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PUBLIC SECTOR REGULATION 2023 - REG 9
Meaning of employee record
(1) Each of the following documents is, to the extent the document contains
information about a prescribed employee, an
"employee record" — (a) a report, correspondence item or other document
about the employee’s work performance, work conduct or work history;
(b) a
medical report about the employee;
(c) a written allegation of misconduct by
the employee.
(2) However, none of the following documents is an
employee record about the prescribed employee— (a) a medical report about
the employee indicating that disclosure of information in the report to the
employee might be prejudicial to the employee’s mental or physical health or
wellbeing;
(b) a document created by an appropriately qualified person for
the primary purpose of providing a professional counselling service to another
public service employee that contains information about the employee;
(c) a
document about the employee that— (i) is a public interest disclosure, or a
record of a public interest disclosure, made under the
Public Interest Disclosure Act 2010 ; or
(ii) was brought into existence for
the administration of that Act;
(d) a document about the employee relating to
suspected corrupt conduct under the Crime and Corruption Act 2001 or an
investigation of the conduct;
(e) a document about the employee relating to a
suspected criminal offence or an investigation of the offence;
(f) a document
that is subject to legal professional privilege.
(3) In this section—
"misconduct" see section 91 (5) of the Act .
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