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Edwards v R [2024] NZHC 1762 (2 July 2024)
Last Updated: 17 July 2024
IN THE HIGH COURT OF NEW ZEALAND CHRISTCHURCH REGISTRY
I TE KŌTI MATUA O AOTEAROA ŌTAUTAHI ROHE
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CRI-2024-409-11 [2024] NZHC 1762
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BETWEEN
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TIHINA EDWARDS
Appellant
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AND
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THE KING
Respondent
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Hearing:
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26 June 2024
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Appearances:
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T D A Harré for Appellant L Fiennes for Respondent
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Judgment:
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2 July 2024
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JUDGMENT OF DUNNINGHAM J
This judgment was delivered by me
on 2 July 2024 at 9.30 am, pursuant to Rule 11.5 of the High Court
Rules.
Registrar/Deputy Registrar
Date...............
EDWARDS v THE KING [2024] NZHC 1762 [2 July 2024]
Introduction
- [1] Tihina
Edwards was sentenced by Judge Ruth on 18 January 2024 to three
years’ imprisonment on one charge of assault
with intent to rob.1
The appellant appeals this decision on the grounds:
(a) the Judge provided insufficient discount for personal background factors;
and
(b) no uplift should have been provided for the appellant’s previous
convictions.
Facts
- [2] On
10 November 2021, the appellant was released from prison on parole with
conditions which included electronic monitoring
until August 2022.
On 4 January 2022 he removed his EM bracelet, in breach of his release
conditions. Although both a warrant
to recall him and a police warrant to arrest
him, issued, he continued to evade police.
- [3] At around
8.50 am on 23 January 2022, the appellant, his brother, Mr Dallas
Edwards, and an unknown associate parked
their vehicle outside Growers Direct
Market on Yaldhurst Road.
- [4] The three
men entered the shop in heavy disguise. There were two employees and a customer
present. Dallas Edwards pointed a pistol
at the head of an employee. The
associate and Dallas Edwards dragged both employees to an area near the stairs
and the appellant
ran up the stairs, kicking open the door to a room containing
a safe. Dallas Edwards and the associate punched the employees whilst
the
appellant attempted to open the safe.
- [5] Dallas
Edwards walked out of the shop followed by the others. He handed a pistol to the
associate who walked back into the shop
and pointed it at a third employee.
Together with the appellant, they dragged the employee into the shop
and
1 R v Edwards [2024] NZDC 933.
demanded the code to the safe. All three men then ran from the store and as they
got in the car to drive away, the unknown associate
pointed the pistol in the
air and fired it. He then fired the pistol at a shop patron, which missed.
District Court decision
- [6] Judge
Ruth first addressed the question of what role the appellant played in the
offending with reference to CCTV footage and
the summary of facts. The Judge
determined he was a “full participant” but acknowledged the
appellant was not to be sentenced
on the basis that he did more than could be
proven.2
- [7] The
aggravating features of the offending were identified with reference to those
identified in the tariff decision R v Mako to assist with establishing a
starting point.3 The Crown submitted that a clear aggravating feature
of the offending was planning and premeditation and the Judge agreed. The
property
targeted was a busy, suburban market and there was a
“patent” risk of danger to members of the public and staff members.
The use of disguises was also noted, as was the use of violence. While it was
submitted that no use of the firearm was to be attributed
to the appellant, the
Judge was satisfied that the appellant knew of the firearm’s presence and
therefore knew what he was
getting into. While the Crown proposed a starting
point of around four years and six months, the Judge selected a starting
point
of three years and six months which was nearer to the three year starting
point proposed by counsel for the appellant.
- [8] The Judge
considered the appellant’s long history of dishonesty, drink-driving,
breaches of Court orders, burglary, violence
and firearms offending. When he was
sentenced for a series of offending in 2018, the Judge, on that occasion, noted
that the appellant’s
background was tragic and a distinct and discrete
discount of 12 months was awarded to recognise the clear nexus between that
background
and the offending.4
- [9] The Crown,
however, submitted that because those background factors were the subject of
generous discounts before the previous
judge, he had to be cautious
and
2 At [4].
3 R v Mako [2000] 2 NZLR 170 (CA).
4 R v Edwards [2018] NZDC 26032 at [29].
restrained in the quantum of any discount for these factors. In support of that
submission, counsel for the respondent cited Carroll v New Zealand Police
which found that although a discount was justified due to background
factors, that should be at a rate lesser than a previous discount
to reflect the
deliberate nature of the subsequent offending and the lack of prospects of
rehabilitation.5 Counsel did not persuade the Judge that he could
distinguish this decision. However, the Judge did accept that the
appellant’s
background “was a tragic one”.6
- [10] The Judge
then uplifted the starting point of three years and six months, by three months
for relevant previous offending as
well as three months for offending while on
parole. A discount of 18.5 per cent (nine months) was given for the guilty plea
and six
per cent (three months) was given for the factors canvassed in the s 27
report. This resulted in an end sentence of three years’
imprisonment.
Principles on appeal
- [11] Appeals
against sentence are allowed as of right by s 244 Criminal Procedure Act 2011
and must be determined in accordance with
s 250. An appeal against sentence will
be successful only if the appeal Court is satisfied there has been an error in
the imposition
of the sentence and that a different sentence should be
imposed.7 A court will not intervene if the ultimate sentence imposed
is within the available range and is one that can properly be justified
on the
application of relevant sentencing principles.8 When assessing
whether the sentence being appealed is “manifestly excessive” the
focus must be on whether the sentence
actually imposed is within range, rather
than the process by which that sentence was reached, or its constituent
elements.9
5 Carroll v Police [2023] NZHC 3293.
6 R v Edwards, above n 1, at [29].
7 Criminal Procedure Act 2011, s 250(2) and (3).
- Tutakangahau
v R [2014] NZCA 279, [2014] 3 NZLR 482 at [36]; Ripia v R [2011] NZCA
101 at [15].
9 Islam v R [2020] NZCA 140 at [32];
and Bowring v Police [2021] NZCA 325 at [12].
Submissions
Appellant’s
submissions
- [12] The
appellant appeals Judge Ruth’s sentence on two grounds. The first ground
is that the Judge erred by failing to distinguish
Carroll, meaning that
an inadequate discount was afforded to the appellant for personal mitigating
features set out in the s 27 report.
The second ground was that the uplift in
respect of previous offending was not justified.
- [13] With
regards to Carroll, counsel submits that while the appellant did receive
a material discount in respect of his background in 2018, the offending to which
this appeal relates was not recidivist in nature. His most recent dishonesty
offending is a shoplifting charge from 2015 and his
most recent violence
conviction, excluding family violence, was in 2012. Whilst the Judge considered
the ways in which the appellant’s
background has led to the present
offending, counsel submits that the Judge erred in adopting the
respondent’s view that Carroll broadly applied to the discounts
available for matters raised in s 27 reports which have previously been the
subject of a discount.
- [14] If the
Judge had not taken this view, counsel submits that a significantly greater
discount would have been applied. The Judge’s
analysis of the issues shows
a close connection between Mr Edwards’ upbringing, and the offending to
which he has pleaded guilty
to. Furthermore, the appellant could not be said to
have declined to take advantage of rehabilitative options since his release from
prison because none have been made available to him. In these circumstances, the
s 27 report supports a conclusion that the appellants’
criminal
culpability is lessened and a discount of 20 per cent would be
available.10
- [15] With regard
to the uplift for previous convictions, counsel notes that while the Judge
recorded that there was no opposition
to such an uplift, this was a
“simple mistake” and counsel’s submissions detailed the
reasons why no uplift was
appropriate. While the appellant does have a long,
consistent and varied criminal
10 Noting this is the level of discount afforded by the sentencing
Judge in 2018.
history, there was insufficient connection between those convictions and the
present offending to justify an uplift.
- [16] Finally,
counsel submits that because the appellant had been recalled to prison to
continue serving his sentence on which he
had been paroled, the uplift for
previous convictions has an aspect of “double counting”. The
appellant has had his sentence
lengthened due to the offending being while on
parole but has not had the credit applied in respect of time spent on recall.
Counsel
submits a credit comprising two thirds of the time spent on recall is
appropriate, citing Cossey v R.11 This would be a credit of
around one month.
- [17] In
conclusion, counsel submits that the correct approach to sentencing would be to
retain the starting point of three and a half
years’ imprisonment, but
apply an uplift of three months to reflect offending while on parole, a discount
of 18.5 per cent
to reflect the appellant’s guilty plea, a discount of 20
per cent to reflect the various factors outlined in the s 27 report,
resulting
in an end sentence of approximately 26 months’ imprisonment.
Respondent’s
submissions
- [18] Ms Fiennes,
for the respondent, submits that Judge Ruth correctly applied Carroll and
a “tempering of the discounts available was appropriate in the
circumstances”. The respondent accepts that Carroll did not set a
formal tariff for reduced agency discounts for repeat offenders. However, when
considering the circumstances, the Judge
was correct to conclude that he was
bound by Carroll and a reduced discount for personal mitigating features
was required in this case.
- [19] The 2018
offending for which the initial s 27 report was prepared involved two tranches.
The second tranche was committed while
on bail for the first and while the
appellant was on the run from Police for several weeks. The Judge allowed a
12 month (or
20 per cent) discount for the appellant’s personal background
factors outlined in the s 27 report as well as the appellant’s
willingness
to engage in intervention and rehabilitation programmes.
11 Cossey v R [2021] NZCA 677, at [21].
- [20] Drawing an
analogy to Carroll, counsel submits that here, the appellant had only
been released from his previous sentence several months prior to this offending
and was still subject to parole. The previous convictions for violence and
firearms were linked to this present offending. Further,
the offending was not
instinctive and was significantly more premeditated than the December 2018
offending.
- [21] While the
respondent acknowledges the appellant has completed minimal rehabilitation,
counsel notes that he was removed from
his last programme due to the use of
violence. In addition, while it is accepted that some discount was required to
account for the
appellant’s background factors, the six per cent discount
provided was within range.
- [22] With
regards to the uplift for previous convictions, counsel reiterates that the
appellant has a significant criminal history,
recent convictions for violence
and firearms offending and slightly older convictions for relevant dishonesty
offending. Despite
the more recent offending being for violence in a family harm
context, counsel submits that the Judge was entitled to consider the
proximate
violence and firearms offending as there are clear parallels.
- [23] With
regards to the submission that he should have a credit for being recalled,
counsel accepts that care must be taken to ensure
the uplift applied does not
amount to double punishment. The District Court Judge did not uplift the
appellant’s sentence to
take into account the fact the appellant not only
offended while subject to parole, but seriously breached his release conditions
by removing his EM tracker. In these circumstances, no further adjustment was
required.
Analysis
Section
27 report
- [24] The first
issue on appeal is whether the Judge was right to say that he was bound by the
decision in Carroll which meant that a greater discount for the
appellant’s background could not be awarded.12
12 Carroll v Police, above n 5.
- [25] In
Carroll, the appellant had pleaded guilty to a raft of family violence
related offending. In May 2022, he was sentenced and the Judge allowed
a 15 per
cent discount for the personal mitigating factors relating to the
appellant’s background. Less than two months later,
the appellant
committed further family violence offending against the same victim. When
sentencing the appellant for this offending,
the Judge acknowledged the
information canvassed in the original s 27 report. However, no further discount
was given due to the fact
the offending was repeat offending against the
complainant.
- [26] On appeal,
the Court considered Berkland v R and accepted that there was a causal
nexus between the appellant’s background and the offending.13
The Judge concluded, however, that given the circumstances of more recent
offending and the appellant’s history, there was some
doubt over whether
his agency continued to be reduced by the factors identified in the s 27 report.
The Judge noted that the offending
was not purely instinctive. It happened just
under two months after his release from prison for previous, similar offending
and this
was the third sentence Mr Carroll has received for offending against
that complainant. The Judge held that if some level of discount
was justified
due to his background, it should have been at a rate lesser than his previous
discount.
- [27] In Mr
Edwards case, I accept that the assault with intent to rob charge is different
in nature from the 2018 offending which
was primarily family violence-related.
However, the spate of 2018 offending still involved firearms charges, a clear
disregard for
court-imposed orders and violent offending. The offending involves
similar themes, even if the actual offences differ. Furthermore,
the current
charges involved premeditated offending which occurred very shortly after
release.
- [28] It is clear
that the Judge in Carroll was not expressing a general legal principle
that must apply at sentencing. What he was deciding was whether, in the
circumstances
of the case, a lesser discount should have been afforded for
background factors (thereby prioritising the sentencing principles of
denunciation, community
13 Berkland v R [2022] NZSC 143, [2022] 1 NZLR 509 at
[89].
protection and protection of the victim). In Mr Carroll’s case, it was
appropriate for the Judge to give no, or at least a
lesser discount, than the
previous discount “to reflect the heightened need to denounce his conduct,
and to protect the community,
and to recognise the lower likelihood of
rehabilitation.”14
- [29] In the
present case, the District Court Judge described himself as “bound
by” the High Court decision in Carroll even though “the
outcome is not one that I necessarily would agree with for myself.”15
As Whata J said in Smith v Police, the Judge in
Carroll:16
... was not attempting to fix any type of tariff for reduced agency discounts
for repeat offenders. His observations must be seen
in the specific context to
which they relate.
- [30] In this
case it was clear the Judge did not consider the circumstances warranted a
significant limit on the discount for factors
identified in the s 27 report.
Indeed, he says that he accepted “the need for your rehabilitation”,
had “feelings
of sympathy and understanding of the matters that are raised
in your cultural report”, and acknowledged that Mr Edward’s
life
path was “pretty much written in stone before you were even
born.”17 Similarly, the Judge, at [40], felt he was unable to
get to the end sentence which “I might from my own point of view want to
put into place.”
- [31] In my view,
the Judge was in error in considering that where there was repeated serious
offending following quickly after a sentencing
for other serious offending, he
was bound to give a much lower discount for background factors that had a causal
nexus to the offending.
He was not constrained in that way, if he did not think
that was appropriate in the particular circumstances of the case.
- [32] Here, the s
27 cultural report discloses that Mr Edwards was exposed to alcohol and
substance abuse from a young age with his
father being a Mongrel Mob member. He
was placed in state care where he was also physically abused to a level he
describes as “tortured”.
He has witnessed family violence and
started drinking frequently from
14 Carroll v Police, above n 5, at [29].
15 R v Edwards, above n 1, at [33].
16 Smith v Police [2024] NZHC 858 at [21].
17 R v Edwards, above n 1, at [35]–[36].
the age of 16. At 18, the appellant was sentenced to four years’
imprisonment and since then, has spent the majority of his
life in prison with
his longest period out of prison being approximately 11 months. He joined the
Black Power gang whilst in prison
and began using methamphetamine as a result.
He now has a methamphetamine addiction.
- [33] It is clear
that the appellant’s personal situation is harrowing and there is a nexus
between the offending and these factors.
That was acknowledged by the Judge in
the District Court. That is also confirmed by the affidavits filed by Mr Edwards
in advance
of sentencing which reflect his aspirations for changing his life but
his despair at how difficult he finds it to remove himself
from his cycle of
offending, saying he feels “stuck in a loop of
imprisonment”.
- [34] While in
2018 a 20 per cent discount was awarded to reflect the impact of these
background factors, I am satisfied a 15 per cent
discount is appropriate in the
present case, and is more likely that the District Court Judge would have
awarded had he not erroneously
considered himself “bound” by
Carroll.
Uplift for previous
convictions
- [35] The second
point on appeal is whether there should have been an uplift for the
appellant’s previous convictions.
- [36] The first
point noted by counsel for the appellant is that the District Court erred when
recording there was no opposition to
an uplift for Mr Edwards’ previous
conviction. The Judge stated that he would adopt that part “as if it were
by agreement”.
When reading the original submissions for the defendant, it
was acknowledged that an uplift might be available to reflect the fact
that this
offending occurred whilst on parole. However, the defence clearly opposed any
uplift for previous offending. The Judge
did err in assuming that this issue
could be determined on the basis the parties were in agreement.
- [37] Mr
Edwards’ previous convictions may be regarded as relevant insofar as they
bring into focus issues of specific personal
deterrence and the need to protect
the community however the Court must be careful to avoid double-punishment
where
appropriate.18 The appellant does have an expansive criminal history.
His previous offending includes numerous types of offending including driving,
violence, firearms, resisting police, failure to answer bail and dishonesty
offences. The appellant was convicted of shoplifting
in 2017 and has other
dishonesty offences scattered through his record. Whilst in the last few years
there has not been any offending
of a similar nature to the present, there is
still a clear recent history of violence and firearms offending that needs to be
taken
into account. I agree with the respondent that the three-month uplift was
modest and well within the available range.
- [38] Finally,
the appellant submits that because Mr Edwards had been recalled to prison to
continue serving his sentence on which
he had been paroled, the uplift for
previous convictions has an aspect of “double counting”. The
respondent submits that
the District Court did not uplift the appellant’s
sentence to take into account the fact the appellant not only offended while
subject to parole, but seriously breached his release conditions by removing his
EM tracker. The Judge does mention the fact the
bracelet had been removed and
when determining the quantum, states that the uplift was for “the fact [Mr
Edwards] [was] offending
on parole and on the run as it were”. The cutting
off of the bracelet was a serious, intentional breach and I am satisfied
that,
with this in mind, the three-month uplift was appropriate and within
range.
- [39] The Judge
adjusted the sentence by adding and subtracting months rather than percentages.
I also note when he converts the uplifts
and discounts to percentages, the
calculations do not always tally exactly. To adjust the District Court sentence
to reflect the
ground on which I have allowed the appeal, I retain the two three
month uplifts and the nine month guilty plea discount and adjust
the discount
for s 27 factors up to 15 per cent of six and a half months. That means, a net
adjustment to the sentence of nine and
a half months discount making an end
sentence of 32 and a half months or two years and eight and a half
months.
18 Beckham v R [2012] NZCA 290.
Conclusion
- [40] The
appeal is allowed. The sentence of three years’ imprisonment on the charge
of assault with intent to rob is quashed
and a sentence of two years and
eight and a half months is substituted.
Solicitors:
Crown Solicitor, Christchurch
Copy to:
T D A Harré, Barrister, Christchurch
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