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Legal Education Review |
WHY TEACH ALTERNATIVE DISPUTE RESOLUTION TO LAW
STUDENTS? PART ONE: PAST AND CURRENT PRACTICES AND SOME UNANSWERED QUESTIONS
JUDY GUTMAN*, TOM
FISHER** AND ERIKA
MARTENS***
I INTRODUCTION
This article comprises Part One of a two part research project which examines alternative dispute resolution (ADR)1 education in law schools. As Thornton cogently writes:2
The university is not only a primary site of the production of new knowledge, but also of new knowledge workers. Accordingly, it is expected to play a key role in the process of transforming society and ensuring acceptance of the discourse of the market. The law discipline is central to this process of transformation, as it is expected to train ever-increasing numbers of legal technocrats to serve the new knowledge economy.3
Thornton’s
remarks draw attention to the links between university teaching and professional
outcomes that have been central
to clinical legal education. Thornton’s
comments also invite questions about the effect that ADR teaching at law school
has
on the attitudes of law students, the legal practitioners of the future.
Does ADR education instil the client-centred, interest-based,
collaborative
attitudes that are fundamental to ADR theory, or are these values somehow
negated by traditional law subjects and/or
other factors? These questions are
discussed in this article and further addressed in Part Two.
Part One of the
research considers the development of ADR, describes its acceptance into the
Australian legal framework and outlines
the ways in which ADR subjects have been
taught in Law Schools in Australia and the United States (US). Part One also
reviews the
literature on the impact of teaching ADR to law students. The
attitudinal, cultural and practical significance and change, if any,
which may
ensue as a result of teaching ADR subjects to law students remains an important
question for research in both the fields
of legal education and legal
professional practice and comprises the subject matter of Part Two of the
research.
II FRAMING ISSUES: THE NEED FOR FURTHER RESEARCH IN ADR EDUCATION
Non-curial methods of dealing with conflict have been
described since biblical times,4 yet judicial
determination of disputes has long been the orthodox mode of conflict resolution
in many western countries.5 Because of this orthodoxy,
dispute resolution processes outside the courts such as mediation and
conciliation have been perceived
and labelled ‘alternative’.
Nevertheless, the term ADR covers multiple processes, which themselves can be
classified
as facilitative, advisory or determinative. Such processes may
include negotiation (long a staple of legal practice), facilitation,
partnering,
conferencing, mediation, conciliation, neutral evaluation, case appraisal,
dispute counselling, expert referral, expert
determination, independent fact
finding, mini-trial, and arbitration, among others.6
Mediation is a form of ADR that is now widely taught in law schools and is the
subject of legislation and practitioner guidelines,
but it is now recognised
that mediation itself is difficult to define and embraces a variety of styles
and approaches. Boulle offers
four models,7 Wade an
‘abacus’,8 Bush and Folger four
‘stories’,9 and Riskin a grid of mediator
‘orientations’.10 Spegel remarks that
‘lawyers will increasingly require a sufficiently sophisticated
understanding of mediation to be able to
determine what style of mediation ...
is suitable for their client’s disputes’.11
Although alternative dispute resolution practice can and often does involve
practitioners from a variety of disciplines, lawyers play
a key role for several
reasons. The first reason touches on aspects of a legal practitioner’s
professional obligations. Lawyers,
in their client advocate
role,12 negotiate settlements of disputes as champions
of their clients’ legal positions.13 Whilst the
duty of lawyers to advocate their clients’ viewpoints and act in their
clients’ best interests is irrefutable,
lawyers also have an ethical
responsibility to act as officers of the court in furtherance of the integrity
of the legal process.14 Dal Pont suggests that by
proposing ADR to a client, lawyers are acting out their role as officers of the
court15 because ADR is perceived as a positive
streamlining, cost-cutting mechanism, assisting the efficiency of the court
infrastructure
with conflict resolution management.16
Whether advising clients on ADR is based on a lawyer’s duty to act in
their clients’ best interests or on their duty to
the legal system, it is
clear that negotiating settlements on behalf of clients and advising clients on
how to settle matters without
resorting to litigation is part of current legal
practice. Spencer asserts that it is a component of legal professional
responsibility
for lawyers to advise their clients on ADR
options.17 This view is endorsed by the Law Council of
Australia in the Model Rules of Professional Conduct and Practice
(2002)18 which has been adopted by the representative
bodies of legal practitioners in most Australian
jurisdictions.19 However, the integration of ADR into
legal practice carries with it ethical tensions. How does the ADR approach of
collaborative
problem solving fit in with the competitive strategy of the
adversarial system? Will the ADR approach jeopardise a client’s
chance of
winning the case and therefore ethically compromise the lawyer or will it lead
to a ‘better’ outcome?20
Another reason
for the centrality of lawyers in ADR is that lawyers fulfil a lynchpin role in
court-connected dispute resolution processes,
in particular
mediation.21 The increase in ADR
processes22 and the growing institutionalisation of ADR
have enmeshed ADR practice with legal practice. Fitzgerald predicts that the
Australian
government will, before long, follow the lead of the United Kingdom
(UK) government in directing all government agencies to settle
legal disputes by
ADR wherever possible.23
Due to the key role of
lawyers in conflict resolution, they are, in reality, ‘dispute resolution
gatekeepers’.24 Sourdin states that few
litigation lawyers have not had ADR exposure, and that ‘every court and
tribunal within Australia now
has some reference to ADR
processes’.25 Hedeen and Coy posit that, in an
increasingly litigious society, ADR does not provide an alternative to the
courts but rather an
alternative to the courtroom.26
ADR re-enforces the concept of the ‘multidoor
court-house’,27 yet the viability of such a
system within the complex and interrelated Australian court hierarchy is
problematic.28
In recognition of the centrality of
ADR to legal practice, ADR courses have become part of the curricula in law
schools globally.29 The development is a testament to
the increasing acceptance of ADR by lawyers throughout the court system both in
Australia and overseas.30 Twenty-first century
lawyering increasingly requires practitioners to use skills such as principled
negotiation, collaborative bargaining
and problem
solving,31 and to show familiarity with processes such
as mediation, conciliation and arbitration.
A complementary social
development is the erosion of the traditional paternalistic role of
professionals generally in relation to
their clients/patients. Whereas,
historically, professionals such as lawyers and doctors were empowered by their
expertise and perceived
status to conduct professional practice in an
authoritative manner, in recent times there has been a marked cultural shift.
The culture
of consumerism and the demands of litigation brought by
clients/patients against professionals have contributed to professional practice
being increasingly sensitive to notions such as ‘shared
decision-making’.32 Dal Pont considers that the
rise of consumerism has ‘heralded ... a marked decrease in client loyalty
and a willingness to
question the once
unquestionable’.33
Robertson and Giddings
make the point that currently there is a shift in Australia towards clients
(consumers) contributing to the
provision of their own legal
services34 and that this trend is transforming legal
service delivery.35 For example, the authors note the
Family Court of Australia’s promotion of
mediation36 and the ‘unbundling’ of the
legal full-service delivery model.37 Including the
client’s input in the legal service undermines the lawyer’s control
but empowers the client.
Although Robertson and Corbin describe the dynamic
between lawyer and client as ‘the client delegator seeking the lawyer
reliever’,38 the authors recognise a variety of
permutations and combinations of lawyer and client characteristics that alters
the passive/active
paradigm.39 In addition, the authors
note from their empirical study a strong belief among lawyers that clients
should be involved in decision
making, particularly regarding settlement
issues.40
The changes in the lawyer/client
relationship and in the provision of legal services described above accord with
the client empowerment
model that underlies ADR theory and
practice41 and which is discussed in Part Two.
Moreover, there is a growing awareness and recognition that professional
legal practice requires more than just expertise in ‘black
letter’
law.42 Consequently, practice-oriented legal skills
such as advocacy and client interviewing are being taught at law schools in
Western
countries such as Australia and the United States (US), alongside
substantive and theoretical law subjects,43 and
clinical education programs are growing.44
Joy
remarks that a major thrust in the development of clinical education programs in
the 1960s was the accepted view that traditional
legal education techniques were
fairly ineffective in imbuing professional standards, including legal ethics and
professional responsibility.45 Peden and Riley contend
that since the 1987 publication of the Pearce Report criticising traditional law
school curricula, contemporary
best practice legal education values an
orientation concerned with ‘what lawyers need to be able to do’ not
just ‘what
lawyers need to know’.46
Menkel-Meadow explains that legal education initiatives seeking ‘to
understand and teach what lawyers actually do’ justify
the plethora of
negotiation courses in law schools through the US and the
UK.47 Furthermore, Menkel-Meadow claims that it is no
longer enough to just study legal doctrine and procedure in law
school.48 Learning about dispute and conflict
resolution and how to make transactions happen involves many disciplines (for
example economics,
sociology, psychology and philosophy) which should encourage
law teachers to consider more varied ways of
teaching.49
Even though clinical education
programmes generally, and ADR education specifically, have taken a firm hold in
academia, the legal
profession may not be receiving the pedagogical developments
with unequivocal enthusiasm. From their pilot study aimed at gauging
employers’ assessments of what skills are important to them when hiring
law graduates, Peden and Riley conclude that employers
favour ‘black
letter law’ knowledge over practical skills because employers believe the
latter can be learnt ‘on
the job’. 50 This
finding casts aspersions on the clinical education direction of many law schools
especially when clinical education is so resource
hungry. However, the
limitations of the pilot study are acknowledged by its authors, namely that the
sample size was small and the
respondents self selected from the control
group.51
Notwithstanding the above, it is apparent
that the legal system in general embraces ADR. Zariski quotes Sir Gerard
Brennan’s
approving comments as follows:
Mediation and arbitration will continue to be familiar and prominent features of the system of dispute resolution in the future. There is no reason why, in the vast majority of cases, mediation should not be compulsory in the sense of being a condition of the right of any party to have the dispute brought on for a fair trial. But let it be court-attached mediation.52
Similarly, the former Chief Justice of the Supreme Court of Victoria John Harber Phillips endorses ADR as follows:
It should be stressed that mediation is not an inferior type of justice. It is a different type of justice. All studies of dispute resolution show that people greatly value quick resolution of disputes and the opportunity to put their case in the presence of a neutral person. Mediation satisfies both these requirements.53
Whilst the
abovementioned eminent jurists clearly support ADR practice, it is not clear
upon what foundation that commitment is made.
Is it made on the same grounds as
ADR theorists or is their support evidence of a more pragmatic disposition?
Neither have referred
to the ‘satisfaction
story’54 of ADR namely that due to ‘its
flexibility, informality ... consensuality ...
’55 and non-reliance on legal rules, ADR can
expand the parameters of a dispute and satisfy the human needs associated with
conflict
and disputing.56 The dichotomy between support
for ADR practice and theory can be illustrated by Lauritsen’s description
of the mediation process
in the Magistrates’
Court,57 where attendance is compulsory and where
unresolved mediations are ‘fast tracked’. Lauritsen illustrates how
mediation
has been grafted on to mainstream processes for expediency reasons
rather than theoretical commitment, and queries whether in so
doing, major
hallmarks of the process such as voluntariness are sacrificed.
Hedeen and
Coy question whether the integration of ADR into the traditional justice system
is motivated by efficiency concerns such
as court backlogs, costs and/or time
savings rather than the quality of the process and the ‘humanistic goals
embraced by the
broader alternative dispute resolution
movement’.58 Spegel’s investigation into
the knowledge of, attitudes to, and practices in mediation of Queensland lawyers
found that ‘pragmatic
factors’ such as time and costs savings
prompted legal practitioners to suggest mediation to
clients.59 Given that judges such as Phillips CJ may
see ADR as a cheaper and quicker alternative to litigation, and are not
necessarily committed
to the ideology behind ADR, Menkel-Meadow raises a
pertinent query when asking whether ADR will change the court system, or
alternatively,
whether ADR will be contaminated by the mainstream adversarial
process.60 This conundrum presents several challenges
to law schools that teach ADR. Whilst ADR theory and practice is being taught in
many
law schools, an important concern is whether the curriculum is opening law
students’ thinking to the interest based, client-centred,
problem-solving
role of the lawyer engaged in ADR or just as an additional pragmatic skill.
As US research shows,61 ‘the standard
philosophical map’ of a rights-based adversarial approach is traditionally
ingrained by a law school education.
Will this attitude lead to ADR adopting the
traditional legal system’s values, or will the converse occur? Part Two
considers
this question. In addition, Part Two examines the effect of teaching
ADR to law students and whether ADR education in law school
is an adjunct to
mainstream values or whether it provides the setting for real changes to legal
practice and some of the principles
that underpin it. Questions persist not only
about the value and effect of teaching law students about ADR, but also about
the appropriate
place for ADR in the law school
curriculum.62
III HISTORICAL OVERVIEW
To enable a better understanding of ADR teaching and
its effect on legal practice it is necessary to chronicle the growth and
development
of the ADR movement.
Astor and Chinkin argue that what we now
label as ADR has for a long time been the dominant method of resolving disputes
worldwide.63 There has been extensive academic writing
about the development of ADR,64 tracing its roots as a
tribal, customary method of resolving disputes and culminating in its current
acceptance and status, within,
outside and beside the formal legal
system.65
Western industrialised societies, with
the US being the front-runner, ‘rediscovered’ ADR around the 1970s
with the establishment
of neighbourhood justice centres in the
US.66 Australia accepted the ADR concept with the
opening of Community Justice Centres in New South Wales in
198067 which were the first example of ADR within the
Australian institutional context.68 Similar centres,
using different models, arose throughout Australia, some of which were
integrated into the formal justice system.
In these centres, mediation was the
chosen method of conflict resolution as it promised both peaceful and consensual
decision making
without the controlling influence of
professionals69 and a faster and
cheaper70 alternative to a court system plagued with
backlogs and litigant dissatisfaction.71 Fisher
attributes the initial impetus for the establishment of Victoria’s Dispute
Settlement Centres in the 1980s as stemming
from the Legal Aid Commission of
Victoria’s concern about ‘the numbers of people who sought advice
about problems which
conventional legal means could neither treat nor resolve
— problems often involving neighbours or family
members’.72
Similarly, family disputes were
also regarded as being suitable for conflict management outside the adjudication
system. In fact,
what is now referred to as the Primary Dispute Resolution (PDR)
system in the family law jurisdiction includes
mediation73 as recognition of the fact of the personal
and often emotional nature of the conflict and the inability of the traditional
dispute
resolution system to deal with the relationship and social issues
stemming from family disputes.74 Zifcak notes that in
the adjudication model, lawyers act for their clients without taking note of the
interests of others.75 They are outcome-oriented and
see their primary task as seeking to answer a legal
problem.76 By contrast, the PDR model adopted by the
Family Court of Australia subscribes to the social work model, which is more
process-oriented,
incorporating a broader social and relationship
context.
Thus, since the 1995 amendments to the Family Law Act
1975 (Cth), mediation, along with counselling, has been perceived as the
preferred method of conflict resolution for family
disputes.77 Whilst ADR was initially used to describe
dispute resolution processes that were outside the formal legal system, for
example mediation
and conciliation,78 it soon became
incorporated into statutory regimes dealing with issues related to families, and
thereafter ADR was strongly associated
with the formal justice system,
particularly the Family Court of Australia.79 In 2005,
this oft-modified Act was amended again to entrench PDR approaches more firmly
by introducing ‘initiatives aim[ed]
to bring about a cultural shift in how
people think about family relationships and how family separation is managed:
away from litigation
and towards cooperative parenting with the focus on the
children’.80 Meanwhile, in 1999, the Federal
Government created the Federal Magistrates’ Service (now the Federal
Magistrates’ Court),
which has an express purpose to promote
PDR.81
Non-adversarial modes of resolving family
disputes are being further developed by the Australian Government in its
promotion of the
practice of collaborative law.82 Best
practice collaborative law regards litigation as a last resort. The parties and
their lawyers focus on settlement rather than
litigation and on the
parties’ shared goals. Other key elements are the voluntary and free
exchange of information, interest-based
negotiation, legal advice directed
towards speedy, cost-contained, fair and just outcomes for both parties, and a
commitment to the
best interests of children.83
The
initial grafting of ADR onto the family law mainstream process coincided with
the use of ADR processes in other areas of law such
as environmental law,
discrimination law and industrial law. Soon after, statutory schemes and
tribunals adopted ADR to increase
their repertoire of dispute resolution
methods.84
According to Sourdin, the significant
growth of court and community-based dispute resolution schemes in Australia and
overseas has
led to the institutionalisation of ADR.85
As a result of new legislation, ADR processes cover a much wider range of
contexts, new standards have redefined accreditation, business
and
community-based ADR programs have emerged, and there has also been rapid
expansion in online ADR (ODR) and complaints handling
systems and
processes.86 Representative bodies such as Lawyers
Engaged in Alternative Dispute Resolution (LEADR)87
have developed.88
In 1995, The Australia National
Alternative Resolution Advisory Council (NADRAC) was set up to advise the
Attorney-General about how
to provide high quality, economic and efficient ways
to resolve disputes without adjudication.89 The
development of NADRAC, which also researches conflict resolution methods and
advises on appropriate standards, qualifications
and training for ADR
practitioners, acknowledges the important place of ADR
in Australia. 90
The rapid, unfaltering growth and
favourable reception of ADR processes within legal institutions laid the
foundation for a similar
transcendence of the discipline within the academy.
IV ADR IN LAW SCHOOLS
In recognition of ADR’s increasingly entrenched
position in the formal legal apparatus, law schools in Australasia, UK and US
have introduced a range of ADR subjects into their
curricula.91 As modern ADR was first practised in the
US, most research studies have been undertaken
there.92
Birke explains the growth of ADR courses
within law schools as being consumer driven. He argues that once consumers
demanded mediation
as a dispute resolution process, the supply side responded.
‘Law schools started the 1960s with barely a course in the entire
nation
devoted to mediation and skills training, and they entered the 1990s with barely
a school that didn’t offer such
training.’93 The popularity and acceptance of ADR
practice within the general and legal communities provides only a limited
explanation for the
expansion of law school curricula to include ADR subjects.
As mentioned above, contemporary lawyering requires lawyers to be skilled
negotiators, collaborative bargainers, problem solvers, and mindful of
time-costs-benefits analysis. ADR theory and practice develops
listening and
communication skills and broadens the professional legal skills base from the
traditional uni-dimensional adversarial
model taught in law school. The
importance of teaching these skills to law students is underscored both by the
institutionalisation
of ADR and by the central role of lawyers in ADR practice.
As Branson J notes:
The skills required of a mediator are different skills from those required of a litigator. A well-conducted mediation is not simply an occasion for each side to give consideration, with the assistance of the mediator, to the strength of its legal case and concomitantly to the extent to which it may be willing to compromise on its formal legal position.94
Savage’s
qualitative study found that two beliefs drive the decision to teach ADR
processes in law schools. The first, a conceptual
force, stems from an
appreciation that the traditional litigation process is not always the best
method for resolving disputes. The
second has a dual practical orientation as
academics recognise that not only is ADR being used more and more often to
resolve disputes,
but also that some legal processes require ADR, for example
residence and contact arrangements, thereby making ADR part of the legal
system.
Savage asserts that the strongest argument for teaching ADR processes in law
schools derives from ADR becoming acknowledged
as a legal system component. As a
result, a law school education must have ADR content in keeping with the
pedagogical view that
law students need to be educated about all aspects of the
legal system.95
Savage suggests that lawyers need
to be taught to become problem solvers first and adversaries only when
necessary. Therefore it is
vital that law students, as soon as they enter law
school, be exposed to ADR and how to integrate legal practice with ADR
processes.96 Law school provides a forum for reaching
all future lawyers, not just those who are interested or are accidentally
exposed to a problem
solving approach to lawyering. Savage contends that if
lawyers understand ADR and are not afraid to use it appropriately, they can
guide the development of ADR processes.97 In addition,
a comprehensive legal education that incorporates ADR ensures that litigation
will only be used for appropriate cases,
instead of being the only path for
every client in every case.98
Cooper traces
academic acknowledgement of the inappropriate emphasis on adversarial dispute
resolution models in legal education to
1947.99 She
describes how in the late 1950s and the early 60s the focus on peaceful labour
relations methods including arbitration and mediated
collective bargaining,
which was being taught using a simulation pedagogy, was replaced by courses in
conflict in labour relations,
including strikes and litigation. She explains
that changes in legal and social attitudes led to the rejection of ADR methods
and
that law courses changed to reflect this.100 Cooper
writes that in one report the negotiation exercise was apologetically described
as a ‘Mickey Mouse’ and a ‘fun
and games’
period.101
The above evidence presents a strong
argument for the inclusion of ADR subjects in the law school curriculum. Law
schools have included
ADR material in law school courses, demonstrating that
they value the skills taught to their students by ADR subjects.
V METHODS OF TEACHING ADR TO LAW STUDENTS
Despite law schools being receptive to including ADR
in their curricula, no uniform teaching method has been universally accepted.
Nevertheless, simulated practical exercises have been praised because they
engage students in ‘hands on’ skills application.
Further, ADR
teachers support the integration of ADR education into core law subjects rather
than teaching discrete ‘stand
alone’ ADR courses that may result in
disconnecting and isolating ADR material.
Moore and Tomlinson describe an
early example of ADR training in a law school. Although not classified as ADR
instruction, two universities
attempted to discover whether bargaining skills
could be taught by involving students in simulated bargaining problems. They
also
sought to discover whether the exercises would contribute to the
educational development of third year law students. Labour Law students
participated in three negotiations involving three different types of
negotiation problems,102 with each student spending
approximately 34 hours at the bargaining table over the three sessions. The
results of the experiment
reflect the adversarial model ingrained by traditional
law schooling as students used techniques related to active partisanship rather
than problem solving. The authors conclude that the traditional materials and
methods used in law school may leave the graduating
students with a curiously
lopsided attitude to the problem solving aspects of
law.103 One of the suggestions to improve law training
was to use more role plays and teach communication skills, with a special
emphasis
on nonverbal communications.104
Another
and more recent view about teaching ADR is posed by Bush. Bush supports the move
by many law schools to introduce introductory
courses on ADR into their
curricula by integrating ADR into standard courses in an attempt to avoid
marginalising the ADR subject.
He notes that in addition to the traditional
teaching method of a lecture or seminar-discussion session, a simulation
exercise is
now a widespread and accepted way to teach the
processes.105
Moberley comments that there has been
a gradual rise in ADR activity in American law schools and that accreditation
standards now
recommend ADR methods be included in the professional skills
curriculum.106 Moberley’s literature review
canvasses the diverse labours to incorporate ADR into law school curricula. Past
efforts include
adopting ADR units into mainstream courses, adding new courses
such as negotiation, mediation, mediation clinics or general ADR courses,
or a
combination of all of these options.107
In the
Australian context, Giddings describes the Griffith University Law School method
of teaching ADR as having a strong focus on
clinical
skills.108 The subject assessed by Giddings comprised a
one-week intensive teaching workshop followed by a seminar series. Students were
then
placed with the ADR Branch of the Queensland Department of Justice and
Attorney-General. Giddings positively evaluates the Griffith
program and
emphasises the importance of clinical legal ADR education because it encourages
lawyers to provide the parties to a dispute
with a wide range of possible
solutions, emphasising the need for lawyers to consider the what, where, why,
when and how of disputes.109
David’s
classification of ADR teaching methodology provides interesting insights
resulting from her anecdotal experience teaching
ADR to undergraduate and
postgraduate students in Australian law schools.110
David devises four ways to teach ADR in law schools comprising a four rung
scale, descending in her perception of quality of outcomes.
In option one
(Utopia) ADR is taught as an integral part of the undergraduate degree such as
in Criminal Law or Contract classes.
The benefit of this approach, as Bush
points out above, is that all students would regard ADR as part of the law
subject, thus ADR
is not on the fringe of legal
education.111 Option two involves teaching ADR in the
introductory law course, introducing students to concepts, processes and some
skills. These
aspects of ADR can then be taught again in later subjects;
particularly final year subjects.112 The third option
focuses on ADR being taught outside the normal undergraduate subjects. The
students undertake to participate in
one or two days per year of a skills course
which is taught alongside and parallel to the core subjects. Outside dispute
resolution
experts could teach the course to prevent courses from becoming too
theoretical.113 David’s final option consists of
making the basic ADR course optional which would mean the majority of students
would not study
ADR at all.114
From the above it is
evident that there are several ways, varying in degrees of quality, to deliver
ADR education in law schools.
Teaching method is affected by many factors
including acceptance of ADR by those who control curriculum content as well as
fiscal
considerations. Whilst the content and delivery mode of ADR education is
important, a key consideration in teaching method is the
effect of the teaching
on students. This point is examined in Part Two.
VI THE IMPACT OF TEACHING ADR IN LAW SCHOOLS
In 1984, Riskin and
Westbrook115 initiated an integrated method of teaching
Dispute Resolution to law students at the University of Missouri. The
program was the first in the US to ‘infuse dispute resolution instruction
into the standard first year curriculum.’116 The
program’s principal two goals were, first, to equip new lawyers with an
understanding of what ADR activities were. Secondly,
Riskin and Westbrook
believed that teaching ADR could potentially remedy weaknesses in traditional
legal education,117 namely, the idea of the lawyer as
‘hired gun’ rather than ‘problem solver’, and the
pervasive assumption
that most disputes are resolved in court or pursuant to a
rule of law.118 Broadly, the aim of the program was
‘to prepare students to serve clients and society
better’,119 illustrating Riskin’s attitude
towards lawyering and his value judgment that lawyers who practice law under the
umbrella of
ADR theory are benefiting society and their clients. Riskin’s
approach contrasts with the approach taken by lawyers who see
themselves as
client advocates and who perceive the collaborative philosophy underlying ADR as
compromising their ability to obtain
a ‘win’ for their client.
Riskin et al devised a plan to integrate dispute resolution into all
standard first year courses at the University, commencing
1985.120 Called The Missouri Plan, the project produced
books, an instructors’ manual, videotapes etc to support the interviewing,
counselling,
negotiation and mediation programs that were integrated into all
first year law subjects at the law school.
Evaluations on the project were
carried out by Pipkin.121 Despite the assessment being
performed before the program was fully developed, Pipkin was able to document,
very early, a very high
acceptance of the idea of the lawyer as a problem
solver.122
Pipkin’s study focussed on students
learning the culture of professional legal education and on the processes of
professionalisation.123 He surveyed students to see
what impact the course had on the students’ learning, i.e. did the course
alter the effects of
the dominant influences in legal education that predispose
students toward understanding the lawyer’s role as primarily adversarial,
urging their clients to litigate? The survey also enquired into the culture of
professional legal education and the methods of
professionalisation.124
Pipkin comments on the
remarkable growth in new ADR course offerings at law schools in the twelve years
during which he observed the
Missouri program. He refers to an Association of
American Law Schools’ (AALS) survey of new course offerings that reported
between 1991 and 1997 more than half of the reporting schools (44) added courses
in dispute resolution in the advanced curricula.125 He
writes that ADR instruction in legal education has developed from a marginal
activity to one of growth, and notes that the Missouri
program over the years
has also grown and encompassed more faculty and more courses in their advanced
curriculum while retaining
its original focus on first-year curriculum.
The
results of Pipkin’s evaluation indicated that after taking ADR courses,
students believed ADR was essentially a concept
tied to the cost of litigation
and the need for such options was strictly pragmatic. Students used the terms
‘ADR’ and
‘settlement’ interchangeably so clients had a
choice between litigation and settlement depending on how much justice
they
could afford. Pipkin felt that some of the teaching had resulted in this narrow
view of when ADR could be used so the sense
of the marginal role ADR played in
professional practice was reinforced.126 This issue is
considered in Part Two.
Pipkin suggests that when law schools incorporated
ADR into their curricula, they intended to bring the ideas and training of the
external ADR movement into their schools and to find aspects in ADR approaches
and techniques that might be appropriate for ordinary
legal
practice.127 Pipkin believes this goal was successfully
achieved by the Missouri program. The phrase ‘dispute resolution’
was substituted
for ‘alternative dispute resolution’ and litigation
became just another form of a multitude of ways to resolve disputes
(for example
mediation, arbitration, negotiated settlement) rather than being used as the
primary reference.128 It ‘deprivileged’
litigation as the status quo and resulted in ADR in legal education being given
credibility. Dispute
resolution became lawyers’ work rather than the
activity of those outside the legal profession (mediators, therapists) who
were
actively building the ADR movement. This resulted in discussions with what
Pipkin called ‘traditional colleagues’
about when litigation is or
is not the best option. Subsequently, this prompted thought about the meaning of
‘best option’,
‘best’ being defined in terms of
disputants’ interests rather than rules, laws or theories of justice.
Pipkin concludes
that for mainstream lawyers to accept this view is a big
step.129
Other observations about the
program’s success were based on impressions rather than empirical data.
This notwithstanding, most
students seemed enthusiastic about engaging in more
advanced work in ADR and were keen to include it in their professional
practices.
Most students were sensitised to the notion of lawyers reviewing
available alternative processes with their clients. Not surprisingly,
some
students were more able to question the basic and often unspoken assumptions in
legal education.
Importantly, Riskin and Westbrook maintain that the
evaluation was unable to show how many students were affected by the program,
nor the extent to which they were affected and whether the program will change
their attitudes toward, or behaviour in, law practice
in the face of
lawyers’ traditional attitudes.130 This important
finding is canvassed in Part Two.
The Missouri Plan became the basis for
implementing a similar project conducted in six other law schools in the US.
From 1995–97
the University of Washington, DePaul, Hamline, Ohio State,
Inter-American and the University of Tulane adapted The Missouri Plan
for
teaching in their law schools,131 focussing on three
main teaching goals: 1) to understand that the lawyer’s principal job is
to help the client solve the client’s
problem; 2) to understand the
differences and relationships between adversarial and problem-solving
orientations towards disputes
and transactions; and 3) to understand the
principal characteristics, advantages and disadvantages of dispute resolution
processes
and when each method may be appropriate.132
In order to achieve these goals, ADR activities were integrated in subjects such
as Legal Research and Writing and
Torts.133
At Ohio State University some
first-year Property students had been trained in mediation prior to the
program commencing. These students and a control group were followed up to
measure
the impact of this training. Preliminary findings suggest that the group
with the mediation training were now more inclined to use
mediation than the
control group.134
Riskin’s research raises
two important points that cry out for further research in the areas of legal
professional practice
and legal education. First, why has ADR been so widely
accepted by the legal system? Is it because the ADR movement offers a different
and superior view of conflict resolution or is it simply because ADR offers a
cheaper and faster method of resolving disputes? The
second issue raised by the
research goes to the essence of teaching ADR in law school. Riskin describes the
unique concept of the
‘lawyers’ standard philosophical map’
that seems to be present in law schools ‘[w]ith its assumptions that
disputants are always adversaries and that a third party is required to apply a
rule of law to reach a decision making it difficult
to change both law students
and law teachers attitudes’.135 If law students
are inculcated with adversarial and rights-based approaches to conflict
resolution by all the law subjects in the
curriculum except for ADR subjects,
how can law students’ attitudes towards conflict resolution change from
adversarial to
collaborative? How can ADR theory ever be translated into the
practice of law?
Coben maintains that although the result of implementing the
Missouri Plan at Hamline University was positive, he is not convinced
that the
goal of the curricular innovations, influencing student perceptions of a
lawyer’s work, has been achieved.136 He discusses
the problem of overcoming the imprints of Riskin’s ‘standard
philosophical map of lawyering’ and how
this idea is continually
reinforced by the traditional curriculum. He believes that ADR teachers face the
monumental task of encouraging
critical examination by first year students of
the foundational assumptions of professional
identity.137 Disappointing reports from lecturers or
mentors about students in three different courses confirmed how powerful the
message of the
dominant lawyering paradigm
was.138
Coben confronts the dissonance between
theoretical discussions about the promise of ADR in the classroom and the
reality of mediation
practice.139 He blames the
‘theoretical straightjacket’ for the disparity between theory and
practice, and stresses that young lawyers
should use the collaborative
problem-solver, rather than the adversarial, positional-bargainer as their way
of viewing the world
in general. He is convinced that mediation training,
because it emphasises empathy and effective listening as well as other skills
necessary for ‘client-centred’ lawyering, should be the centre of
the ADR effort to imprint a different standard philosophical
map.140
Coben notes that many third year students
have said they feel ‘damaged’ by the law school experience. When
debriefing
clinic students who were emotionally detached and unempathetic with
clients, Coben asked whether they would have responded this way
prior to law
school. Most replied no.141 This finding presents a
scathing criticism of the law school experience and legal education, especially
because the students had
undertaken ADR courses at law school. It would be
interesting to compare this finding with that of a control group to ascertain
the
effect, if any, of the life experiences of the Coben group on the results.
Hamline University, in an attempt to evaluate whether different levels of
ADR content result in different student perceptions of lawyering,
administered a
modified ‘Problem-Solving vs Adversarial Orientations Toward
Lawyering’ survey to the entire 1996–97
class during orientation and
again at the end of first year. All of the sections142
showed increases in the problem-solving orientations while the group from the
all-day section, where most ADR related activities
were conducted, showed the
greatest increase in problem-solving orientation responses and the highest
overall ‘problem-solving’
orientation at the end of the year. Women
in this section showed the most dramatic shift in orientation of any section
group. In
general, the female students at Hamline began the year as more
adversarial than male students. However at the end of the year the
trend was
completely reversed. The men had become slightly more adversarial and the women
substantially more problem-solving in orientation.143
How successful were these law schools in achieving the central teaching
goals of the Missouri Plan? ‘Each of the participating
schools made
substantial progress’ although what was accomplished varied from school to
school.144 Riskin states that despite great progress
the ‘lawyers’ standard philosophical map’ still held true. He
is hopeful
that one day this will
change.145
Savage’s qualitative study of ADR
teaching in two law schools146 concludes that ADR
courses ‘put back everything law school took out’, reintegrating
humanity and common sense into the
dispute resolution
process.147 Her conclusions and
recommendations148 strongly favour the study of ADR in
law schools, especially as law schools provide a forum for potentially reaching
all future lawyers.
Savage contends that if lawyers understand ADR while still
having litigation as a tool to assist clients, they will be able to assess
cases
and use the processes that benefit their clients
most.149 This proposition is supported by both Sander
and Zariski, who assert that some established legal practitioners lack knowledge
about
ADR processes in contrast to more recent professional admittees who
experienced the benefit of ADR education in law
school.150
Nolan-Haley and Volpe’s qualitative
study, based on their experiences teaching Mediation and the Law for four
years, claims that knowledge of mediation enhances law students’ lawyering
skills, even if they never mediate in practice,
by enabling them to think in a
problem-solving mode and to consider underlying needs and
interests.151 The writers believe that, even within
adversarial practice, if lawyers have been exposed to the mediative perspective
they may recall
the value of taking the broadest view of possible issues and
interests involved in a specific case, thereby improving their ability
to help
clients develop solutions to their problems. The authors conclude that teaching
mediation as a lawyering role helps students
develop a more comprehensive theory
of lawyering than they might have acquired. It can even help law teachers
clarify and possibly
redefine what it means to be a lawyer and highlight the
relevance of law in resolving conflicts.152
Medley
and Schellenberg surveyed a group of Indiana attorneys to try and ascertain
their attitudes towards civil (non divorce) mediation
and divorce mediation.
They contend that knowledge of attitudes may be useful in understanding and
predicting practitioners’
behaviour.153 As
background information, they note that Indiana had been placed 50th in a survey
of the most litigious states in the US. The President
of the Indiana State Bar
Association attributed this low number of lawsuits to the State’s use of
court-ordered ADR.154
Nearly 70 percent of the
Medley and Schellenberg survey respondents believed that mediation helps
attorneys and the parties to better
understand both the strengths and weaknesses
of their cases.155 During data analysis, many variables
(for example, age, income, gender, type of practice, size of practice etc) were
considered when
looking for differences regarding attitudes towards
mediation.156 The only factor indicating a strong
relationship was years of practice — mainly explained in terms of age,
with age being the
most potent background or practice variable for predicting
mediation attitudes.157 The number of years since
graduating from law school was linked with age at the time of the survey and
these two variables correlated
with a negative attitude to
mediation.158 The strength of age as a variable was
consistent with the idea that legal innovations were more easily accepted by the
younger members
of the bar.159
The writers conclude
that Indiana attorneys were generally knowledgeable regarding mediation,
open-minded about the value of mediation
to clients and the legal system, and
were experienced in working with mediation.
Lerman examines the teaching of
ADR in American law schools in the 1980s and questions the way ADR has been
taught in some centres.160 She criticises the ADR
content in law school courses, stating that a more traditional lawyering focus
is being presented. Despite
the many options to teach a variety of processes,
especially mediation, many courses just concentrate on negotiation and
arbitration
skills. She examines the importance of determining the course
attitude to the relationship between alternatives to the court and
civil
litigation, and whether this issue has been included in the curricula. Lerman
feels that ADR needs to be taught with the class
focus on developing a critical
attitude to the choice of forum, ‘particularly if the choices involve
divesting the parties
of counsel, legal advice, public hearing and an
enforceable remedy’.161 Alternatively, she
suggests that ADR courses that teach the informal aspects of the adversary
system may provide an invaluable introduction
to lawyering. Lerman also
recognises the use of experiential exercises and the use of ADR material in
courses such as Civil Procedure as a very positive way of changing
students’ perceptions of themselves as prospective
lawyers.162 Lerman queries whether ADR course content
is being used to impart lawyering skills and processes that are not being
adequately covered
elsewhere in the curriculum.163
Brest describes an experimental program involving first-year law students at
Stanford University in 1982. He focuses on the Lawyering Process which
was taught through simulated clinical exercises, work in small groups and
classroom instruction,164 and he advocates that the
course should be made a standard part of the first year curriculum at Stanford
University and other law
schools. Brest reasons that the subject acts as a
counterbalance to traditional doctrinal courses which focus on technical
analytical
skills and exert strong professionalising influences for first year
students, tending to close students to human and social concerns.
Brest contends
that the problem is exacerbated by summer clerkships at law firms coupled with
the anxieties of second year job-hunting,
which induce cynicism as well as a
narrowing of careerism. He believes that by focusing on these issues at the
outset of a law course
possibly some students will approach their professional
education and practice more
reflectively.165
Although Phillips’ study is
profession-based, his conclusions highlight the interface between professional
legal practice and
legal education. Phillips considers the evolution of the use
of mediation in civil litigation in Missouri. The US District Court
for the
Western District of Missouri (federal jurisdiction) mandated the use of ADR
procedures from 1992 on, whereas the Missouri
Supreme Court (state jurisdiction)
from 1989 permitted but did not require ADR
programs.166 The experience of his clients, which is
supported by empirical data derived from the Western District of Missouri
Federal Court program,
was that the mandatory ADR program was quicker, cheaper
and more satisfactory than expected.167 In the
voluntary ADR program, parties were often not given meaningful opportunities to
mediate as the attorneys often failed to recognise
when mediation was
appropriate, or attorneys were reluctant to suggest mediation as this
historically was seen as a sign of weakness
in the
case.168 Phillips observes that in the last decade, ADR
processes in general and more specifically mediation have become both highly
indispensable
and a very effective tool for advocates in civil litigation. He
commends ‘those law schools that have had the vision to incorporate
ADR
use and advocacy into their curriculum ...’169
‘and to courts that encourage or require its use as a step in, not a
substitute for, the adversarial
process’.170
Much less research has focused on
Australia. Zariski’s Western Australian Dispute Resolution Survey in 1996
was an attempt to
discover lawyers’ attitudes to ADR practice in
Australia. The questionnaire was sent to members of the Western Australian Law
Society in a regular monthly mail out of their magazine
Brief.171 Four hundred and eighteen responses
were received.
Zariski’s enquiry does not have a specific legal
education focus, but his study is pertinent to legal education. This is because
in making an assessment whether certain legal skills should form part of law
school curricula, on the basis that the skills are necessary
for legal practice,
knowledge levels of legal practitioners and practitioners’ attitudes are
cogent so that universities can
tailor courses that will be of optimal value to
students, the lawyers of the future.172
Zariski’s premise is that although professional groups such as lawyers
may share a set of ideas and beliefs, characterised as
a ‘culture’
or ‘sub-culture’ sharing common values, it is possible that they may
not be a homogeneous group
in some aspects, for example, their attitude toward
ADR.173
Zariski’s survey was directed to the
question of lawyers’ views about how ADR activities play, or do not play,
a role
in shaping how they (the lawyers) think about themselves as legal
professionals.174 Survey questions probed
lawyers’ professional and training histories, their experience (or lack
of) in ADR, and their attitudes
and beliefs in relation to ADR
processes.175
Zariski found that most respondents
did not consider ADR activities as lower status or demeaning work. A large
percentage of respondents
indicated that their firms had no policy to consider
ADR processes or to incorporate provisions for ADR alternatives in legal
documents
they draft. Less than one-fifth of all respondents had received some
instruction in ADR processes before being admitted to practice.
Zariski saw this
finding as an opportunity for law schools as, despite years of practice, many
practitioners had never received any
ADR
training.176
Based on his survey results and similar
findings of others, Zariski argues that there has been a change in how or what
lawyers think
about ADR. While numerous studies (including his) show that most
lawyers are favourably disposed towards ADR practices, others indicate
that the
majority of lawyers do not voluntarily choose these alternatives when they are
offered. Zariski believes that ‘legal
education now increasingly
incorporates instruction in alternative processes such as mediation. Yet,
studies show that such education
does little to encourage students to use these
processes when they become lawyers’.177
Zariski178 considers the broader question of
assessing ‘a mindset amongst lawyers — a legal culture, and its
relations to the norms,
ideas and practices of ADR expressed through beliefs,
attitudes, and values that help lawyers identify themselves as professionals
with a special role in society’.179 He considers
shared conceptions amongst people otherwise differentiated in their personal
circumstances as a strong clue to the existence
of an identifiable culture, but
asks whether criminal and business lawyers, sole practitioners, and partners
from large firms or
urban and rural lawyers have the same shared attitude and
beliefs in relation to their work? If so, a professional legal culture
can be
identified.180
Question 13 of Zariski’s
survey asked, ‘Should any disputes go through dispute resolution processes
which do not involve
a judge’s binding decision?’ Ninety-eight
percent of legal practitioners who responded answered
‘yes’.181 Zariski contends that while the
research suggests a major change in legal practice in favour of ADR is taking
place, the data does
not necessarily establish that a change of a cultural
nature has occurred.182 This idea is reviewed in Part
Two. Nevertheless Zariski asserts that some survey findings and indeed his own
‘do at least indirectly
yield some evidence for the existence and impact
of a disputing culture...’, defined as ‘a complex of practices,
together
with shared ideology, beliefs, values and attitudes that help lawyers
identify themselves as professionals concerned with resolving
conflict in
society’.183
In Zariski’s opinion,
there is evidence emerging of a new legal disputing culture, that is, ADR
sentiment is becoming part of
a professional legal culture, a shared value or
attitude that helps to define what it means to be a
lawyer.184
Responses to other questions related to
the legal profession and ADR do not correlate with differences in personal
characteristics
of lawyers surveyed. ‘However, analysis reveals that the
factor of the year of admission to the bar does appear to be weakly
correlated
with some beliefs or attitude towards ADR held by Western Australian
lawyers.’185 The correlation between years of
practice and attitudes to ADR processes emerged in surveys by Medley and
Schellenberg and Wissler’s
study referred to above as well as in
Zariski’s survey. These findings pose interesting questions for research
about the effect
of ADR courses taught at law school on professional legal
practice as the inclusion of ADR subjects into Australian law school curricula
has taken place over the last ten years. To what extent have the courses
dislodged Riskin’s ‘standard philosophical map’?
From the
above review of research findings it is apparent that legal educators who have
brought ADR subjects into a law school curriculum
and thereafter researched the
impact of their courses on law students share a common opinion about the legal
system and the lawyer’s
role within that system. They appear dissatisfied
with the prevailing adversarial legal culture and seek change by introducing to
prospective lawyers the notion of the lawyer as problem solver rather than
client advocate. Furthermore, they seem to pose a broader
social approach to
lawyering, seeking to expand traditional conception to encompass the public
interest and client counselling.186
VII CONCLUSION
Mahatma Gandhi is reputed to have said ‘the
duty of a lawyer is to reunite parties riven
asunder’.187 The statement underscores the
primacy of lawyers in dispute resolution. In Australia, lawyers have
‘stop[ped] shopping just
in the corner shop where only litigation is
available, and [have]... take[n] clients through the shopping centres, where a
whole
range of ADR techniques are available’.188
Clearly, the Australian legal system is committed to ADR processes and the
commitment has been translated into the legal education
forum.
Yet, despite
apparent acceptance of ADR practice, questions remain about whether the culture
of ADR has permeated the legal system.
If ADR has been adopted for utilitarian
reasons rather than ones pertaining to the ‘philosophical road map’
for lawyers,
perhaps the dominant adversarial culture will continue to persist,
and opportunities for creative lawyering and enhancing clients’
voices
will be missed. An example of the pragmatic, functional approach to ADR appears
in the following quotation from the ‘Report
of the Chief Justice of the
Supreme Court’s Policy and Planning Committee on Court Annexed
Mediation’:
Mediation is much cheaper than litigation ... It has been said that the mediation of a commercial dispute by the Australian Commercial Disputes Centre costs 5% of the costs of litigating or arbitrating the same matter.189
A challenge in legal education research in Australia lies in mapping the existence of ADR in the law curriculum and in ascertaining the effects of teaching ADR to law students, the lawyers of the future. To the extent that ADR is currently taught, what impact, if any, will ADR courses taught in law schools have on the ‘standard philosophical adversarial map’ reinforced by the ‘black letter law’ subjects? Will lawyers be able to incorporate ADR into their practice in the Gandhi spirit, or will ADR be a mere adjunct of the litigation system, imbued with its values based on positional, competitive, lawyer-centred legal practice? Some of these questions are addressed in Part Two of the research whilst others provide the impetus for futher research in the areas of legal education and legal practice.190
* Lecturer, La Trobe Law, La Trobe University, Bundoora, Victoria, Australia.
** Senior Lecturer, La Trobe Law, La Trobe University, Bundoora, Victoria, Australia.
*** Head, Academic Development Unit, Latrobe University, Bundoora, Victoria, Australia.
The authors wish to thank Mr Jeffrey Barnes for his helpful comments on a draft of this article.
1 David Spencer and Tom Altobelli, Dispute Resolution in Australia Cases, Commentary and Materials (2004) 6 attribute the coining of the phrase ‘Alternative Dispute Resolution’ (ADR) to an American lawyer and academic Professor Eric Green when involved in a large commercial case.
2 The project was funded by a school grant from Law La Trobe University, Bundoora. Human Ethics Committee approval was granted for the project by the Human Ethics Committee Faculty of Law and Management, La Trobe University, Bundoora.
3 Margaret Thornton, ‘The Idea of the University and the Contemporary Legal Academy’ [2004] SydLawRw 24; (2004) 26 Sydney Law Review 481.
4 Robert A Baruch Bush, ‘Mediation and Adjudication, Dispute Resolution and Ideology: An Imaginary Conversation’ (1989– 1990) 3 Journal of Contemporary Legal Issues 1, 17.
5 David H Yarn, Dictionary of Conflict Resolution (1999) 153 distinguishes ‘dispute’ and ‘conflict’. Disputes exist only when a claim is made and rejected whereas conflict is necessary for the claim to be made. Therefore conflict is fundamental to disputing. See, eg, William Felstiner, Richard Abel and Austin Sarat, ‘The Emergence and Transformation of Disputes: Naming, Blaming, Claiming...’ (1980–1) 15 Law and Society Review 832.
6 Tania Sourdin, Alternative Dispute Resolution (2005) 20.
7 Laurence Boulle, Mediation Principles Process Practice (2nd ed, 2005) 43–7.
8 John Wade, ‘Forever Bargaining in the Shadow of the Law: Who Sells Solid Shadows? (Who Advises What, How and When?)’ (1998) 12 Australian Journal of Family Law 256, 285.
9 Robert A Baruch Bush and Joseph P. Folger, The Promise of Mediation (rev ed, 2005) 9–18.
10 Leonard L Riskin, ‘Understanding Mediators’ Orientation, Strategies, & Techniques’ (1996) 1 Harvard Negotiation Law Review 7.
11 Nadja M Spegel, ‘Queensland Lawyers Attitudes Towards Mediation-Implications for Training and Education’ (1998) 1 National Law Review 1.
12 See, eg, Ian Ramsay, ‘Ethical Perspectives on the Practice of Business Law’ (1992) 30 (5) Law Society Journal 60, 61; Christine Parker, ‘A Critical Morality for Lawyers: Four Approaches to Lawyers’ Ethics’ (2004) 1 Monash University Law Review 49, 56.
13 Melissa Conley Tyler and Naomi Cukier argue that negotiation is a key skill for legal practice. See, eg, Melissa Conley Tyler and Naomi Cukier, ‘Nine Lessons for Teaching Negotiation Skills’ (2005) 15(1) & (2) Legal Education Review 61.
14 Ibid 60.
15 Gina E Dal Pont, ‘Lawyer’s Duty to Encourage Settlement’ (2004) 79 Law Institute Journal 80.
16 Supreme Court of Victoria, Support Services (2006) Supreme Court of Victoria <http:/www.supremecourt.vic.gov.au/CA256CC60028922C/page/Support+ Service-Mediation> at 2 November 2006.
17 David Spencer, ‘Liability of Lawyers to Advise on Alternative Dispute Resolution Options’ (1998) 9 Australian Dispute Resolution Journal 292, 299.
18 Rule 12.3 states that: A practitioner must where appropriate inform the client about the reasonably available alternatives to fully contested adjudication of the case unless the practitioner believes on reasonable grounds that the client already has such an understanding of those alternatives as to permit the client to make decisions about the clients’ best interests in relation to the litigation.
19 For example, Victoria, New South Wales, South Australia, Australian Capital Territory & Northern Territory.
20 Scott R Peppet, ‘ADR Ethics’ (2004) 54 Journal of Legal Education 1, 72–78.
21 Kathy Douglas, ‘Mediation as Part of Legal Education: The Need for Diverse Models’ (2005) 24(1) The Arbitrator & Mediator 1.
22 Tania Sourdin, ‘To the Bench or Across the Table?’ (2006) 13 Lawyers Weekly, 18.
23 Tony Fitzgerald, ‘Down with Adversarial Behaviour’ (2006) 10 Lawyers Weekly, 14.
24 Frank E A Sander, ‘The Future of ADR: The Earl F Nelson Memorial Lecture’ (2000) 1 Journal of Dispute Resolution 3, 8.
25 Sourdin, above n 6, 14. For example, under Order 50.07 of Chapter I of the Supreme Court of Victoria Rules, the parties to litigation can be ordered by the Court to proceed to mediation, with or without the parties’ consent.
26 Timothy Hedeen and Patrick G Coy, ‘Community Mediation and the Court System: The Ties That Bind’ (2000) 17 Mediation Quarterly 351, 362, referring to J Beer, Peacemaking in Your Neighbourhood: Reflections on an Experiment in Community Mediation (1986) 206.
27 Ibid 352.
28 Sourdin, above n 19, 104.
29 Ibid 2.
30 Laurence Boulle, ‘In and Out the Bramble Bush: ADR in Queensland Courts and Legislation’ (2004) 22 Law in Context 93, 103.
31 See, eg, Roger Fisher, William Ury and Bruce Patton, Getting to Yes (2nd ed, 1991).
32 See, eg, Judith Gutman, ‘The Right Not to Know: Patient Autonomy or Medical Paternalism’ (2000) 7 Journal of Law and Medicine 286, 290.
33 Gina E Dal Pont, Lawyers’ Professional Responsibility (3rd ed, 2006) 12.
34 Michael Robertson and Jeff Giddings, ‘Legal Consumers as Coproducers: The Changing Face of Legal Service Delivery in Australia’ (2002) 40 Family Court Review 63.
35 Ibid 64.
36 Ibid.
37 Ibid. Robertson and Giddings adopt Mosten’s description of ‘unbundled legal services’ whereby clients ‘can be in charge of selecting from lawyers’ services only a portion of the full package and contracting with the lawyer accordingly’.
38 Michael Robertson and Lillian Corbin, ‘To Enable or to Relieve? Specialist Lawyers’ Perceptions of Client Involvement in Legal Service Delivery’ (2005) 12 International Journal of the Legal Profession 121, 140.
39 Ibid 121.
40 Ibid 122.
41 Boulle, above n7, 224.
42 See, eg, Ross Hyams, Susan Campbell and Adrian Evans, Practical Legal Skills (2nd ed, 2004); Jeff Giddings, ‘Using Clinical Methods to Teach Alternative Dispute Resolution: Developments at Griffith University’ (1999) 10 Australasian Dispute Resolution Journal 206.
43 Mary Anne Noone and Judith Dickson, ‘Teaching Towards a New Professionalism: Challenging Law Students to Become Ethical Lawyers’ (2004) 4 Legal Ethics 127.
44 Ibid 113; Conley Tyler and Cukier, above n 8, 63.
45 Peter A Joy, ‘The Ethics of Law School Clinic Students as Student Lawyers’ (2004) 45 South Texas Law Review 815.
46 Elizabeth Peden and Joellen Riley, ‘Law Graduates’ Skills — A Pilot Study into Employers’ Perspectives’ (2005) 15 Legal Education Review 87, 88 citing Australian Law Reform Commission, Managing Justice: A Review of the Federal Civil Justice System (2000) [2.21].
47 Carrie Menkel-Meadow, ‘Lawyer Negotiations: Theories and Realities — What We Learn From Mediation’ (1993) 56 The Modern Law Review 361.
48 Carrie Menkel-Meadow, ‘Dispute Resolution: Raising the Bar and Enlarging the Canon’ (2004) 54 Journal of Legal Education 4, 4–6.
49 Ibid 5.
50 Peden and Riley, above n 34, 118.
51 Ibid 119.
52 Archie Zariski, ‘Disputing Culture: Lawyers and ADR’ (2000) 7(2) Murdoch University Electronic Journal of Law 1,12.
53 Supreme Court of Victoria, Support Services (2006) Supreme Court of Victoria <http:/www.supremecourt.vic.gov.au/CA256CC60028922C/pageSupport+ Service-Mediation> at 2 November 2006.
54 Bush and Folger, above n 9, 9.
55 Ibid.
56 Ibid 9.
57 Peter Lauritsen, ‘Increased Jurisdiction in the Magistrates’ Court: The New Rules’ (2005) 79(3) Law Institute Journal 34.
58 Hedeen and Coy, above n 21, 355, quoting Edward J Bergman and John G Bickerman, Court-Annexed Mediation: Critical Perspectives on Selected State and Federal Programs (1998).
59 Spegel, above n11, 8.
60 Carrie Menkel-Meadow, ‘Pursuing Settlement in an Adversary Culture: A Tale of Innovation Co-opted or the Law of ADR’ (1991) 19 Florida State University Law Review 1.
61 See references to research by Risken and Pipkin set out below.
62 See, eg, Jennifer David, ‘Integrating Alternative Dispute Resolution (ADR) in Law Schools’ (1991) 2 Australian Dispute Resolution Journal 5.
63 Hilary Astor and Christine Chinkin, Dispute Resolution in Australia (2nd ed, 2002) 5.
64 Jerome T Barrett and Joseph Barrett, A History of Alternative Dispute Resolution: The Story of a Political, Social and Cultural Movement (2004); Astor and Chinkin, above n 51, 5; See, eg, Gordon Pears, Alternative Dispute Resolution in Australia (1989) 1.
65 See, eg, Peter Condliffe, ‘Conflict Management: A Practical Guide’ in David Spencer and Tom Altobelli, Dispute Resolution in Australia Cases, Commentary and Materials (2004) 34–38 which succinctly covers the development of dispute resolution in Australia. On page 5 of the Condliffe extract, the key developments in Australian ADR from 1992 until1 1996 are highlighted.
66 Tom Fisher, ‘Victoria’s Dispute Settlement Centres in 1992: Principles, Structure, Operations and Distinctive Features’ (1993) La Trobe University Melbourne 1.
67 Ibid 2.
68 David Purnell, ‘Mediation Theory and Practice: A Practitioner’s Reflections on Developments in Mediation’ (2005) 7(10) ADR Bulletin 183.
69 Astor and Chinkin, above n 51, 5.
70 Laura Cooper, ‘Teaching ADR in the Workplace Once and Again: A Pedagogical History’ (2003) 23 Journal of Legal Education 1.
71 Richard Birke, ‘Evaluation and Facilitation: Moving Past Either/Or’, [2000] (2) Journal of Dispute Resolution 310, 311.
72 Fisher, above n 54, 2 citing Chief Justice John Doyle, Case Study: Neighbourhood Mediation Service (1986) 3.
73 See, eg, Tom Fisher, ‘Family Mediators and Lawyers Communicating About Children: PDR-Land and Lawyer-Land’ (2003) 9 Journal of Family Studies 201.
74 Birke, above n 58, 311.
75 Spencer Zifcak, ‘Towards a Reconciliation of Legal and Social Work’ in Philip Swain (ed), In the Shadow of the Law: The Legal Context of Social Work Practice (1995) 275–279.
76 Ibid 284.
77 See, eg, Tom Fisher and Julia Pullen, ‘Children and the Shadow of the Law: A Resource Guide for Primary Dispute Resolution Professionals’ (2003) 9 Journal of Family Studies 81.
78 Purnell, above n 55, 183.
79 Ibid 6.
80 Family Law Reforms (2005) Family Relationships Online <http://www.familyrelationships.gov.au/media/mediafactsheet5.html> at 25 July 2006. The Family Law Amendment (Shared Parental Responsibility Bill) 2005 (Cth) came into force on 1 July 2006.
81 Federal Magistrates Act 1995 (Cth) pt 4.
82 See Collaborative Law (2006) Australian Government Attorney General’s Department Family Law Council Newsletter No 40 Autumn/Winter <http://www.ag.gov.au/agd/WWW/flcHome.nsf/Page/Publications_Newsletters_News_Number_40> at 1 November 2006.
83 Draft Best Practice Guidelines for Collaborative Family Law Practice (2006) Family Law Council Sub-Committee for Consultation <http://152.91.15.12/agd/WWW/rwpattach.nsf/VAP/ (89F1F6C871DBA8C45DA2DCE598C20BF8)~DRAFT+guidelines+for+consultation+(June+2006).pdf/> at 1 November 2006.
84 Ibid.
85 Sourdin, above n 19, 5; and see, eg, Peter Lauritsen, ‘Increased Jurisdiction in the Magistrates’ Court: The New Rules’ (2005) 79(3) Law Institute Journal 34 for the mediation scheme introduced into the Magistrates’ Court in Victoria. Another example is the Koori Court established by Magistrates’ Court (Koori Court) Act 2002 (Vic); see, eg, Kate Auty, et al, ‘The Koori Court — A Positive Experience’ (2005) 79(5) Law Institute Journal 40.
86 Sourdin, above n 19, 5.
87 Note this is now called Leading Edge Alternative Dispute Resolvers.
88 Sourdin, above n 19, 14.
89 Purnell, above n 55, 183.
90 Ibid 184.
91 See, eg, Bond University. La Trobe Law, La Trobe University, Victoria, Australia, has, for the last ten years, offered a suite of conflict resolution subjects taught at undergraduate and postgraduate level. The unit Dispute Resolution taught in the undergraduate program at La Trobe Law is described in Part Two of the research.
92 Gordon Pears, Alternative Dispute Resolution in Australia (1989) 1.
93 Birke, above n 58, 312.
94 Hopeshore Pty Ltd v Melroad Equipment Pty Ltd [2004] FCA 1445; (2004) 212 ALR 66, 32 (Branson J); Dal Pont, above n 28, 463.
95 Cynthia Savage, ‘Future Lawyers: Adversaries or Problem Solvers? Two Law School Programs in Alternative Dispute Resolution’ (1989) 7(1) Mediation Quarterly 90.
96 Ibid 99.
97 Ibid 100.
98 Ibid 101.
99 Laura Cooper, ‘Teaching ADR in the Workplace Once and Again: A Pedagogical History’ (2003) 53(1) Journal of Legal Education 1, 2. Cooper describes how law schools in Australia and America have taught courses (especially labour law) from the 1940s through to the 1990s. To put things in perspective, she starts with a description of a conference sponsored by the Association of American Law Schools (AAALS) in 1947 where the conference participants concluded that current law courses were inappropriately focused on the adversarial role of lawyers in litigation. They decided that courses should emphasise the more amicable means of conflict resolution, such as arbitration and mediation instead. Teachers outlined new and innovative approaches, for example simulated ADR exercises that they had employed successfully to teach these new lawyering roles. These teaching initiatives formed the basis of simulation based teaching methods in ADR courses.
100 Ibid 11–12.
101 Ibid 14.
102 Denton R Moore and Jerry Tomlinson, ‘The Use of Simulated Negotiation to Teach Substantive Law’ (1969) 21 Journal of Legal Education 579, 580–81.
103 Ibid 579.
104 Ibid 586.
105 Robert A Baruch Bush, ‘Using Process Observation To Teach Alternative Dispute Resolution: Alternatives to Simulation’ (1987) 39 Journal of Legal Education 46; Spencer, above n 12, 47.
106 Robert B Moberley, ‘Introduction: Dispute Resolution in the Law School Curriculum: Opportunities and Challenges’ (1998) 50 Florida Law Review 583, 585. From 1983 on, the American Bar Association (ABA) Section on Dispute Resolution has periodically surveyed law schools about their ADR pursuits. In 1983 forty-three law schools or about 25% of law schools were offering ADR courses. In 1986, the majority of ABA approved law schools were reported to be offering courses or clinics on ADR. By 1989 550 courses in were provided in 174 law schools. A 1997 survey identified 714 courses being offered in 177 schools. So, almost all law schools were offering dispute resolution courses, most with multiple offerings.
107 Ibid 587.
108 Jeffrey Giddings, ‘Using Clinical Methods to Teach Alternative Dispute Resolution: Developments at Griffith University’ (1999) 10(3) Australasian Dispute Resolution Journal 206.
109 Ibid 213.
110 Jennifer David, ‘Integrating Alternative Dispute Resolution (ADR) in Law Schools’ (1991) 2 Australian Dispute Resolution Journal 5.
111 Ibid 6.
112 Ibid 7.
113 Ibid.
114 Ibid.
115 Professors of Law at the University of Missouri-Columbia School of Law. Riskin was also Director of the Centre for the Study of Dispute Resolution.
116 Ronald M Pipkin, ‘Teaching Dispute Resolution in the First Year of Law School: An Evaluation of the Program at the University of Missouri-Columbia’ (1998) 50 Florida Law Review 610.
117 Leonard L Riskin and James E Westbrook, ‘Integrating Dispute Resolution Into Standard First Year Courses: The Missouri Plan’ (1999) 39 Journal of Legal Education 509, 509–510.
118 Ibid 514.
119 Pipkin, above n 104, 610.
120 Leonard L Riskin, ‘Disseminating the Missouri Plan to Integrate Dispute Resolution into Standard Law School Courses’ (1998) 50 Florida Law Review 590.
121 Pipkin, above n 104, 610.
122 Ibid.
123 Ibid 611.
124 Ibid.
125 Ibid 613.
126 Ibid 642–643.
127 Ibid 650.
128 Ibid 651.
129 Ibid 652.
130 Riskin and Westbrook, above n 105, 516–517.
131 Ibid 591.
132 Ibid 594.
133 Ibid 592.
134 Risken, above n 108, 604.
135 Ibid 520.
136 James R Coben, ‘Summer Musings on Curricular Innovations to Change the Lawyer’s Standard Philosophical Map’ (2003) 50 Florida Law Review 735, 736.
137 Ibid 737.
138 Ibid 739.
139 Ibid 740.
140 Ibid 741.
141 Ibid 743.
142 Ibid 744–747.
143 Ibid 749.
144 Riskin, above n 108, 606.
145 Ibid 607.
146 The University of New Mexico School of Law and the Denver College of Law.
147 Savage, above n 80, 98.
148 Ibid 99–101.
149 Ibid 100.
150 Frank E A Sander, ‘The Future of ADR: The Earl F Nelson Memorial Lecture’ 2000 (1) Journal of Dispute Resolution 7; Archie Zariski, ‘Lawyers and Dispute Resolution: What Do They Think and Know (And Think They Know)? Finding Out Through Survey Research’ (1997) 4(2) E Law Murdoch University Electronic Journal of Law <http://www.murdoch.edu.au/elaw/issues/v4n2/zaris422.html> at 31 October 2006.
151 Jacqueline M Nolan-Haley and Maria R Volpe, ‘Teaching Mediation as a Lawyering Role’ (1989) 39 Journal Of Legal Education 572.
152 Ibid 586.
153 Morris L Medley and James A Schellenberg, ‘Attitudes of Attorneys Toward Mediation’ (1994) 12(1) Mediation Quarterly 185.
154 Ibid 186.
155 Ibid 192.
156 Ibid 197.
157 Ibid 195.
158 Ibid 193.
159 Ibid 197.
160 Lisa G Lerman, ‘The Teaching of Alternative Dispute Resolution’ (1987) 37 (1) Journal of Legal Education 37, 38.
161 Ibid 39
162 Ibid 39.
163 Ibid 38.
164 Paul Brest, ‘A First–Year Course in the “Lawyering Process’’’ (1982) 32 Journal of Legal Education 344.
165 Ibid 350.
166 John R Phillips, ‘Meditation as One Step in Adversarial Litigation: One Country Lawyer’s Experience’ (2002) 1(1) Journal of Dispute Resolution 143.
167 Ibid 143.
168 Ibid 144.
169 Ibid 153.
170 Ibid 154.
171 Archie Zariski, ‘Lawyers and Dispute Resolution: What Do They Think and Know (And Think They Know)? Finding Out Through Survey Research.’ (1997) 4 (2) E Law Murdoch University Electronic Journal of Law <http://www.murdoch.edu.au/elaw/issues/v4n2/zaris422.html> at 31 October 2006.
172 Ibid 3.
173 Ibid 4.
174 Ibid.
175 Ibid 5.
176 Ibid 10.
177 Archie Zariski, ‘Disputing Culture: Lawyers and ADR’ (June 2000) 7(2) E Law Murdoch University Electronic Journal of Law <http:/www.Murdoch.edu.au/elaw/issues/v7n2/zariski72/_text.html> at 31 October 2006
178 Ibid 4.
179 Ibid.
180 Ibid.
181 Ibid 20.
182 Ibid 5.
183 Ibid 6.
184 Ibid.
185 Ibid.
186 Christine Parker, ‘A Critical Morality for Lawyers: Four Approaches to Lawyers’ Ethics’ [2004] MonashULawRw 3; (2004) 30(1) Monash University Law Review 49.
187 Bridget Sordo, ‘The Lawyers Role in Mediation’ (1996) 7(1) Australian Dispute Resolution Journal 20.
188 David Spencer, ‘Liability of Lawyers to Advise on Alternative Dispute Resolution Options’ (1998) 9(4) Australian Dispute Resolution Journal 292 quoting Gavin B Robertson, ‘The Lawyer’s Role in Commercial ADR’ (1987) 61 Law Institute Journal 1148.
189 Sourdin, above n 19, 120.
190 Part Two of this research project describes the results of an empirical study on the Dispute Resolution unit taught at La Trobe Law in 2005 and explores the effects of teaching Dispute Resolution on student attitudes towards the ways in which lawyers manage legal disputes.
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