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High Court of New Zealand Decisions |
Last Updated: 5 November 2018
NOTE: PURSUANT TO S 169 OF THE FAMILY PROCEEDINGS ACT 1980, ANY REPORT OF THIS PROCEEDING MUST COMPLY WITH SS 11B, 11C AND 11D OF THE FAMILY COURT ACT 1980. FOR FURTHER INFORMATION, PLEASE SEE https://www.justice.govt.nz/family/about/restriction-on-publishing-judgments/
IN THE HIGH COURT OF NEW ZEALAND NELSON REGISTRY
I TE KŌTI MATUA O AOTEAROA WHAKATŪ ROHE
CIV-2018-442-5 [2018] NZHC 2801
BETWEEN
|
B
Appellant
|
AND
|
T Respondent
|
Hearing:
|
23 October 2018
|
Appearances:
|
S N van Bohemen for the Appellant
M J Duggan for the Respondent
W F Freeman as Lawyer for the Children
|
Judgment:
|
30 October 2018
|
JUDGMENT OF CHURCHMAN J
This judgment was delivered by me on 30 October 2018 at 3:00 p.m. pursuant to r 11.5 of the High Court Rules 2016.
Registrar/Deputy Registrar
..........................................
B v T [2018] NZHC 2801 [30 October 2018]
Introduction
[1] B appeals aspects of a parenting order made in the Family
Court on
22 December 2017. B and the respondent T are the parents of twin
nine-year-old boys, A and C.
[2] The Family Court judgment dealt with a large number of issues. The
appellant has not challenged the majority of the Court’s
rulings on
matters including:
(a) care arrangements on birthdays;
(b) overseas travel;
(c) variation;
(d) transport;
(e) communication by email;
(f) telephone contact;
(g) counselling; and
(h) the ruling on the children’s surnames.
[3] The challenge is to the direction that the boys are in the care of the appellant during the school term on a fortnightly cycle from Thursdays at 3:00 pm until Tuesdays at 9:00 am. There was also a related challenge to the ruling that the school term care and contact regime continues until Christmas Eve and resumes again on
23 January.
[4] The relief sought by the appellant was an order for “equal shared care”. By this was meant an equal number of nights being spent with each parent during term time and the school holidays on a rotating seven day cycle, and equal care during the Christmas holidays on a 14 day rotating cycle.
[5] There was no dispute between the parties as to the issue that a
shared parenting arrangement was appropriate and in the
best interests of the
boys, but the appellant’s position was that the Family Court Judge had
erred as a matter of law in imposing
a regime during school term time and at the
start and finish of the Christmas school holidays that did not provide for
exactly equal
time with each parent.
[6] The specific grounds advanced by the appellant in support of his claim that the only regime that complied with the principles set out in s 5 of the Care of Children Act
2004 (“the Act”) was one of precise equality were:
(a) The Family Court perpetuated a parenting regime which did
not facilitate ongoing consultation and cooperation between
the children’s
parents.
(b) The 22 December 2017 order disrupted the pre-existing continuity of
care for the children.
(c) The 22 December 2017 order failed to preserve and strengthen the
children’s relationship with their father and in
fact weakened that
relationship.
(d) The Family Court misstated the law as to the pre-requisites for an
equal shared parenting regime.
(e) The Family Court failed to take into account the decisions of the
High
Court in L v A;1 L v A (No 2)2 and
Shaw v Brown.3
[7] Further legal errors were alleged in relation to what was said to be the failure of the Family Court “... to take into account the evidence of the s 133 report of
Ms Margaret Evans dated 29 May 2014 and that the Family Court failed to take
into
account a memorandum of the lawyer for the children”. That
memorandum, however,
1 L v A (2003) 23 FRNZ 583.
2 L v A (No 2) (2003) 23 FRNZ 602.
3 Shaw v Brown [2014] NZHC 2843.
had been removed by counsel for the children and replaced with another
memorandum to which the Court did have regard.
Facts
[8] The parties commenced a relationship in Christchurch in February
2008. In April 2008, the appellant moved to Takaka
in Golden Bay to
pursue a work opportunity. The respondent moved to Takaka in January the
following year.
[9] The twins, who are the parties’ only children, are now aged
nine, having been born on 13 October 2009. The parties
separated in January 2012
and, since then, there has been a history of litigation between them in relation
to the care of the children.
[10] In February 2012, the respondent applied for a Parenting Order and
for an order permitting her to relocate the children to
Richmond. A two day
hearing was held in the Family Court in Nelson in August 2012 with the
respondent’s application being
dismissed.
[11] This Family Court decision contained criticisms of both parents in
relation to aspects of their decision-making regarding
the care of the children
and their communication, or lack of it, in relation to the children. The Court
noted:4
... I accept the children will be primarily bonded or attached to their
mother. She has been their primary caregiver before and after
separation. She
has done a good job of parenting them, and providing for their day-to-day
physical, emotional, and development needs.
[12] He also said:5
In my view, the father’s attachment to the children is less secure. He
has not spent a great deal of time with them, and he
does not have a great deal
of experience in looking after young children. I accept he has attempted to
upskill himself in this area
and has attended a parenting programme.
[13] The Court imposed a parenting regime designed to
achieve:6
4 ALT v CFT-B [2012] NZFC 7186 at [107].
5 At [108].
6 At [142].
... both continuity in the children’s care arrangements, and the
building and strengthening of their relationship with their
father over that
time recognising, at the same time, he has two businesses to run and his
financial position is tenuous.
[14] The Court imposed a consistent changeover day and time so that a
structure and routine for the boys could be established.
The Judge felt that
this was important in circumstances where the parties’ ability to
communicate was poor. The Court imposed
a four-stage regime which saw the time
that the children spent with the appellant increase as they met age milestones.
The regime
reached in the fourth stage saw the children spend substantial time
with each parent although the percentage of time with the respondent
was still
greater than that spent with the appellant.
[15] In February 2014, the appellant made an application to allow the
children to attend kindergarten on the days when they were
in his care and to
start at a specified school when they turned five on 13 October 2014. The
appellant simultaneously filed an application
for an extension of time to have
the children with him in March 2014 to allow them to travel to the North Island
and back. The application
for the variation to allow travel to the North Island
was granted.
[16] The application for directions as to kindergarten and school was
opposed and the respondent filed an application that the
children be permitted
to relocate to a school outside of Golden Bay.
[17] It was in relation to this application that the s 133 report was
commissioned. Several years later, this report was to become
an issue in the
present proceedings.
[18] The parties reached agreement about the kindergarten, but a three day fixture in relation to the school/relocation was set down. The respondent, however, withdrew her relocation application prior to the hearing. Costs were awarded against her. On
23 September 2014, a consent order was made that the children attend a school
in
Golden Bay.
[19] The parties attended Court ordered counselling in February 2015, but that was unsuccessful.
[20] On 18 May 2016, the appellant filed an application to vary the
Parenting Order that had been made on 14 September 2012.
[21] On 15 June 2017, the respondent filed an application seeking to
amend the children’s surname to incorporate her name.
[22] On 30 November 2017, counsel for the children filed a third memorandum following an interview with the boys in October 2017. That memorandum was subsequently withdrawn and replaced with another memorandum also dated
30 November 2017. One sentence, three lines long, had been deleted from
that memorandum by counsel for the children on the basis
that the opinion
he had expressed was in the nature of evidence and, if the opinion remained in
the memorandum, he was at risk
of being summonsed to give evidence thereby
compromising his role as counsel for the children. The only report seen by the
Family
Court Judge was the amended report.
Role of the Court on an appeal
[23] The parties were agreed that on a general right of appeal, the
principles set out in Austin, Nichols & Co Inc v Stichting Lodestar
apply.7 If the appellant persuades the Court that the Family
Court’s decision was wrong, the appellant will be entitled to a fresh
assessment
from the High Court. The Court on Appeal is obliged to come to its
own conclusion, so the court is not obliged to defer to the lower
Court’s
assessment of the evidence but must take into account any advantage experienced
by the Family Court in hearing and
seeing the parties, particularly where there
are credibility issues.
Technical errors of law
[24] I will address the two claimed technical legal errors first before turning to what I perceive to be the fundamental thrust of the appeal which is that the Judge erred in law in not imposing a parenting regime that resulted in absolute equality, in terms of time spent by the boys with each parent.
[25] It is alleged that the Family Court failed to take into account the
evidence of the s 133 report of Margaret Evans.
It is therefore
necessary to consider the circumstances in which the report was made, the
matters it addressed, what weight
was placed on it by the Family Court Judge and
what the justification for that was.
[26] The s 133 report was commissioned in 2014 and is dated 29 May 2014.
It was commissioned in relation to the proceedings then
before the Family Court,
not the proceedings some three and a half years later which have led to this
appeal.
[27] At the time the report was submitted, the boys were still
pre-schoolers. The primary issues focused on in the report related
to matters
that were particular to the boys then current state of development. These
issues included toileting difficulties (constipation)
being experienced by the
boys, along with the reasons for it and potential strategies to resolve it;
separation anxiety apparent
on such occasions as when the boys attended
playcentre and their mother was not immediately present; lower pro-social
behaviour being
exhibited by the boys than was the norm for similarly aged
pre-schoolers; and the consequences of practices such as
“co-sleeping”
which the boys undertook at times when in the care of
the respondent. The report is lengthy and detailed, and notes shortcomings
in
parenting skills on the part of both parents but, overall, could be summarised
as identifying more shortcomings on the part of
the respondent in relation to
the particular issues set out above that were the focus of the report. A
statement at p 10 of the report
expressed the opinion that the respondent had a
number of parenting practices that appeared to encourage dependent rather than
independent
behaviour on the part of the boys.
[28] The respondent had expressed some concerns about aspects of the
report. In relation to the claim that the report appears
to contain some
hearsay content expressing the opinion of people other than the writer, the
concern is understandable.
[29] Although the report was lodged with the Court in May of 2014,
because the
2014 proceedings were settled by agreement and there was no defended hearing, the views expressed in the report by the report writer were never tested by cross- examination or questioning from the Bench.
[30] The respondent complained to the Court about the report and this
complaint was addressed by Judge G F Ellis in a Minute dated
22 April
2015.8 The Minute noted that the proceedings in respect of which the
report was obtained had been settled by way of consent orders made on
23
September 2014.
[31] The Minute noted that the complaint by the respondent
was dated
17 September 2014 and was therefore prior to the fixture which had been
scheduled for October 2014 and the consent order of 23 September
2014.
[32] Judge Ellis dismissed the complaint by saying:
It is not the function of a Report Writer to determine or offer opinion on
disputed issues of fact. Where there are disputes on matters
of fact, or
opinion, it is for the Court to determine those matters after hearing, and
testing, all the relevant evidence presented
by the parties and/or the opinions
of professionals who have been directed to provide reports. That is the purpose
of the defended
hearing.
Where, as in the present case, the parties agree to dispense with the hearing
and inform the Court that they consent to the making
of orders without any
further testing of evidence or opinion, that must be the end to the
matter.
[33] Judge Ellis concluded his Minute by saying:
My determination of the complaint is therefore that the allegations against
the Report Writer are not substantiated and no further
action is to be taken on
it by the Court.
[34] The report remained on the Court file and was still there in
December 2017 when the case under appeal proceeded. Neither
party had requested
that the report be updated and neither party had suggested to the Court that it
should commission a s 133 report
in relation to the issues then before the
Court, which were substantially different to the matters that had been in issue
in 2014,
including an application by the respondent to change the surname of the
boys.
[35] Mr van Bohemen, counsel for the appellant, submitted that the s 133 report had been “relied upon by the appellant” in the current proceedings. He referred to four extracts from two affidavits filed by the appellant.
[36] In the first affidavit the relevant passages said:
Given the findings in the s 133 report I am no longer convinced that it is in
the boys’ best interests to remain in the primary
care of the
respondent.
And
This is particularly applicable in our case due to the marked contrast
between parenting styles as set out in the s 133 report.
[37] The references to the report in the second affidavit
said:
This situation is a specific example of what Ms Evans describes succinctly as
“[the respondent’s] need to control [the
appellant].”
[The respondent] has been described as having a permissive parenting style by
Ms Evans and I have been described as having an authoritative
parenting
style.
[38] These brief references appear to be the full extent of any reliance
placed by the appellant on the s 133 report in the 2017 hearing.
[39] At the appellant’s insistence, a copy of a transcript of the
discussion between counsel and the Judge prior to the December
2017 hearing was
obtained.
[40] This document records the appellant’s then counsel as having
complained to the Court that the appellant did not have
a copy of the
respondent’s complaint that had led to the Minute from Judge
Ellis.
[41] The transcript records the Judge asking the appellant’s then
counsel:
Are you wanting me to consider Ms Evans’ report in the course of coming
to this decision?
And the response of, “Yes, it would be helpful if you read
it”.9
[42] The transcript also records the Judge as saying that he had not
re-read the
2014 report deliberately and saying:
... I think the issues here can be determined on the evidence in the booklet
of documents after hearing cross-examination and that’s
what I propose to
do.
9 Common bundle of documents for appeal vol 2, p 3.
[43] The booklet of documents included the two affidavits of the
appellant referred to above. The Judge went on to explain why
he had adopted
this view saying:10
The Report Writer’s not available for questioning. It is simply a
matter of Court record which the parties may have a view
about but I mean, at
the end of the day, if they have a view I don’t have the psychologist here
to test that view against,
so it’s a very limited weight, I would have
thought.
[44] Prior to this hearing, counsel for the respondent, Ms Duggan, filed a
memorandum objecting to the Court reading the 2014 s
133 report but, when the
matter was dealt with as a preliminary issue at the commencement of the hearing,
counsel accepted that the
issue was not one of admissibility of the report, but
the weight that the Court might give to it.
[45] Mr van Bohemen notes that there is no reference in the Family
Court’s judgment of 22 December 2017 to the s 133 report.
That is perhaps
unsurprising given the view expressed by the Judge in the pre-hearing exchanges
that, given the absence of the report
writer and the ability to cross-examine
her on the opinions in the report, it had limited relevance.
[46] Mr van Bohemen submits that there is no “use by” date
for such reports. That is undoubtedly correct. However,
that does not mean a s
133 report obtained for one set of proceedings will automatically be relevant
for other proceedings between
the same parties occurring some years
later.
[47] The Court in Dvorak v Yamamoto noted that where there is a significant delay between the date upon which a report was prepared and a subsequent hearing, the Court will consider whether there is a need to update the report and this is likely to involve consideration of whether there has been any material change in the situation of the children or the parties or whether the views of the children changed in a significant way.11 The relevant ground of appeal in that case was whether or not a new s 133 report should have been obtained. The Court noted that it was significant that
no party had made such a suggestion.12 In relation to whether
such a report was required the Court also said:13
The statutory threshold in s 133(6)(a) requires the Court to be satisfied the
information is essential for the proper disposition
of the application and that
the other factors in s 133(6) as to timeliness and the effect on the children
are met.
[48] In the present case, neither party had suggested that a new or
updated s 133 report should be obtained. The 2014 report
was focused on issues
that were largely particular to the applications then before the Court relating
to pre-school aged children.
The factual situation had changed substantially in
the three and a half years since the report had been obtained and there was no
evidence that the specific problems that the report focused on (toileting
issues, separation anxiety and co- sleeping) were still
issues in
2017.
[49] It is understandable that, in the affidavit evidence filed by the applicant in relation to the 2017 proceedings, he might briefly refer to those aspects of the report
that he saw as favourable to him, but he clearly did not see the report as
being so significant as to want to call the report writer
to give evidence. It
is also clear that the respondent disagreed with some of the content of the
report, but understandable why she
might not have wanted to have the report
writer called to give evidence.
[50] In the circumstances, it cannot be said that the Judge fell into
error in adopting the approach of permitting the parties
to refer to whatever
aspects of the report they wanted to and to be cross-examined on those views
but, in the absence of the report
writer being a witness, not being prepared to
attach weight to the report.
[51] Having read the report carefully I am not persuaded that the Court would have received any significant assistance from the report that focused on a situation which was particular to the age and developmental needs of the boys at the time it was prepared but which was significantly different to both the factual situation which pertained some three and a half years later and to the issues that the Family Court needed to determine. The court did not make an error of law in relation to this report.
Lawyer for child
[52] The appellant’s argument was that the memorandum of 30 November 2017 filed by counsel for the children was a “document in the proceedings” and therefore r
78 of the Family Court Rules 2002 applied and that it could only be removed
and replaced by the Court of its own initiative or on
an interlocutory
application. It is submitted that, “The replacement was
unlawful”.
[53] It was submitted that the consequence of the Court permitting
counsel for the children to replace the memorandum was that:
... the Court was denied the observation of a lawyer who had been the
children’s lawyer as to a why he [Mr Freeman] considered
there was no
support from either boy to the proposed shared care regime.
[54] Ms Duggan submits that the Court could not have considered the first
memorandum filed by counsel for the children because it
was no longer on the
Court file. She submitted that r 78 of the Family Court Rules 2002 did not
apply to a report from counsel for
child as it was not a “document”
because it was not filed by a party.
[55] Counsel drew the Court’s attention to the Practice Note issued
on 26 March
2015 by the then Principal Family Court Judge which gave as an example of a
report from the lawyer for child, a letter sent to the
Registrar of the Family
Court. She submitted that:
Clearly the rules do not apply to correspondence with the Court rather only to
“documents”.
[56] Section 9B of the Family Court Act 1980, inserted by s 4 of the
Family Court Amendment Act 2013, provides a detailed description
of the role of
lawyer for the child, saying:
(1) The role of a lawyer who is appointed to represent a child or young person in proceedings is to—
(a) act for the child or young person in the proceedings in a way that the lawyer considers promotes the welfare and best interests of the child or young person:
(b) ensure that any views expressed by the child or young person to
the lawyer on matters affecting the child or young person
and relevant to the
proceedings are communicated to the court:
(c) assist the parties to reach agreement on the matters in dispute in the proceedings to the extent to which doing so is in the best interests of the child or young person:
(d) provide advice to the child or young person, at a level
commensurate with that child’s or young person’s level
of
understanding, about—
(i) any right of appeal against a decision of the court; and
(ii) the merits of pursuing any such appeal:
(e) undertake any other task required by or under any other Act.
[57] In Dvorak v Yamamoto, Moore J stated of the role, as
redefined by s 9B:14
I accept there is an expectation, reflected in the new provision, that
lawyers appointed to represent children are required to convey
not only the
views of the child but must also address the Court on the broader welfare and
best interests considerations. ... The
expectation is that they will use their
special knowledge and experience to advance the interests of the child within
the wider parameters
of the law to ensure that not only are their voices heard
but that the child’s welfare and best interests are promoted.
[58] It is clear that a lawyer for child is not a party to the
proceedings. Any report that they file is not evidence. Their
reports are in
the nature of submissions. Just as any other counsel can file an amended set of
submissions without the leave of
the Court, there is no reason why counsel for
child should have to obtain the leave of the Court to file an amended
report.
[59] In submissions dated 15 October 2018, Mr Freeman explained why he
had deleted one sentence from his original report. He
indicated that he
realised that this comment was in the nature of evidence and that he had put
himself in the position of being summonsed
to give evidence in which case he
would need to withdraw as lawyer for the
children.
14 Dvorak v Yamamoto, above n 11, at [67].
[60] That is a reasonable explanation for his actions. They were not
unlawful. The Court was not deprived of any significant assistance.
The Court
was aware of the views of the boys but, appropriately, gave little weight to
them saying:15
As to their views, these seem to have varied and changed as this case has
progressed. I have little doubt that the boys are aware
of each of their
parent’s views about what the care arrangements should be, and this would
be reflected in any views they express.
In any event, I consider that, at the
age of eight years, the children are too young to have any views which they do
express given
serious consideration, given their circumstances and because, at
their age, they cannot yet foresee the wider consequences for them
of any views
which they do express.
Principles of s 5 of the Care of Children Act 2004
[61] The appellant alleges that the Family Court made an error of law in
its consideration and application of the principles of
s 5 of the Act.
Considering those principles is a mandatory requirement when the Court addresses
a proceeding such as these.16
[62] The Act contains three sections that are relevant to the present
case and each is prescriptive as to the principles to be
applied when
considering the care of children.
[63] Section 4 relevantly provides:
(1) The welfare and best interests of a child in his or her particular circumstances must be the first and paramount consideration—
...
(2) Any person considering the welfare and best interests of a child
...
...
(b) may take into account the conduct of the person who is seeking to
have a role in the upbringing of the child to the extent
that that conduct is
relevant to the child’s welfare and best interests.
(3) It must not be presumed that the welfare and best interests of a child (of any age) require the child to be placed in the day-to-day care of a particular person because of that person’s gender.
...
15 B v T [2017] NZFC 10550 at [82].
16 Kacem v Bashir [2010] NZSC 112, [2011] 2 NZLR 1.
[64] Section 5 sets out the general principles relating to a
child’s welfare and best interests and says:
(a) a child’s safety must be protected and, in particular, a
child must be protected from all forms of violence ... :
(b) a child’s care, development, and upbringing should be
primarily the responsibility of his or her parents and guardians:
(c) a child’s care, development, and upbringing should be
facilitated by ongoing consultation and co-operation between
his or her parents,
guardians, and any other person having a role in his or her care under a
parenting or guardianship order:
(d) a child should have continuity in his or her care, development, and upbringing:
(e) a child should continue to have a relationship with both of his or her parents, ... :
(f) a child’s identity ... should be preserved and
strengthened
[65] Section 6 of the Act deals with the views of a child. Section 6(2)
says that in proceedings involving, among other things,
day-to-day care for a
child:
(2) In proceedings to which subsection (1) applies,—
(a) a child must be given reasonable opportunities to express views on matters affecting the child; and
(b) any views the child expresses (either directly or through a
representative) must be taken into account.
[66] Prior to the enactment of the Act, arrangements for the shared care of children were usually referred to as “custody” and “access” or sometimes “shared custody”. The terms custody and access carried some connotations as to the relationship between both the parents and their children and as between the respective parents. The principles set out in ss 4, 5 and 6 of the Act were an attempt to impose a child-centric regime and to provide some direct guidance to the Courts as to what they should focus on in situations where arrangements for the care of children were contested. The Act also introduced the new concept of day-to-day care which effectively replaced the concept of “custody”, with the Court having the power to make parenting orders determining who would have the role of providing day-to-day care for the child.17 The
new rules put a particular premium on “ongoing consultation and
co-operation”
between parents.18 The application of that rule is a significant
matter in issue in this
case.
Specific challenges by appellant
[67] The appellant referred to the obligation in s 5(a) for children to
be protected from all forms of violence. Mr van Bohemen
noted that at [100] of
his decision the Judge had identified that there had been a complete breakdown
in the parents’ ability
to effectively liaise and cooperate with each
other over parenting and that this dysfunction was having an adverse
psychological
impact on the children. He indicated that the appellant did not
dispute the Court’s finding but submitted that the parenting
order made by
the Court did not address the cause of the dysfunction and in fact perpetuated
it.
[68] In relation to the “perpetuation” argument it was
alleged that the parenting order “perpetuates the power
imbalance
identified by Ms Evans as being contrary to the boys’ welfare and
interests and does nothing to redress it”.
The reference to Ms Evans is
to the writer of the 2014 s 133 report.
[69] The appellant’s submissions focussed heavily on the quantity
of the time spent by the boys with the appellant rather
than the quality. There
was a clear assumption that there was an imbalance of time spent by the boys in
the care of each parent
and that this imbalance was contrary to the principles
of the Act.
[70] It was submitted on behalf of the appellant that the regime put in
place by the Family Court, at least in relation to term
time, actually reduced
the time spent by the boys with their father. Mr van Bohemen’s written
submission stated:
They experience less parenting by their father and the gaps between paternal parenting blocks are bigger — in percentage terms the boys’ term time with their father has reduced from 43% to 37%.
[71] Ms Duggan disputed the accuracy of the percentage calculation and
also submitted that the gap between the children being
in the appellant’s
care during term time was only eight days rather than the 10 days claimed by the
appellant. However, it
is clear that, on the regime set in place in December
last year, that the boys spend a larger percentage of the school term time
in
the care of their mother.
[72] Judge Russell specifically acknowledged the obligation in s 5(a).
He said:19
This principle mandatorily requires me to make a parenting order which
ensures the children are kept safe. There are no physical violence
issues which
I need to specifically consider in the course of coming to this decision. The
evidence shows, however, there is a complete
breakdown in these parents’
ability to effectively liaise and co-operate with each other over the parenting
of their children,
and I consider this dysfunction which has continued to exist
for a number of years will be having an adverse psychological impact
on the
children. This issue can be addressed by a comprehensive parenting order being
put in place along with improved communication
occurring between these
parents.
[73] The order made by Judge Russell stipulated that the
respondent would
“continue to have the primary day-to-day care of [the
boys]”.20
[124] [The boys] shall have contact with [the appellant] at the following
times:
School term
(a) During the school term on a fortnightly cycle from Thursdays at 3.00 pm until Tuesdays at 9.00 am.
...
[74] The reason that the care times were fixed as coinciding with school
start and finish times was to avoid the parents having
to engage with one
another at the changeover.
[75] Given the potential damaging psychological consequences for the boys
arising from communication difficulties between the
parents if there was a
face-to-face changeover, that is a sensible arrangement and one consistent with
the principles set out in
s 5(a).
19 B v T, above n 15, at [100].
20 At [123].
[76] The appellant says that the fact that the boys are not in his care
50 per cent of the time perpetuates a “power imbalance”.
The
appellant was also critical of the use by the Judge of the terms “primary
day-to-day care” and “contact”
at [123] and [124] of the
judgment to describe the parenting arrangements. It was submitted that these
terms were evocative of the
pre-2004 concepts of custody and access rather than
shared parenting.
[77] The appellant also criticised the Court’s reference to
comments made by
Hansen J in A v G21 and Gault J in B v
E.22
[78] Judge Russell had set out a passage from the decision in A v G
where Hansen J had said that, in relation to viable shared parenting,
“Firstly, there needs to be a good working relationship
between the
parents”.23
[79] At [96], Judge Russell had also referred to a quotation from B v
E where Gault J
had stated that:
Any arrangement by which a child spends substantial time with each parent has
the potential for harm to the child arising from inconsistent
activities,
influences and living patterns. To reconcile these for the purpose of providing
the child with stable and consistent
support necessarily must involve
substantial agreement and co-operation between the parents exercising access
rights.
[80] The appellant submitted that both of these observations are no
longer good law and referred in particular to a decision of
Baragwanath J in
L v A.24
[81] However, on the issue of the significance of interparental conflict,
the appellant’s submissions overstate the differences
between what
Baragwanath J said in L v A and its sequel L v A(No 2). There is
no doubt that, in respect of the suggestion that a child or children of
separated parents must live primarily with one
parent or the other unless the
relationship of the separated parents is harmonious, Baragwanath J made it clear
that this was not
a prerequisite to shared parenting. While Baragwanath J did
say that interparental discord was not an “impermeable barrier”
to
orders for joint
21 A v G HC Invercargill CIV-2006-425-489, 21 December 2006.
22 B v E (1988) 5 NZFLR 65 (HC), (1988) 3 FRNZ 684.
23 A v G, above n 21, at [67].
24 L v A (2003) 23 FRNZ 583; L v A(No 2) (2003) 23 FRNZ 602.
care, he clearly acknowledged that it was an important consideration to be
taken into account in evaluating where the interests of
the children lay. He
specifically said:25
The true approach is rather to examine the factual considerations that may
bear on the children’s welfare without preconception,
although recognising
that disharmony and the reasons for it are likely to bear heavily on the
Court’s evaluation of what is
in the children’s
interests.
[82] The specific submission by the appellant in relation to the language
used by
Judge Russell to define the shared care arrangement was:
By framing its decision as day to day care/contact and not day to day care to
both parents the Court, notwithstanding the other detailed
provisions of its
judgment, made an order which gave the respondent responsibility for the
boys’ “day to day care”
at all times. That was not in the
welfare and interests of [the boys], it was contrary to the principles of 5(c)
and was wrong.
[83] In considering whether the order made by the Judge was consistent
with the principles set out in s 5, it is necessary to
consider the substance of
the order rather than just the language used to describe it.
[84] The authors of Brookers Family Law — Child Law describe an
approach that will be consistent with the principles of
s 5 in the following
terms:26
Sharing of the child’s care will usually be achieved by making a
parenting order which gives both parents a role in providing
day-to-day care for
the child and by specifying days and times when each parent will have the child
in his or her care. It is likely
that parenting orders will include detailed
arrangements regarding each parent’s role and the time and place of
changeover.
Orders may include special provisions for school holidays, Easter,
Christmas, birthdays and long weekends. .... If parents have
been unable to
resolve their differences by agreement and ask the Court to decide for them,
they need to have very clear rules governing
their respective care
obligations.
[85] The authors do not suggest that the only type of division of
day-to-day care which will meet the requirements of s 5 is a
50/50 sharing.
The critical feature emphasised is that, in order to ensure that the child has a
continuing relationship with both
parents (and therefore satisfy the obligation
in s 5(e)), a parenting order will give both parents a role in providing
day-to-day
care in specified days and times delineating
25 L v A (2003) 23 FRNZ 583 at [49].
26 Brookers Family Law – Child Law, Volume 1 (loose-leaf ed, Thomson Reuters) at [CC48.02].
that care. The order made by Judge Russell meets these criteria and the use
of the words “primary day-to-day care” and
“contact” do
not alter that.
[86] In support of his argument that the Judge had applied an
outdated understanding of the significance of parental
conflict in determining
whether shared parenting was appropriate, Mr van Bohemen referred to an article
by an American psychologist,
Linda Nielsen.27
[87] That article advances the thesis that conflict and poor co-parenting
are not linked to worse outcomes for children in joint
physical custody than in
sole physical custody and that the quality of the parent-child relationship is a
better predictor of children’s
outcomes than parental interpersonal
conflict.
[88] The article challenges the orthodox understanding that, in
high conflict divorces, children do worse in joint custody
arrangements. The
author says:28
The alternative and more recent perspective is that conflict and the quality
of the coparenting relationship should not be such pivotal
issues, especially
when the children have — or would be able to develop — supportive,
loving relationships with their
parents.
[89] The author also notes that highly conflictual interparental
relationships are damaging for children generally and not just
those in a joint
or shared parenting situation. She quotes the following
passage:29
Although high quality parenting does not negate the pathological effects of
interparental conflict on children’s well-being,
high quality parenting by
either parent can be a protective factor when parents have moderate or greater
levels of conflict.
[90] The article also noted that there was no consensus amongst social
scientists as to the effect of interparental conflict in
joint parenting
situations and that, as yet, there was insufficient research to draw clear
conclusions.
27 Linda Nielsen “Re-examining the Research on Parental Conflict, Coparenting, and Custody
Arrangements” (2017) 23:2 Psychology, Public Policy, and Law 211.
28 At 216.
N Olesen (eds) Parenting plan evaluations: Applied research for the family court (Oxford
University Press, New York, 2016) 63 at 70.
[91] Nothing in the article is inconsistent with the approach taken by Judge Russell. Neither is there anything in the article which suggests or implies that a 50/50 split of care is necessary or desirable in order to be effective. To the extent that the article discusses statistics, the author says, after analysing various studies undertaken by North American researchers, “the researchers suggest that spending a minimum of
30% overnights is necessary for a father’s positive parenting to
benefit children”.30
[92] Even during term time, the Family Court order exceeds 30 per cent,
and when the holiday time is taken into account, it substantially
exceeds
it.
[93] It was clear that Judge Russell was alive to the possibility of a
50/50 equal sharing care regime. He also gave consideration
to whether the
pre-existing regime was still in the best interests of the children. He noted
that the reason for the particular durations
of shared care specified in the
2012 order was the inability of the then very young children to process and
comprehend extensive
time absences away from one parent. He expressed his
reasoning for not adopting a 50/50 split in this way:
[114] I have determined that a 50/50 equal sharing care regime is not in
the children’s welfare and best interests. I also
consider the four
stage 2012 parenting order does need to be updated and changed. The children
are now older, their sense of time
has grown, and they are more able to readily
understand a parenting routine and the situation that exists between their
respective
parents which I have referred to. Their ability to understand and
comprehend their own situation and needs will continue to grow
with the passing
of time.
[94] The prior regime allowed for only limited overnight care for the
appellant in the third week of the three-weekly cycle. The
Judge felt that this
arrangement was no longer consistent with s 5(d) of the Act which stipulates
that a child should have continuity
in his or her care, development and
upbringing. The Judge said:
[115] In coming to this decision, I have particular regard to the
continuity principle and the need to preserve and strengthen
the
children’s relationship with each of their parents, referred to in s 5 of
the Act. I accept that the limited overnight
period of time the children spend
with [the appellant] in week 3 of the three-weekly cycle in the parenting order
is not now appropriate.
I also accept that he should be able to spend more of
the schooling week with his children to help them with their schooling, their
homework, and give him the opportunity to engage with the school and the
children’s other weekday activities more than he has
been doing to
date.
30 At 225.
[95] While reasonable minds might differ as to whether the particular
regime that the Judge imposed to achieve this objective
was the best one, he has
clearly had regard to the relevant principles of s 5 in coming to the particular
arrangement that he did.
He has not made an error of law.
[96] It is important to remember that the aspect of the order challenged
in these proceedings was only one component of a number
of changes made to the
2012 order. The Christmas holidays were to be shared in 14 day blocks,
recognising the boys’ increased
maturity and ability to have extended
periods away from each parent; school term holidays other than the Christmas
holidays were
to be shared on a week about basis; and arrangements were put in
place for the things like birthdays/special days, overseas travel
and
communication. The communication provisions required all communication between
the parents on guardianship issues to occur
by way of email supported by a text
message advising that an email had been sent.
[97] To focus exclusively on the term time arrangements (as the appellant
has done) is to ignore the overall package structured
by the Court which for
some 10 weeks of the year (term and Christmas holidays) provides for equal time
(acknowledging a slight variation
at the commencement and conclusion of the
Christmas holidays) and is expressly designed to address what the Judge
identified as the
potentially adverse consequences of the parties’
communication difficulties.
[98] I do not accept the appellant’s submission that the Judge
ignored the statements of principle made by Baragwanath J
in L v
A.31 As noted above, at [81] in that case Baragwanath J
expressly noted that interparental conflict was a factor for the Court to
consider
in evaluating the children’s best interests.
[99] Mr van Bohemen urged upon me the approach taken by Courtney J in
Shaw v Brown where the Family Court had made a finding of shared care
notwithstanding parental conflict.32 However, there is one obvious
and distinguishing feature between these two cases. As acknowledged by Courtney
J at [11], the Family
Court Judge had identified the lack of communication and
cooperation between the parents, but had
31 Above n 24.
32 Shaw v Brown [2014] NZHC 2843.
considered that this problem could be overcome through further counselling
and, because of that conclusion, made final parenting orders
directing that the
children live in the day-to-day care of their father and mother on a rotating
week about basis.
[100] In the present case, Judge Russell was not nearly as optimistic. He
said:
[110] My review of the evidence confirms that there has been little change
in the children’s parents’ circumstances
since I last heard the
parenting application and made the parenting order in 2012. There continues to
be friction, dysfunction
and mistrust in their relationship as parents of these
boys. No improvement is in sight.
[101] While the Judge certainly did not confine his criticism to just the
appellant, he did identify certain specific features in
the appellant’s
behaviour which had caused problems and which he tried to ameliorate. He
said:
[111] I accept [Ms T’s] evidence that she has tried to communicate with [Mr B] at times, but her efforts have been rebuffed. A travelling diary should not have been discontinued by him. This diary was a specific provision of the earlier parenting order, and it was not open to him to unilaterally disregard it. He should have replied to [Ms T’s] emails that were sent to him about the children’s issues. He should involve himself in the children’s schooling and extracurricular activities more than he does, notwithstanding his antipathy towards [Ms T]. It seems to me that [Mr B] has something of a siege mentality in his refusal to engage with [Ms T] about parenting and guardianship matters. [Mr B] seems fixated on a 50/50 equal sharing care arrangement being put in place for the children. Children are not akin to relationship property to have their time divided in this way. I have little doubt that if I was to impose a
50/50 equal sharing regime, a parallel parenting type situation for the children would arise. In my view, the submissions made by Ms Duggan and Ms Heney on this issue, and the difficulties this would cause for the children because of the lack of their parents’ ability to communicate with each other, [have] some substance. At the age of eight years, these children should not have to act as “go betweens” between their respective parents, conveying messages about
themselves and their other parent’s views, and any issues affecting
them.
[102] There is nothing novel about the Court being concerned with children
having to convey messages from one parent to another
because the parents are
unwilling or unable to communicate with each other. This was a relevant factor
discussed by Cooke J in
the case of Ives v
Raza.33
33 Ives v Raza [2018] NZHC 2318 at [44].
[103] Although the appellant denied, during cross-examination in the Family
Court, that he was saying that the boys should be a
go-between the parents, he
did specifically give, as his explanation for not utilising the
“travelling diary” that was
required pursuant to the 2012 parenting
order, the fact that he thought the boys could communicate with their parents on
the sorts
of issues that the diary was intended to address (the children’s
routines, activities, developmental milestones and health/dietary/medical
issues). He said:34
I think at the age of two when this parenting order was written, that was
very relevant. Now that they’re eight, I don’t
think it’s
necessary to write in it communication about routines and activities, for
example, because the children are eight
years old and they’re in perfect
command of the English language. They’re able to tell their parents
what’s going
on.
[104] The Judge’s comments at the end of [111] of the decision
are therefore legitimately based on the attitude expressed
by the appellant in
the Family Court hearing.
[105] Mr van Bohemen submitted that this Court should:
... not let either party be excused from cooperation in supporting a
continued a [sic] relationship between the children and the other
parent. An
order for shared parenting should force both parents to break out of their cycle
of non- communication.
[106] There has been an order for shared parenting in place since
2012. As Judge Russell noted, “This had not
resulted in any improvement
in the friction, dysfunction and mistrust between the parties” and
“no improvement is in
sight”.35
[107] Given those factual findings made by the Judge is it wholly
unrealistic to submit that the imposition of a 50/50 care arrangement
would
“force both parties to break out of their cycle of
non-communication”.
34 Common bundle of documents for appeal, vol 2, at 283, line 21.
35 B v T, above n 15, at [110].
Conclusion
[108] I am not satisfied that the appellant has identified any error of law
in the decision under appeal. However, even if one had
been established, I would
have come to the same conclusion that Judge Russell did, namely that there were
particular features of
the communication difficulties between the parties that
mean that the order imposed was in the best interests of the
children.
[109] The regime imposed is one of shared parenting and there is no
presumption that the concept of shared parenting always involves
the children
concerned spending a precisely equal amount of time with each parent. Although
the older cases which imply that a cooperative
and communitive relationship
between parents is a pre- requisite for shared care are no longer good law, the
effect of interparental
conflict on the welfare of the children can still be a
relevant matter in determining the details of the shared care arrangement
that
will be in the best interests of the children concerned and will ameliorate, to
the extent possible, the potential adverse consequences
of conflict, dysfunction
and animosity between parents.
[110] Accordingly, the appeal is dismissed.
Costs
[111] The appellant is legally aided; the respondent is not. The
submissions of the respondent’s counsel concluded by saying:
The Appellant seeks to rely on the “shield” of legal aid to
prevent an Order of costs being made against him.
[112] However, the reality is that one of the consequences of a grant of
legal aid is that the Court’s ability to award costs
is very
limited.
[113] The respondent’s submissions complain that the appellant owns three businesses and a home with the implication being that he should not have received a grant of legal aid. However, that is not a matter that this Court in these proceedings can do anything about.
[114] In these circumstances, it is difficult to see what useful costs order the Court could make but, should the respondent wish to make an application, it should be filed
and served within 14 days, with the appellant having 14 days to
respond.
Churchman J
Solicitors:
Bamford Law (for the Appellant), Solicitors, Christchurch
Michelle Duggan (for the Respondent), Solicitor, Nelson
Frank Freeman (counsel for the children), Hamish.Fletcher Lawyers, Nelson
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