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High Court of New Zealand Decisions |
Last Updated: 19 November 2018
NOTE: PURSUANT TO S 139 OF THE CARE OF CHILDREN ACT 2004, ANY REPORT OF THIS PROCEEDING MUST COMPLY WITH SS 11B, 11C AND
11D OF THE FAMILY COURT ACT 1980. FOR FURTHER INFORMATION, PLEASE SEE https://www.justice.govt.nz/family/about/restriction-on-publishing- judgments/
IN THE HIGH COURT OF NEW ZEALAND AUCKLAND REGISTRY
I TE KŌTI MATUA O AOTEAROA TĀMAKI MAKAURAU ROHE
CIV-2018-404-951 [2018] NZHC 2885
UNDER
|
the Care of Children Act 2004
|
IN THE MATTER
|
of an appeal against a decision of Her Honour Judge Malosi in the Family
Court at Auckland dated 18 April 2018
|
IN THE MATTER
|
of proceedings under the Care of Children
Act 2004
|
BETWEEN
|
THOMAS BAKER Appellant
|
AND
|
PATRICIA HARDING Respondent
|
Hearing:
|
10-11 October 2018
|
Counsel:
|
P Cobcroft and P Lavus for the Appellant
P A Fairbrother for the Respondent
S Palinich as Lawyer for the Child
|
Judgment:
|
7 November 2018
|
JUDGMENT OF GORDON J
This judgment was delivered by me
on 7 November 2018 at 12 noon, pursuant to r 11.5 of the High Court Rules
Registrar/Deputy Registrar
Date:
BAKER v HARDING [2018] NZHC 2885 [7 November 2018]
Introduction
[1] This case is about the care of the only child of the parties, Rose
Baker, who is aged six and a half. Rose’s father,
Mr Baker, appeals the
decision of Judge Malosi in the Family Court at Auckland dated 18 April
2018.1 The Judge awarded primary care to Rose’s mother, Ms
Harding, who had relocated with Rose from Auckland to Napier, with contact
given
to Mr Baker.2
[2] The appeal was heard together with a new application by Mr Baker
under the Care of Children Act 2004 (the Act) dated 31
May 2018 seeking various
orders, including an order that Rose relocate to Auckland to be in his
day-to-day care, with contact given
to Ms Harding (the new application). The
new application was transferred to this Court from the Family Court.
Background
[3] Mr Baker and Ms Harding met in 2000 when they were aged 17 and 19
respectively. They entered into a de facto relationship
the following year and
eventually became engaged, although they did not marry. They lived together in
Auckland.
[4] Rose was born on 24 March 2012 and the parties separated in January
2013 after Ms Harding became aware that Mr Baker had
been having a long-term
affair with his now wife, Deidre (Mrs Baker).
[5] At the time the parties separated, Rose was aged nine months. She
remained in the primary care of Ms Harding and the parties
established a regime
of contact for Mr Baker.
[6] On 18 January 2014, at a formal proof hearing, a parenting order
was made granting Ms Harding day-to-day care of Rose, with
contact for Mr Baker
every second weekend from Friday afternoon until Sunday afternoon, each
Wednesday overnight
1 TB v PH [2017] NZFC 9454.
judgment.
and at other times as agreed between the parties. It appears that the order
effectively confirmed the arrangements the parties had
agreed.
[7] On 18 March 2014, a final parenting order was issued in terms as
ordered on
18 January 2014.
[8] Ms Harding began considering a move away from Auckland in the hope
that by moving to the provinces, that would reduce her
living costs and increase
the amount and quality of time she could spend with Rose.
[9] In August 2015, Ms Harding advised Mr Baker that she wished to move
to
Napier with Rose. The parties attended Family Dispute Resolution
(FDR) on
18 September 2015 and reached agreement that she could do so.
Contact arrangements were also put in place for Mr Baker.
From the time of the
move until Rose started school, that was one week per month; after she started
school, it was for one weekend
per month and one week of the term school
holidays; and other times as agreed. There were also other contact provisions,
including
for birthdays and Christmas.
[10] Ms Harding and Rose moved to Napier on 2 November 2015 pursuant to
that agreement.
[11] On 19 November 2015, without any prior advice to Ms Harding, Mr
Baker applied to the Family Court for a variation of the
parenting order and for
a guardianship direction that Rose live in Auckland. In his application, Mr
Baker said that he was able
to provide care for Rose on a full-time basis if Ms
Harding wished to remain living in Napier.
[12] On 22 June 2016, an interim parenting order was issued by consent in terms of the FDR agreement referred to in [9] above. In other words, Rose was to remain in the day-to-day care of Ms Harding in Napier, with contact for Mr Baker. The order was expressed to be subject to the proceedings brought by Mr Baker.
[13] On 24 January 2017, a direction was made for Mr Baker to file a
formal application for day-to-day care,3 and a direction was made by
consent for Rose to remain living in the Napier, Hastings area until further
order of the Court. Whether
that direction was made under s 46R of the Act, or
whether it was a condition of the interim parenting order, and the effect of
Judge
Malosi’s decision on that direction, was the subject of some debate
before me. I will refer to that in due course.
[14] On 13 March 2017, the interim parenting order of 22 June 2016 was
varied by consent. The principal changes were that Mr
Baker was to have contact
with Rose every third and sixth weekend of each school term from Friday after
school to Sunday afternoon,
and for the first nine days of each term school
holiday.
[15] That order was in force at the time of the hearing of Mr
Baker’s applications before Judge Malosi which took place
between 24 and
27 October 2017. At that hearing, both parties sought to have Rose in their
day-to-day care, but were open to the
other parent having, as Judge Malosi
described it, “regular and generous
contact”.4
[16] In her decision dated 18 April 2018, Judge Malosi determined that it was not in Rose’s welfare and best interests for her to be relocated back to Auckland.5 The Judge therefore dismissed Mr Baker’s applications, discharged the interim parenting order of 13 March 2017 and made a final parenting order granting Ms Harding day-
to-day care of Rose, with contact for Mr Baker. Various other conditions
were also imposed.
[17] Prior to the hearing before Judge Malosi, Ms Harding had
signalled to
Mr Baker her intention to move from Napier to live with her partner, David
Freeman. There was evidence on this matter in the course
of the Family Court
hearing.
[18] I now mention events subsequent to the hearing in the Family Court but prior to the delivery of Judge Malosi’s decision. On 1 March 2018, Ms Harding sent
Mr Baker the following email:
4 TB v PH, above n 1, at [1].
5 At [55].
As you are aware [David] and I have been together and in a committed relationship for the last 2 years. We now want to progress forward in our next step of living together as a unit.
Just a follow up to the e.mail I sent you before about [David] looking at jobs closer to Auckland:
[David] has been offered a brilliant job opportunity managing a farm over in the BOP – Whakatane area.
Awesome little farm with a nice 3bdrm family home as part of the package for
[David], [Rose] and myself.
If we accept the position, which we are likely to do we will move in June.
My cousin is a teacher over there and has pointed me towards 3 good schools in the area to choose from.
The good news is you’ll be pleased to know this is closer to Auckland as you said in court/judge you have no problems with us moving closer to Auckland. You just objected to [Rose] moving any further South of Hawkes Bay.
We have seriously been looking at Farm Manager positions with [David] mindful and acknowledging of your request that we only move closer, not further away.
There is a [sic] airport 15mins away with flights to Auckland. Whakatane hospital is 15mins away.
Please don’t worry about [Rose] regarding our plans as she is aware and
excited/happy at the prospect of our plans.
So just keeping you informed of how our plans are moving forward and
progressing at the moment.
[19] Mr Baker replied by email the same day in the following
terms:
Yes i am aware and im really happy for u its about time.
In terms of yr comment to moving closer to Auckland in court, closer to Auckland “Hamilton” area yes those were the words given and u will find those words In the documents from court.
It seems very clear to me that u think u have won the case and starting to dictate again how its going to be.
I would suggest that an application to the courts from yrself to move that i will contest would be the only way that’s going to happen and i will contest it so that application will be at yr cost not mine!!
And please dont tell me what [Rose] wants doesnt want and so on as this is yr
opinion and she has two parents me and u so try and communicate not tell me how its gona be.
Thanks
[20] On 7 March 2018, counsel for Ms Harding wrote to counsel for Mr
Baker. The letter included the following:
We have received instructions to write to you regarding Ms Harding’s
now firm proposal to move to live with her partner, [David
Freeman].
Ms Harding was of the view, from [Mr Baker’s] evidence at the Family
Court Hearing that he opposed [Rose] moving any further
away from where she is
currently located ... which has precluded her moving to live with Mr Freeman at
his current farm ...
Consequently, she and [Mr Freeman] have sought to move to a position on a
farm that is closer to Auckland, and they have found such
a position in the
Edgecumbe area, in the Bay of Plenty, which they believe meets theirs and
[Rose’s] needs.
Obviously, it has been impossible for [Mr Baker] to be involved in this
decision, as it involves a contract which needed to be entered
into between the
farm and [Mr Freeman] in a timely manner.
[Mr Freeman] has now accepted the contract to be the Farm Manager and he and
[Ms Harding] will be making the move to live together
in mid-May this
year.
[Ms Harding] would like to have [Mr Baker’s] consent for whatever
parenting arrangements are decided by the Court to be amended
so that [Rose]
moves to and from the Bay of Plenty area, rather than the Hawke’s Bay
area.
[Ms Harding] appreciates that the Court decision has not been released, but
hopes that the issue will have been addressed in the decision,
as the Judge
specifically asked the parties questions about the anticipated situation of [Ms
Harding] and [Mr Freeman] moving in
together.
[21] The letter also included details of the farm, as well as housing and
school options for Rose in the Edgecumbe area. Mr Baker
was asked if he wished
to be involved in the process of selecting a school.
[22] Counsel for Mr Baker advised by email dated 29 March 2018 that he did not consent to the proposed move to Edgecumbe and further stated that given Judge
Malosi’s decision was not yet available, the evidence needed to be
placed before the
Court and taken into account in terms of the outstanding
decision.
[23] Counsel for Ms Harding then filed a without notice application seeking directions and leave to file updating evidence. The application was supported by an affidavit of Ms Harding explaining the proposed move to Edgecumbe and the proposed new living arrangements. Both the application and affidavit are dated
13 April 2018, but carry a Waitakere District Court stamp of 18 April 2018
and an
Auckland District Court stamp of 19 April 2018.
[24] It is apparent from Judge Malosi’s decision that the application and affidavit were not considered by the Judge before she released her decision. Counsel for
Ms Harding then sought the return of the application and affidavit from the
court. No further documents were filed by Ms Harding in
the Family
Court.
[25] Mr Baker filed his appeal against the decision of Judge Malosi on 18
May 2018 and served it on Ms Harding on 21 May 2018.
[26] Ms Harding and Rose moved to Edgecumbe at the end of May 2018. Mr
Baker became aware of the move on the evening of 27 May
2018 during Facetime
contact with Rose who told him she was moving to Edgecumbe on 30 May 2018 with
her mother and Mr Freeman. On
Monday 28 May 2018, Mr Baker telephoned
Rose’s school in Napier and was advised that Ms Harding had permanently
withdrawn Rose
from the school on Friday 25 May 2018.
[27] Also on 28 May 2018, counsel for Mr Baker emailed counsel for Ms
Harding seeking an urgent undertaking that Rose would be
returned to the Napier,
Hastings area. Ms Harding did not give an undertaking as sought.
[28] Mr Baker then filed a without notice application in the Family Court
on 31 May
2018 seeking a direction that Rose relocate to Auckland and that she be in
his day-to- day care, with contact from Ms Harding (namely,
the new
application).
[29] On 27 June 2018, Judge Parsons transferred the new application to
the High
Court.
Fresh evidence on appeal
[30] Whether fresh evidence is admitted on appeal is an appeal-dependent
decision for the Judge applying the test in r 20.16(3)
of the High Court
Rules:
(3) The court may grant leave only if there are special reasons for hearing the evidence. An example of a special reason is that the evidence
relates to matters that have arisen after the date of the decision appealed
against and that are or may be relevant to the determination
of the
appeal.
[31] In this case, the fresh evidence comprises the evidence filed in
support of, and in opposition to, the new application.
It relates to the move
to Edgecumbe, which arose after the decision appealed against.
[32] Ms Harding is seeking that Rose remain in her care in Edgecumbe as
the outcome of Mr Baker’s appeal. I therefore made
an order at the hearing
admitting the fresh evidence as updating evidence in the appeal.
Family Court decision
[33] A significant part of Judge Malosi’s decision involved
a discussion and determination of three factual issues
(particularly (b)
below):6
(a) Whether Mrs Baker had slapped Rose;
(b) Whether Mrs Baker’s youngest daughter, Delia, had sexually
abused
Rose; and
(c) Whether Ms Harding’s handling of the allegations of sexual abuse
amounted to psychological abuse of Rose.
[34] Mrs Baker had disclosed to Ms Harding that she had accidentally
slapped Rose. The way Judge Malosi described Mrs Baker’s
account of the
incident was that she was drying Rose with a towel when Rose bit her on the
leg.7 Instinctively, Mrs Baker slapped Rose’s face,
describing her reaction as “like when you get a bee sting”. Under
cross-examination, Mrs Baker said that Rose cried, not because she was hurt but
because she realised she had hurt Mrs
Baker.
6 TB v PH, above n 1, at [22].
7 At [25].
[35] The psychologist, Peter Coleman,8 was aware of the
allegation and Judge Malosi says that he dismissed it without much
difficulty.9 The Judge accepted Mrs Baker’s account of the
incident as entirely plausible.10 She noted that Mr Baker was
present throughout and the Judge said that she did not accept for a moment that
he would not have intervened
and taken Mrs Baker to task if he had any concerns
for Rose’s safety.11
[36] Judge Malosi then turned to the allegation that Mrs Baker’s
youngest daughter, Delia, had sexually abused Rose. She
stated that this was
the most contentious issue in the case.12 The Judge noted that
although it was not altogether clear when the alleged abuse occurred, there was
a notification made to CYFS by
Ms Harding when Rose was four years old and Delia
was 10 years old.13
[37] Before considering the evidence, the Judge noted that she was conscious that this issue arose when the parties were in the throes of one of the most difficult periods of the proceedings.14 At that time, Ms Harding had not long been served with
Mr Baker’s application for Rose to be relocated back to Auckland. Not
long after that, the notification was made to CYFS regarding
Mrs Baker slapping
Rose.
[38] On 26 April 2016, Ms Harding had taken Rose to a GP because she had been wetting the bed. A urine test was taken. On the way home from the appointment,
Ms Harding asked Rose if anyone had touched her “booboo”
(Rose’s word for her vagina). Rose said that “JuJu”
(her name
for Delia) touches her booboo and JuJu makes her touch JuJu’s booboo. Two
days later, Ms Harding made a notification
to CYFS.
[39] The urine test established that Rose did not have a urinary tract
infection but
Ms Harding did not advise CYFS of this.
8 Mr Coleman provided a specialist report to the Family Court under s 133 of the Care of Children
Act 2004.
9 TB v PH, above n 1, at [26].
10 At [26].
11 At [27].
12 At [28].
13 At [28].
14 At [29].
[40] On 12 May 2016, a child focussed interview was conducted with Rose
by CYFS social workers. She told them that Delia had
touched her booboo, but
nothing further. CYFS conferred with the police and it was agreed that, given
the limited disclosures and
Delia’s age, it was not advisable to
proceed with an evidential interview with Rose. Ms Harding was advised of
this
decision on 24 May 2016.
[41] Ms Harding did not accept that outcome and engaged a
psychotherapist, Sarah Tait-Jamieson, to interview Rose on 7 June 2017.
Although
no new disclosures were made, Ms Harding asked CYFS to revisit the decision
about the evidential interview. CYFS responded
that they were closing their
investigation and making referrals to community agencies for support to be
offered to Rose, Delia and
their families. The police also confirmed they would
not proceed further.
[42] Ms Harding then successfully applied to the Sensitive Claims Unit of
ACC for specialist counselling for Rose.
[43] In his evidence before Judge Malosi, Mr Coleman endorsed the
decision of CYFS and the police not to conduct an evidential
interview of Rose.
He said that if something had occurred between Delia and Rose, that did not
necessarily mean it was sexual abuse.
It could well have been “child
exploratory behaviour”. The only concern that Mr Coleman had was the age
difference
between the girls, but that did not lead him to conclude that sexual
abuse had occurred. He considered that the form of counselling
Ms Harding
achieved with ACC was “a step too far”.
[44] The Judge found, on the balance of probabilities, “albeit by a
wide margin”, that Delia did not sexually abuse
Rose.15 Judge
Malosi went on to say that she was naturally concerned during the hearing about
Ms Harding’s unwillingness to accept the
possibility of such a finding and
the prospect that her strongly held views had been transferred to Rose.16
She said:
[43] ... By the close of the hearing however, I sensed a softening of
her position. In many ways the hearing appeared to be cathartic
for her. She had
an opportunity to tell [Mr Baker] how devastating his infidelity had been for
her, but more importantly how she
had been able to rebuild her life.
15 At [42].
16 At [43].
[44] I find that when [Ms Harding] took [Rose] to the GP on 28 April
2016, she heard what she wanted to hear. The possibility
(and it was no more
than that at that stage) of a urinary tract infection was all she needed to set
out on a long and tortuous journey
for all concerned. If her desire was to hurt
and punish [Mr and Mrs Baker] she may well have achieved that, but the
collateral damage
to [Rose] and [Delia] has been huge. I do not go so far as to
say she has psychologically abused her daughter, but there is no doubt
in my
mind that [Ms Harding] has work to do on herself.
[45] All that said, I am satisfied she has it in her to move on and put
this allegation to rest.
[45] Turning to other matters, the Judge noted that Mr Baker and Ms
Harding readily acknowledged that Rose needs both of them
in her life.17
She said that when they are not focussing on the parenting of the other,
they are great parents to Rose and they both have much to
offer her.18
However, she went on to say that there was no doubt there was huge room
for improvement “by these parents on the consultation
and co-operation
front”.19 She said that it appeared when they are left to
themselves to make decisions about their daughter, they do just fine, and that
family
and friends, including Mrs Baker, needed to step
back.20
[46] Judge Malosi said that it was promising that Mr Baker and Ms Harding
were willing to engage in communication counselling.21 The Judge
considered that to be critical.22
[47] As to continuity of care, the Judge said:
[49] ... I consider that Napier has much to offer [Ms Harding] and
[Rose]. I am sure for [Ms Harding] it has made her a better
parent. She has
less financial pressure upon her, and the time she would otherwise have spent in
the Auckland traffic she is now
able to spend with [Rose]. They share a mutual
love of horses, and [Ms Harding] is a very accomplished rider. Mr Coleman was
particularly
complimentary of her new partner, and she was hopeful that would be
long term and lead to them living together in the not too distant
future. [Rose]
enjoys a warm relationship with him.
[48] The Judge referred to Mr Baker’s financial and domestic
position, and acknowledged that if Rose were to return to Auckland
to live with
her father, she would
17 At [46].
18 At [46].
19 At [47].
20 At [47].
21 At [48].
22 At [48].
have the benefit of being “embraced within this loving family unit”.23 On the other hand, Judge Malosi said that irrespective of whether Rose was in Ms Harding’s day-
to-day care in Auckland or in the shared care of the parties, “she
would not have a happy mother”.24
[49] The Judge was critical of Mr Baker dropping “a
bombshell” two weeks after Ms Harding and Rose left for Napier
by changing
his mind on the relocation to Napier.25 She considered that showed a
complete lack of understanding and empathy on his part of the impact of his
change of mind, and she said
she could not rule out Mrs Baker’s influence
on the decision.26
[50] The Judge accepted that although contact had not always run
smoothly, she found Mr Baker’s insistence that he was not
prepared to
exercise contact in Napier without his wife and stepchildren, was unhelpful to
Rose.27
[51] The Judge concluded:
[54] At the time of the hearing, [Rose] had been living in Napier for just shy of 2 years, a significant proportion of her young life. She started school there. She is accustomed to having contract with her father and her ‘[Baker] family’ in Auckland.
[55] Ultimately, I have not been persuaded it is in [Rose’s]
welfare and best interests for her to be relocated back to
Auckland. It follows
then that she is to remain in the day to day care of [Ms Harding] in Napier, and
continue to have contact with
[Mr Baker] although I would hope going forward
that some of that contact might occur in Napier.
[52] Judge Malosi:28
(a) dismissed Mr Baker’s applications of 19 November 2015 for
leave to apply to change an existing parenting order, and
a guardianship
direction as to place of residence;
23 At [50].
24 At [51].
25 At [52].
26 At [52].
27 At [53].
28 At [56].
(b) dismissed Mr Baker’s application of 17 February 2017 to vary the
interim parenting order dated 22 June 2016;
(c) discharged the interim parenting order dated 13 March 2017;
(d) made a final parenting order granting Ms Harding day-to-day care
of
Rose; and
(e) made a final parenting order granting Mr Baker contact as
follows:
(i) every third weekend of each school term from Friday after school to
Sunday afternoon;
(ii) if contact falls on a long weekend during the term, it is to extend to
include the public holiday;
(iii) during school term holidays from the first Friday until the second
Tuesday;
(iv) broadly half of the Christmas holidays (with alternating
dates);
(v) indirect contact by Skype or Facetime on Wednesdays and
Sundays at 6.30 pm; and
(vi) contact at any other times as may be agreed between the
parties.
[53] The Judge also imposed conditions. I will refer to them as necessary
later in this judgment.
Points on appeal and grounds of application
[54] On the appeal, in summary, Mr Baker claims that the learned Family
Court
Judge erred in her determination of the best interests of Rose and, in particular:
(a) failed to have proper regard to, or placed insufficient weight on,
the conduct of Ms Harding in determining the welfare
and best interests of the
child;
(b) failed to adequately have regard to the principles set out in s 5 of the
Act when determining the welfare and best interests of the child;
(c) erred in determining that it was in the welfare and best interests
of the child to remain in the day-to-day care of Ms Harding;
(d) failed to adequately carry out her multi-faceted analysis of the
merits of Mr Baker’s application for the child to
relocate to
Auckland;
(e) placed too much weight on Ms Harding’s needs as opposed to
the child’s needs; and
(f) failed to give proper weight to the child’s views.
[55] In the new application, Mr Baker seeks:
(a) a direction that Rose relocate to Auckland (under s 46R of the
Act);
(b) a direction providing for Rose to attend Karaka Primary School
(under s 46R of the Act);
(c) a direction discharging the 24 January 2017 order requiring Rose to
live in the Napier, Hastings area; and
(d) variation of the 18 April 2018 orders to provide for Rose to be in
his day-to-day care, with contact for Ms Harding.
Principles on appeal
[56] The appeal is a general appeal and falls to be determined in accordance with the Supreme Court’s statement of principle in Austin, Nichols & Co Inc v Stichting
Lodestar,29 confirmed in the context of appeals from
decisions under the Act in Kacem v Bashir.30 It was for Mr
Baker to show that Judge Malosi’s decision was wrong. If that is shown,
it is for me to reach my own conclusion
placing the weight I consider
appropriate on the first instance decision.
[57] There is a further consideration in this case, and that is there is
also the separate, but related, application brought by
Mr Baker under the Act
and fresh evidence which I have admitted on the appeal. In that regard, I refer
to the following statement
of Tipping J in Kacem v Bashir:
[31] ... that on a general appeal of the present kind, the appellate
court has the responsibility of considering the merits of
the case afresh. The
weight it gives to the reasoning of the court or courts below is a matter for
the appellate court’s assessment.
We should add here that if the
appellate court admits further evidence, that evidence will necessarily require
de novo assessment
consideration of how it affects the correctness of the
decision under appeal ...
[58] Additionally, both Mr Baker and Ms Harding were cross-examined.
Although the evidence in cross-examination did not cover
all the factual issues
that were before the Family Court, this Court has nevertheless had the
opportunity to make some assessment
of the credibility of both Mr Baker and Ms
Harding.
[59] I will first consider Mr Baker’s appeal based on the evidence
that was before Judge Malosi. I will then consider the
fresh evidence and
determine the effect, if any, of the relocation to Edgecumbe on Rose’s
welfare and best interests, and whether
her welfare and best interests would be
better served by returning to Auckland to live with her father.
[60] In large part, that second step will determine the outcome
of the new application which I will address in the
final part of this
decision.
Legislative principles
[61] The purpose of the Act is
to:31
29 Austin, Nichols & Co Inc v Stichting Lodestar [2007] NZSC 103, [2008] 2 NZLR 141 at [16].
30 Kacem v Bashir [2010] NZSC 112, [2011] 2 NZLR 1 at [31]- [32].
31 Section 3(1)(a) and (b).
(a) promote children’s welfare and best interests, and facilitate
their development, by helping to ensure that appropriate
arrangements are in
place for their guardianship and care; and
(b) recognise certain rights of children.
[62] Under s 4(1) of the Act, a child’s welfare and best interests are to be the “first and paramount” consideration in a case such as the present. By its reference to “particular circumstances”, s 4(2) underlines the case-specific nature of the inquiry.32
Under s 4(2)(a), a court, in determining what best serves a child’s
welfare and best interests, must take account of the principles
specified in s
5.
[63] The principles that must be taken into account as listed in s 5 are
(in summary):
(a) a child’s safety must be protected and, in particular, they
must be protected from all forms of violence;
(b) a child’s care, development, and upbringing should be primarily the responsibility of his or her parents and guardians;
(c) a child’s care, development, and upbringing should be
facilitated by ongoing consultation and co-operation
between his or her parents,
guardians, and any other person having a role in his or her care under a
parenting or guardianship order;
(d) a child should have continuity in his or her care, development,
and upbringing;
(e) a child should continue to have a relationship with both of his or
her parents, and a child’s relationship with his
or her family group,
whānau, hapū, or iwi should be preserved and strengthened; and
(f) a child’s identity (including, without limitation, his or
her culture, language, and religious denomination and practice)
should be
preserved and strengthened.
[64] The above principles are not exclusive and any other matters
relevant to the child’s welfare and best interests can
be taken into
account.33
32 Kacem v Bashir, above n 30, at [18].
33 Section 4(b).
[65] Under s 6 of the Act, a child’s views must be taken into
account. It is for the court to determine what weight, if
any, should be placed
upon those views.
[66] I now turn to consider each of the grounds of appeal.
Ground one: conduct of Ms Harding for purposes of determining the welfare
and best interests of the child
[67] Ms Cobcroft, appearing for Mr Baker, submits that the relevant
conduct of
Ms Harding was as follows:
(a) Ms Harding failed to act jointly or to adequately consult with Mr
Baker about guardianship issues as is required by s 16
of the Act;
(b) Ms Harding failed to consult with Mr Baker about Rose’s
disclosures of possible sexual abuse and possible sexualised
behaviour before
taking the issues to CYFS (as it then was);
(c) The lack of a balanced approach resulted in Rose being subjected to
multiple unnecessary assessments and treatment, which
placed Rose at risk of
immediate and long-term psychological harm; and
(d) Ms Harding’s fixed belief that Rose was sexually abused is
indicative of an entrenched and intractable attitude to
the
situation.
[68] Ms Cobcroft submits that the Judge failed to have regard to the
increased risk that Ms Harding will continue to expose Rose
to her view that
abuse occurred and that she was the victim of such abuse. She says that the
Judge failed to have regard to the
views, and accordingly the influence, of both
the maternal grandmother and a family friend, Sarah Barker (who assisted with
Rose’s
care when Ms Harding was living in Auckland), on this
issue.
[69] Ms Cobcroft acknowledges that Ms Harding’s behaviour may not amount to psychological abuse, but she submits it demonstrates limited insight into the impact of
her behaviour on Rose and there is thus the potential for Rose to suffer
long-term psychological harm.
[70] I do not consider that Judge Malosi erred in her assessment of Ms
Harding’s behaviour in determining Rose’s welfare
and best
interests. My reasons follow.
[71] In her report to the Family Court dated 21 June 2016, Ms Palinich,
lawyer for the child, reported on her contact with the
CYFS social worker from
the Napier office who was involved in the referral made by Ms Harding. Ms
Palinich’s report contains
the following:
The Ministry however have recommended that both parties engage with community
agency support through the Ministry’s differential
response process for
both families to gain some knowledge and learning about keeping themselves safe,
good and bad touching, boundaries
and safety rules in the home. The Ministry
have made these referrals.
[72] It is apparent that that advice was applied in different ways by Ms
Harding and
Mr and Mrs Baker.
[73] However, by the time of the hearing before Judge Malosi, Ms Harding,
having read Mr Coleman’s report, while believing
that the touching had in
fact occurred, accepted that it could have been normal childhood exploratory
behaviour as opposed to sexual
abuse. When asked in cross-examination if she
thought the touching had a sinister connotation, she said that she did not think
so.
She said that, with the arrangements for Delia and Rose to have separate
rooms when she stayed with her father, it would not be
an ongoing problem
because they were working through it. She said she had not continued to talk to
Rose about what had happened between
her and Delia.
[74] In relation to the CYFS investigation which had been closed, there
was the following during questioning from Ms Palinich:
Q. What would satisfy you?
Q. Do you think you can put that issue to rest?
A. Yes.
Q. Get over it? A. Yeah.
A. Yeah, definitely.
[75] As noted above, the Judge concluded that, “... I am satisfied
she has it in her to move on and put this allegation
to rest”.34
Having regard to the evidence I have referred to above, I consider there
was a proper evidential basis for the Judge’s finding
that Ms Harding
would be able to “move on”.
[76] In this Court, although the fresh evidence focused mainly on the
issues arising from the move to Edgecumbe, Ms Harding was
cross-examined on her
current position regarding the alleged touching. She continued to acknowledge Mr
Coleman’s opinion that
if it had happened, it could just have been
child’s play. When asked about the ACC sensitive claim file, she said she
had
telephoned them and told them it was not needed. When asked by Ms Palinich
if the ACC file had not in fact been closed, would she
be happy for the file to
be closed, her answer was “yes”.
[77] Having seen and heard Ms Harding give this evidence, that reinforces
my view that Judge Malosi was correct to find that Ms
Harding would be able to
move on.
[78] As to the position of the maternal grandmother and the friend Ms Barker, their evidence was that they believed that the alleged touching by Delia had occurred. However, any impact of their views on Ms Harding is countered both by her acceptance that any touching was not sexual abuse and by the condition imposed by Judge Malosi:35
Neither party shall seek specialist medical assessments or medical treatment
for Rose (except in an emergency situation) or therapeutic
treatment including
counselling without agreement of the other parent or order of the
Court.
[79] For all the foregoing reasons, this ground is not made
out.
34 At [45].
35 At [56](vi)(e).
Grounds two and three: alleged failure to adequately consider all the
principles set out in s 5; and error in determining that it
was in the welfare
and best interests of Rose to remain in the day-to-day care of Ms
Harding
[80] Ms Cobcroft addressed these two grounds together in her submissions.
I will follow the same approach in this judgment.
[81] Ms Cobcroft submits that the Judge failed to set out the s 5
principles in her assessment of the evidence.
[82] In Kacem v Bashir, Tipping J stated:36
[19] ... In making that determination [what outcome will best serve the
welfare and best interests of the particular child] the
s 5 principles must each
be examined to see if they are relevant, and if they are, must be taken into
account along with any other
relevant matters. It is self-evident that
individual principles may have a greater or lesser significance in the
decision-making
process, depending on the circumstances of individual cases
...
[83] The Court of Appeal in the same case stated the issue in this
way:37
[54] ... the Judge should have referred to all the s 5 principles,
briefly indicating which were not relevant and why, before
discussing those
which were relevant in more detail. As Rodney Hansen J notes in AD v KT
[Parenting order], such an approach is desirable as it helps to avoid
unnecessary argument about whether the Judge has or has not considered
particular
principles.
(Citations omitted)
[84] In the present case, the learned Family Court Judge clearly
considered s 5(a), but without referring to the statutory provision.
It can be
discerned from the decision that other principles in s 5 were also considered,
but this was similarly done without reference
to the principles themselves as
set out in s 5. That, of course, does not in and of itself mean that the Judge
did not, in substance,
consider the principles or that she erred in her
determination of the welfare and best interests of Rose so far as her day-to-day
care was concerned.
[85] I now turn to consider each of the s 5
principles.
36 Kacem v Bashir, above n 30.
37 Bashir v Kacem [2010] NZCA 96, [2010] NZFLR 865.
Section 5(a) – a child’s safety must be
protected
[86] Ms Cobcroft submits that Judge Malosi inadequately dealt with the
issue of psychological abuse and as a result the mandatory
safety assessment was
incomplete.
[87] I have already referred to the evidence and the Judge’s
decision regarding the way in which Ms Harding handled Rose’s
“disclosure” at [70] to [79] above.
[88] I acknowledge the use of the word “must” in this
paragraph but I do not consider any further discussion or analysis
is required.
The Judge made no error in relation to the way in which she dealt with the
safety issues that arose in this case.
Section 5(b) – a child’s care, development, and upbringing
should be primarily the responsibility of his or her parents
and
guardians
[89] Ms Cobcroft submits that Mr Baker has been restricted from exercising primary responsibility for Rose’s care by Ms Harding’s failure to include him in decisions about Rose’s life. She says that Ms Harding abdicated her responsibility and relied too heavily on the advice of her mother and support person, Ms Barker.
Ms Cobcroft submits that the influence of those adults inflamed the conflict
between the parties and Ms Harding’s pursuit of
the investigation into the
allegations of sexual abuse. She says that it is most likely that this
influence will continue to impact
on Rose’s welfare and best interests. Ms
Cobcroft submits that this issue should have had a greater focus in the
Judge’s
decision.
[90] Judge Malosi said this:
[46] [Mr Baker] and [Ms Harding] readily acknowledge that [Rose] needs both of them in her life. When they are not focussing on the parenting of the other, they are great parents to [Rose]. They both have much to offer her.
[47] There is no doubt there is huge room for improvement by these parents on the consultation and co-operation front. It appears when they are left to themselves to make decisions about their daughter they do just fine. Family and friends need to step back. With respect, that includes [Mrs Baker]. Whilst I accept she and her daughters are a huge part of [Rose’s] life, and no-one argues otherwise, [Mr Baker] and [Ms Harding] have never had the space to find their way as co-parents. To be able to move forward they need to have that, if only for a short time.
[91] The Judge was clearly alive to the need for others, including the
maternal grandmother and friend Ms Barker, to allow the
parties to get on with
their parenting.
[92] Although the Judge did not address the issue in detail, her decision
identified the need for others to stand back so the
parties could get on with
co-parenting.
[93] There was no error by the Judge in considering the factual issues
that arose in terms of this principle.
Section 5(c) – the need for ongoing consultation and co-operation
between parents
[94] Ms Cobcroft refers to Judge Malosi’s statement that
“[t]here is no doubt there is huge room for improvement by
these parents
on the consultation and co-operation front”, and says that comment was not
sufficient and the Judge needed to
analyse this feature more
comprehensively.38
[95] I do not consider there was an error here. It is apparent from the
evidence that there was fault on both sides at different
times. Each also
acknowledged that they could have done better. A point by point detailing of
which parent had failed to communicate
with the other on which particular
occasion was unnecessary and would have served no purpose.
[96] The Judge recognised that this was an issue and made an
appropriate direction:39
Pursuant to s.46G, the parties are referred to communication counselling. 10
sessions are approved (with Dr Sarah Calvert, or someone
with her experience, if
that is at all possible).
Section 5(d) – continuity in care, development, and
upbringing
[97] Ms Cobcroft submits that the Family Court Judge placed too much
weight on the fact that Rose had been in the primary care
of Ms Harding in
Napier for almost two years and that Rose had settled at
school.
38 TB v PH, above n 1, at [47].
39 At [56](vii).
[98] Ms Cobcroft submits that Mr Baker’s stability and continuity
should be accorded greater weight in terms of Rose’s
welfare and best
interests. Rose’s relationships within that family are close and
loving.
[99] In weighing the evidence relevant to this principle, the Judge did
not ignore what Mr Baker had to offer. She said:
[50] I take into account that [Mr Baker] is financially secure and very
settled, raising his three (step) daughters together
with his wife. [Ms Harding]
quite properly acknowledged the close and loving relationship between [Rose] and
her sisters (there is
no such terms as ‘step-sisters’ for them).
Obviously if [Rose] were to return to Auckland to live with her father, she
would have the benefit of being embraced within this loving family
unit.
[100] On the other hand, Rose has always been in the day-to-day care of her mother. Mr Coleman, in his report for the Family Court, stated that Rose’s attachment to
Mr Baker remained strong and that it did not seem to have diminished since
she moved from Auckland. That evidence would support a
conclusion that Ms
Harding has been able to promote the relationship between Rose and her father
despite the adult conflict.
[101] At the time of the hearing before Judge Malosi, Ms Harding was in a
steady relationship with Mr Freeman. At that time, Mr
Freeman was living and
working in an area about a one hour journey by car from where Ms Harding was
living with Rose. The evidence
was that Rose had a strong relationship with Mr
Freeman and the evidence of Ms Harding was that Mr Freeman’s family
treated
her and Rose as part of their family.
[102] Mr Baker said he supported Ms Harding’s relationship with Mr
Freeman.
[103] In support of Mr Baker’s position, it is apparent that Rose has strong relationships with her stepmother and step-sisters who she refers to as “mummy” and her “sisters” respectively. The evidence is that she regards them as family and she looks forward to seeing them when she goes to Auckland and during Facetime contact. There was evidence that Ms Harding not only promoted Rose’s relationship with her father, but that she also fostered her daughter’s relationships with her father’s wider family. One example of this was Ms Harding’s welcome response to contact between the wider family and Rose when they came to the Hawke’s Bay for horse riding events.
[104] In that regard, Rose has a strong interest in horse riding and both
her parents support her in this. Ms Harding is a keen
rider herself and Mr
Baker was complimentary of her skills in teaching Rose. Mr Baker, for his part,
although he is not involved
in horse riding, has ensured that Rose has a pony in
Auckland. It is available to her when she is in Auckland and Mr Baker’s
sister Nerida provides Rose with riding instruction.
[105] Although both parents strongly support Rose with this interest, Ms
Harding is more directly involved in this activity with
Rose.
[106] In regard to continuity of care, the Judge concluded:
[49] So far as continuity of care is concerned, I consider that Napier
has much to offer [Ms Harding] and [Rose]. I am sure
for [Ms Harding] it has
made her a better parent. She has less financial pressure upon her, and the
time she would otherwise have
spent in the Auckland traffic she is now able to
spend with [Rose]. They share a mutual love of horses, and [Ms Harding] is a
very
accomplished rider. Mr Coleman was particularly complimentary of her new
partner, and she was hopeful that would be long term and
lead to them living
together in the not too distant future. [Rose] enjoys a warm relationship with
him.
[107] In considering this ground of appeal, I note the comment by the Court
of
Appeal in D v S:40
[35] The fifth is that choice of residence and relocation may be
affected by the nature and duration of the existing custodial
arrangements.
Usually it would be artificial not to consider them together. But in some cases
the duration of the existing arrangements
and the greater degree of change
proposed may require greater weight to be accorded the status quo.
[108] I consider there was an evidential basis to support the Judge’s
conclusion in [106] above and it cannot be said that
the Judge made an error in
the weight that she attributed to the evidence. It will, however, be necessary
to weigh the competing
contentions further in the context of the move to
Edgecumbe. I do so later in this
judgment.
40 D v S [2001] NZCA 374; (2001) 21 FRNZ 331 (CA).
Section 5(e) – relationship with both parents and with whānau
or family group to be preserved and strengthened
[109] Ms Cobcroft submits that the Family Court Judge placed insufficient
weight on Ms Harding’s attitude towards Mr Baker
and the paternal family,
and the impact of this on Rose’s relationships with that family. She says
that Ms Harding is supported
in her negative view point by her mother and Ms
Barker. This negativity will impact on Rose. She submits that the alienating
behaviours
of Ms Harding should have been considered by the Judge in terms of
Rose’s long-term interest.
[110] These submissions are a repeat of submissions already made. In my
view, the arrangements contained in the orders of Judge
Malosi provided the
opportunity for Rose to have contact with all of the important people in her
life. I have no doubt that whichever
parent Rose lives with, the other parent
and his or her family will think that they do not have enough contact with Rose.
She is
a child who is loved by both her parents, as I have already said, and
also by the wider family of each parent, including Mrs Baker
and the members of
her immediate and wider family.
[111] I repeat my reference to Mr Coleman’s evidence from [100] above, that Rose’s attachment to Mr Baker remained strong and did not seem to have diminished since she moved from Auckland. This effectively answers the criticism made by
Ms Cobcroft in [109] above.
[112] The effect of Judge Malosi’s orders is that Rose does continue
to have a relationship with both of her parents. They
also enable Rose’s
relationships with the members of her wider family to be preserved and
strengthened. The evidence is that
Mr Baker’s siblings and his parents
live relatively close to Mr Baker. Rose is therefore able to and does spend time
with them
when she is in Auckland during her contact times with her
father.
[113] The Judge’s orders effectively recognised this. There was no error in this regard.
Section 5(f) – child’s identity – including culture,
language, and religious denomination and practice to be preserved
and
strengthened
[114] This factor was not addressed by the Judge.
[115] Ms Cobcroft submits that this is a neutral factor for Rose. I am not
so certain about that but I will discuss the issue,
in the context of the
current situation, later in this judgment.
Grounds four and five – no adequate multi-faceted analysis of the merits of
Mr Baker’s application and too much weight on Ms Harding’s
needs
[116] Ms Cobcroft submits that it is difficult to ascertain the Family
Court Judge’s weighing of all factors on relocation
or the advantages and
disadvantages to Rose from the decision. The Judge referred to factors in
favour of Napier but there was
no comparison with the advantages that could be
offered to Rose in Karaka. The Judge therefore placed too much weight on the
happiness
of Ms Harding and not enough weight on the relevant advantages to Rose
of relocation to Auckland.
[117] I will deal with this submission briefly as the picture has
changed with
Ms Harding having moved with Rose from Napier to Edgecumbe, and a fresh
analysis is required. However, in short, I consider that
the Judge correctly
weighed the advantages to Rose of her returning to Auckland. I refer to [50] of
the Judge’s decision set
out in [99] above.
[118] The Judge correctly referred to Ms Harding’s happiness. The
needs of very young children (Rose was aged five and a
half at the time of the
hearing) are of necessity tied in with their primary caregivers, and the welfare
and best interests of young
children are significantly affected by whatever
affects their primary caregivers.41
[119] However, I say no more at this point as I will need to undertake my
own analysis as a result of the move to Edgecumbe.
41 ACCS v AVMB [2006] NZFLR 986 (HC).
Ground six – failure to give proper weight to Rose’s
views
[120] Ms Cobcroft submits that the Judge did not appear to have taken
Rose’s views into account at all. Rose’s views
were referred to by
the Family Court Judge as follows:
[19] [Rose’s] views were placed before the Court by Lawyer for Child,
Ms Palinich who filed a report dated 28 September 2017 which included the
following:
I asked [Rose] where she wanted to live. She responded that she wanted
with [sic] live ‘with Daddy’. I asked her why.
She replied because
she wanted to ‘ride my horses’. Another reason she gave me, was that
both Daddy and Mummy were married
and further explained to me by using biscuits
in her hand, how they were ‘husband and wife’. She then demonstrated
to
me how she fits in between Daddy and Mummy. [Rose] told me that she calls
[Ms Harding] ‘Mama’ and refers to [Deidre]
as
‘Mummy’.
... I asked [Rose] if it was decided that she would stay living with her
Mama then would she want to see more of her Daddy and she
responded, ‘Yes
I like seeing Daddy’.
[20] To his credit [Mr Baker] did not attempt to use this to his advantage. Instead he quite appropriately conceded that [Rose’s] views as to where she wished to live, was largely influenced by whose care she was in at the time. Not only did [Ms Harding] agree with that, but so too did Peter Coleman, a Registered Psychologist who filed a report for the Court dated 16 January
2017, pursuant to s.133 of the Act. I concur.
[121] Judge Malosi expressly referred to Rose’s views but properly
did not give them weight, having regard to the evidence
referred to in her
decision at [20] above.
[122] Rose’s current views have been referred to the Court by Ms
Palinich. I will refer to those views further below.
[123] I now turn to consider the fresh evidence and will consider whether it changes my assessment of Mr Baker’s appeal.
The move to Edgecumbe – a reassessment
Principles in relocation cases
[124] In Kacem v Bashir, there is the
following:42
[23] At the highest level of generality the competition in a relocation
case is likely to be between declining the application
for relocation because
the children’s interests are best served by promoting stability,
continuity and the preservation of
certain relationships, as against allowing it
on the ground that the interests of the children are thereby better served. Put
in
that way, it is difficult to see how any presumptive weight can properly be
given to either side of those competing but necessarily
abstract contentions. To
do so would risk begging the very question involved in what is necessarily a
fact-specific inquiry.
[125] As will already be apparent, this is not a typical relocation case.
Ms Harding and Rose moved from Auckland to Napier with
Mr Baker’s consent.
He then changed his mind and wanted Rose back in Auckland.43 Mr
Baker then not only sought to have Rose relocate back to Auckland, but to be in
his day-to-day care.44 That was the position before Judge
Malosi.
[126] Mr Baker still wants Rose in his day-to-day care in Auckland. Ms
Harding wants Rose to remain in Edgecumbe in her day-to-day
care.
[127] Although this is not a typical relocation case, the principles in
Kacem v Bashir
still apply:
[24] Everything will depend on an individualised assessment of how the
competing contentions should be resolved in the particular
circumstances
affecting the particular children. If, on an examination of the particular facts
of a relocation case, it is found
that the present arrangements for the children
are settled and working well, that factor will obviously carry weight in the
evaluative
exercise. All other relevant matters must, of course, be taken into
account and given appropriate weight in determining what serves
the
child’s welfare and best interests, as s 4(5) puts it.
[128] The central inquiry is whether Rose’s welfare and best interests would be better served by either remaining with her mother now that she has relocated to Edgecumbe
or relocating to Auckland to live with her father.
42 Kacem v Bashir, above n 30.
43 Mr Baker’s 2015 application.
44 Mr Baker’s 2017 application.
[129] Ms Cobcroft was highly critical of Ms Harding’s conduct in
moving to Edgecumbe. First, Ms Cobcroft submits that in
doing so, Ms Harding
breached a Court order. In those circumstances, Ms Cobcroft submits that this
Court cannot place any weight
on assurances Ms Harding gave to the Family Court
generally regarding her conduct.
[130] Ms Cobcroft identifies the breach as follows. On 24
January 2017, Judge Pidwell made a direction that:
By consent direction that [Rose] to remain living in the Napier, Hastings
area until further order of the Court.
[131] Although the direction was made by consent, it was against the
background of
Mr Baker having applied to the Court under s 46R of the Act that Rose live
in
Auckland. Ms Cobcroft therefore submits that the direction was made under s
46R.
[132] Ms Cobcroft submits that it was not a (further) condition of the
interim parenting order of 22 June 2016. Such a direction,
she submits, would
have been expressed in a different way, namely that Rose be in the interim
day-to-day care of her mother on the
condition that she resides in the Napier,
Hastings area.
[133] Ms Cobcroft’s position was that Judge Pidwell’s order
remained in force following Judge Malosi’s decision.
While Judge Malosi
discharged Mr Baker’s application for a guardianship direction as to place
of residence, the Judge did
not discharge Judge Pidwell’s direction under
s 46R.
[134] Ms Cobcroft characterised Judge Malosi’s lack of reference to
Judge Pidwell’s interim direction and the fact that
there was no reference
to the place of residence in Judge Malosi’s orders as “a procedural
flaw”. But, she nevertheless
submitted that it was clear that Judge
Pidwell’s direction of 24 January 2017 remained in force.
[135] For Ms Harding, Mrs Fairbrother submitted that Judge Pidwell’s direction was made by consent as an interim direction pending final resolution of the proceedings. She submits that no order issued from the Court as a result of the direction having been given. The direction does not specify whether an order is to issue and if so, whether
it is to be attached as a condition to the interim parenting order, or issued
as a separate interim guardianship order.
[136] If it issued as a condition of the interim parenting order, it would
have consequently been discharged when Judge Malosi made
her final parenting
order. That was Ms Harding’s belief.
[137] Mrs Fairbrother also submits that the prospect of Ms Harding and Mr
Freeman living together and relocating to a place nearer
Auckland was squarely
before Judge Malosi. In that regard, she points to the decision under appeal
where Judge Malosi said:
[49] ... Mr Coleman was particularly complimentary of her new partner
[Mr Freeman], and she was hopeful that would be long term
and lead to them
living together in the not too distant future ...
[138] Mrs Fairbrother further submits that while Judge Malosi’s
decision was pending, Ms Harding took the proper step of filing
an application
with a supporting affidavit updating the Court regarding the proposed move to
Edgecumbe. Unfortunately, the filing
of that application coincided with the date
Judge Malosi’s decision was issued. The application was then withdrawn,
with Ms
Harding believing, as already noted, that Judge Pidwell’s
direction was discharged.
[139] In considering the competing contentions on this issue, I
first note that Judge Parsons, in the Family Court, had
cause to mention the
status of Judge Pidwell’s direction at the time she heard Mr Baker’s
application under s 139A of
the Act to bring the new application within two
years of Judge Malosi’s decision. Before Judge Parsons, Mrs Fairbrother
“...
concede[d] that there is an interim s 46R order that appears not to
have been discharged (and not finally determined) that was made
by Judge Pidwell
from January 2017”.45
[140] Ms Cobcroft adopted the same position as she adopted in this Court,
namely that Judge Pidwell’s direction was made under
s 46R of the
Act.
45 TB v PH [2018] NZFC 4930 at [15].
[141] Given the parties agreed on the statutory basis for Judge
Pidwell’s direction, it was not necessary for Judge Parsons
to undertake
any analysis and she proceeded on the basis that “... there was no final
determination of the s 46R interim order
of January 2017. That matter in fact
remains outstanding and before the Court and yet to be
determined”.46
[142] I accept Ms Cobcroft’s submission that Judge Pidwell’s
direction was a direction under s 46R of the Act. Section
46R(1)
provides:
(1) If 2 or more guardians of a child are unable to agree on a matter
concerning the exercise of their guardianship, any of
them may apply to the
Court for its direction.
[143] Section 16 of the Act provides:
16 Exercise of guardianship
(1) The duties, powers, rights, and responsibilities of a guardian of
a child include (without limitation) the guardian’s—
...
(c) determining for or with the child, or helping the child to
determine, questions about important matters affecting the child.
[144] Important matters affecting the child include changes to the
child’s place of residence.47
[145] In this case, there was a dispute between guardians (with a hearing
pending) over where Rose should live. That supports
the proposition that Judge
Pidwell’s direction was a direction under s 46R.
[146] I also accept Ms Cobcroft’s submission that Judge
Malosi’s decision did not operate so as to discharge Judge Pidwell’s
direction. It remained in force. However, it would have been preferable for
the learned Family Court Judge to have specifically
addressed Judge
Pidwell’s direction and to make an order as to place of residence to avoid
any possible room for confusion.
46 At [22](a).
47 Care of Children Act, s 16(2)(b).
[147] Given that Judge Pidwell’s direction remained in force,
it follows that
Ms Harding’s conduct in relocating to Edgecumbe with Rose was a breach
of that direction.
[148] The next question that arises is whether the relocation was without
Mr Baker’s consent. Mr Baker’s position is
that, by his response to
Ms Harding’s counsel’s letter of 7 March 2018,48 he made
it absolutely plain that he did not consent. He was not required to respond
when asked for his reasons for refusing to consent.
Ms Cobcroft submits that in
those circumstances, Ms Harding’s conduct was a continuation of her
failure to consult with Mr
Baker over guardianship issues and showed a disregard
for his role in Rose’s welfare. Ms Cobcroft submits that Ms
Harding’s
conduct is in stark contrast to the assurances she gave to the
Family Court Judge that she would consult with Mr Baker over guardianship
issues. Ms Cobcroft says this conduct is highly relevant to the Court’s
consideration of a number of issues, including s
5(c) of the Act.
[149] On the other hand, Mrs Fairbrother submits that a much more nuanced
analysis is required. She says that Ms Harding signalled
her intention to move
even before the Family Court hearing before Judge Malosi. She kept Mr Baker
informed when a suitable position
for Mr Freeman looked “promising”
and made clear her intention to move by the formal letter of 7 March 2018 when
Mr Freeman’s
position as a farm manager in Edgecumbe had been
confirmed.
[150] Mrs Fairbrother continues that although Mr Baker stated he did not
agree to Rose moving from the Napier area, he did not provide
his full reasons
for opposing the move when requested, and in a previous communication had said
he “would think about it”.
[151] Further, the issue of Ms Harding’s intention to live with Mr
Freeman in a committed relationship was the subject of
cross-examination of Mr
Baker during the Family Court hearing. From his evidence, Ms Harding believed
that Mr Baker approved of
the proposal that she and Mr Freeman would soon live
together. Not only that, Ms Harding believed that Mr Baker approved of a move
which would result in Rose living closer to the Auckland area, but opposed any
move which would take Rose
48 Refer [20] above.
further away from Auckland, including a move to where Mr Freeman was then
living and working, a distance of around one hour’s
drive from Napier,
Hastings.
[152] Ms Harding accordingly did not move in with Mr Freeman at his then
residence, but they looked for a place where Mr Freeman
could work and live, and
where they could live together, closer to Auckland.
[153] There is some substance to Ms Harding’s position that, in the
course of the Family Court hearing, Mr Baker had expressed
his approval to Ms
Harding moving in with Mr Freeman in a place closer to Auckland. There is the
following in the cross- examination
of Mr Baker:
Q. Now, you know that if a decision is made that [Rose] remains with
her mother, [Ms Harding] has signalled that one day she
and [David] would like
to formalise their relationship and live together properly.
A. That’s fantastic.
Q. Do you anticipate that that would be a good thing, that would be a
natural thing to happen and –
A. Yeah, of course.
Q. - that you would support that?
A. 100%. I’m glad that she’s found, I haven’t met him so I can’t comment on him, I’m glad she’s happy, if she’s happy with [David], that’s fantastic, honestly, I’m happy for her.
Q. Would you want to meet [David]?
A. Yeah, definitely, he’s around my daughter, I think it’s fair. Q. Yes.
A. I think since everything’s gone down, [Ms Harding]
doesn’t give [Deidre] the opportunity to understand [Deidre]
as well and I
know because of the text and that, but you put that stuff aside for the benefit
of [Rose], so if [Ms Harding’s]
happy with [David], that’s
fantastic. [Rose’s] happy because Mum’s happy she’s with
[David], perfect.
Q. And [Ms Harding] has suggested that she would agree to promise not
to move any further away than where [David] lives and
works now which is about
just over an hour south of where [Ms Harding’s] currently living. Do you
think you could accommodate
that if that were to transpire?
A. They’re moving further away.
Q. Hmm?
A. My daughter’s moving further away. Like, I’m happy
–
Q. Practically speaking, would it really make any difference to what
the arrangements are now?
A. Yeah.
Q. In what way?
A. She’s further away.
Q. But, practically speaking, if she was an hour closer would you
agree to her moving to Taupō for example?
A. I’d look at it. I’d look at it and see what kind of
arrangements there are. I mean, if they’re happy.
But, from my eyes I
still don’t see [Rose] enough regularly. Hamilton would be a lot better
because then it means that I get
my every second weekend back. Because
it’s only, I drive there now, for diggers sometimes, it’d take me 58
minutes. Taupō’s
three and a half hours.
Q. Good motorway?
A. Yep. So I’m really happy for her, honestly, but I want my
daughter closer.
...
Q. And in terms of where they are living or [Rose] is living at the moment, you wouldn’t consent to any move further away from Auckland?
A. No.
Q. But you would consider consenting to a move closer to Auckland if
that happened?
A. Hamilton would be all right.
[154] Despite that evidence, when the time came, Mr Baker did not consent.
It was open to him to adopt that position. He is one
of Rose’s guardians.
Section 16(5) of the Act provides:
(5) However, in exercising (or continuing to exercise) the duties, powers, rights, and responsibilities of a guardian in relation to a child, a guardian of the child must act jointly (in particular, by consulting wherever practicable with the aim of securing agreement) with any other guardians of the child.
[155] Ms Harding should not have relocated to Edgecumbe with Rose in the
absence of Mr Baker’s consent.
[156] What then is the Court to make of her conduct in relocating contrary
to the terms of the Court order and without Mr Baker’s
consent? There is
a helpful discussion by Courtney J in Thorpe v Barrett, where the Court
discusses the position where one parent has already relocated (but in that case
without the children).49 To that extent, the situation in that case
was different to the position before this Court, as not only has Ms Harding
moved, she
has actually taken Rose with her. But the principle emerging is
applicable here:
[24] I note that issues similar to those arising in this case were
considered by Koś J in Millett v Clyde. The applicant had already
moved to Auckland to live with her new partner and sought an order that her two
sons be permitted to relocate
from Wellington, where they were living with their
father, to live with her. Dealing with a submission that it would be contrary
to
the Act to allow a relocation decision to be determined by the fait accompli of
one parent relocating without the children, Koś
J said that:
Section 4(2) of the Act makes it clear that it is the circumstance of the
children, now, that must be considered ...
It may be that this approach encourages relocation, or the presentation of a fait accompli transfer on the part of one parent. If so (and I express no view), it is a policy judgment that Parliament has made. The relocating parent will still usually face something of a minefield in traversing the s 5 principles. In my view it is better to focus on s 5, the welfare of the children, and not allow ourselves to be distracted by inquiring into the adequacy or otherwise of the mother’s rationale for her relocation. Her location is simply one of the circumstances that we must deal with under ss 4 to 5.
[25] As I have noted, there is no distinction in CoCA between parents who seek permission to move and those who seek to vary parenting orders once they have moved. I agree with Koś J that both cases require the same assessment of which location will be in the best interests of the child or children. Further, an inquiry into the reasonableness of the relocating parent’s decision is limited by s 4(2)(b) which provides that:
Any person considering the welfare and best interests of a child in his or
her particular circumstances – ...
may take into account the conduct of the person who is seeking to have a role in the upbringing of the child to the extent that that conduct is relevant to the child’s welfare and best interests.
(Citations omitted)
49 Thorpe v Barrett [2015] NZHC 3344 at [24]- [25].
[157] The question I ask then is whether Ms Harding’s conduct is
predictive of the way she will behave in future, in particular
in relation to a
s 5(c) assessment.
[158] In relation to Judge Malosi’s decision, I accept that there was
room for some confusion over whether Judge Pidwell’s
direction still
applied with no final order having been made by Judge Malosi. It was put to Ms
Harding in cross-examination that
she knew that there was an order of the Family
Court that Rose had to stay in Napier. She said, “once the ruling had been
made
by Judge Malosi I thought that sort of overruled the earlier
decision”. She said she did not really understand that the earlier
decision still stood.
[159] Nevertheless, it is clear in my view, from a reading of Judge
Malosi’s decision as a whole, that it was predicated on
Ms Harding and
Rose continuing to live in the Napier, Hastings area. The Judge said:
[54] At the time of the hearing, [Rose] had been living in Napier for just shy of 2 years, a significant proportion of her young life ...
[55] Ultimately, I have not been persuaded it is in [Rose’s]
welfare and best interests for her to be relocated back to
Auckland. It follows
then that she is to remain in the day-to-day care of [Ms Harding] in Napier, and
continue to have contact with
[Mr Baker] although I would hope going forward
some of that contact might occur in Napier.
[160] Further, the parenting order granting Mr Baker contact contains a
condition which refers to the cost of airfares between Napier
and Auckland, and
a reference to contact on long weekends, one of which was to incorporate the
public holiday on Hawke’s Bay
Anniversary Day.
[161] In terms of Mr Baker’s lack of consent to the move, I accept
Mrs Fairbrother’s submission that having regard to
his evidence in the
Family Court, the question of consent was somewhat nuanced. But, in the end, Mr
Baker made his position clear.
He did not consent.
[162] Under cross-examination in this Court, Ms Harding acknowledged that she should have got Mr Baker’s consent before moving.
[163] I need to make an assessment as to whether Ms Harding’s conduct
in relocating to Edgecumbe is predictive of the way
in which she will behave in
the future, namely making, as Ms Cobcroft submits, unilateral decisions on
guardianship matters. In my
view, this is finely balanced, but having had the
benefit of observing Ms Harding give evidence, and taking into account all of
the
evidence relating to her decision to relocate, I do not consider that
Ms Harding will, in future, make guardianship decisions
without involving
Mr Baker.
[164] In making this finding, the Court is not intending to send a message
that a parent may act in breach of a Court direction
and/or act without the
consent of the other parent on guardianship matters, and not necessarily expect
consequences. My finding
is limited to the particular circumstances of this
case and an examination of the conduct, to the extent it is relevant, to
Rose’s
welfare and best interests.
[165] That is not the end of the matter, however. I need to weigh all
other relevant matters, including those under s 5 to determine
whether Rose
should continue to live with her mother in Edgecumbe or whether she should be
further relocated, as Mr Baker seeks,
to be in his day-to-day care in
Auckland.
Reason for relocation
[166] Although it is said that the Court should not be distracted by
inquiring into the adequacy of a parent’s rationale for
relocating,50
I mention the background because it goes some way to respond to Ms
Cobcroft’s criticism that it was an adult-focused and not
a child-focused
decision to move.
[167] Ms Harding has been in a relationship with Mr Freeman for at least two years. Not surprisingly, the two of them wished to live together. There is no issue as to
Mr Freeman’s character. He filed an affidavit, sworn 14 August 2018, in this Court and was not cross-examined on it. His background is that he began his farming career in 2008 and worked as a farm assistant for a couple of seasons. He says that
Ms Harding and Rose are a part of his life, and have stayed with him on
the weekends
50 Millett v Clyde [2011] NZHC 521; [2012] NZFLR 351 (HC) at [50].
and school holidays for at least the last two years. On his days off, he
would often stay with Ms Harding in Napier.
[168] Mr Freeman said that Ms Harding told him that Mr Baker was very clear
that he did not agree to Rose moving further away from
Auckland and that is why
they looked for a position on a farm closer to Auckland after they had made the
decision to live together.
Mr Freeman obtained a job as a sole manager of a
dairy farm in the Edgecumbe area. There was a house on the farm that goes with
the job.
Impact on Rose of move to Edgecumbe
[169] Rose has now been in her new school since the end of May 2018. Mr
Freeman deposes that he believes that the move has had a
positive effect on Rose
now that the three of them are living together as a family. He says he has
noticed that Rose is a lot more
settled in every way, especially in her school
work. He says she is improving in leaps and bounds, and he has noticed that she
has
made many new friends. He says he attended Rose’s school
parent/teacher interview with Ms Harding and was very proud to hear
of her
improving in her reading. He says he has noticed this himself when Rose reads
to him at night while Ms Harding is cooking
dinner.
[170] For her part, Ms Harding deposes that she believes that the move to
Edgecumbe has been very good for Rose. She says that
Rose has benefited from
the fact that she is now living together with Mr Freeman and so she does not
have the amount of travelling
that they used to have to visit Mr Freeman when
they were in Napier. She also says that she has settled well into her new
school.
[171] Importantly, the assessments made by Ms Harding and Mr Freeman are
supported by a report from Rose’s class teacher. The
report is undated but
appears to be written in response to a letter from Mrs Fairbrother to the school
asking for information about
how Rose has settled into the school. The report
appears to be annexed to an email from the school dated 9 August 2018. The class
teacher says that:
[Rose] has settled into her new school well. She has made lots of friends. She
• Interacts in class and group situations
• Shares ideas confidently
• Enjoys reading and chooses books to read for pleasure
[Rose] is currently on the Reading Recovery Programme which provides a ½
lesson daily in Reading and Writing. She is making
good progress and has moved
several levels in reading.
[172] This is also consistent with the report from Ms Palinich who met with Rose in her office in Auckland. The date of the meeting is not recorded but it is clear it is subsequent to Ms Palinich’s appointment in the proceedings in this Court, in June
2018. Ms Palinich states:
2. It had been approximately a year since I had last seen [Rose]. At
interview, [Rose] presented somewhat more mature in
demeanour and appeared less
distracted than the last time we met. I asked [Rose] how she felt about moving
from Napier to Edgecumbe
and she replied “happy”. I asked
her if she missed anything about Napier and she replied “No”
and that “It was fun” living in Edgecumbe. I asked her if
she missed anything about her former school ... and she replied that she did not
and
that she liked her current school “better”.
[173] Ms Palinich also reports that she made inquiries with
Rose’s school in
Edgecumbe and she stated that the school had expressed no concern about
Rose.
[174] Under cross-examination, Mr Baker agreed that there had not been
changes in the amount of contact that he had had with Rose
as a consequence of
the move to Edgecumbe, but he would like to see Rose more.
[175] I return to an assessment of the s 5 factors to the extent that they
are relevant and to the extent I have not already addressed
them.
Section 5(a) – a child’s safety must be
protected
[176] There is nothing arising out of the move to Edgecumbe that needs to
be addressed in relation to this principle.
Section 5(b) – a child’s care, development, and upbringing
should be primarily the responsibility of his or her parents
and
guardians
[177] There is similarly nothing that needs to be addressed. The move to Edgecumbe has not changed any relevant matters.
Section 5(c) – the need for ongoing consultation and co-operation
between parents
[178] I have addressed this principle already in terms of Ms Harding
relocating in breach of a Court direction and without consent.
[179] I add that both parties need to work on consulting and co-operating
with each other. There is still fault on both sides. Both
Mr Baker and Ms
Harding acknowledge this. The communication counselling ordered by Judge Malosi
is still in its early days. It is
to be hoped that the further counselling will
assist each of them.
Section 5(d) – continuity in care, development, and
upbringing
[180] Although this principle gives statutory recognition to a principle
that has been influential in making decisions about the
care of children, there
is no legal presumption in favour of retaining the status
quo.51
[181] With that warning in mind and taking care not to elevate the status
quo into a dominant feature,52 I note that Rose has always been in
the day-to-day care of her mother. That has not changed with the move to
Edgecumbe.
[182] Rose’s relationship with her maternal grandmother, who lives in
the Hawke’s Bay area, has continued since the
move to Edgecumbe. Ms
Harding said that her mother had visited three times since the move to Edgecumbe
and that, further, she telephones
most mornings and talks to Rose a lot.
[183] It is also evident that the strong relationships Rose has with her
stepmother and step-sisters have been maintained. That
has not changed since
the move to Edgecumbe. Rose considers them as family and she looks forward to
seeing them whenever she goes
to Auckland. I accept that Rose’s
relationships with her wider paternal family are also fostered by Ms
Harding.
51 Clapham v Clapham [1993] NZFLR 408 (CA) at 410.
52 Brown v Argyll (2006) 25 FRNZ 383 (HC) at [55].
Section 5(e) – relationship with both parents and with whānau
or family group to be preserved and strengthened
[184] The move to Edgecumbe has caused little change in this regard. The
current arrangement still provides the opportunity for
Rose to have contact with
all the important people in her life. She is now living further away from her
maternal grandmother, but
contact has been maintained as referred to in [182]
above. Additionally, Ms Harding has made contact with a cousin, a school
teacher,
who lives in the Edgecumbe area, and who assisted her with advice
regarding school options for Rose. The cousin has a daughter who
is around
Rose’s age.
Section 5(f) – child’s identity – including culture,
language, and religious denomination and practice to be preserved
and
strengthened
[185] The opportunity for Rose to learn her culture and whakapapa upon
moving to Hawke’s Bay has continued with the move to
Edgecumbe. The school
report obtained by Ms Palinich recorded effort as “very good” in
relation to te reo Māori.
The report also states that Rose says a karakia
and sings the National Anthem in Te Reo and English confidently, and she is
learning
to respond to questions in Te Reo using key words and
phrases.
[186] There is no evidence in relation to any such programme at the school
Mr Baker proposes for Rose in Karaka.
Rose’s views
[187] The report of Ms Palinich contains the following:
3. I asked [Rose] about her mother’s partner [David] and she
said that he was “nice” and that he “takes me to
work to go get the cows” and that “he works
everyday”. She told me that she calls him [David] as he is
“not married yet”. I asked her if she saw her Nan often and
she replied “a little bit”. [Rose] told me that she was
“happy”.
4. I asked [Rose] which parent she wanted to live with and she responded “both”. She went onto say that she wanted “Mum and Dad to be together again”. When I explained that her parents were not going to live together, she still responded that she wished to live with both her parents. I asked [Rose] if her Dad came to see her and she told me that he had come once for her assembly. She said that over the last school holidays, she was with her Dad a bit longer being “11 sleeps”.
5. [Rose] told me that the best things she liked about being in
Auckland were her horse, ... and spending time with her sisters.
In Edgecumbe,
she was enjoying her new school and spending time with her new friend ... and
helping [David] at work.
...
7. I asked [Rose] about how she felt about the frequent flying. She
proudly stated; “I’m used to it”. We talked a little
bit more about it and she had no problem to make more plane trips if she needed
to.
...
9. [Rose] presents as a very well-adjusted child. It is clear that
she has very positive relationships with both her parents,
their respective
partners, her sisters and extended family. She comfortably moves between the
two households in different towns
and has expressed no concerns or worries about
[David] now living with her and her mother. What is also clear is that [Rose]
loves
both her parents and does not want to have to make a decision as to who
she should live with.
Overall weighing
[188] If Rose were to be relocated to Auckland, there is no doubt she would
be surrounded by her family. This includes her father,
stepmother and
step-siblings. She would also be close to her paternal grandparents, her
paternal aunt who grazes her pony, her cousins
and her uncle.
[189] Although Mr and Mrs Baker and Mrs Baker’s children have moved
recently to a new rental property, it is still within
the same general area as
their previous home. They have taken a lease on the new property for one year.
Mr Baker is confident in
his ability to provide for Rose financially,
notwithstanding recent financial difficulties in his business with two
particular companies
owing his business a relatively large amount of
money.
[190] On the other hand, in Edgecumbe, there are fewer members of
Rose’s wider family.
[191] However, the evidence is that despite the issues between the adults which continue, Rose’s circumstances, which are known, work well for her. The outcome for Rose, if her care were to change, is unknown. I say that even accepting that Mr and
Mrs Baker would provide a loving family environment for Rose. Additionally,
a change in the care arrangements would also mean a new
school and further
disruption.
[192] Further, a change in the day-to-day care environment is likely to
have an adverse impact on Ms Harding and a consequential
effect on
Rose.
[193] I note Rose’s views as recorded above, namely that she does not
want to have to make a decision as to whom she would
live with.
[194] The status quo is working well for Rose. I consider therefore it
would be in
Rose’s welfare and best interests for the current arrangement to
continue.
[195] Mr Baker’s appeal is therefore dismissed.
The new application
[196] All of the issues relevant to the new application have been traversed
in the context of the fresh evidence on appeal.
[197] Having found against Mr Baker on the appeal, the new application is
also dismissed.
Orders
[198] It is necessary to make some adjustment to the orders made by Judge
Malosi so as to refer to Edgecumbe (and Whakatane regarding
flights) as opposed
to Napier. I will also discharge the direction of Judge Pidwell of 24 January
2017 and in its place impose a
similar order referring to Edgecumbe as opposed
to Napier, Hastings.
[199] The conditions of the final parenting order made by Judge Malosi
granting
Mr Baker contact are amended as follows:53
(v) ...
53 TB v PH, above n 1, at [56].
Labour Weekend from the Friday to Monday so as to
in corp or ate the Hawke s Ba y Ann iv ersary Day
);
...
f. On [Rose’s] birthday as agreed, noting that if she is
in Napier Edgecumbe and [Mr Baker] is not, that will be
limited to phone, Skype or Facetime contact;
g. In Napier Edgecumbe if [Mr Baker] is in the
area, or in Auckland, if [Rose] is there for any reason, at such times as
agreed.
...
(vi) Con di tions
...
b. [Ms Harding] shall meet the cost of [Rose’s] airfare from
Napier Whakatane to Auckland, and Mr Baker shall meet the
cost of [Rose’s] travel from Auckland to Napier
Whakatane.
[200] The orders made by Judge Malosi otherwise remain in
place.
[201] The direction made by Judge Pidwell on 24 January 2017 is discharged.
I order that Rose is to remain living in the Edgecumbe
area until further order
of a Court.
Transfer of orders to the Family Court
[202] I note the provision in s 127 of the Act that enables a party to
proceedings in this Court in which an order has been made
about the guardianship
of a child, or about the role of providing day-to-day care for a child, to apply
to the Registrar of the Court
to have a copy of the order filed in the Family
Court.
[203] Either Mr Baker or Ms Harding may wish to take that step in this
case.
Costs
[204] Mrs Fairbrother advised the Court that Ms Harding had been legally-aided throughout these proceedings and had filed an application in relation to the proceedings before the High Court. At the time of the hearing, a decision had yet to be made on the application, as Ms Harding was required to file some further information.
[205] I direct that Mrs Fairbrother advise the Court on the outcome of the
application for legal aid as soon as a decision is available.
In the event that
a decision is delayed, Mrs Fairbrother is to keep the Court advised on the
anticipated progress of the application,
if that information is available to
her.
[206] I will not make any timetable decisions as to the filing of
submissions until the legal-aid position for Ms Harding is known.
I do,
however, indicate at this point my view that the parties should attempt to reach
at least some agreement over the question
of costs. If agreement cannot be
reached, I will give Mrs Fairbrother leave to supplement the submissions already
included in her
written submissions for the appeal with Ms Cobcroft having the
opportunity to reply.
[207] However, that all awaits the advice to the Court on the legal-aid
application. I
will then issue a minute with timetable
directions.
Gordon J
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