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Legal Education Review |
CHANGES SEEN, FORESEEN AND UNFORESEEN
JUSTICE MICHAEL KIRBY*
Most lawyers — but I venture to suggest all judges — owe an
incalculable intellectual debt to their law teachers. Memories
of my days at the
Sydney Law School come flooding back: of Dr Currey’s inscrutable mien as
he told the marvellous story of
English legal history. The disciplined Pat Lane,
comfortable in the analytical jurisprudence then so dominant in the
constitutional
law of the High Court of Australia. The mercurial Frank Hutley,
whose unpredictable examination questions on the law of succession
were every
law student’s nightmare. The busy and elegant Gordon Samuels, instructing
us in the late afternoons in the niceties
of common law pleading. Little did I
think I would share the Bench for a time with Hutley and Samuels. The intrepid
David Benjafield,
ever cheerful. The painstaking Ross Parsons. Bill Morison,
whose lectures on torts were models of clarity. The gentle Ilmar Tammelo
who did
not live to see his beloved Estonia freed from Russian rule. The incisive Tony
Blackshield, still at work in his instruction,
then a promising acolyte of
Julius Stone. And above all “Big Julie” himself, whose profound
influence on the Sydney legal
scene cannot be overstated. One distinguished
judge, hesitant over the recent burst of creativity in the High Court of
Australia,
asserted to me recently that he could understand it only by reference
to the common approach of the Sydney Justices and the influence
upon them
— directly or indirectly — of the instruction of Julius Stone
concerning the judicial function.
I take this occasion to pay tribute to my
own law teachers. Instruction in the law never ceases so long as one practises
its stern
discipline. Every day I continue to be instructed by the passages I
read, or which are read to me, from judicial and academic writing.
Academic
texts are used today in courts as never before. Happily (as I am sure you will
agree) scholars do not now need to die in
order that their works might be
acknowledged in court. That was always to require too large a sacrifice which
even those passionate
for the law might have felt reluctant to pay. Led by the
High Court of Australia, the Australian courts are now much more ready to
receive and use academic writing from at home and abroad. Ours is an enormous
international legal treasure-house. Computers can retrieve
a huge mass of data.
They can do so in a matter of minutes and from the far side of the world. Judges
usually have little time to
reflect languidly upon the problems before them.
Often they stumble, by instinct or feeling for the law, upon decisions which
point
them in the right direction. Scholars, typically, have more time to give
thought to where the law is, where it is going and where
it has gone wrong.
Ceaselessly, I press my inquisitiveness upon the barristers who appear in my
court. All too often they are captives
to the instruction of their faraway days
in law school. The only comparative law they know is English law. That is the
law which
they have in books on their shelves. Whilst this is truly a wonderful
source of information and opinion, we should not be hostage
to it. At least
since Cook v Cook,1 Australian
lawyers should have realised that no English decision binds them and that no
English law has more precedential authority
than the law of any other land.
A constant source of guidance and inspiration can be found in the other
great courts of the common law. The Court of Appeal of New
Zealand, for example,
is a most distinguished court. The Supreme Court of Canada and the Courts of
Appeal of the Provinces of Canada
have so much in common with us that we should
use them more often. Especially in the field of commercial law, the decisions of
the
United States courts bear much useful instruction. So do the opinions of the
Supreme Court of India and some of the Caribbean states.
Even in Africa,
guidance is sometimes to be found, as for example in the decisions of the
Supreme Court of Zimbabwe, frequently referred
to in that excellent series
Law Reports of the Commonwealth. The Appellate Division of the
Supreme Court of South Africa has always been a most capable and scholarly
court. Lately, we have begun
to look again at its jurisprudence, especially in
the field of commercial law.2
So much are legal
minds locked into the conventions settled at law school that there is resistance
(not only at the Bar table) to
demands to look beyond decisions delivered in the
Strand. My colleague Justice Meagher, when at the Bar, was once enjoined by me
to look beyond the English authorities. I told him that I was sure that I had
lately seen cross my desk a decision of the Supreme
Court of Florida directly in
point: “Your Honour is such a tease”, was the rebuke I received.
Lawyers must be sent forth from law schools with a curiosity about the
development of legal principle which is global in its sources
and free from the
self-satisfaction and provincialism that has so often in the past bedevilled our
discipline. One of the few disappointments
of my judicial life was the reversal
of the decision of the Court of Appeal in Osmond v Public Service
Board of New South Wales.3 The case
concerned the right to reasons from administrators. It has always seemed to me,
respectfully, that the easy dismissal of
the jurisprudence of common law
countries other than England, reflected in that decision, was unworthy of a
national, final court
of appeal.4 It is interesting to
speculate whether the same approach would have been taken had the question
arisen for decision a few years later.
Talk of change in the law and its
institutions runs a risk of itself lapsing into chaos. For this is a time of
enormous legal change.
To stamp a kind of order upon my thoughts, I have divided
them — like Caesar’s Gaul — into three parts. I shall
call the
parts: changes seen; changes foreseen; and changes not foreseen. I must be wary
of the haruspicial pride which overcomes
those who predict the future. All too
often, they tend to fashion their future world after their own image. They
assume that the
world which they know will continue. For them the idea of a
world unknown to them — worse still without them — is so
unsettling
as to require rejection. I remind myself of Justice Meagher’s recent
curial warning in Government Insurance Office of New South Wales v
Rosniak5 that I should not try to predict
the future “like [an] ancient Etruscan soothsayer, examining the entrails
of sacrificial birds”.
For the venture I accept a perspective of the
future of no more than twenty years. Beyond that time the foresight of mankind
runneth
not. Who would have imagined, but twenty years ago, the vast changes
which have now come about? The doubling in the number of lawyers
and of law
schools? The growth of legal megafirms? The development of so many new courts
and tribunals? The changes to so much substantive
law — including of the
common law? Above all the remarkable impact of technology upon the way we do
law? Whilst a lawyer of
the 19th century would still be relatively comfortable
in a courtroom of Australia today — generally familiar with its
procedures,
laws of evidence, dress and courtesies — predicting that this
will endure without significant change seems bold in a world
of such rapid
change. In order to gauge what lies ahead, consider first the changes seen.
CHANGES SEEN
My life in the law has been fortunate. Most judges and many lawyers follow a
fairly orthodox path in their professional careers. In
mine, I have had the
opportunity to work in the Executive Government as well as in the Judiciary, in
both branches of the private
profession and now in the busiest appellate court
of Australia. My period in law reform was tremendously influential upon my
development
as a lawyer. It helped to reinforce, in practical ways, the lessons
which I had received from Stone, Blackshield and Tammelo.
It is nearly a
decade since I retired from my post as the first chairman of the Australian Law
Reform Commission. Needless to say,
I keep a benign eye upon the work of this
important national institution. In it, I worked closely with many law teachers.
Some of
them were foundation members of the Commission — like Alex Castles
and Gordon Hawkins. They were the initial Commissioners
with Mr (later Sir
Gerard) Brennan, Mr (later Senator) Gareth Evans, Mr John Cain (later Premier of
Victoria) and myself.
After this inauguration, there was a stream of law
teachers serving both as Commissioners and consultants. I came to know many of
them. All of them had a great influence upon me. None more than Professor David
St L Kelly. It was he, by his imperative daily instruction,
who insisted upon
the conversion of my mind, at first reluctant, from the pragmatic
problem-solving approach which the common law
encourages, to the conceptual
approach preferred by scholars. This latter methodology identifies issues of
legal principle and policy
and tries to see each problem in the context of a
wider mosaic of the law. As a judge and as a citizen I never tolerate
denigration
of academics generally or of law academics in particular. In my law
reform days, it was my privilege to work closely with the legal
scholars of
Australia. I continue to welcome their instruction.
In institutional law
reform there have been many changes. Let me mention first the good news. The
Australian Law Reform Commission
has not been abolished. This is not a jest. The
Canadian Law Reform Commission was wound up recently, despite the protests of
the
Canadian Bar Association, judiciary and legal scholars. We should not assume
that law reform agencies are immune from the envy of
competing bureaucracies or
short-sighted politicians. Certainly the number of Australian law reform
agencies has been cut back. The
number of fulltime Commissioners of the New
South Wales Law Reform Commission has been slashed. The Victorian Law Reform
Commission
has been abolished. Self-evidently, the productivity of an agency
depends, in part at least, upon the resources and personnel afforded
to it.
The Australian Law Reform Commission has had a number of successes in recent
times, if success is to be counted by the implementation
of reports. Extremely
useful reports on such relatively uncontroversial topic as foreign state
sovereign immunity6 and
admiralty7 led to prompt federal
legislation.8 Sometimes a Commission report can lie
around for years and then be picked up by a government which finally receives
the green light
from its bureaucracy or finds itself with an undesired gap in
the legislative programme. In Western Australia recently, legislation
on the
controversial topic of expunge of criminal records was justified, against
opposition, by reliance upon a report of the Law
Reform Commission? Law
reformers have to learn to be patient.
An important innovation has been the
better processing of judicial suggestions for law reform. Before I left the
Australian Law Reform
Commission, its Annual Reports were collecting such
suggestions for law reform of interest to federal lawmakers. In this way,
judicial
criticism of the law channelled, in an orderly fashion, into the
legislative process. In New South Wales, Attorney-General Dowd instituted
a
regular system for the orderly review of judicial proposals for law reform.
Especially if such suggestions are procedural in character,
involve little cost
and are otherwise uncontroversial, it is now more likely than not that such
suggestions will be followed through.
At least a system is now in place. Judges
have no entitlement to expect that their suggestions for reform will be
automatically adopted.
But if they trouble to make them, they surely have an
expectation that their perceptions of injustice or inefficiency will command
the
consideration of the Executive and Parliament.
Perhaps the greatest
contribution which can be claimed for the law reform days will be seen, in the
light of history, to be the development
of a culture of law reform and attention
to legal policy. Suddenly there was much more talk about the law, its social
function and
the policies behind its rules. Lawyers and the community were
required to address these issues. The old embarrassment with issues
of policy
was cast aside and discarded. Indeed the enthusiasm with which many judges and
lawyers, late converts, embraced the candid
consideration of policy was
remarkable. Such a radical change from the analytical jurisprudence of earlier
times could not have been
achieved without the intellectual leadership of law
teachers and of judges who revealed the former “fairytales” for what
they were in order to destroy the enduring effects of their
legacy.10
The Australian Law Reform Commission
certainly contributed to this culture of legal change. It is no accident, in my
view, that a
period of legal innovation in the courts has followed the high
publicity and national debates which attended the early work of the
Australian
Law Reform Commission. Perhaps the demonstration of the incapacity of the
legislative system to respond efficiently to
institutional law reform in
Australia has helped to reinforce the increased willingness of our higher courts
to contemplate a renewed
role for the judiciary in the orderly reform of the
law. This was not an heretical idea. The common law itself is evidence of the
capacity of judges of earlier times to produce a large and generally coherent
body of principle out of decisions in multitudinous
cases. But this body needs
constant renewal. Parliament, even as stimulated by institutional law reform,
cannot and does not keep
pace with that need. The realisation of this fact has
imposed new obligations upon judges. It has provided opportunities for
principled
law reform to which law teaching in Australia must be addressed.
Now the bad news. There is less public and professional discussion of law
reform today than there was a decade ago. Perhaps in hard
times, people are less
optimistic. Their priorities may be different. Yet public discussion is itself
an important weapon for institutional
law reform. It raises expectations which
legislators and bureaucrats feel bound to fulfil.
There has been a tendency
to deprive law reform agencies of many tasks which, naturally, belong to them.
Thus the special committee
on criminal law which was established under Sir Harry
Gibbs to review federal criminal law, was a task which, institutionally, should
have gone to the Law Reform Commission. Perhaps criminal law was thought too
close to the interests of the state and its agencies
to permit a completely
independent scrutiny under close probing public examination. Perhaps the languid
pace of some institutional
law reform put the bureaucrats off. In the state
spheres, there has been a similar haemorrhage of law reform activities to other
institutions. Thus, in New South Wales, the Attorney-General now has his own law
reform unit within his department. It is under his
direct control. It has
immediate access to him. Needless to say, its projects tend to get priority of
his attention. There is room
for a multiplicity of institutions to stimulate
legislative law reform. But it would be timely to consider the relative
advantages
and disadvantages of law reform agencies. If it is felt that they are
unable to produce appropriate law reform recommendations, perhaps
such agencies
or their personnel should be changed instead of looking elsewhere or creating
new institutions.
A profound source of disappointment has been the failure
of Australian law-making institutions to adapt to the arrival of permanent
law
reform agencies. At one stage it was thought that such bodies could produce
reports which, tabled in Parliament, would have a
prima facie expectation of
virtually automatic enactment.11 This has not come
about. Perhaps this is so because of the high controversy attaching to some law
reform projects, federal and state.
During the Fraser government a system was
adopted by which federal law reform reports would be referred automatically to
the Senate
Standing Committee on Constitutional and Legal Affairs. As the
Government was bound, by its own policy, to respond to reports of
Parliamentary
Committees within six months of their delivery, this effectively put a time
limit on responses by the Executive Government
to proposals of the Australian
Law Reform Commission. However, such governmental responses were often
uncommunicative. Parliament,
distracted by headier political events, usually
paid little attention. The blockage in Parliamentary attention to law reform
reports
is not confined to Australia. Lord Alexander, in a recent speech in the
House of Lords,12 referred to the special problem
presented by the division of responsibilities between different government
departments “sovereign
in their own fields”. Each of these has
“orthodox traditions deeply embedded in the thinking of their own
officials”.
Bureaucratic resistance and parliamentary inertia provide twin
impediments to law reform throughout the world. We have not yet found
the
institutional solutions to overcome these impediments. They represent a serious
defect in our lawmaking process. It was an abiding
failure of my term in
institutional law reform which I hope to live to see corrected.
Finding a
place in the crowded legislative programme, designed to meet party political
rather than legal priorities, is one obstacle
to the orderly processing, of law
reform reports. But another is the opposition of powerful interest groups. The
Australian Law Reform
Commission’s outstanding report on its first
reference concerning criminal investigation13 proposed
numerous safeguards against police “verbals” and other manipulation
of the evidence of persons in the vulnerable
condition of police custody. Had
the Law Reform Commission’s proposals been implemented in 1975, many of
the problems which
have bedevilled the administration of criminal justice in
Australia (as in England) would have been avoided. It is time that parts
of the
Law Reform Commission report were picked up by the legislature, generally
because they favoured the extension of police powers.
The balancing protections
for the rights of the accused were omitted. Bereft of proper Parliamentary
responses to the Law Reform
Commission report (and numerous other reports saying
similar things) it was left to the Australian judiciary to move gradually
towards
the provision of similar judicial checks. In 1977 the High Court of
Australia expressly recognised that an unsigned police record
of interview might
be fabricated.14 The practical and forensic
difficulties of challenging such statements were reiterated by that Court in
1988.15 In that year, although the High Court refused
to adopt a general rule requiring judges to give warnings to juries, concerning
the
dangers of convicting a person upon such unsigned records, it was
nonetheless held, in the circumstances of one case, that a warning
should have
been given by the judge in express terms.16 In March
1991 in McKinney v The Queen17 the Court laid
down a new and rigorous requirement which obliges judges to give a warning to
juries about the danger of convicting
an accused on disputed and uncorroborated
confessions to police. Judges are now obliged to do what Parliament had failed
to require.
This is a serious indictment of the legislative process of law
reform in Australia. However, it marks out an important function for
the
judiciary. It is one which will require skills different from those which were
involved in the time of complete and absolute
legalism.
There are many other
instances where important law reform reports have been left on the shelf because
of the objection of powerful
interest groups. The defamation
report18 of the Australian Law Reform Commission is a
good illustration. It contains many important reforms to provide remedies for
defamation
which are more apt to the wrong complained of. These include
facilities for a right of reply and for court-ordered corrections. In
succeeding
guises, the report has been considered by the Standing Committee of Attorneys
General over fifteen years — surely
a record even for that notoriously
dilatory body.
A more recent report of the Law Reform Commission,
recommending a code of the law of evidence,19 has
likewise struck difficulties. It seems that the parliamentary digestion capacity
for major tasks of law reform is relatively
modest. The best time to get a major
project through the legislature is early in the life of a government, when its
ministers are
fresh and self-confident, can resist the inertia of bureaucracy
and sometimes wish to avail themselves of ready-made legislation
and the
prospect of a notable achievement. This is the way the Australian
Commission’s reports on insurance contracts20 and
insurance agents and brokers regulation21 passed into
law.22 Senator Evans, a Law Commissioner turned
Minister, gave the reports his blessing and support. That proved enough.
Unfortunately,
in Australia, as in other countries of the common law, law reform
reports all too often gather dust. Not much has changed in that
regard.
The High Court of Australia
In the courts, there have been enormous changes in
the past twenty years. The changes are most noticeable in the High Court of
Australia
because it stands at the apex of our legal system and is a source of
endless fascination and study for every judge, practitioner
and law teacher in
this country. The most noticeable changes in our Federal Supreme Court have been
physical. The court has moved
to its permanent seat in Canberra. For the first
time, there is a woman Justice. The title of all Justices has been modified to
accommodate
this change so that all of the judges are simply
“Justice”. “Mr” has been dropped and a common title
accepted.
Wigs have been discarded. A simple black gown has replaced the regalia
of earlier times. The Court is generally younger in appearance
and outlook than
traditionally it was. It is said that the sight of Sir Edward McTiernan, then in
his eighties, as Acting Chief Justice,
swearing in the new Senators in Federal
Parliament propelled one of the few amendments to the constitution to gain
bipartisan support
and popular acceptance: the setting of an age limit upon the
service of Federal judges in Australia.23
Some
things do not seem to change. One of them is the New South Wales dominance of
the High Court. Now five of the seven Justices
derive from that State. It is a
misfortune that we have not followed a convention to reflect the diversity of
our Federal Commonwealth
by appointing judges from different States. It is not
as if the profession in different parts of Australia could not provide Justices
of distinction. To avoid the embarrassment of naming serving judges, it is
enough to say that Chief Justice Bray (South Australia)
and Justice Neasey
(Tasmania) would have graced the highest Bench. So far, no lawyer from either of
those States has ever sat on
the High Court. Perhaps Justices should accept
appointment for a shorter term, relinquishing such arduous responsibilities upon
a
principle more rational than the attainment of their seventieth birthday. This
might also provide larger opportunities for service.
Retired justices, properly
pensioned, would be ornaments of grateful law schools — the fate which
generally appears to await
their equivalents in Canada.
Other physical
changes are immediately noticeable. They include the introduction of video
facilities for the conduct of special leave
applications across the continent.
Those applications have assumed a greater importance since the compulsory
acceptance of jurisdiction
was replaced by jurisdiction now virtually entirely
by special leave of the High Court itself.24 The High
Court has lately upheld the constitutional validity of the Federal statute which
substituted special leave for the previous
monetary qualifications for appeals
to the High Court.25 It is hard to see how the court,
absent the facility of special leave, could have coped with the increasingly
heavy jurisdiction
of appeals if they had remained of right. If the monetary
criterion had simply been increased, it would have attached undue importance
to
large commercial and properly disputes — not always involving a conflict
of legal principle of national importance. At least
the present arrangement
permits the High Court to retain a general superintendence of all Australian
courts in all cases. It reserves
to the High Court the power to affect the
general direction of our law. That is as it should be. But the removal of a
large and varied
jurisdiction of appeals as of right has undoubtedly changed the
composition and character of the High Court’s work. It has
certainly led
to the increase in criminal appeals. This has been criticised in some quarters.
But I regard this move as entirely
appropriate. Ask the citizen in the street
about the comparative importance of different areas of the law. Invariably, the
criminal
law will be judged the most important. It touches liberty and defines
the relationship of the individual to the organised state.
The High
Court’s recently increased attention to criminal cases merely reflects
community expectations. For most ordinary citizens
the esoteric issues of
commercial and properly law would be seen for what they often are: elaborate
disputes about debt recovery.
There have been other changes in the High
Court which are worth mentioning. One of them is the final termination of
appeals to the
Privy Council. Although appeals from the High Court itself went
years ago,26 it was not until the Australia Act 1986
(Cth) S 11 that the final links to the Privy Council were severed. With that
severance came Australia’s complete legal independence. No
longer do
judges of this country have to look over their shoulders to the reaction of the
Law Lords. Now, we have only ourselves
to satisfy and to criticise.
Without
diminishing our debt to the English judiciary, it is obviously healthy that a
country of Australia’s size, wealth and
legal resources should stand on
its own feet. Undoubtedly, this has allowed the High Court in recent years to
experiment with the
development of legal principle in a way which would not have
occurred had the umbilical cord to London remained intact. In an entirely
understandable way, the innovations took a time to arrive. They awaited the
retirement of judges whose perception of the judicial
role and of the function
of the courts had been settled at a time when the High Court of Australia still
paid obeisance to their
Lordships. Finding new principles, new procedures and
techniques for the exposition and development of the common law of Australia
affords a great challenge to Australian lawyers in the era of legal
independence. In answering that challenge, the courts will necessarily
look for
support and guidance from legal scholars.
State and Federal Courts
Nor is innovation confined to the High Court. It
could scarcely be so. That Court considers about 80 appeals each year. Such a
small
sample, although selectively chosen, could scarcely satisfy the varied
needs of the entire legal system. Choice of cases has itself
affected the
composition of the sample. There are now few cases about wills, the rule against
perpetuities, patents or the niceties
of personal property law. Increasingly,
the work is criminal, constitutional and concerned with important federal
statutes. This
fact imposes special responsibilities on the superior appellate
courts of Australia. I refer to the Courts of Appeal and Full Courts,
federal,
territorial and State. Once those courts were kept on a fairly tight rein by the
High Court. Their desire to “soar
on the wings of policy” was not
infrequently checked by judicial rebuke. But no longer.
In Nguyen v
Nguyen27 the High Court stressed the obligation
of federal, territorial and State appellate courts to avoid rigid adherence to
principles
later considered to have been erroneous. Nothing less was required by
the recognition of the comparatively few cases in which the
High Court, as a
matter of practical reality, could afford redress and correct
error:28
“This Court has never regarded itself as bound by its own decisions, which is all the more appropriate now that it is a court of last resort for all purposes. There is a point view that different considerations should govern the situation of an intermediate court of appeal ...But even if that view were correct, now that appeals to the High Court are by special leave only, the appeal courts of the Supreme Courts of the States and of the Federal Court are in many instances courts of last resort for all practical purposes. ...In these circumstances, it would seem inappropriate that the appeal courts of the Supreme Courts and of the Federal Court should regard themselves as strictly bound by their own previous decisions. In cases where an appeal is not available or is not taken to this Court, rigid adherence to precedent is likely on occasions to perpetuate error without, as experience has shown, significantly increasing the corresponding advantage of certainty.”
The
reference in Nguyen to the Federal Court of Australia reflects another
important development on the Australian legal scene in recent years. The Federal
Court, together with the Family Court of Australia, provides a visible federal
presence in the daily work of legal practitioners.
The fears of wasteful
duplication and conflicts of jurisdiction, such as have bedevilled the relations
of federal and State courts
in the United States of America have receded. The
early tendency to confer exclusive jurisdiction on the Federal Court of
Australia
appears to have been abandoned. Now it is more common to find
concurrent jurisdiction: leaving to litigants and those advising them
to decide
the most appropriate and convenient court in which to sue. This has afforded a
degree of competition between courts which
can only benefit consumers of legal
services, at least in the long run. Whatever remaining fears lingered these have
been set at
rest by the cross-vesting legislation and the sensible way in which
such legislation has been applied both by the Federal Court and
by State
courts.29
Of course, there remain problems. It
seems likely to me that, in the long run the Family Court of Australia will
become part of the
Federal Court. The original idea of a different, more
informal court without wigs, robes or open hearings has given way to the return
by the Family Court a high measure of orthodoxy and legal form. Many of its
problems are extremely difficult. Their importance to
citizens of Australia is
at least as great as are the other federal jurisdictions conferred on the
Federal Court. The desirability
and utility of a varied judicial service to
avoid prolonged, specialist exposure to one area only of legal practice is
another reason
for considering a merger. Doubtless there would also be
efficiencies and cost savings to be gained. Perceptions of status stand in
the
way. But those are transient perceptions akin to the similar attitudes which
once restrained the High Court from entertaining
many criminal appeals.
Another change which seems likely in the Federal Court is the eventual
establishment of a permanent Federal Court of Appeal. There
is such a court in
Canada. In the Family Court there are now permanent appellate judges. Experience
suggests that the appellate function
is different in kind from the trial
function. Suggested inconsistencies in decisions of Full Courts of the Federal
Court, differently
constituted, deprive the conferral on the Federal Court of
special jurisdiction in particular federal matters of its principal
justification.
Another development of recent times has been the creation of
permanent appellate courts in a number of the other jurisdictions of
Australia.
In Victoria, the Appeal Division was created by the Judges themselves,
apparently to fend off the suggested establishment
in that State of a permanent
appellate court like the Court of Appeal of New South Wales.30
The result is a rotating system but with a permanent core of senior
appellate judges. In Queensland, a permanent Court of Appeal has
been
established by legislation. Such a proposal had been discussed for many years.
But now it is law. Its first members have been
appointed. It too has eased the
pain of superseding judges who may have had been appointed to office with a
legitimate expectation
that they would perform appellate work, by providing a
rotating roster for the composition of the Court of Appeal.
The proposal for
a national appellate court, under the High Court, advanced by the Constitutional
Commission, appears to have got
nowhere. But Australia’s constitutional
inflexibility has sometimes proved to be the mother of invention. It is possible
that,
by an exchange of judicial commissions, we will see greater mobility in
the service of Australian judges in different parts of the
country. That
mobility will, in turn, reflect greater mobility in the legal profession
generally.31 For some, it will make judicial service
more interesting and attractive. It will permit the sharing of judicial and
legal experience
in different parts of Australia in ways which were not earlier
possible. It will allow the pooling of ideas on judicial technique.
Clearly, it
is a development to be welcomed.
New South Wales Court of Appeal
Despite the rapid increase in the workload of the
Court of Appeal of New South Wales, the number of its judges remained unchanged
from its establishment in 1965 until 1991. In the same time the workload of the
Court increased by 257%. At the end of 1991, with
the appointment of Justice
Sheller, the number of the Judges of Appeal was increased by one to nine
(including the Chief Justice
and the President). The appointment of appellate
judges with trial experience as judges has been less common in New South Wales
than
appointment to the Court directly from the Bar or from other
courts.32 A much needed innovation was the appointment
of newly retired Judges of Appeal as Acting Judges of Appeal. Thus, Justices
Hope and
Samuels were at first reappointed by new commissions. They sat, between
them, about four or five days a month. This provided a much
needed flexibility
in the constitution of the Court. It facilitated the composition of multiple
divisions of the Court of Appeal.
It retained a link with judges of great
experience after their retirement; but without imposing on them undue burdens.
Another welcome
development has been the small increase in the research facility
provided to the judges. The Chief Justice has a research officer.
So does the
Court of Appeal and each of the Divisions of the Supreme Court. It is now common
for Judges of Appeal (and some other
Supreme Court judges) to appoint recent
graduates to their personal staff. There is high competition for such
appointments. Last
year I received seventy-eight applications for two posts on
my staff. The graduates eventually recruited came, respectively, from
the
University of Queensland and the Australian National University, New law
graduates recognise the usefulness of a year’s
service with a judge,
seeing the operation of a busy court from the inside.
Amongst the changes in
the Court of Appeal’s work procedures in my time are the following. The
Judges of Appeal, and all of
them, now sit regularly in the Court of Criminal
Appeal. This follows the procedure adopted in England. It provides a useful
integration
of the appellate criminal court with the general body of legal
principle being applied and developed in the Court of
Appeal.33 The interaction of expert and non-expert is a
common and deliberate feature of the constitution of benches in the Court of
Appeal.
It is undesirable that any court should lose contact with the
development of basic legal principle to which, ultimately, the High
Court of
Australia must bring all Australian courts.
The number, bulk and detail of
written submissions to the Court has increased significantly. In certain
circumstances the practice
of the Court requires a narrative statement of facts
to be provided by counsel. This is generally confined to cases of extremely
complex facts. It casts on the parties the provision of the first draft of the
narrative which would otherwise fall on the judge.
The filing of chronologies to
assist in the efficient drafting of judgments is also now a standard
requirement.
It is my responsibility as President to constitute the Court
for particular appeals. This is done in consultation with the Chief Justice.
He
sits in the Court whenever his other duties allow. The judges have accepted the
assignment by me of an obligation to provide (where
appropriate) the primary ex
tempore judgment or the first draft of a judgment, if reserved. This facility
relieves the other judges
of the burden of preparing the narrative statement of
facts in such cases, unless they elect to do so, as of course they may. Amongst
the changes which have occurred in the hearing of appeals is the greater use of
Second Reading Speeches and Explanatory Memoranda
in aid of the task of
legislative construction.34 The greater use of academic
writing and of policy material (such as law reform and other reports) is also a
marked feature of the
decade past.
The Judges of Appeal in New South Wales
meet every fortnight to review the list of reserved decisions. Each of them
explains to their
colleagues the state of reserved decisions. This is not only a
facility for enhancing collegiality within the Court. By peer pressure,
it also
tends to be a guarantee against undue delays.
One change in the substantive
work of the Court should be mentioned. It arises from the shift in emphasis of
decisions of the High
Court concerning the advantages enjoyed by trial judges in
determining factual disputes. Those advantages have been recognised in
a series
of decisions, going back a century, both in England and
Australia.35 But in Warren v
Coombes,36 the High Court emphasised the
obligation of an appellate court, with a legislative obligation to conduct a
re-hearing, where necessary
to shoulder the responsibility of correcting factual
findings which were plainly wrong.
In a series of more recent decisions, the
High Court has placed greater emphasis upon deference to the impact of
“subtle influences
of demeanour” upon a trial
judge.37 This emphasis adds a premium to the finality
of litigation. It may sometimes cloak serious injustice and prevent its remedy.
It appears
to give undue weight to impressions of truthfulness of witnesses
which are notoriously unreliable in the rather artificial environment
of a
courtroom.38 It can, in particular cases, effectively
neuter the facility of an appeal by re-hearing which Parliament has provided. It
has undoubted
changed the review of fact-finding by appellate courts in
Australia. Presumably it was intended to do so. As “subtle influences
of
demeanour” may affect most judges in most cases (even if not acknowledged
or even referred to) the principle now adopted
significantly circumscribes
appellate review of many’ disputes. In the long term it may diminish the
number of appeals, as
their utility is seen to be severely limited where facts
are in contest.
In the Supreme Court, the changes have been no less radical.
The Supreme Court of New South Wales now has a Policy and Planning Committee.
It
supervises the Court’s operations, receives monthly statistical and other
reports and considers issues of long-run policy.
This committee was established
by Chief Justice Gleeson who also determined that the Court should publish an
Annual Review. This
document now incorporates the Annual Review of the Court of
Appeal which had earlier been published as an initiative of the Judges
of
Appeal.
There are others with greater expertise to speak of the radical
changes which have occurred in the trial divisions of the Supreme
Court.
Clearly, those changes include the decline of jury trial, the establishment of
specialist Divisions; the facility to refer
issues out for arbitration or
report; new cost rules which penalise unreasonable litigation after an offer of
compromise has been
made, and other rules and procedures designed to promote
settlement without litigation. A major experiment on which the Court recently
embarked was a “special sittings” of common law cases. Virtually
every Judge of the Court, including the Judges of Appeal,
sat at various times
during a fortnight to help clear the backlog of such cases. Of thirteen hundred
cases originally assigned to
the sittings, two weeks before it began only five
hundred cases were left (the rest being settled or abandoned). The remainder
were
disposed of in less than the fortnight assigned.
CHANGES NOT FORESEEN
Before I embark upon a number of changes which I
foresee in the years ahead, I will acknowledge that bolder spirits may look to
more
fundamental institutional and legal changes than I think are likely to be
accomplished during the balance of my professional life.
The approach of a new
millennium has, somewhat irrationally, encouraged millennial thinking on the
part of some lawyers and other
citizens. They dream of the establishment of a
republic in the place of the Australian Commonwealth; of the abolition of the
States;
of the incorporation of a constitutional bill of rights; and a treaty of
reconciliation with the Aboriginal people. Some or all of
these objects may be
achieved. But given the glacial pace which has hitherto marked textual
constitutional reform in Australia, this
seems unlikely — such is the
enduring conservatism of the Australian voter in matters affecting formal
constitutional change.
Still others dream of the substitution of features of
the inquisitorial system of court procedures, for the adversarial and
accusatorial
systems which we in Australia have inherited from England. Quite
apart from the implications of such a change for judicial training,
government
funding and our legal culture, it is not self-evident that the change should be
adopted. Italy has begun, in reverse,
to embrace aspects of the adversarial
system out of a sense of disillusionment with the system of judicial inquiry.
Many judicial
officers in Australia are now much more active in the conduct of
proceedings. With the demise of the jury, judges often take a more
interrogatory
role. Tribunals of great number and variety have been established. Many of these
reflect features of the system of
inquiry which are typical of civil law
countries.
It is possible that wigs and robes will disappear so that all
Australian courts (including possibly magistrates) will adopt a simple,
black
robe as I urged in my Boyer lectures a decade ago.39
The High Court of Australia has given the lead. But the States’ superior
courts (and the Federal courts) seem reluctant to
follow. The new Lord Chief
Justice of England has predicted the abolition of wigs, at least. He has
suggested that it displays a
uniform which sends the wrong signals about the
functions of the court in a modern society.40 If change
comes in England, it may be followed in Australia. The generation whose
concurrence is needed is still profoundly influenced
by what happens in London.
Yet in these symbolic changes I look for little early progress.
It is now
many years since the first women judges were appointed to the Superior Courts of
Australia. The Supreme Court of South Australia,
ultimately uniformly dropped
“Mr” from the title of male judges out of deference to Justice Roma
Mitchell. Similarly,
when Justice Gaudron was appointed, the High Court of
Australia accepted the uniform title of “Justice” — as the
Supreme Court of the United States had done shortly before the appointment of
Justice Sandra Dey O’Connor. The Family Court
of Australia, comprising
many female as well as male judges, has ultimately dropped the “Mr”.
Some judges of the other
courts have done so. But the Supreme Court of New South
Wales (since Justice Jane Mathews was appointed), the Land and Environment
Court
(since Chief Judge Mahla Pearlman was appointed), the Supreme Court of
Queensland (since Justice Margaret White was appointed)
and the Federal Court of
Australia (since Justice Deidre O’Connor was appointed) have not resolved
uniformly to drop the offending
“Mr”. Many of the male judges cling
resolutely to their ancient title, notwithstanding the differentiation which is
thereby
established from their female colleagues. If agreement cannot be struck
in a matter such as this, the leadership of the superior
courts of Australia in
things more radical may likewise be elusive.
In substantive law, it seems
unlikely that the basic content of our legal system will be deflected far from
its English origins. I
say this notwithstanding the valiant attempts of the
Australian Law Reform Commission to remind judges and other lawmakers of the
great change which has come over Australia in recent years, so far as its ethnic
composition is concerned.41 Perhaps in due course
Confucian values will inculcate our legal system and penetrate its principles.
Notions of rights may be replaced
by a larger emphasis upon duties. The primacy
of the individual may give way to emphasis upon the community. The rule of law
may
even bend to the Confucian ideal of the rule of virtue. But such fundamental
changes seem far off. Like the Church and the defence
forces, the law and its
senior personnel remains noticeably and resolutely Anglo Celtic as the centenary
of the Australian Commonwealth
approaches.
The impact of artificial
intelligence will undoubtedly be felt in legal practice in the 21st century. It
will certainly affect the
design of laws. An increasing number of decisions will
be fashioned which may be made automatically, without the messy intervention
of
human judgment.42 This too seems far away. Yet in the
space of twenty years we have witnessed the impact on the practice of the law
and of the courts
of multiple photocopiers, word processors, filing by
telefacsimile and computer retrieval of legal authority. The future directions
of technology promise to assist our discipline in delivering its product to more
people more economically.
CHANGES FORESEEN
A number of institutional changes of an incremental character appear likely
to occur. It seems probable to me that more law teachers
will be appointed to
judicial office in Australia. This has not, until now, been common. Normally,
the legal scholar has had to purge
the academic experience by a period of legal
practice. There are notable and successful illustrations of such appointments.
Justices
Nygh (Family Court) and Ryan (Supreme Court of Queensland) spring to
mind. In New Zealand, the appointment of Professor Grant Hammond,
Dean of the
Faculty of Law of the University of Auckland, to the High Court produced a
predictable reaction on the part of the Bar.
But a leavening of experienced and
talented legal scholars in the courts is, in my view, highly desirable. Some of
the best judges
in the United States and in Canada have come from that source.
There is no reason of principle why, in Australia, it should be different.
With
the apparent decline of the other attractions of judicial office to the leaders
of the Bar, it seems certain that appointing
governments will turn occasionally
to academic lawyers.
An abiding weakness of our system of justice is the way
it handles unrepresented litigants. Access to the courts by people who cannot
afford a lawyer and do not qualify for legal aid is a serious weakness which
needs to be addressed. Denying such persons, even where
they succeed, their
basic costs and out-of-pockets, may uphold the monopolies of the legal
profession. But it scarcely represents
equal justice under
law.43
I pass over such well worn topics as the
increasing use of alternative dispute resolution. The need for procedures for
mediation of
disputes amongst parties who must continue to live in relation to
one another (such as neighbours44 and
family45) has repeatedly been referred to in the
courts. In such cases the adversarial trial may resolve only the latest symptom
of a deep-seated
problem which remains unresolved. I also pass over the likely
increased use of interstate jurisprudence which will follow the realisation
of
the independence of the Australian common law. In the past, in each State, we
have tended to look to London rather than the other
States for guidance.
Computers will rescue us from this vestige of intellectual colonialism. Of
course, the will to be rescued is
a prerequisite.
I mention the likely
impact of increasing numbers of women upon the practice of law. Some suggest
that it will cause the adversarial
trial to drop some of its aggressive
features. Captives to a special culture, it will take brave women practitioners
to do things
in different ways. But perhaps some will find that courage. Much
more relevant is the escape from attitudes which are difficult to
shake off in a
profession selected and educated as the legal profession is. Its students tend
to be amongst the highest achievers
amongst the school leavers. They tend, in
turn, to come from homes in wealthier suburbs and from more supportive home
environments.
In such a catchment, it is more likely to find sympathy for
defaulting company directors than for lowly criminals in the thrall of
unemployment seeking solace in the escape of mind-bending drugs. How we
inculcate an appreciation of the variety of our society and
the avoidance of
monochrome uniformity in its legal culture is a major challenge for the years
ahead. Without for a minute endorsing
the adoption of “acceptable”
attitudes as a new orthodoxy, I do believe that continuing legal education must
play a part
in teaching lawyers (including judges) about the shifts and changes
in the Australian society which they serve. The first faltering
steps are being
taken for the formal training of judicial officers. It cannot be doubted that
these will gather pace.
Procedural
In the appellate courts it seems likely that strict
time limits will be introduced to control the excesses of oral advocacy. Such
limits have long since been imposed in the United States. They have more
recently been introduced in Canada. Necessarily, they tend
to shift advocacy
from the oral to the written word. This shift has cost implications. It also has
political consequences. Less of
the court’s business is then done in
public where the judges, as they judge, may be judged.
To cope with the
likely increase in workloads it will either be necessary to keep more people out
of court (as by principles upholding
immunity from appellate review) or to adopt
more efficient procedures for processing appeals. One possibility is the
adoption of
very short reasons for decisions. This is what the High Court has
usefully done in dismissing applications for special leave: necessarily
with
brief general comments. The Court of Appeal of New South Wales is now,
increasingly, doing likewise. Perhaps that technique
could be extended.
Sometimes in disposing of an appeal it is enough simply to endorse the reasons
of the trial judge. Yet deference
to the argument of parties normally forces a
court to embark upon the provision of its own reasons.
One procedure which
may come about in the shift to written argument is the preparation by the
parties of a draft of the reasons for
judgment which they ask the court to give.
The provision of such draft reasons is not entirely heretical. In the New South
Wales
Court of Criminal Appeal, the Crown has, for a long time, provided a basic
draft for the judges. This is supplied to the accused.
It sets out the formal
details of the trial, the facts proved, the grounds of appeal and the
Crown’s arguments on these. This
document provides a useful basis for the
ex tempore judgments without which that Court could not get through its work.
Although lacking
the repeat players who perform their functions in the Court of
Criminal Appeal, it is possible that the Court of Appeal could move,
at least in
some cases, to a similar procedure in civil appeals. The preparation of
provisional reasons, and their distribution to the parties for criticism
and comment, is another innovation which may come. It would adapt to the courts
the procedures of law reform agencies. So long as the judge has kept a truly
open mind to hear the criticism of the parties, it is
possible that a better
balance between written and oral argument could be constructed: conserving oral
submissions to a final attack
upon an all-but- final decision of the court.
Because legal and judicial work has been done in a particular way for a very
long time, it is appropriate to pause before changing
things long settled.
Experience demonstrates that such settled ways often have good reasons to
justify them. However, bringing justice
to more people who seek it, coping with
the ever increasing tide of litigation and operating in an environment of
controlled resources,
obliges the courts to adopt an attitude of open-mindedness
and innovation such as has not been required for the greater part of this
century.
Substantive
There are four substantive areas of the law which I wish to mention. They arise out of recent decisions. They command our attention.
(i) The occasions and limits of creativity
The first concerns judicial creativity. A series of
decisions of the High Court of Australia, during the Barwick and Gibbs Courts,
emphasised the strictly limited circumstances in which the judiciary should
disturb legal principles found to be “settled”.
I refer to such
decisions as Trigwell46 and
Dugan;47 McInnes48
and Osmond.49
More lately,
however, the High Court of Australia has ventured energetically upon the
development of legal principle in numerous areas
of the law. The Court would
doubtless consider that, in most cases, it has not abolished a settled rule of
the common law but merely
extended a principle or developed or incorporated it,
in a way that is permissible, into a wider general
principle.50 Many illustrations can be cited of such
legal inventiveness. They include Papatonakis v Australian
Telecommunications Commission;51 Cole v
Whitefield;52 and Trident General
Insurance Co Limited v McNiece Bros Pty Limited.53
There have been many other cases. Indeed, 1992 was a vintage year for judicial
creativity of the highest importance in the High Court
of
Australia.54 In my own Court the legitimacy of a judge
to declare a rule of the common law obsolete because the social conditions upon
which it
depended have changed fundamentally, was discussed in Halabi v
Westpac Banking Corporation. Differing views were expressed. It is
extremely rare today to see it disputed that judges have a legitimate function
in developing
and re-expressing the common law. Occasionally, criticism is
voiced concerning the extent of judicial creativity. Professor P S Atiyah,
for
example, has repeatedly emphasised the high desirability of predictability in
the common law.55 Some of his invocations to a return
to the highly technical procedures and pleading of the nineteenth century seem
unlikely to command
widespread support in Australia today.
The point about
judicial creativity is not its existence but its occasions and the techniques to
be used where it is considered appropriate.
It is here that legal scholars have
a special role to play. We should advance beyond the unrewarding debate about
whether judges
make law. Of course they do. How else would the common law, with
all of its complexities, ever have developed? We can even, I believe,
advance
beyond the issue of whether judges have the legitimacy to unmake a principle of
the common law. Let that action be called
“further development” and
“incorporation into wider general principles” if it makes certain
lawyers feel
better. If it is then less threatening to the other organs of
government, let that rationalisation be adopted, so long as we who
are involved
in the process — judges and other lawyers — are open-eyed concerning
the practical outcomes of what we are
doing. There remain the questions of when
judges should hold back? When it is appropriate to postpone reform to Parliament
(which
may never get round to the task)? If creativity is apt, what materials
should be available to the judge to ensure that he or she
makes the right
decision? These are certainly questions worthy of further exploration. No judge,
being unelected, has the legitimacy
simply to stamp on society an idiosyncratic,
personal notion of what the law should be. The law must advance in a principled,
rational,
logical way so as to serve the changing needs of society. Sometimes it
will be appropriate for the judge to decline invitations towards
creativity. I
have myself done so on many occasions.56 On other
occasions, “development” of common law principle will be entirely
correct. Telling the one case from the other,
and doing so in a principled and
consistent way which is acceptable to society, presents a topic worthy of legal
scholarship and
of the most careful reflection by judges.
(ii) Prospective over-ruling
A like topic is prospective over-ruling. In Oceanic Sun Line Special Shipping Co Inc v Fay,57 the High Court of Australia was obliged to consider the forum non convenient rule. Justice Deane raised the prospect that, in some cases, the High Court should declare the law to be altered with prospective effect only.58 This idea was carried forward in McKinney v The Queen.59 There, the High Court established a “rule of practice” “for the future”.60 It was that a warning should be given by judges to juries about the dangers involved in convicting an accused person on uncorroborated and disputed police evidence of alleged oral admissions. Such prospective rules in respect of criminal law and procedure having widespread potential application for persons already tried and convicted, have been adopted in the United States.61 The injustice of such a rule in particular cases has been noted.62 However, the course has now been adopted. In some ways it is the natural outcome of the abandonment of the declaratory theory of the judicial function.63 The necessity to declare a rule of general operation puts a restraint upon judges who might be tempted to a purely legislative function. The occasions for “prospective over-ruling”, and the kinds of cases apt for such decisions remain, in Australia, another subject ripe for future analysis.
(iii) Integrated legal system
Another area for attention concerns the harmonisation of different segments of the law, Our law is made up of common and statute law, of principles of equity, much subordinate legislation and nowadays some imported rules of international law. There are strong reasons why courts, which must declare, interpret and apply the law as it affects individuals, should seek to harmonise the various components of the law. Specifically there are reasons why common law developments should occur in general harmony with legislative change. I do not regard this as a heterodox opinion. It was stated by no less a judicial personage than Lord Diplock in Warnick v Townend & Sons (Hull) Limited.64 There, his Lordship said:65
“Where over a period of years there can be discerned a steady trend in legislation which reflects the view of successive Parliaments as to what the public interest demands in a particular field of law, development of the common law in that part of the same field which has been left to it ought to proceed upon a parallel rather than a diverging course.”
I invoked this principle in Osmond66 to justify the development from legislative advances in the same field of a common law right to reasons from administrative officials. My attempt was overruled by the High Court.67 My present purpose is not to comment again on the particular case. It is to reaffirm my view that judges have a responsibility to seek a rational harmonisation of the different sources of law and of the operation of the rules which make up the obligations imposed on people bound by the law. So far, my attempts to develop this idea have not met with great success. It has been said that Pound’s thesis that the common law can be fashioned by analogy with statute has “never really gained general acceptance, at all events in that simple form”.68 In an increasingly complex legal landscape legal scholars would do well to revisit this topic. As an extension of my thesis, in Minister for Lands and Forests v McPherson ,69 with the concurrence of Justice Meagher, I suggested that statutes should be interpreted so as to be in consonance with the principles of equity, so long as no unambiguous or contrary intention appeared in the relevant enactment. This is the orthodox approach which is taken to the construction of statutes so as to ensure that they are consonant with basic principles of the common law.70 Such a principle is regularly applied by the High Court of Australia and indeed by all Australian courts under it.71 There should be renewed attention to perceiving Australian law as it operates in fact. This is not as a set of self-contained boxes labelled with legal categories. But as an integrated and generally harmonious body of law in the integration of which the courts have a proper function to play.
(iv) International human rights norms
There is another recent development of the greatest
importance. For some years now, I have urged that Australian judges might have
regard to fundamental principles of international human rights law in resolving
the ambiguities of statutes or in filling a gap where
the common law is silent.
I have done so in decisions which have sometimes attracted the support of
judicial colleagues.72 Sometimes the same result is
arrived at by others without reference to this notion of drawing upon the
developing principles of the
international law of human
rights.73 Until now, the orthodox theory, with special
justification in federations of the Commonwealth of Nations, has been that,
without
specific incorporation by valid local statute, such principles of
international law are irrelevant to the development of common law
rules or the
interpretation of ambiguous statutes.74 But now the
English Court of Appeal has embraced the view which I have been expounding. It
is an opinion which is expressed in the
so-called Bangalore Principles, adopted
by a meeting of judges in which I participated in Bangalore, India in
1988.75 Those principles have subsequently been
reaffirmed at meetings of Commonwealth judges in
Harare,76 Banjul,77 Abuja,
Nigeria78 in 1992, at Balliol College, Oxford, and in
1993 at Bloemfontein.
The obvious importance of the approach suggested by
the Bangalore Principles for a country such as Australia derives from the
absence
of a constitutional bill of rights. In England there is no such
constitutional bill (save for statutes such as Magna Carta, the Bill
of Rights 1688 and the Act of Settlement). But England is now under
the discipline of the European Court of Human Rights being (as part of the
United Kingdom) a party to
the European Convention on Human Rights.
The
recognition of the impact of the jurisprudence of the European Court of Human
Rights upon English law has now, at last, arrived.
It was hinted at by Lord
Ackner in the House of Lords in Reg v Secretary of State for the Home
Department; ex parte Brind.79 It has now
been endorsed in the clearest possible terms by the English Court of Appeal in
Derbyshire County Council v Times Newspapers
Limited.80 Lord Justice Butler-Sloss said:
“Adopting ... that approach to the Convention, the principles governing the duty of the English court to take account of article 10 appear to be as follows: where the law is clear and unambiguous, either stated as the common law or enacted by Parliament, recourse to article 10 is unnecessary and inappropriate... . But where there is an ambiguity, or the law is otherwise unclear or so far undeclared by an appellate court, the English court is not only entitled but, in my judgment, obliged to consider the implications of article 10 .”81
Australia is a signatory to no exactly equivalent treaty. But it is a party to the International Covenant on Civil and Political Rights. That instrument contains many basic statements of human rights akin to those contained in the European Convention. In December 1991, Australia became subject to the operation of the First Optional Protocol to the International Covenant. It did not take long for this development to attract the attention of the High Court of Australia. The impact of the International Covenant upon the development of the common law in Australia was noted and indeed called in aid by Justice Brennan (with the concurrence of Chief Justice Mason and Justice McHugh) in Mabo v The State of Queensland.82 There, Justice Brennan said:83
“Whatever the justification advanced in earlier days for refusing to recognise the rights and interests in land of the indigenous inhabitants of settled colonies, an unjust and discriminatory doctrine of that kind can no longer be accepted. The expectations of the international community accord in this respect with the contemporary values of the Australian people. The opening up of international remedies to individuals pursuant to Australia’s accession to the Optional Protocol to the International Covenant on Civil and Political Rights brings to bear on the common law the powerful influence of the Covenant and the international standards it imports. The common law does not necessarily conform with international law, but international law is a legitimate and important influence on the development of the common law, especially when international law declares the existence of universal human rights. A common law doctrine founded on unjust discrimination in the enjoyment of civil and political rights demands reconsideration. It is contrary both to international standards and to the fundamental values of our common law to entrench a discriminatory rule which, because of the supposed position on the scale of social organisation of the indigenous inhabitants of a settled colony, denies them a right to occupy their traditional lands.”
Because it seems unlikely that Australia will get a constitutionally entrenched federal bill of rights in the immediate future it is important that we should not be cut off from the enormous and beneficial developments of human rights jurisprudence which are occurring throughout the world, and specifically throughout the common law countries. The decisions in Derbyshire and Mabo provide a vehicle for ensuring that our courts may develop Australian law in general harmony with the large and beneficial development of international human rights law. To do so will require judges and lawyers who are familiar with that body of law. It will require knowledgeable advocates of courage who will urge these principles upon judges who may at first be reluctant. It will require leadership from the appellate courts: using orthodox judicial techniques for the adaptation of this body of jurisprudence so that it may contribute in the development of our own. The idea that we in Australia, so often the victims of the tyranny of intellectual distance, can “go it alone” indifferent to the worldwide developments of human rights law is unappealing to me. Clearly this is an area of the law which deserves the attention of legal scholars both in what they write and in what they teach their students.
EARNING THE TRUST
I have outlined some of the changes which I have seen
in my professional life. The largest hopes for institutional law reform have
been dashed on the rocks named Parliamentary indifference appearing close to the
bureaucratic empire. Yet law reform bodies still
do important work. In the long
run their greatest contribution may be seen to have been the encouragement of a
culture of legal change
and reform. That culture has affected the courts of
Australia, including the High Court of Australia and the Court of Appeal of New
South Wales. Such courts have changed, institutionally. With the end of Privy
Council appeals, they must find their respective places
in a national legal
system which is still largely derivative. They must increasingly draw upon their
own strengths, and upon the
ideas of their own members in the years to come.
The Utopian dreams of millennia1 reform seem far away. The prospects of
major constitutional changes seem just as remote. Artificial
intelligence will
undoubtedly affect the delivery of law in the century to come in ways that we
can scarcely imagine. But for the
moment, there are incremental changes which it
seems safe to predict and areas of legal activity which certainly deserve the
attention
of scholars. I have suggested some of the likely institutional and
procedural changes which will come about. I have proposed four
topics which
deserve particular attention. These are the occasions and limits of judicial
creativity of the common law; the occasions
and limits of prospective
over-ruling of earlier authority; the integrated development of the principles
of common law, equity and
statute law; and the new province of international
human rights law following the accession by Australia to the First Optional
Protocol
to the ICCPR.
Doubtless every judge and every lawyer could fashion
his or her special list of changes seen, foreseen and not foreseen. I have
offered
mine. Predicting the future is a chancy business. Given the nature of
the discipline and the elements of continuity which outlast
the centuries, it is
perhaps less problematical in the law than in most activities of life. For the
lawyer of our tradition, looking
into the future is as important as looking to
the past.
I end as I began. Law teachers provide to their pupils the capital
of legal principle which will probably remain with them all their
days. They
stamp upon the next generation of lawyers the values, attitudes and techniques
of the law teachers of today. It is a great
responsibility. Law teachers, like
judges who are also teachers, must in each generation strive to be worthy of,
and equal to, their
opportunities.
* President, New South Wales Court of Appeal; former Chair of the Australian
Law Reform Commission. This article is adapted from an
address delivered to the
47th Annual Conference of the Australian Law Teachers’ Association,
Brisbane, 11 July 1992.
© 1993. (1993) 4 Legal Educ Rev 299.
1 [1986] HCA 73; (1986) 162 CLR 376 at 390.
2 IBM Australia Ltd v National Distribution Services Ltd (1991) 100 Aust LR 361 (NSWCA) following Kathmer Investments (Pty) Ltd v Woolworths (Pty) Ltd 1970 2 SA 498.
4 See (1986) 159 CLR 656 at 668.
5 (1992) 27 NSWLR 665 (CA) at 699.
6 See Australian Law Reform Commission, Foreign State Immunity, ALRC 24 (Canberra: AGPS, 1984).
7 Australian Law Reform Commission, Civil Admiralty Jurisdiction, ALRC 33 (Canberra: AGPS, 1986).
8 Respectively by the Foreign States Immunities Act 1985 (Cth) and Admiralty Act 1988 (Cth).
9 Australian Law Reform Commission. Spent Convictions, ALRC 37, 1987. Implemented in part, see Crimes Legislation Amendment Act 1989 (Cth).
10 Lord Reid, The Judge as Law Maker (1972) 12 J Public Teachers of Law 22 at 25.
11 A F Mason, Law Reform in Australia, (1971) 4 Fed L Rev 197 at 210f. See Australian Law Reform Commission, Annual Report, ALRC 3 (Canberra: AGPS, 1975) at 20.
12 Noted (1992) 142 New LJ 719.
13 Australian Law Reform Commission, Criminal Investigation, ALRC 2 (Canberra: AGPS, 1975).
14 Burns v The Queen (1975) 132 CLR 258 at 265; Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517 at 542; Wright v R (1977) 15 Aust LR 305 (HC).
15 Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314.
16 Id 337,343.
17 [1991] HCA 6; (1991) 171 CLR 468, (1991) 52 Aust Crim R 240 (HC).
18 Australian Law Reform Commission, Unfair Publication: Defamation and Privacy, ALRC 11 (Canberra: AGPS, 1979).
19 Australian Law Reform Commission, Evidence, ALRC 38 (Canberra: AGPS, 1987).
20 Australian Law Reform Commission, Insurance Contracts, ALRC 20, (Canberra: AGPS, 1982).
21 Australian Law Reform Commission, Insurance Agents and Brokers, ALRC 16 (Canberra: AGPS, 1980).
22 Insurance Contracts Act 1984 (Cth); Insurance (Agents and Brokers) Act 1984 (Cth).
23 Constitutional Alteration (Retirement of Judges) 1977. This amendment altered the Australian Constitution S 72. See M D Kirby, Sir Edward McTiernan — A Centenary Reflection (1991) 20 Fed L Rev 165 at 181.
24 Judiciary Act 1903 (Cth), s 35(2) as amended in 1984.
25 Smith Kline & French Laboratories (Aust) Ltd v The Commonwealth; Carson v John Fairfax and Sons Ltd (Receivers and Managers Appointed) [1991] HCA 43; (1991) 66 Aust LJR 1 (HC).
26 See Privy Council (Appeals from the High Court) Act 1975 (Cth) upheld in The Attorney General of the Commonwealth of Australia v T & G Mutual Life Society Limited [1978] HCA 24; (1978) 144 CLR 161. See also Privy Council (Limitation of Appeals) Act 1968 (Cth).
28 Id at 269–270.
29 See Jurisdiction of Courts (Cross-Vesting) Act 1987 (Cth). Cf Bankinvest AG v Seabrook (1988) 14 NSWLR 711 (CA); NEC Information Systems Australia Pty Ltd v Lockhart (1991) 22 NSWLR 518 (CA) at 530.
30 See M D Kirby Permanent Appellate Courts — The New South Wales Court of Appeal Twenty Years On (1987) 61 Aust LJ 391.
31 Cf Street v Queensland Bar Association [1989] HCA 53; (1989) 168 CLR 461.
32 The position, before appointment, of the recent members of the New South Wales Court of Appeal is as follows: Gleeson CJ (Bar); Kirby P (Federal Court); Mahoney JA (Supreme Court); Priestley JA (Bar); Clarke JA (Supreme Court); Meagher JA (Bar); Handley JA (Bar); Sheller JA (Bar); Cripps JA (Land and Environment Court); Powell JA (Supreme Court).
33 Sometimes the law in the two courts differs. See eg R v Masters (1992) 26 NSWLR 450, (CCA) 59 Aust Crim R 445, (NSWCLA) where the NSW Court of Criminal Appeal declined to follow the Court of Appeal decision of Australian National Industries Ltd v Spedley Securities Ltd (In Liq) (1992) 26 NSWLR 411 (CA).
34 See discussion Re Bolton; ex parte Beane [1987] HCA 12; (1987) 162 CLR 514 at 517f.
35 See eg SS Hontestroom v SS Sagaporack [1927] AC 37 (HL) at 47 and cases there cited.
36 [1979] HCA 9; (1979) 142 CLR 531.
37 The cases are collected in Dawson v Westpac Banking Corporation [1991] HCA 52; (1991) 66 Aust LJR 94 (HC). They include Brunskill v Sovereign Marine & General Insurance Co Ltd [1985] HCA 61; (1985) 59 Aust LJR 842 (HC) at 844; Jones v Hyde [1989] HCA 20; (1989) 63 Aust LJR 349 (HC) at 351; Abalos v Australian Postal Commission [1990] HCA 47; (1990) 171 CLR 167 at 178.
38 See eg Chambers v Jobling (1986) 7 NSWLR 1 (CA), 9; cf Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531 at 537.
39 M D Kirby, The Judges, Boyer Lectures, 1983, ABC, 79.
40 Lord Chief Justice Taylor quoted The Times, April 27 1992 at 1.
41 Australian Law Reform Commission, Multiculturalism and the Law, ALRC 57 (Canberra: AGPS, 1992).
42 See R E Susskind, Artificial Intelligence, Expert Systems and Law [1990] Denning Law J 105; A Kowalski, Leading Law Students to Unchartered Waters and Making Them Think: Teaching Artificial Intelligence and Law (1991) 2 J Law Info Sc 185.
43 The reference is to Cachia v Haines (1991) 23 NSWLR 304 (CA).
44 Hemmes Hermitage Pty Ltd v Abdurahman (1991) 22 NSWLR 343 (CA) at 351.
45 Tsivinsky v Tsivinsky, (Court of Appeal (NSW), unreported, December 5 1991; (1991) NSWJB 149.
46 State Government Insurance Commission v Trigwell [1979] HCA 40; (1979) 142 CLR 617.
47 Dugan v Mirror Newspapers Limited (1978) 142 CLR 583.
48 McInnis v The Queen [1979] HCA 65; (1979) 143 CLR 575. See now Dietrich v The Queen [1992] HCA 57; (1992) 177 CLR 292.
49 Supra note 4.
50 See discussion Halabi v Westpac Banking Corporation (1989) 17 NSWLR 26 (CA) at 57.
51 [1985] HCA 3; (1985) 156 CLR 7 (liability to invitees and other entrants on to property).
52 (1988) 165 CLR 360 (Australian Constitution, s 92).
53 [1988] HCA 44; (1988) 165 CLR 107 (third party contracts).
54 See eg Australian Capital Television Pty Ltd v The Commonwealth (1992) 66 Aust LR 214 (HC) (implied constitutional recovery of monies paid under a mistake of law); Domican v The Queen (1992) 173 CLR 555 (identification evidence); Mabo v Queensland [1992] HCA 23; (1992) 175 CLR 1 (native title); Williams v Spautz [1992] HCA 34; (1992) 174 CLR 509 (tort of malicious procedure); and Dietrich supra note 48 (right to counsel).
55 See P S Atiyah, Justice and Predictability in the Common Law [1992] UNSWLawJl 19; (1992) 15 UNSWLJ 448. Cf M D Kirby, In Praise of Common Law Renewal [1992] UNSWLawJl 20; (1992) 15 UNSWLJ 462.
56 See eg Citicorp Australia Ltd v Hendy (1985) 4 NSWLR 1 (CA) at 23.
57 [1988] HCA 32; (1988) 165 CLR 197. Cf Bropho v Western Australia [1990] HCA 24; (1990) 171 CLR 1 at 23–25; Peters v Attorney-General (NSW) (1988) 16 NSWLR 24 (CA) at 38; 37 Aust Crim R 102 at 113. Note K Mason, Prospective Overruling (1989) 63 Aust LJ 526.
58 [1988] HCA 32; (1988) 165 CLR 197 at 257. Another illustration of the adoption of an arbitrary rule of general application is to be found in Todorovic v Waller [1981] HCA 72; (1981) 150 CLR 402.
59 [1991] HCA 6; (1991) 171 CLR 468; 52 Aust Crim R 240 (HC). For discussion see M D Kirby, Miscarriages of Justice — Our Lamentable Failure? (1991) 17 Cwth L Bulletin 1037.
60 See id 476; 245.
61 See Reg v National Insurance Commissioner; Ex parte Hudson [1972] AC 944 (HL) at 1026; Miliangos v George Frank (Textiles) Ltd [1976] AC 443 (HL) at 490 but cf Lord Mackay, Can Judges Change the Law? (1987) Proceedings British Academy, 285 at 306; see Lewis Retrospective and Prospective Rulings in Administrative Law [1988] Public Law 78. As to United States cases see Mapp v Ohio [1961] USSC 142; (1961) 367 US 643; Linkletter v Walker [1965] USSC 130; (1965) 381 US 618.
62 R v Sums (1991) 55 Aust Crim R 241 (NSW CCA) at 292.
63 M H McHugh, The Law-making Function of the Judicial Process (1988) 62 Aust LJ 15.
65 Id at 743.
66 (1984) 3 NSWLR at 465.
67 (1986) 159 CLR 656 at 669.
68 See eg Cotogno v Lamb [No 3] (1986) 5 NSWLR 559 (CA) at 570. But see [1987] HCA 47; (1987) 164 CLR 1 at 11.
69 (1991) 22 NSWLR 687 (CA). See also Wickstead v Browne [1992] NSWCA 272; (1992) 30 NSWLR 1 which deals with the relationship of common law and equity. Cf G Lewis, Lord Atkin (London: Butterworths, 1983) 78.
70 See eg Byles J in Cooper v Wandsworth Board of Works [1863] EngR 424; (1863) 14 CBNS 180 at 194–195; [1863] EngR 424; 143 ER 414, at 420.
71 See eg Commissioner of Police v Tanos [1958] HCA 6; (1958) 98 CLR 383, 395; Yuill v Corporate Affairs Commission of New South Wales (1990) 20 NSWLR 386 (CA) at 402.
72 See Gradidge v Grace Bros Pty Ltd (1988) 93 FLR 414 (NSWCA).
73 See eg Daemar v Industrial Commission of New South Wales& Ors (1988) 12 NSWLR 45 (CA); 79 Aust LR 591 (NSWCA); S & M Motor Repairs Pty Ltd v Caltex Oil Australia Ltd (1988) 12 NSWLR 358 (CA); Jago v District Court of New South Wales (1988) 12 NSWLR 558 (CA); Cachia v Haines (1991) 23 NSWLR 304 (CA) at 312.
74 See discussion in Dietrich v The Queen [1992] HCA 57; (1992) 177 CLR 292 at 306, 307 where the relevant Australian and English authorities are collected. See especially Koowarta v Bjelke-Petersen [1982] HCA 27; (1982) 153 CLR 168,200.
75 14 Commonwealth L Bull 1196; (1988) 62 Aust LJ 531.
76 15 Commonwealth L Bull 999.
77 See Commonwealth Secretariat, A Third Colloquium on the Domestic Application of International Human Rights Norms, London, 1991, l at 3.
78 See Commonwealth Secretariat, Developing Human Rights Jurisprudence, 1991,15.
79 [1991] UKHL 4; [1991] 1 AC 696 (HL) at 747, 760. See also Lord Goff of Chieveley in Attorney General v Guardian Newspapers Limited (No 2) [1990] 1 AC 109 (HL) at 289.
80 [1992] UKHL 6; [1992] 3 WLR 28.
81 Id at 60.
82 [1992] HCA 23; (1992) 175 CLR 1. See comment P Bayne (1992) 66 Aust LJ 844, at 845.
83 Id at 42.
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