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Ellis v R [2020] NZHC 1969 (6 August 2020)

Last Updated: 29 April 2021


IN THE HIGH COURT OF NEW ZEALAND WELLINGTON REGISTRY
I TE KŌTI MATUA O AOTEAROA TE WHANGANUI-A-TARA ROHE
CRI-2019-458-70
CRI-2019-458-71 [2020] NZHC 1969
AARON PATRICK JOHN ELLIS
v
THE QUEEN

Hearing:
4 August 2020
Appearances:
S J Fraser for the Appellant
G J Burston for the Respondent
Judgment:
6 August 2020


JUDGMENT OF COOKE J




1 R v Ellis [2019] NZDC 20881.

2 Family Violence Act 2018, s 112, maximum penalty three years’ imprisonment.

ELLIS v R [2020] NZHC 1969 [6 August 2020]

special conditions so they terminate at the end of the sentence rather than six months’ after the sentence expires.

Factual background

going to visit her father and to “watch out” as Mr Ellis had something for him. The victim told Mr Ellis not to contact her and to stay away from her family.

(a) At 8 am on Friday 15 March 2019, while on active charges for breach of protection order, Mr Ellis sent the victim an email. He asked if she was okay and if she needed anything. She ignored the email. Shortly after she received another email from him, in which he called her derogatory names.

(b) Over the course of the weekend of the 19–20 March he sent her several more emails, some sent to her, some sent to others but copying in the victim. The victim ignored all the emails and notified police.

(c) On 10 April 2019 Mr Ellis sent further emails to the victim and to Oranga Tamariki, the Ministry of Justice and news sites. The emails contained insults regarding the victim and accused her of being a terrible mother. She did not respond.

(d) On Saturday 13 April Mr Ellis sent her a further abusive email in which he wished that she would kill herself. She did not respond.

(e) On Tuesday 16 April Mr Ellis sent the victim a further abusive email.

Procedural background and decision under appeal

(a) Driving while disqualified, dangerous driving, reckless driving and failing to stop all relating to an incident on 15 October 2018,

(b) A standalone charge of driving while disqualified from an incident on 20 January 2019, and

(c) Two representative charges of breach of a protection order.





3 R v Ellis DC Wellington CRI-2019-031-000138, 4 October 2019.

(a) 18 months’ imprisonment in respect of the two charges of breach of protection order,

(b) Six months’ imprisonment in respect of the driving charges, and

(c) Two months’ imprisonment as an uplift for conviction history.

(a) To not associate with, or have contact with, the complainant directly or indirectly without the prior knowledge of his probation officer,

(b) To not to enter Patea without the prior written approval of his probation officer,

(c) To submit to electronic monitoring in the form of GPS technology as directed by his probation officer in order to monitor his compliance with any condition relating to his whereabouts,





4 R v Ellis, above n 1, at [6].

5 At [20]–[12].

6 At [14].

(d) To live at an address approved by his probation officer and not to move to any new residential address without the prior written approval of his probation officer,

(e) To attend a psychological assessment with a departmental psychologist as directed by his probation officer and to complete any treatment and counselling as recommended and directed by the probation officer to the probation officer’s satisfaction,

(f) To undertake such drug and alcohol assessment, treatment and counselling as his probation officer might direct,

(g) To undertake assessment for and completion of such non-violence programmes as directed by his probation officer.

Approach to appeal

7 Ellis v R [2019] NZHC 2887 at [33].

8 Criminal Procedure Act 2011, s 250.

9 Tutakangahau v R [2014] NZCA 279, [2014] 3 NZLR 482; B v R [2011] NZCA 331 at [9]; and

Lawrence v R [2011] NZCA 272 at [11].

10 Ripia v R [2011] NZCA 101 at [15].

Analysis

The statutory provisions

116 Effect of sentence indication

(1) This section applies to a sentence indication given under section 61 if the defendant pleads guilty to the offence in respect of which it was given within the period that it has effect.

(2) The sentence indication is binding on the judicial officer that gave it unless—



11 R v Ellis, above n 1, at [14].

(a) information becomes available to the court after the sentence indication was given but before sentencing; and

(b) the judicial officer is satisfied that the information materially affects the basis on which it was given.

...

115 Plea of guilty may be withdrawn by leave of court

(1) A plea of guilty may, by leave of the court, be withdrawn at any time before the defendant has been sentenced or otherwise dealt with.

(2) The court must grant leave to a defendant to withdraw a plea of guilty referred to in section 116(1) if—

(a) the court, presided over by the judicial officer that gave the relevant sentence indication, indicates that the circumstances described in section 116(2) apply and it proposes to impose a sentence of a different type or types, or of the same type or types but a greater quantum, than that specified in the sentence indication;

...

... where there is a significant disparity between indication and final sentence, and where the plea has flowed from the indication, the accused person must be offered the opportunity to withdraw his or her plea. An expectation has been created and not met, and the accused should not be held to his or her plea.

Was the sentence of a different type or greater quantum?

12 Taylor v R [2013] NZCA 55 at [18], citing R v Gemmell [2000] NZCA 7; [2000] 1 NZLR 695 (CA).

13 Adams on Criminal Law (online loose-leaf edition) at CPA115.03.

material departure from the sentencing indication, and whether the sentence actually imposed is materially more restrictive than indicated.



14 See also Green v New Zealand Police [2016] NZHC 745.

15 Sentencing Act 2002, s 93.

16 R v Ellis, above n 1, at [29].

was to be treated as time served, it seems to me that the potential for restrictive conditions being imposed could also have been raised.

Should an opportunity to vacate the plea been given?

[8] The victim impact statement which I did not have last week but now have, is concerning, but it is not of sufficient moment to justify any revisiting of the starting point.

Mr Ellis engaged well with the report writer, he maintained eye contact, was at times suspicious, but not hostile. There were elements of victim blaming in the dialogue and limited remorse offered. Three Court ordered psychiatric reports were made available pre sentence, these may speak more to the victim themes covered at this interview than this report writer is able to.

Whilst Mr Ellis participated in the interview, it was somewhat difficult to maintain a line of questioning, pertinent to the summary of facts. As previously stated, this is perhaps more appropriately covered by the psychiatric reports available to the Court. As a result, the specific summary of facts were not discussed in depth, as Mr Ellis would branch off into other matters. Therefore the focus of this report is more in line with conditions available, should the Court be minded.

restrictive than what Mr Ellis would have anticipated on his guilty plea. An opportunity to vacate the plea should have been given.

What is the appropriate remedy?



17 See for example Te Namu v New Zealand Police [2013] NZHC 3443 at [10].

18 At [10]; Te Tau v New Zealand Police [2015] NZHC 1716.

  1. Wilson v R [2015] NZHC 298 at [37]; Appuhamilage v New Zealand Police [2015] NZHC 2355 at [32]; Nuku v R [2016] NZHC 2255.

20 Nuku v R, above n 19.

[14] There is potentially a middle ground. A failure to apply the sentencing indication means that there has been an error in the overall sentencing process. This means that the Court on appeal can impose the sentence that it thinks appropriate given an error has been established. An appellant does not also have to demonstrate that it was manifestly excessive, or outside an available range. But equally the Court is not required to make the sentence conform to the initial indication if the Court does not think that sentence is appropriate. That approach seems to me to be consistent with s 250(2) of the Criminal Procedure Act 2011 for this particular category of case when the appellant does not seek to vacate the guilty plea. ...





21 Te Tau v New Zealand Police, above n 18; and Te Namu v New Zealand Police, above n 17.

  1. Wilson v R, above n 19; Appuhamilage v New Zealand Police, above n 19; and Scoles-Young v Police [2016] NZHC 1120.

23 Mokaraka v New Zealand Police [2020] NZHC 718.

Was the end sentence appropriate?


24 Tutakangahau v R, above n 9, at [36].

25 Patterson v R [2017] NZHC 49, cited with approval (although on the point of a sentence appeal against special conditions being approved by variation to the sentence) in Woods v New Zealand Police [2019] NZCA 446.

Result






Cooke J


Solicitors:

Liberty Chambers, Wellington for the Appellant Crown Law Office, Wellington for the Respondent


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