other documents. The documents given
to him were photocopies, “multi- generational
copies”, with average
images. The original documents were not available for Mr Maran’s
inspection.
[31] In his report dated 17 June 2015 Mr Maran concluded Mr Naysmith’s signature in the testamentary section of the will was non-genuine and an attempted simulation.
Mr Maran also suggested it was “probable” the author of the
document was the same author who signed as witness, Rodney
Stone.
[32] Mr Maran regarded aspects of the documents as suspect.
(a) There were some “fundamental dissimilarities” between
the signature on the document and the two examples of
Mr Naysmith’s
signature. There were also secondary similarities, but “these could be due
to the high writing skills of
the perpetrator”. Dissimilarities included
pen lift, terminal stroke formation, construction features, lower loop
formation,
pressure patterns and placement of the t bar in relation to the t
stem. Similarities included placement on the signature line, letter
spacing and
slant, pictorial features, letter connections on the middle zone letters, and
missing dots on the “i”.
(b) In the witness section of the document Mr Maran identified several “discrepancies and suspicious errors in the pictorial traits” including distorted and awkward letter formations, capital letters written in the middle of words, sudden change of slant, illegible signature, the date written the following day, t bar similarities between the testator’s
section and witness’s section, spelling errors, and words and lines
lacking internal consistency – “another sign
of
disguise”.
(c) The document was not formal and typed but a handwritten note on ordinary writing paper. A document of this importance would be formally lodged with a lawyer or the Public Trust and have a unique identification number with a formal stamp or seal. Missing also a bank
account number next to “TSB Bank” Mr Maran challenged the
validity of the document and pronounced it invalid.
[33] On the basis of Mr Maran’s assessment, Ms Laurenson made a
complaint to the Police.
Ms James’ evidence
[34] Trish James, senior document examiner with the Police,
undertook an examination of the handwriting on the document
to assist
investigating officers in their decision whether or not to commence a
prosecution. Ms James has been involved in the special
study of identification
of handwriting and signature for more than 20 years. Ms James is a member of the
New Zealand Police Document
Examination Section, a laboratory accredited by the
American Society of Crime Laboratory Directors Laboratory Accreditation Board.
Members operate under a quality assurance programme.
[35] Ms James examined:
(a) the original document;
(b) several handwriting and signature specimens attributed to
Mr Naysmith;
(c) handwriting and signature specimens attributed to Mr Stone
and
Ms Khophimai; and
(d) a copy of Mr Maran’s report.
[36] In her report completed on 23 December 2015 Ms James concluded the
document was not an attempted forgery.
(a) There was little appreciable difference between the pressure
patterns of the specimen signatures and the signature on the
document. Several
of the dissimilarities noted by Mr Maran were seen in the additional specimens
available to Ms James that were
not available to Mr Maran. This meant the
dissimilarities could be characterised as natural variations in genuine
signature style.
(b) The two specimen signatures relied on by Mr Maran were inadequate to support any sound conclusion as to authorship. Mr Maran’s conclusion that Mr Naysmith’s signature was not genuine was unreliable due to the limited handwriting specimens available to
Mr Maran and their non-original nature.
(c) Mr Maran did not have any specimens of Mr Stone’s
handwriting. To carry out an examination of the witness handwriting
and
signature purported to be by Mr Stone on this basis is contrary to the
fundamental principles of the field. The “discrepancies
and suspicious
errors” identified by Mr Maran were characteristics of the natural
handwriting of Mr Stone as seen in the specimens
available to Ms
James.
(d) The witness handwriting and signature were entirely consistent with
the specimens attributed to Mr Stone and he was the
author of the witness
section of the document. There was no evidence of disguise in the writing in
this part of the document.
(e) In concluding the signature and witness section were written by the same author, Mr Maran ignored many fundamental dissimilarities between the two sets of writing. The dissimilarities between the writing in the “will” and “witness” sections reflected a difference in the skill level of the writers.
(f) Mr Maran’s conclusion about the witness details on the
questioned document was supposition. And his opinion the
will and witness
sections were penned by the same author had no basis.
Assessment
[37] Both experts were cross-examined. Ultimately, I preferred the
testimony of Ms James. Ms James impressed me as a careful,
experienced and
considered witness who answered questions thoughtfully and convincingly. Ms
James was entirely independent of the
parties her assessment having been
completed for the purpose of a criminal investigation.
[38] Ms James had the benefit of the original ink signature to examine
under a microscope. She was able to scrutinise the tapers,
the feathering in the
ink line which were indicators of speed and fluency, speed and fluency
themselves being indicative of naturalness.
She went through the very many
areas of similarity in the four specimen signatures of Mr Naysmith available to
her and other documents
containing his handwriting. The reason Ms James
concluded Mr Naysmith’s signature was not simulated by another was because
of the number of similarities across the samples.
[39] One letter, however, stood out as dissimilar to
other examples of
Mr Naysmith’s signature. The “y” in Mr Naysmith’s
signature in the document had a flourish not present in
the specimen signatures.
For this reason Ms James offered a qualified view as to the authorship of the
signature. Her explanation
for offering a qualified opinion was that her
conclusions were reached on the basis of limited specimen material. If a
bigger picture
of Mr Naysmith’s handwriting had been available Ms James
was confident the larger number of examples would cover the differences
in
handwriting because, in Ms James’ opinion, any variations between examples
were due to the natural variability of handwriting
rather than evidencing the
involvement of another. Further, Ms James observed that in her experience
people frequently sign formal
documentation with a degree of flourish they do
not bring to their everyday handwriting.
[40] By contrast with Ms James’ long experience and immersion in the specialised field of forensic document examination, Mr Maran’s evidence was that his expertise
was “fifty/fifty” graphology and forensic examination. A
graphologist ascertains personality through handwriting. Mr
Maran did not have
the equipment to examine indentations on documents whereas Ms James gave
detailed evidence about the impressions
and indentations created on one document
sitting underneath a second document which Mr Naysmith had signed.
[41] Nor were any original documents given to Mr Maran for examination.
Three documents were available to Mr Maran and he accepted
in cross-examination
the resolution was “not good” as they were multi-generational
copies. Mr Maran accepted original
documents are needed to complete a
high-quality examination.
[42] Mr Maran was instructed to examine Mr Naysmith’s signature
only. Although he concluded the signature had been authored
by Mr
Naysmith’s witness, Mr Stone, Mr Maran reached this conclusion without
seeing any specimen samples of Mr Stone’s
handwriting. When Mr Maran was
asked to comment on Ms James’ conclusion that it was unlikely Mr Stone had
written the will,
Mr Maran responded that Ms James “had more documents
than I did for examination”.
[43] Additionally, Mr Maran’s pronouncement of the will as
“invalid” was founded on what he characterised as
the “unusual
circumstance” of it being written on a piece of paper. Mr Maran accepted
this “finding” influenced
his view of likely authorship.
[44] I did not find Mr Maran’s evidence of assistance. Critically, Mr Maran accepted Ms James was more likely than he to have reached the correct conclusion as to authorship of the document and the authenticity of Mr Naysmith’s signature. Even with that concession Mr Maran maintained a position he could not tenably adopt because of the limited number and quality of the specimens he had examined. This adherence to a position lacking a proper foundation tended to undermine Mr Maran’s asserted independence and consequently, the value to the Court, of his evidence.
Mr Maran would not go so far as to say he was wrong but said he was
“sitting on the fence with it”.
[45] I also take into account Mr Stone’s evidence. Mr Stone described Mr Naysmith signing the will before Mr Stone on 8 June 2013. Mr Naysmith explained it was his
last will and that he wanted Mr Stone to witness it. He had written it the previous day and it was dated 7 June 2013. Before Mr Naysmith signed, Mr Stone read the will to him. Mr Naysmith said he was leaving everything to his partner. Mr Stone’s further evidence was that if he had known two witnesses were required a second person could have been arranged easily enough. Ms Khophimai was not present when, in
Mr Stone’s presence, Mr Naysmith signed his will. Mr Stone strongly
denied the will was written and signed by him.
[46] The evidence establishes to a high degree of likelihood that Mr
Naysmith himself wrote his will, completed the document and
signed it.
Similarly, the evidence establishes Mr Stone signed the witness section of the
document. There is no evidence of forgery
or simulation.
Testamentary capacity and undue influence
[47] The respondents assert Mr Naysmith’s will is not valid as he
was potentially influenced by Ms Khophimai due to his
“vulnerability and
age”.
[48] The respondents case as reflected in Ms Laurenson’s affidavit is that the will was not witnessed by two witnesses and Mr Naysmith was “potentially subject to undue influence because of his vulnerability and age. In support of this assertion
Ms Laurenson points to the following facts:
(a) Mr Naysmith was 80 years old with failing health when he signed the
document. His medical records record he had type 2
diabetes, severe coronary
artery disease, hypertension, hypercholesteroaemia and gout.
(b) Mr Naysmith did not have the benefit of any legal advice or
assistance.
(c) Ms Laurenson went with Mr Naysmith to his appointments at Wellington Hospital. He told her it was his intention to leave everything to his children and he did not mention his partner. The family was in constant contact with Mr Naysmith prior to his death. They visited and stayed with him and Mr Naysmith would stay with
Ms Laurenson when he had medical appointments in Wellington.
There was no indication a woman lived with him when the children
visited.
(d) Ms Laurenson disputes Ms Khophimai’s claim she and Mr Naysmith became de facto partners in October 2012. Mr Naysmith had been in a relationship with a Patricia Glover until December 2012.
Ms Laurenson accepts Ms Khophimai and Mr Naysmith were friends but did not
consider Ms Khophimai was in a position to claim she was
Mr Naysmith’s de
facto partner.
(e) Ms Khophimai could not have moved in with Mr Naysmith because he
lived in a retirement village at which the age limit is
65.
(f) Mr Naysmith’s family only became aware of the document when
it was shown to Ms Laurenson and her brother, Wayne Naysmith,
when they were
clearing out Mr Naysmith’s home.
[49] I address first the nature of Mr Naysmith’s relationship with
Ms Khophimai.
Evidence as to Ms Khophimai and Mr Naysmith’s
relationship
[50] Ms Khophimai’s evidence is that she and Mr Naysmith became friends towards the end of 2010. They became de facto partners around October 2012. Ms Khophimai says four of Mr Naysmith’s children attended his funeral and three permanently reside in Australia. During the course of their relationship, three children visited
Mr Naysmith a couple of times; but the others only had limited phone contact
with him.
[51] In support of her application for security for costs Ms Khophimai swore a further affidavit. She annexed an email from Leigh Clark, housing coordinator at the Napier City Council. Ms Clark’s email confirmed the Council had given permission to Ms Khophimai to reside at Mr Naysmith’s Council flat. She had been living with him since October 2012. The email stated Ms Khophimai looked after Mr Naysmith when he became unwell and helped with emptying and cleaning of the flat to return to the Council.
[52] Mr Stone’s second affidavit sworn 11 July 2017 deposed to his knowledge of Mr Naysmith and Ms Khophimai’s relationship. He says they were de facto partners and it was Mr Stone’s understanding they were engaged to be married. Mr Naysmith had gotten approval from the Napier City Council for Ms Khophimai to move in with him and had sought a copy of his certificate of dissolution of marriage so he could marry Ms Khophimai. Mr Stone had met Ms Khophimai and would visit her and
Mr Naysmith several times a week. Mr Naysmith did not talk about his children and they did not visit him as far as Mr Stone was aware. When Mr Stone asked
Mr Naysmith if he was sure the document was what he wanted Mr Naysmith said
his children were okay but Ms Khophimai had nothing.
[53] Mr Stone was cross-examined on his role as witness and about Mr Naysmith’s relationship with Ms Khophimai. Mr Stone had known Mr Naysmith since 2009 and they were good friends. He described Mr Naysmith as very self-reliant. Mr Stone observed Mr Naysmith and Ms Khophimai seemed very close and “well-suited”.
Mr Stone was aware Mr Naysmith was engaged to Ms Khophimai
because
Mr Naysmith asked if he would be a witness when they got married.
[54] I have already described the nature of Mr Claypole’s
evidence.7 He and
Mr Naysmith and Ms Khophimai had been close neighbours for
approximately
18 months before Mr Naysmith died.
Assessment
[55] Mr Stone’s evidence as to the circumstances in which Mr Naysmith made his will and signed it is not disputed. Nor was there any challenge to his evidence that
Mr Naysmith stated he wished to give his estate to his partner. Mr Stone asked
Mr Naysmith whether he was sure he “wanted to do this” and asked
about his children. As I have noted, Mr Naysmith was
reported to have said
“his children were all okay but Phensri has nothing” and Mr Naysmith
wanted to leave his estate
to Phensri. In her cross-examination of Mr Stone Ms
Laurenson did not challenge this evidence.
7 Above, at [19]–[24].
[56] I found Mr Stone to be a low-key, good-humoured and credible
witness. He laughed when asked whether he knew of Mr Naysmith’s
apparent
engagement to another woman. He felt sure he would have been told had that been
the case. Mr Stone was quite relaxed about
being a witness to the will and being
a witness in the proceedings. He had no particular interest in it, was not
mentioned in the
document and, as he observed, “there was no benefit to
me”.
[57] I am satisfied no issue arises from the fact Ms Khophimai’s
intials appear on the document. Ms Khophimai explained
that her initials
appear on the document because the original was annexed as an exhibit to her
first affidavit and her lawyer required
her to initial each page.
[58] Although the respondents dispute Mr Khophimai’s claim she and
Mr Naysmith were in a de facto relationship Ms Khophimai
was not cross-examined
and her evidence was not therefore contested. Ms Laurenson accepted Ms
Khophimai came to stay with her while
taking Mr Naysmith to a medical
appointment.
[59] Ms Laurenson took issue with the email confirmation from the Council’s housing co-ordinator that the couple were living together. Permission was needed
apparently because the housing was to be available to those over sixty five
and
Ms Khophimai was not this age. During cross-examination Ms Laurenson said
she had contacted the Council employee who denied confirming
Ms Khophimai had
permission to live with Mr Naysmith. When asked why Ms Laurenson did not call
the Council employee to give evidence
Ms Laurenson’s response was that the
employee did not want to get involved.
[60] Indeed, Ms Laurenson failed to bring any evidence to support any of her claims. By way of further example, Ms Laurenson said Mr Naysmith repeated himself in conversations on the phone. He was very vague and she was worried about him. She asked him to come and live with her. Yet this evidence, relevant to mental capacity one might think, was not included in Ms Laurenson’s affidavit. Nor did Ms Laurenson adduce any evidence in support of her contention Mr Naysmith was engaged to another. When shown a photograph of the couple together at a mutual friend’s birthday party Ms Laurenson asked what the photo had to do with it: “anyone can take a photo”.
[61] When asked why she had not sought to have the other woman file an
affidavit, Ms Laurenson described her as bipolar and unable
to do
so.
[62] I am satisfied as to the authenticity of Ms Khophimai and Mr
Naysmith’s relationship.
[63] Turning to undue influence, crucially, Ms Laurenson accepted in cross-
examination she had nothing upon which to base her assertion
Mr Naysmith was
being unduly influenced. Ms Laurenson also accepted her father was a
strong-minded man who would not be easily persuaded
to something unless he
wished it.
[64] The respondents have adduced no evidence to support their
contention
Mr Naysmith was unduly influenced due to his vulnerability and age, nor any
evidence from which such a conclusion might be reasonably
inferred.
[65] Turning to testamentary capacity, the applicable principles relating
to testamentary capacity are settled. They were recently
restated by the Court
of Appeal in Loosley v Powell.8
[19] The principles relating to the assessment of testamentary capacity
are well-settled, and were set out by this Court in Woodward v Smith.
There, this Court re-stated the principles laid down in the often-cited judgment
of Banks v Goodfellow:
(1) Because it involves moral responsibility, the possession of the
intellectual and moral faculties common to our nature
is essential to the
validity of a will.
(2) It is essential to the exercise of such a power that a testator:
(i) understands the nature of the act and its effects; and also the
extent of the property of which he is disposing;
(ii) is able to comprehend and appreciate the claims to which he ought to give effect;
(iii) be free of any disorder of the mind which would poison his
affections, pervert his sense of right, or prevent the exercise
of his natural
faculties; that no insane delusion shall influence his will in disposing of his
property and bring about a disposal
of it which,
8 Loosley v Powell [2018] NZCA 3, [2018] 2 NZLR 618.
if the mind had been sound, would not have been made.
...
(5) In deciding upon the capacity of the testator to make his will, it
is the soundness of the mind, and not the particular
state of the bodily health,
that is to be attended to. The latter may be in a state of extreme weakness,
feebleness or debility and
yet he may have enough understanding to direct how
his property shall be disposed of; his capacity may be perfect to dispose of his
property by will, and yet very inadequate to the management of other business,
as, for instance, to make contracts for the purchase
or sale of
property.
(6) A testator who has reflected over the years on how his
property should be disposed of by will is likely to find
it less difficult to
express his testamentary intentions than to understand some new
business.
(7) Testamentary capacity does not require a sound and disposing mind
and memory in the highest degree; otherwise, very few
could make testaments at
all.
(8) Nor must the testator possess such capacity to the same extent as
previously. His mind may have been in some degree
weakened, his memory
may have become in some degree enfeebled; and yet there may be enough left
clearly to understand and make a
sound assessment of all those things, and all
those circumstances, which enter into the nature of a rational, fair and just
testament.
(9) But if that standard is not met, he will lack capacity.
Although we have quoted from the summary in Woodward v Smith, we will
refer to these as the Banks v Goodfellow criteria. Courtney J relied on
them. The Banks v Goodfellow propositions as summarised in Woodward v
Smith have been widely accepted and applied in New Zealand. It is important
to treat them as guiding propositions rather than as a formula.
[66] The Court of Appeal cautioned against a formulaic application of the
propositions. They are guiding principles.9
[67] Ms Khophimai does not have to establish that Mr Naysmith had
testamentary capacity unless there is some evidence raising
lack of capacity as
a tenable issue:10 “In the absence of such evidence, the maker
of a will apparently rational on its face, will be presumed to have testamentary
capacity”.
9 At [19].
10 At [20] citing Bishop v O’Dea (1999) NZCA 239; (1999) 18 FRNZ 492 (CA).
[68] I note that across the many medical reports and correspondence there
is not a single reference to mental disability, or loss
of acumen or other
mental impairment as distinct from expressions of concern about Mr
Naysmith’s physical welfare. In deciding
upon testamentary capacity, it
is the soundness of mind and not the particular state of the bodily health that
is to be attended
to.11
Conclusion
[69] The expert evidence of Ms James bearing on the authenticity of the document, Mr Stone’s evidence as to the creation, signing and witnessing of the document and as to Mr Naysmith’s testamentary intentions, satisfies me the document expresses
Mr Naysmith’s testamentary intentions.
[70] Mr Naysmith was living alone until October 2012 when Ms Khophimai began to live with him. Undoubtedly, Mr Naymsith had widespread vascular disease as the medical records exhibited to Ms Laurenson’s affidavit show. But there is no evidence that Mr Naysmith’s mental faculties or ability to create a will were compromised by his physical health. Indeed, a letter written by the consultant cardiologist to his colleague at the Wellington hospital the day after Mr Naysmith made his will on 7 May
2013, recorded the following:
On examination [Mr Naysmith] is not a frail looking individual and weighs
80kg. He is in sinus rhythm with a normal BP and there are no signs of heart
failure ...
[71] It is one thing to assert, as the respondents have asserted, that Ms
Khophimai had the means and opportunity to influence
Mr Naysmith in his
disposition in her favour, but the respondents have not shown that Mr Naysmith
lacked testamentary capacity.
[72] There is no evidence Mr Naysmith was unduly influenced in the making
of his will nor that he lacked testamentary capacity.
The will does not comply
with s 11 of the Wills Act because only one witness was present when Mr Naysmith
signed the
document. I am satisfied that the statutory prerequisites for
declaring the document to be a valid will are met.
Result
[73] The application for a declaration the document dated 7 June 2013 signed
8 June
2013 is granted. The document is declared to be the valid will of Kelvin Jon
Naysmith.
[74] Ms Khophimai is entitled to costs on a 2B basis. If the parties are
unable to agree costs they may submit memoranda not exceeding
five pages, within
20 days.
Karen Clark J
Solicitors:
Tope Law Limited, Napier for Applicant
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URL: http://www.nzlii.org/nz/cases/NZHC/2018/2435.html